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Rull-Abascal Special Issue for Statistical Physics in Spain (by invitation only)

Elasticity of bilayer lipid membranes from their density correlation function

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Article: e2346262 | Received 27 Feb 2024, Accepted 05 Apr 2024, Published online: 15 May 2024

Abstract

We study the density correlation function (DCF) of DPPC lipid bilayers. We compare Molecular Dynamics (MD) results with theoretical predictions obtained with a mesoscopic description, in terms of the lipid membrane elasticity. One key objective of our work is the quantification of the lipid membrane elasticity directly from the DCF, both for the membrane undulations and local membrane thickness. Our method does not require the definition of instantaneous surfaces or internal variables defining lipid orientations. Building on our previous work, here we focus on the intralayer correlations, i.e. the DCF of lipids residing on the same monolayer, by tracking only the position of the phosphorus atoms in a lipid head group. We demonstrate the relevance of the intralayer two-dimensional (2D) correlations to the total DCF. We further show that all-atom (AA) and coarse grained (CG) lipid forcefields, feature distintively different DCFs. The CG forcefield predicts results in good agreement with the mesoscopic predictions, for the entire wavevector range; the AA forcefield (CHARMM36) predict strong peristaltic fluctuations at long wavevectors q0.8 nm1, which are absent in the CG lipid model (MARTINI).

GRAPHICAL ABSTRACT

1. Introduction

Phospholipid bilayers are quasi-two dimensional (2D) structures that self-assemble spontaneously in water. Lipid membranes play a crucial role in biology, providing a selective permeable layer to cells. Furthermore, lipid membranes have emerged as important artificial soft-matter constructs, which allow performing experiments targeting biophysical relevant questions, by exploiting their flexibility and ability to encapsulate complex fluids. The lipid composition defines the shape and fluctuations of membranes at equilibrium conditions, and under externally applied forces. At length scales much larger than the typical bilayer thickness (d5nm) the shape of the membrane is usually described as a mathematical surface, z=ξ(x) in Monge's representation, with x(x,y), and projected area Ao, on the mean plane of the membrane. The membrane free energy can be defined as a functional of the (assumed) smooth membrane shape, using the Helfrich surface Hamiltonian (HsH) [Citation1], in terms of the mean (κ) and Gaussian (κG) bending moduli. A spontaneous curvature parameter may be added to describe asymmetric bilayers [Citation2], but here we will restrict ourselves to the simplest case with two lipid monolayers of the same composition. In free standing membranes the surface area self-adjusts to give the tensionless state, with zero surface tension (γo=0). In experimental situations γo>0 may be achieved by applying lateral stress on the membrane perimeter, or by adjusting the osmotic pressure in closed vesicles; in those cases γo must be included in the HsH description as an additional parameter.

The HsH description of a lipid bilayer as a smooth mathematical surface z=ξ(x) is accurate for the softer fluctuations modes, i.e. those with low wavevector q in the Fourier representation ξ(x)=qξ^qeiqx. These modes feature the largest response to external forces and the largest fluctuations of the bilayer membrane at thermal equilibrium conditions. For the tensionless (γo=0) state HsH predicts very large mean square amplitude for the Fourier components with low q, as |ξ^q|2=kT/(κq4Ao), where T and k are the temperature and Boltzmann constant, respectively.

The analysis of the mean square fluctuations |ξ^q|2 in Molecular Dynamics (MD) simulations allows exploring the relationship between the molecular structure of the lipids and the bending modulus of the bilayer membrane [Citation3–5]. Specifically, the bending modulus can be computed in the tensionless state using κ=kT/(|ξ^q|2q4Ao) for sufficiently low |q|. However, the estimation of κ using this method requires data for very low q values, and hence very large systems, as q2π/L, with L2=Ao. Furthermore, proper averaging requires very long MD trajectories, to enable appropriate sampling of the slow fluctuations associated those low-q modes. For higher q, q4|ξ^q|2 depends on the definition used to construct the mesoscopic surface, z=ξ(x), from the analysis of the the instantaneous lipid coordinates obtained throughout the simulated trajectory. Standard definitions might result, when q2π/L is not low enough, in an entanglement of the undulatory (U) mode described by HsH with other internal fluctuation modes of the bilayer membrane, such as protrusions [Citation6].

The traditional approaches to compute κ from MD simulations with relatively low computational effort, rely on the analysis of larger q modes, and that requires to extend the mesoscopic analysis of Helfrich including the fluctuations of the internal structure of the lipid bilayer. In addition to the definition of the membrane shape ξ(x), these approaches often require the calculation of other fields, such as the the local bilayer thickness, d(x), or the tilt field n(x). The latter, describes the local mean orientation of the lipid hydrocarbon chains with respect to the membrane plane [Citation6–9]. The choice of these internal fields and the definitions of the extended Hamiltonian, H[ξ(x),d(x),n(x),], is an open question, and a very active area of research. Any mesoscopic description of a molecular system, must achieve a compromise between the internal degrees of freedom needed to keep the accuracy of the Hamiltonian used to fit the MD results, and the numerical method used to extract the elastic constants that enter in H. Usually H is assumed to be quadratic in the relevant variables, and to converge to the Helfrich Hamiltonian when any field other that ξ(r) is maintained to its mean value.

A good extended membrane Hamiltonian allows quantifying κ by analysing small bilayers, i.e. fluctuations with larger q. In addition to bending, these analyses provide valuable information on some internal fluctuations of the lipid membrane. However, the use of the additional mesoscopic fields, introduces both a higher computational cost, and uncertainty on the field definition from the instantaneous molecular configurations. Furthermore, assumptions have to be introduced to combine these fields in the extended Hamiltonian. A comprehensive account of these difficulties, and the disparities in the estimations of the bending modulus of lipid bilayers is given by Ergüder and Deserno [Citation6]. Advancing the discussion below, we note that in simulations of lipid membranes with an all-atom forcefield representation, the role the internal modes is strongly enhanced, with respect to simulations with a coarse grained forcefield for the lipid molecules. Thus, the observed membrane fluctuations in small systems may be very different for different forcefields; whereas in large systems, the undulatory fluctuations are dominant and reflect a bending modulus κ that may be more robust with respect the forcefield choice. This complicates, or even prevents, using a simple extrapolation of the simulation data from small to large sizes, in order to obtain κ; particularly when we try to track the effects of the atomic-scale structure of the lipid molecules.

We recently introduced [Citation10] a deconstruction procedure for the interlayer component of DCF to get κ from the molecular positions, using MD simulations of moderate size lipids bilayers, consisting of a few thousand lipid molecules. Our method circumvents the use of mesoscopic continuous fields ξ(x), d(x) or n(x), and requires only two-site correlations, in terms of the density correlation function (DCF) G(z1,z2,q), which is Fourier transformed on the x plane, but maintaining the real-space dependence in the direction normal to the bilayer plane, z. In our analysis of DPPC and POPC phosphatidylcholine lipid bilayers we used only the interlayer component of the DCF between the phosphorus atoms in the lipid head groups. This DCF can be unambiguously computed for any given forcefield representation. The selection of the interlayer DCF, i.e. the correlation between pairs belonging to the opposite lipid layers in the membrane, provides a natural and effective filter for the U fluctuation mode, and it does not require the introduction of additional fields used in the curvature-tilt approaches [Citation6].

In order to advance in the full theoretical description of the simulated G(z1,z2,q), and its associated structure factor, we extend in this paper the two-site correlation analysis, to track both the interlayer and the intralayer components of the DCF G(z1,z2,q). Again we rely on the tracking of only the phosphorus atoms in the lipid head groups. The idea of the approach presented here, is to extract not only the coupled undulatory mode, with the bending modulus of the lipid bilayer κ, but also to quantitatively characterise the internal fluctuations of the bilayer that may be relevant to analyse, e.g. the impact of proteins embedded in the lipid membrane. The analysis based on the DCF is compared with the mesoscopic description (Section II) in terms of the surfaces z=ξ±(x) describing the instantaneous shapes of the ‘upper’ (+) and ‘lower’ (−) lipid monolayers in the bilayer, as calculated with a (well tested) molecular scale definition. To match the DCF and the fluctuating surfaces representation extracted from the same set of MC configurations, we extend the theoretical analysis of Bedeaux and Weeks [Citation11] (BW) to the case of two coupled fluctuating surfaces (Section III). The BW theory defines the contribution of interfacial fluctuations to the DCF G(z1,z2,q), using the derivatives of the (one-site) density profile ρ(z) and the mean square values |ξq|2 of the (assumed) Gaussian distribution of the fluctuating interface. In section IV we analyse the contributions to the simulated DCF G(z1,z2,q), which are not described in terms of CW fluctuations (double Bedeaux-Weeks formalism, dBW). Specifically, we will focus on the role of the lipid layer 2D compressibility in the intralayer part of G(z1,z2,q). Taking into account these non-CW fluctuations (that we refer as ‘correlation background’), in Section V we probe that it is possible to retrieve the simulation values for DCF and the structure factor from its theoretical dBW values. As an extensions of our previous article [Citation10], where only analysed the interlayer component of DCF, we discuss in section VI a deconstruction procedure to obtain the elastic properties of the monolayer from the intralayer DCF by subtracting contributions due to the compressibility of each layer.

Finally, we will discuss the significant differences of G(z1,z2,q) for coarse grained (CG) MARTINI [Citation12] and all-atom CHARMM36 [Citation13] forcefields. We will focus on the analysis of internal fluctuations in the bilayer, and demonstrate that both forcefields predict a qualitatively distinct membrane behaviour.

2. Mesoscopic description of the membrane as two coupled fluctuating surfaces

For the analysis presented in this work we employed the MD trajectories used in our previous works of DPPC bilayers [Citation10, Citation14]. These works included simulations performed with both, all-atom CHARMM36 [Citation13] and CG MARTINI [Citation12] forcefield representations of DPPC molecules in water (see Supplementary Material (SM) for a summary of the simulation details). In the analysis reported below we use only the coordinates riα=(xiα,ziα) of the phosphorous atom (i = 1, ··· , Nα) in each phospholipid head group, for the two paired monolayers (α=±) with opposite orientations of their hydrophobic tails. The initially equal numbers of phospholipid molecules in each layer, N+=N=N/2, are usually unchanged along the whole MD, since phospholipid flip-flop events are not observed in standard simulations. Nevertheless, if necessary, it is easy to perform some direct test for the head-tail orientation of each phospholipid, to detect any eventual flip-flop event and to relabel that molecule. Any random drift of the membrane along the Z direction is eliminated by taking the origin at the centre of mass, i.e. we take zcmi(zi++zi)/N=0 for each configuration, where N is the total number of phospholipids.

The mesoscopic description is used here to compare with our analysis of the membrane elasticity using just the DCF. For each MD configuration we compute the two surfaces z=ξ+(x) and z=ξ(x), as a smoothed representations of all the riα in each lipid layer. The undulatory (U) mode of the membrane as a whole is defined with the mean position between the two layers ξU(x)=(ξ+(x)+ξ(x))/2 and the peristaltic (P) mode ξP(x)=(ξ+(x)ξ(x))/2 gives the local half-width of the bilayer. In a symmetric bilayer the statistical properties of each monolayer (m) are equal and the functions ξU(x) and ξP(x) become uncorrelated, i.e. ξU(x)ξP(x)=0 for any x and x, a property that will be very useful for our later analysis.

We refer the reader to our previous works [Citation10, Citation14] for details of the MD simulations and the mesoscopic analysis to get the monolayers (m) mean square fluctuations |ξ^qm|2(|ξ^q+|2+|ξ^q|2)/2|ξ^q+|2|ξ^q|2, and their coupled undulations (CU) ξ^q+ξ^q. The mean square amplitudes of the normal (U and P) modes are |ξ^qU|2=(|ξ^qm|2+ξ^q+ξ^q)/2 and |ξ^qP|2=(|ξ^qm|2ξ^q+ξ^q)/2. Figure  presents these results obtained with CHARMM36, in terms of the wavevector dependent surface tensions, (1) γX(q)kT|ξ^qX|2q2Ao,(1) for X = m, U and the equivalent with ξ^q+ξ^q for CU. The low q regime γm(q)γU(q)γCU(q)κq2 for q0.35nm1, corresponds to the soft modes of the low wavevector undulation for a tensionless membrane, as described in HsH with γo=0. Our estimate [Citation10] for the membrane bending modulus is κ/(kT)=26.2±1.5 [Citation10]. However, the three surface tension functions shown in Figure , become qualitatively different for q0.5nm1, highlighting the relevance of the internal fluctuations of the membrane.

Figure 1. MD simulation results for the variation of the surface tensions with the wavevector q, as defined in (Equation1), for the free DPPC membrane modelled with the CHARMM36 forcefield. Green: the coupled undulatory mode γCU(q); red: the peristaltic mode γP(q); blue: the undulatory mode γU(q), and black: the monolayer mode γm(q). The circles correspond to the values of q accessible in the MD box, the lines are guides to the eye.

Figure 1. MD simulation results for the variation of the surface tensions with the wavevector q, as defined in (Equation1(1) γX(q)≡kT⟨|ξ^qX|2⟩q2Ao,(1) ), for the free DPPC membrane modelled with the CHARMM36 forcefield. Green: the coupled undulatory mode γCU(q); red: the peristaltic mode γP(q); blue: the undulatory mode γU(q), and black: the monolayer mode γm(q). The circles correspond to the values of q accessible in the MD box, the lines are guides to the eye.

Within our representation the internal fluctuations emerge from the peristaltic mode, also shown in Figure as γP(q)kT/(|ξ^qP|2q2Ao). At low q this representation is rather counterintuitive, diverging as q2, since |ξ^qP|2 has finite q = 0 limit, rather than showing the q2 divergence of any undulatory fluctuation. However, the representation of the P mode as a surface tension function becomes clearly more intuitive for large q, when γP(q) goes smoothly to the same values as the undulatory γU(q), which is about twice that of the monolayers in the high-q regime. This result indicates, since we use only the two surfaces z=ξ±(x), that the four functions γX(q) in Figure are linked by the relationships (2) 1γU(q)+1γP(q)=1γm(q)and1γU(q)1γP(q)=1γCU(q).(2) The decoupling of the fluctuations of the two monolayers, ξ^q+ξ^q0 at large q, leads to the limits γU(q)=γP(q)=2γm(q).

We find qualitative differences between the MD results for DPPC modelled with either all-atom CHARMM36 or CG MARTINI forcefields. In the all-atom forcefield results, see Figure , γP(q) crosses over γU(q), with the P mode becoming softer for q0.7nm1 In contrast, the MARTINI predicts a U mode that is always softer than the P mode (see Figure  in the SM). Namely, bending the MARTINI-DPPC bilayer costs less free energy than changing its thickness by the same amplitude and wavelength; but the opposite happens with the CHARMM36 representation of the same lipid molecules, for undulations of less than 9nm wavelength. In Figure  we demonstrate this important difference between all-atom and CG forcefields, by exploring the q-dependence of the CU amplitude ξ^q+ξ^q. At low q values the results for all-atom and CG representations agree reasonably well predicting similar positive values for the CU amplitude. However, at high-q, the MARTINI forcefield predicts a monotonic decay towards zero, while the all-atom forcefield predicts a negative correlation for q0.7nm1.

Figure 2. The correlation between the fluctuating amplitudes of the two layers in the membrane, as a function of the wavevector q, for the tensionless (γo=0) DPPC membrane with two different forcefield representations: The green line shows the result obtained with the MARTINI coarse-grained forcefield, and the black circles the results for the all-atom CHARMM36 forcefield. In order to study the uncertainty of the all-atom results around the minimum, we have analysed the data using subaverages. The dashed line shows the values obtained using only the first 6760 configurations and the dotted line those obtained using only the last 6760 configurations. As we can see the results are well converged The blue squares are results for the tensionless CHARMM36-DPPC membrane obtained with the deconstruction of the interlayer MD G+(z1,z2,q). The red line represents result for the MARTINI-POPC membrane under tension.

Figure 2. The correlation between the fluctuating amplitudes of the two layers in the membrane, as a function of the wavevector q, for the tensionless (γo=0) DPPC membrane with two different forcefield representations: The green line shows the result obtained with the MARTINI coarse-grained forcefield, and the black circles the results for the all-atom CHARMM36 forcefield. In order to study the uncertainty of the all-atom results around the minimum, we have analysed the data using subaverages. The dashed line shows the values obtained using only the first 6760 configurations and the dotted line those obtained using only the last 6760 configurations. As we can see the results are well converged The blue squares are results for the tensionless CHARMM36-DPPC membrane obtained with the deconstruction of the interlayer MD G+−(z1,z2,q). The red line represents result for the MARTINI-POPC membrane under tension.

In order to characterise the qualitative differences between the MD results for DPPC modelled with either all-atom CHARMM36 or CG MARTINI forcefields, we have analysed the probability distribution of the local width for typical bilayer configurations. Figure  shows that for the MARTINI the distribution is a Gaussian with ξPd/22.05±0.1nm, while for the CHARMM36 we get wider and distinctly asymmetric distribution. The origin of this asymmetry in the membrane width distribution can be easily seen in the snapshot of a representative configuration of CHARMM6 free DPPC, Figure . In some regions of the membrane lipid chains remain more or less straight and parallel, implying a large distance between the heads. However, in other areas of the membrane, the flexible CHARMM36 lipid chains show significant deformations with strong folding of the chain, featuring a shorter distance between the heads. Within our description of the membrane, this change in the distance between the lipid heads is expressed as that the peristaltic mode dominating over the undulatory mode at intermediate wave vectors. With MARTINI, the lipid chains are much more rigid, preventing the strong folding of the chains observed with CHARMM36. Although it is logical to argue that the behaviour of a biological membrane will be better described by the more complex forcefield (CHARMM36), the question of which forcefield better captures the behaviour of lipid chains in biological membranes remains open. It is necessary to compare with experimental results of lipid chain behaviour, as well as simulate other membranes and potentials, which exceeds the scope of this work. In this sense the analyses of the deuterium order parameter has been very helpful in previous studies, to assess the accuracy of AA forcefields [Citation15]. However, we will analyse whether these differences between AA and MARTINI descriptions may be directly observed in their DCF, G(z1,z2,q).

Figure 3. The dashed red line shows the probability distribution PP(ξP) for the local half-width ξP(x) averaged over all configurations of the free DPPC membranes. ξP(x) is evaluated using the ISM surfaces with qu=2.60nm1. Top panel: results for the CHARMM36, bottom panel: for the MARTINI. The blue line is the fit with a Gaussian, and (in the top panel) the green line is a fit with two Gaussians.

Figure 3. The dashed red line shows the probability distribution PP(ξP) for the local half-width ξP(x→) averaged over all configurations of the free DPPC membranes. ξP(x→) is evaluated using the ISM surfaces with qu=2.60nm−1. Top panel: results for the CHARMM36, bottom panel: for the MARTINI. The blue line is the fit with a Gaussian, and (in the top panel) the green line is a fit with two Gaussians.

3. Density profiles and density correlation functions of lipid bilayers

We discuss now the analysis of the same MD trajectories, targeting the density profiles and density correlation function (DCF) of the phosphorous atoms. Here we do not use any mesoscopic representation, such as the surfaces z=ξ±(x) discussed above. In our previous work [Citation10] we showed that bending modulus κ can be computed accurately by analysing the interlayer DCF. Here, we explore the use of both, interlayer and intralayer components of the DCF. We investigate their relationship with the internal membrane fluctuations, including the peristaltic mode associated to the membrane thickness, as well as other molecular fluctuation modes, not included in the mesoscopic representation provided by ξ±(x).

Figure 4. Snapshot of a representative configuration of DPPC modeled with the CHARMM36 all-atom forcefield. The snapshot shows two regions in the lipid bilayer corresponding to phosphate-phosphate distances of 48.6 Å(left, yellow, and green lipids) and 38.4 Å(right: orange, cyan, blue, and purple lipids). The phosphorous atoms in the lipid head group are highlighted as red spheres.

Figure 4. Snapshot of a representative configuration of DPPC modeled with the CHARMM36 all-atom forcefield. The snapshot shows two regions in the lipid bilayer corresponding to phosphate-phosphate distances of 48.6 Å(left, yellow, and green lipids) and 38.4 Å(right: orange, cyan, blue, and purple lipids). The phosphorous atoms in the lipid head group are highlighted as red spheres.

Figure 5. TheCHARMM36 DPPC density-density correlation functions from MD simulation with no tensile stress. Left column q = 0.268 nm1, middle column q = 0.80 nm1, right column q = 1.34 nm1. Bottom row: the simulation G(z1,z2;q), Equation (Equation4) without the delta term. Second row: the double Bedeaux Weeks GdBW(z1,z2;q) to order n = 20 and using an intrinsic profile with qu=2.60 nm1 (see Equation (Equation8)). Third row: the sum GdBW(z1,z2;q)+G2Db++(z1,z2;q). Top row: the sum GdBW(z1,z2;q)+Gbg++(z1,z2;q).

Figure 5. TheCHARMM36 DPPC density-density correlation functions from MD simulation with no tensile stress. Left column q = 0.268 nm−1, middle column q = 0.80 nm−1, right column q = 1.34 nm−1. Bottom row: the simulation G(z1,z2;q), Equation (Equation4(4) G(z1,z2,q)=⟨∑i≠j=1Nδ(r→1−r→i)δ(r→2−r→j)eiq→⋅x→ij⟩+δ(z1−z2)ρ(z1),(4) ) without the delta term. Second row: the double Bedeaux Weeks GdBW(z1,z2;q) to order n = 20 and using an intrinsic profile with qu=2.60 nm−1 (see Equation (Equation8(8) GdBW(x→12,z1,z2)≡∑α,β=±GdBWαβ(x→12,z1,z2)≡∑α,β=±(⟨ϱξα(x→1,z1)ϱξβ(x→2,z2)⟩ξ−ρα(z1)ρβ(z2))=∑α,β=±∫∫dξ1αdξ2βPαβ(ξ1α,ξ2β;x12)×(ρIm(α(z1−ξ1α))ρIm(β(z2−ξ2β))−ρα(z1)ρβ(z2)(β(z2−ξ2β)))(8) )). Third row: the sum GdBW(z1,z2;q)+G2Db++(z1,z2;q). Top row: the sum GdBW(z1,z2;q)+Gbg++(z1,z2;q).

3.1. Molecular dynamics results

The density profiles for each phospholipid layer can be obtained from the MD averages (3) ρα(z)=ϱα(r)=1Aoi=1Nαδ(zziα).(3) where ϱα(r)iδ(riαr)) is the instantaneous density for the positions riα of the phosphorus atoms. The density profiles (see Figure in SM) feature narrow distributions, ρ+(z)=ρ(z), around z=±d/2, d being the mean membrane thickness. The total density profile can be obtained from ρ(z)=ρ+(z)+ρ(z), i.e. by extending the sum in (Equation3) over all the phosphorous atoms in the membrane. For not too large membrane sizes the two peaks in ρ(z) are well separated, as shown by the large ρ(z)0 gap centred around z = 0. It is then easy to split ρ+(z)=ρ(z) for z>0 and ρ(z)=ρ(z) for z<0, without keeping track of the index α=± associated to each phosphorus atom.

The density correlation function (DCF) of the phosphorus atoms at any two points is defined by G(r1,r2)ϱ(r1)ϱ(r2)ϱ(r1)ϱ(r2). We compute its 2D Fourier transform in x12=x2x1 (4) G(z1,z2,q)=ij=1Nδ(r1ri)δ(r2rj)eiqxij+δ(z1z2)ρ(z1),(4) for all transverse wavevectors q|q|0 allowed by the MD box size. The product ρ(z1)ρ(z2) must be subtracted from (Equation4) to get G(z1,z2,0), but for our analysis we will only use q0. The last term in (Equation4) is the ideal gas self-correlation, independent of q, from the i = j terms that are excluded in the first term sum. The lower panels of Figure shows G(z1,z2,q) (without the delta-function self-correlation term) for all-atom CHARMM36 tensionless bilayers, and for three different values of the transverse wavevector q. For systems of moderate size, such as those employed here, G(z1,z2,q) features well separated quadrants for positive/negative values of z1 and z2, i.e. the intralayer Gαβ(z1,z2,q) with α=β=± and interlayer αβ density correlations, respectively. For larger simulation systems, L50nm (see Figure of SM in ref. [Citation10]), we expect some overlap around z1,20, but still in these cases we may keep track of the ± labels for each lipid molecule to compute the separate averages for each quadrant. The different scale of the colour maps for each q vector (see panel in the same column) reflects the rapid increase of the DCF in a tensionless membrane as the transverse wavevector decreases. The functional dependence of the DCF divergence, G(z1,z2,q)kT/(κq4), of the thermal undulations at low q, provides the route to obtain the bending modulus of the bilayer membrane [Citation10]. We note that contributions associated the internal modes in the DCF would be more important at large q-vectors, as the contribution of the membrane undulations becomes less important. Figure  of the SM shows that the simulation results for G(z1,z2,q) using MARTINI closely resembles CHARMM36 data. The only significant difference appears at the highest q value. In the case of CHARMM36, the off-diagonal (interlayer) elements exhibit a change in sign symmetry compared to its lower q values. Conversely, with MARTINI, these elements maintain the same symmetry throughout.

The Fourier transform of G(z1,z2,q) with respect to z12z1z2, integrated over (z1+z2)/2, gives the structure factor: (5) S(q,qz)=1Ndz1dz2G(z1,z2,q)eiqzz12=1+1Nij=1Nei(qxij+qzzij)(5) where we keep the notation q=|q| for the 2D wavevector on the bilayer XY plane. The upper panels in Figure show S(q,qz)1 (i.e. taking out the ideal-gas self-correlation term in (Equation4)) for the DCF presented in Figure . In our MD simulations the intralayer S++(q,qz)=S(q,qz) and the interlayer S+(q,qz)=S+(q,qz) components of the structure factor may be separated, with the sum over i, j in (Equation5) restricted to the corresponding layers. The interlayer term varies with qz as a modulated oscillatory function with period 2π/d. The intralayer term is a smooth function of qz, and decays for large qz, when 2π/qz becomes small compared with the narrow width of the ρ±(z) peaks in the density profile. Notice that from S(q,qz) we cannot recover the full dependence of G(z1,z2,q) with z1 and z2. We also note that G(z1,z2,q) cannot be accessed experimentally, but the function S(q,qz) would be closer to a property that might be measured in diffraction experiments. Notwithstanding, in an experimental situation, the simulated S(q,qz) for the phosphorus atoms would be blurred in the experimental data by a form factor with the scattering section of the molecules (of all the electrons for Xrays and all the nuclei for neutrons), as well as the contributions from the water bath. As for the G(z1,z2,q) the simulation S(q,qz) using the MARTINI is very similar to the obtained with the CHARMM36, not presenting notable qualitative differences, see Figures and  of the SM.

Figure 6. The results in the two bottom rows of Figure for the DCF of the tensionless CHARMM36-DPPC membrane are presented in terms of the structure factor. Dashed lines: the MD results without the ideal self-correlation, S(q,qz)1; full lines: the double Bedeaux-Weeks prediction SdBW(q,qz), as function of qz. Top panel q = 0.268 nm1, middle panel q = 0.80 nm1, and bottom panel q= 1.34 q=1.34nm1. Black lines: total structure factor S(q,qz), blue lines: interlayer component S+(q,qz)=S+(q,qz) and red lines: intralayer component S++(q,qz)=S(q,qz).

Figure 6. The results in the two bottom rows of Figure 5 for the DCF of the tensionless CHARMM36-DPPC membrane are presented in terms of the structure factor. Dashed lines: the MD results without the ideal self-correlation, S(q,qz)−1; full lines: the double Bedeaux-Weeks prediction SdBW(q,qz), as function of qz. Top panel q = 0.268 nm−1, middle panel q = 0.80 nm−1, and bottom panel q= 1.34 q=1.34nm−1. Black lines: total structure factor S(q,qz), blue lines: interlayer component S+−(q,qz)=S−+(q,qz) and red lines: intralayer component S++(q,qz)=S−−(q,qz).

Figure 7. Thenon-CW contribution (background) of the intralayer density correlation function for the same DPPC membrane as in Figure . Left column q = 0.80 nm1, right column q = 1.34 nm1. GbgMD++(z1,z2,q), from the difference between the MD result (Equation4) and the dBW prediction (Equation8), presented in the middle row, is to be compared with two different approaches to estimate the correlation background (in the second and fourth rows). Top row: The intrinsic correlation result from the ISM analysis of the MD results (Equation14). Bottom row: Intrinsic correlation from a simpler 2D compressibility hypothesis (Equation16). These two intrinsic versions of the missing correlations are convoluted with the monolayer fluctuations to give the predictions for GbgMD++(z1,z2,q) in the second (Equation15) and fourth (Equation17) rows, respectively.

Figure 7. Thenon-CW contribution (background) of the intralayer density correlation function for the same DPPC membrane as in Figure 5. Left column q = 0.80 nm−1, right column q = 1.34 nm−1. Gbg−MD++(z1,z2,q), from the difference between the MD result (Equation4(4) G(z1,z2,q)=⟨∑i≠j=1Nδ(r→1−r→i)δ(r→2−r→j)eiq→⋅x→ij⟩+δ(z1−z2)ρ(z1),(4) ) and the dBW prediction (Equation8(8) GdBW(x→12,z1,z2)≡∑α,β=±GdBWαβ(x→12,z1,z2)≡∑α,β=±(⟨ϱξα(x→1,z1)ϱξβ(x→2,z2)⟩ξ−ρα(z1)ρβ(z2))=∑α,β=±∫∫dξ1αdξ2βPαβ(ξ1α,ξ2β;x12)×(ρIm(α(z1−ξ1α))ρIm(β(z2−ξ2β))−ρα(z1)ρβ(z2)(β(z2−ξ2β)))(8) ), presented in the middle row, is to be compared with two different approaches to estimate the correlation background (in the second and fourth rows). Top row: The intrinsic correlation result from the ISM analysis of the MD results (Equation14(14) GIm(z1,z2,q)=⟨∑i,j=1Nδ(r→1−τ→i)δ(r→2−τ→j)eiq→⋅x→ij⟩,(14) ). Bottom row: Intrinsic correlation from a simpler 2D compressibility hypothesis (Equation16(16) G2DI(z1,z2,q)=h2D(q)∑ν=±ρIν(z1)ρIν(z2).(16) ). These two intrinsic versions of the missing correlations are convoluted with the monolayer fluctuations to give the predictions for Gbg−MD++(z1,z2,q) in the second (Equation15(15) Gbg++(z1,z2,q)≈∫dξUPU(ξU)∫dξPPP(ξP)×GIm(z1−ξ1±,z2−ξ2±,q),(15) ) and fourth (Equation17(17) G2Db++(z1,z2,q)=∫dξmP(ξm)G2DI(z1−ξ,z2−ξ,q)=h2D(q)∫dξmP(ξm)×ρI(z1−ξm)ρI(z2−ξm)(17) ) rows, respectively.

3.2. Mesoscopic description of the fluctuations effects

A key aspect to extract the elastic properties of the lipid bilayer from ρα(z) and Gαβ(z1,z2,q) is their dependence with the system size. Large membranes develop larger shape fluctuations, which give broader peaks in ρ(z) and broader quadrants in G(z1,z2,q) when the density calculations are projected on the plane of the bilayer (normal direction to z in our case). The Capillary Wave Theory (CWT) [Citation16, Citation17], originally formulated for liquid surfaces, provides the theoretical mesoscopic framework to study this size effects. The theory assumes that the local fluctuations of the position of the interface z=ξ(x)=qξ^qeiqx, have an associated intrinsic density profile ρI(z) that represents the structure of the liquid surface over a small region, whose size does not depend of the system size. Assuming independent Gaussian fluctuations for the Fourier components ξ^q and the statistical independence of ξ(x) and ρI(z), a full theoretical framework can be developed in terms of the mean square thermal fluctuations |ξ^q|2 to predict the size and q dependence of ρ(z) and G(z1,z2,q). Furthermore, this framework provides a route to extract the elastic properties of the fluctuating surface directly from its DCF.

The reader unfamiliar with the CWT and its practical use in computer simulations through the Intrinsic Sampling Method (ISM) [Citation18] is directed to previous works, both for liquid surfaces [Citation19, Citation20] and for lipid bilayer membranes [Citation10, Citation14]. Here we focus on the extension of the theoretical methods to describe the DCF in lipid membranes by considering the mesoscopic fluctuations of the lipid monolayers, described by the two surfaces z=ξ±(x). From the ± symmetry of our bilayer membranes we get ξU(x1)ξP(x2)=ξUξP, for any x1 and x2. Despite the strong coupling between ξ+(x1) and ξ(x2) for short projected distance x12=|x1x2|, the undulatory (U) and peristaltic (P) fluctuation modes are fully uncorrelated. Therefore, the probability distribution for the local position of the two surfaces ξ+(x) and ξ(x), at the same x, may be factorised as P(ξ+,ξ)=PU(ξU)PP(ξP), in terms of the probability distribution for each mode.

The ISM [Citation18] applied to bilayer lipid membranes [Citation14], provides an approach to define smooth surfaces z=ξα(x), which interpolate through the instantaneous positions of the phosphorus atoms in each lipid monolayer. The method uses an upper cutoff parameter |q|qu to set the coarse level of the mesoscopic description. From the functions ξα(x), calculated from the analysis of a large set of MD frames, we calculate the probability distributions PU(ξU) and PP(ξP). The CWT assumes that both probabilities are Gaussians, with mean values ξU=0 and ξPd/2, and mean square fluctuations |ξU|2 and |ξP|2. Within the CWT assumptions, the same set of molecular configurations gives the intrinsic monolayer (Im) density profile ρIm(z)=ϱ±(x,±zξ±(x)), that may be obtained indistinctly from any of the lipid layers or (to get better statistics) from the average of both for monolayers with the same composition. This ρIm(z) is a very narrow peak around z = 0, much narrower than ρ±(z) around z=±d/2, since ρIm(z) eliminates from the molecular positions the fluctuations of the mesoscopic surfaces z=ξ±(x) (see Figure of the SM). ρIm(z) reflects our choice for how closely to the positions of the phosphorous atoms we define the intrinsic surfaces ξα(x). A perfect interpolation may be achieved with a large qu (i.e. with enough Fourier components), and then we get a delta-function ρIm(z)=n2Dδ(z), with the 2D density of the monolayers. However, the CWT assumptions fail at the molecular scales. To achieve quantitative accuracy of the CWT predictions we must use a lower qu, with some intrinsic width in ρIm(z) that may not be a fully symmetric function, since ρIm(z) for z>0 corresponds to fluctuations taking the head groups outwards (towards water) of their mean position, while for z<0 the head groups are inwards (towards the other leaflet).

Following the CWT we use, (6) ϱξ(x,z)ρIm(zξ+(x))+ρIm(z+ξ(x)),(6) as the mesoscopic description of the instantaneous density distribution. Then, we may check if the density profile (Equation3), obtained as the statistical average over the atomic positions along the MD simulation, is or not accurately recovered from the average of ϱξ(x,z) over the fluctuations of the surfaces (7) ρCWT(z)=ϱξ(x,z)ξdξ+dξP(ξ+,ξ)×(ρIm(zξ+)+ρIm(z+ξ))=dξUPU(ξU)dξPPP(ξP)×[ρIm(zξU+ξP2)+ρIm(z+ξUξP2)].(7) For qu3.5nm1 the mesoscopic description becomes too fine-grained and we observe that this CWT prediction fails (see Figure of the SM). For too low qu we would need very large systems, since we can analyse only the membrane fluctuation for |q|qu. Unless otherwise made explicit, we use here qu=2.9nm1, that gives a good compromise between the accuracy of the theoretical framework and the computational cost.

To extend the analysis by Bedeaux and Weeks (BW) for the DCF, we define a double BW (dBW) mesoscopic representation of the density correlation in real space (8) GdBW(x12,z1,z2)α,β=±GdBWαβ(x12,z1,z2)α,β=±(ϱξα(x1,z1)ϱξβ(x2,z2)ξρα(z1)ρβ(z2))=α,β=±dξ1αdξ2βPαβ(ξ1α,ξ2β;x12)×(ρIm(α(z1ξ1α))ρIm(β(z2ξ2β))ρα(z1)ρβ(z2)(β(z2ξ2β)))(8) where we use ξ1±ξ±(x1) and ξ2±ξ±(x2) as shorthand to the local height of each monolayer. The joint probability distribution for these pairs of intrinsic surfaces heights, Pαβ(ξ1α,ξ2β;x12) depends, on the (in-plane) distance x12. From a direct extension of the work of Bedeaux and Weeks [Citation11, Citation21] for a single fluctuating surface, the Fourier transform of the joint probability distribution may be obtained under the assumption of Gaussian independent distributions for each q, in terms of the height-height correlation function Sαβ(x12)=ξα(x1)ξβ(x2)ξα(x1)ξβ(x2).

The generic form for each quadrant in this mesoscopic dBD description of the DCF is a series (9) GdBWαβ(z1,z2,q)=n=1(αβ)nS^nαβ(q)n!dnρ(z1)dz1ndnρ(z2)dz2n,(9) with the dependence on z1,2 from the n order derivatives of the density profile, and the dependence with q from the Fourier transform of the the n power of the height-height correlation Sαβ(x) (10) S^nαβ(q)d2x[Sαβ(x)]neiqx.(10) The n = 1 term, i.e. the Fourier transform of Sαβ(x), is given by Sαβ(q)S1αβ(q)=Aoξqαξqβ that may be directly related to the elastic constants energy by the equiparticion of the energy. In particular, for very low q we expect that all the terms (α,β=±) would become similar and very large, as (11) Sαβ(q)=AoξqαξqβkTγoq2+κq4+(11) diverging as q4 for tensionless membranes, and as q2 for membranes under tension.

Obviously, the mesoscopic prediction (Equation8) contains only the smooth DCF contributions, proportional to the derivatives of the density profile. The delta-function self-correlation term in (Equation4), that adds +1 to the structure factor (Equation5), is not included. There are also other sources of correlation between the positions ri± and rj± of different lipid head groups that are not included in GdBW(z1,z2,q), since they do not correspond to the DCF that arise from the rigid local shift of the intrinsic monolayer density profile assumed to get (Equation8).Together with the trivial self-correlation term, they give a correlation background GGdBW to be discussed in the next subsection.

In Figure the (bottom row) MD results for G(z1,z2,q) may be compared with the dBW prediction given in the second from bottom row, when we plug in (Equation9) the ISM results for S^nαβ(q). For the lowest wavevector (q=0.268nm1, on the left column) the visual agreement is quite good. The strong correlations observed in the MD results are clearly the consequence of the large fluctuations of the membrane shape, that are well described by the dBW assumptions. In the middle column (q = 0.80 nm1) the visual agreement between MD and dBW is still good, including the clear difference between the intralayer (same sign of z1 and z2) and the interlayer (z1 and z2 with opposite sign) quadrants, which reflects the strong contribution to the DCF from the local fluctuations of the membrane width. Still, with a closer look, we may observe that the dBW predictions overestimates the positive values of the MD results G(z1,z2,q) for z1z2 (intralayer). In the right column, for q = 1.34 nm1 , the difference between the intra and the (much fainter) interlayer quadrants increases. Although the dBW prediction still captures the dominant behaviour, the close comparison with the MD results shows that dBW underestimates the weak interlayer DCF, while it clearly overestimates the stronger intralayer one. On the contrary, for the MARTINI results, at these high q values, the mesoscopic values of GdBW±, continue to be very similar to the simulation values (see Figure in the SM).

To better quantify the accuracy of dBW, we compare the MD structure factor (Equation5), as S(q,qz)1, to remove the ideal gas self-correlation, with its mesoscopic dBW form (Equation8) we get SdBWαβ(q,qz)=Φα(qz)Φβ(qz)n=1(αβqz2)nS^nαβ(q)n!=Φα(qz)Φβ(qz)d2x×(eαβqz2Sαβ(x)1)eiqx.The MD results for the surface structure factor are well approximated by the CWT representation of the mean monolayer profile as a Gaussian convolution with square width Δm of an (very narrow) intrinsic monolayer profile with 2D density n2D; that gives: (12) Φ±(qz)=dzdρ±(z)dzeiqzzin2DeΔm2qz2e±id2qz.(12) Therefore |Φ±(qz)|2qz2n2D2eΔmqz2 for the intralayer terms, with a smooth shape for SdBWαα(q,qz) vanishing both at low and high qz. For the interlayer components the sum of the two (off-diagonal) terms gives (13) Φ+(qz)Φ(qz)+Φ(qz)Φ+(qz)(|Φ+(qz)|2+|Φ(qz)|2)cos(dqz),(13) with an oscillatory shape convoluted by the same smooth shape of the intralayer components.

The top panel in Figure shows that for our lowest wavevector (q = 0.268 nm1) SdBW(q,qz) is large and nearly indistinguishable from the MD results. The lower scale for q = 0.80 nm1 makes visible some discrepancy for the intralayer contribution at low qz, and with the still lower scale for q = 1.34 nm1 the discrepancy becomes obvious and also extended to higher qz. The qualitative failure of (Equation12) comes in the prediction SdBWαα(q,qz)=0 at qz=0, while the MD results for Sαα(q,qz)11, at low qz. Notice that qz=0 corresponds to the integral across the z direction, so that Sαα(q,0) represents the 2D structure factor of the lipid heads in the same monolayer if projected on the XY plane. That contribution to the DCF is obviously out of the dBW description that considers only the effects of the rigid shift of the intrinsic monolayer density profiles ρIm(z), without any in-plane fluctuation of the intrinsic density. The MD interlayer contribution is S+(q,qz)0 for low qz (the self-correlation does not appear, so that we do not have to take out the 1 term) and it compares much better with the dBW result at q = 0.80 nm1 , although with some phase shift between the MD and the dBW results.

Our previous proposal to extract the bending modulus of a lipid bilayer membrane is based on the identification of the MD result for the interlayer DFC with the dBW prediction (Equation9). Assuming that, for low and middle values of q, we may take GdBW+(z1,z2,q)G+(z1,z2,q), and together with a Gaussian approximation for the MD density profiles ρ+(z) and ρ(z), the dBW series may be deconstructed to get the functions S^n+(q), and the elastic constants of the membrane are obtained from the n = 1 term as in (Equation11). Nevertheless, for the all-atom forcefield of DPPC, we find that the discrepancy between MD and dBW becomes much stronger for larger wavevectors. At q = 1.34 nm1 (on the bottom panel of Figure ) SdBW+(q,qz) is much smaller than the MD S+(q,qz). That discrepancy corresponds to the fainter colour map of the dBW results in the interlayer quadrants of the right hand column in Figure . Notice that, over that region of high q and for the CHARMM36 representation of the DPPC lipids, we are getting the negative correlation between the two lipid layers shown in Figure . That is in qualitative contrast with the results obtained with the CG MARTINI forcefield at high q where the correlation between layers keep positive and the SdBW+(q,qz) is very similar to the MD S+(q,qz) (see Figure in SM)

4. Analysis of the correlation background

The correlation background GbgMD(z1,z2,q)=G(z1,z2,q)GdBW(z1,z2,q) gives the DCF that, as shown in the MD simulations, gives the difference between the DCF obtained directly in the MD simulations and the prediction of the mesoscopic theory. That background becomes relatively more important for larger q and it is rather different for intralayer than for interlayer DCF.

4.1. The intralayer correlation background

We consider first the DCF within a lipid monolayer and its background GbgMD++(z1,z2,q) (see the middle row of Figure ) for the two higher values of q shown in Figure . Notice that, in contrast with the need of very different colour-scales for each q used in Figure , GbgMD++(z1,z2,q) depends weakly on q. The elongated shape along the z1=z2 diagonal, reflects the width of the monolayer density profile ρ+(z)=ρ(z), induced by the fluctuations of the lipid layer, and the shape would become even more elongated for membranes with larger size. The narrower span along the other diagonal illustrates the relevant correlations responsible for the difference between the MD result and the dBW mesoscopic prediction.

4.1.1. MD-ISM intrinsic intralayer correlation background

Within the CWT formalism, the background correlations are the fluctuations existing in the intrinsic structure of the membrane, i.e. how the molecular fluctuations would be observed if we virtually translate all the molecules to give flat z=ξ±(x) ISM intrinsic surfaces. These can be evaluated following the same lines used to get the intrinsic density profiles of each monolayer in our ISM-MD analysis. We define for each phosphorus atom the instantaneous intrinsic position, τi=(xi,ziξ±(xi)) shifting the position along with the intrinsic surface ξ±(x) for the layer at which the molecule belongs. The MD average for the two-particle intrinsic positions gives (14) GIm(z1,z2,q)=i,j=1Nδ(r1τi)δ(r2τj)eiqxij,(14) for any q0. The results in the top row of Figure , show very narrow functions on the (z1,z2) plane, since we have eliminated the (size dependent) broadening produced by the fluctuations of the monolayer surfaces. Under the hypothesis of local transverse dependence, which was found to be accurate for liquid interfaces [Citation22], we may estimate the intralayer correlation background as (15) Gbg++(z1,z2,q)dξUPU(ξU)dξPPP(ξP)×GIm(z1ξ1±,z2ξ2±,q),(15) with the signs in ξ1,2±=(ξU±ξp)/2 taken as those of z1,2. The results, presented in the second row of Figure show the broadening of the narrow intrinsic structure through its convolution with the fluctuations of the monolayer. Compared with the difference between the MD and the dBW results (third row of the same figure), this estimation seems to give a good description of GGdBW along the main diagonal axis (z1=z2), but it clearly fails to reproduce the form of correlation background along the other diagonal axis (z1d/2=d/2z2). The problem seems to be associated to the strong anysotropic structure of GIm(z1,z2,q), with negative values along the z1z2 diagonal, but with positive values along the other diagonal which cannot be dispersed by the convolution (Equation15). The most likely interpretation is that we are reaching the limits for the simplest assumption ξ(x1)ξ(x2), behind the convolution (Equation15), and a consistent evaluation of the background from MD-ISM simulations becomes impracticable beyond that approximation.

4.1.2. Intralayer correlation background as the compressibility of lipid monolayers

The two lower rows in Figure correspond to a simpler assumption for the intralayer density correlations not included in the dBW mesoscopic description. The elliptic negative form of the results for GGdBW in the (z1,z2) map (third row in Figure ) could be achieved if the convolution (Equation15) were applied to a simple negative shape of the intrinsic background for the monolayer, rather than to the structured form GIm given by (Equation14). That is the effect expected from the in-surface compressibility fluctuations of the lipid layers; i.e. the fluctuations in the 2D density of lipid heads within the surfaces z=ξ±(x), which are not accounted by fluctuations in the shape of these surfaces. The very low values of the interlayer contribution to GGdBW would reflect the weak coupling between the two layers through their flexible hydrocarbon tails, while for the intralayer correlation the steric molecular repulsions should give a strong signal.

From MD simulations we have obtained the (projected) 2D structure factor S2D(q) and the Fourier transformed total correlation function h2D(q)=(S2D(q)1)/n2D, with the mean density n2D of the monolayer. Then we approximate the intralayer intrinsic correlation background as (16) G2DI(z1,z2,q)=h2D(q)ν=±ρIν(z1)ρIν(z2).(16) As in Equation (Equation15), the correlation background broadened by the fluctuations of the monolayer is (17) G2Db++(z1,z2,q)=dξmP(ξm)G2DI(z1ξ,z2ξ,q)=h2D(q)dξmP(ξm)×ρI(z1ξm)ρI(z2ξm)(17) where P(ξm) is the probability of the monolayer fluctuations. The results in the two bottom rows in Figure show that the required shape of GGdBW may indeed be obtained from a 2D- structure factor background, under a reasonable and simple hypothesis. As we can see in Figure  of the SM, this agreement is even much better when simulating membranes with the MARTINI representation.

Figure 8. The structure factor S(q,qz) of the free All-Atoms DPPC membrane for at q = 0.80 nm1 (top panel), and q = 1.34 nm1 (bottom panel). Black lines: direct MD results, dashed lines total structure factor and full line the intralayer contribution. Red full line: Bedeaux-Weeks (dBW) theoretical prediction to nBW=20 for the intralayer contribution, obtained by Fourier transform of GdBW++(z1,z2,q) (see Equation (Equation12)). The orange and green lines are SdBW++(q,qz)+Sbg++(q,qz). Orange lines: Sbg++(q,qz) from Fourier transform of Gbg++(z1,z2,q) and green lines of G2Db++(z1,z2,q). The full line: qu=1.88 nm1 and dashed line: qu=2.95 nm1.

Figure 8. The structure factor S(q,qz) of the free All-Atoms DPPC membrane for at q = 0.80 nm−1 (top panel), and q = 1.34 nm−1 (bottom panel). Black lines: direct MD results, dashed lines total structure factor and full line the intralayer contribution. Red full line: Bedeaux-Weeks (dBW) theoretical prediction to nBW=20 for the intralayer contribution, obtained by Fourier transform of GdBW++(z1,z2,q) (see Equation (Equation12(12) Φ±(qz)=∫dzdρ±(z)dzeiqzz≈−in2De−Δm2qz2e±i⟨d⟩2qz.(12) )). The orange and green lines are SdBW++(q,qz)+Sbg++(q,qz). Orange lines: Sbg++(q,qz) from Fourier transform of Gbg++(z1,z2,q) and green lines of G2Db++(z1,z2,q). The full line: qu=1.88 nm−1 and dashed line: qu=2.95 nm−1.

5. The interlayer correlation background

For the interlayer component the correlation background GbgMD+(z1,z2,q)=G+(z1,z2,q)GdBW+(z1,z2,q) is very small up to q0.6nm1. This fact was used in our previous work [Citation10] to calculate the bending modulus from the assumption that the MD result for G+(z1,z2,q) may be directly interpreted as GdBW+(z1,z2,q). However, for higher q = 1.34 nm1 , we observe that, being the interlayer component weaker than the intralayer one in the MD results, it is still much weaker in the mesoscopic dBW prediction, and it cannot be improved by our estimations for Gbg (see in Figure the right column of the third and top row). That observation is apecific to all-atoms forcefield (as shown in Figure ), since these forcefields allow occasional strong folding of the lipid chains. If we use the coarser MARTINI for the same lipid molecule we get that both the MD results and the mesoscopic dBW estimation give similar interlayer DCF at q 1 nm1 (see Figure in SM). This difference between the two (all-atom and coarser) representations of the same lipid molecule is clearly associated to their different results in Figure . The smooth mononotonic decay of ξ^q+ξ^q for increasing q observed with MARTINI is in qualitative contrast with the change of sign for this correlation observed with the all- atom CHARMM36.

The fact that the observation of negative correlations depends on the forcefield used, highlights the need for experimental verification of whether such correlation do indeed exist. Furthermore our results motivate additional computations with other forcefields. As we discuss below, if this aspect of the DCF, observed with the all-atoms representation and missed by MARTINI, is a true characteristic of bilayer lipid membranes, it would have physical significance for the elasticity of these systems at nanometric scale.

5.1. DFC and structure factor predicted from Bedeaux–Weeks plus correlation background

The two upper rows in Figure present the predictions for the full DCF (intralayer and interlayer quadrants) adding to the mesoscopic GdBW prediction either one or the other of the above theoretical methods to estimate the correlation background, to be compared with the (bottom row) MD results. For q0.80 nm1 the two methods give similar contributions to the intralayer background, while their contribution to the interlayer correlation is negligible. At the right hand column in the same figure (q = 1.34 nm1 ), we observe that the intra/interlayer asymmetry is much stronger, which makes much clearer the need of a correlation background beyond the double BW series. The estimation of the background based on the 2D structure factor (included in the second row of Figure , G2Db++) is clearly more accurate than the estimation from the monolayer intrinsic correlation (included in the four row of Figure , Gbg++) under the assumption ξ+(x1)=ξ+(x2) used in (Equation15). These results confirm that, beside the U and P modes for the fluctuations in the shape of the lipid layers, the next relevant contribution to the density correlations in a bilayer lipid membrane is the 2D compressibility fluctuations.

In Figure we compared the MD results with the mesoscopic dBW prediction for the structure factor S(q,qz). In Figure we add the estimations from the correlation background that provide a test of their accuracy, better than the colour maps for G(z1,z2,q) in Figure . The results are presented only for q = 0.80 and 1.34 nm1 , since for the lowest wavevector q = 0.268 nm1 the mesoscopic dBW prediction presented in Figure is virtually exact.

Our two different theoretical estimations for the intralayer correlation background, G2Db++ and Gbg++, give similar results for S(q,qz) at qz0, which measures the transverse 2D correlation integrated over the thickness of the monolayer. For higher qz, when we have to take into account the correlation structure in terms of the relative distance z1z2, the simplest representation of the correlation background with the 2D compressibility (Equation17) factorises that dependence as the product of the intrinsic density profiles, and the results (added to the dBW contribution), SdBW++(q,qz)+S2Db++(q,qz), produce quite accurate representations of the MD data, even at large qz. The optimal results are obtained when the fluctuations included in the dBW mesoscopic description are restricted to qqu2 nm1 , but this upper cutoff may be raised to 3 nm1 with only minor changes. In contrast, for the largest wavevector on the XY plane, the use of the ISM correlation background (Equation15) SdBW++(q,qz)+Sbg++(q,qz), clearly underestimates S(q,qz) for qz5 nm1 , no matter the choice of qu. As SM we present similar analysis, leading to the same interpretation, for other lipid membranes and the CG MARTINI.

As for the oscillatory contribution from the interlayer correlation, the estimations of the correlation background do not add any significant contribution to the dBW mesoscopic prediction shown in Figure . Therefore, the strong underestimation for the amplitude of the oscillations at q = 1.34 nm1, with respect to the MD results for CHARMM36-DPPC, remains unsolved.

6. Characterisation of the membrane elastic properties from the DCF

So far, we have analysed the MD results for the phosphorus atoms in the head group of the lipid molecules using two approaches: In terms of their DCF (as G(z1,z2,q) and its Fourier transform, the structure factor S(q,qz)) and in terms of their mesoscopic analysis (ISM-MD) (as the two smoothed fluctuating surfaces z=ξ±(x)). It is from that ISM analysis that we characterise the elasticity of the membrane through the functions γU(q), γP(q), γCU(q) and γm(q), directly related to the mean square fluctuations of the normal undulatory (U) and peristaltic (P) modes, or their combination as the interlayer (CU mode) and the intralayer (monolayer) fluctuations, that allow us to evaluate the mesoscopic contribution GdBW(z1,z2,q) to the DCF.

In our previous work [Citation10] we proposed and applied a deconstruction procedure for the interlayer DCF to get γCU(q)κq4+, from the density profiles ρ±(z) and G+(z1,z2,q), as a method to obtain the bending modulus κ directly from the molecular positions, without having to define any mesoscopic surface. The green circles in Figure  show the ISM-MD result for γCU(q) and the green line its estimation from the direct deconstruction of the interlayer MD G+(z1,z2,q), as obtained in our previous work [Citation10], for the CHARMM36 representation of the DPPC tensionless bilayer membrane. The rapid increase of γCU(q) is produced by the decay of the correlation ξ^q+ξ^q for q0.4 nm1 , and it was used as a practical filter for the internal fluctuations of the bilayer. Now we extend the analysis to higher q values and also to the complementary view of the membrane elasticity given by the monolayer function γm(q), that we estimate from the intralayer DCF.

Figure 9. The wavevector dependent surface tensions for the free DPPC All-Atoms. The circles are the values obtained from fluctuations of the intrinsic surface (ISM) shown in Figure , γm(q) (black) and γCU(q) (green). The lines are the γX(q) obtained from the deconstruction of the simulation G(z1,z2,q). The green line γCU(q) of the off-diagonal quadrants G+(z1,z2,q) obtained in our previous work [Citation10]. The red and blue lines γm(q) from the deconstruction of the diagonal quadrants of bare ΔG++=G++Gbg++. The red lines show the γm(q) obtained assuming that the correlation background is due to the compressibility, G2Db++, and the blue lines are obtained using as correlation background the predicted by dBW, Gbg++. Dotted line with qu=1.3 nm1, full line with qu=1.87 nm1, and dashed line with qu=2.95 nm1.

Figure 9. The wavevector dependent surface tensions for the free DPPC All-Atoms. The circles are the values obtained from fluctuations of the intrinsic surface (ISM) shown in Figure 1, γm(q) (black) and γCU(q) (green). The lines are the γX(q) obtained from the deconstruction of the simulation G(z1,z2,q). The green line γCU(q) of the off-diagonal quadrants G+−(z1,z2,q) obtained in our previous work [Citation10]. The red and blue lines γm(q) from the deconstruction of the diagonal quadrants of bare ΔG++=G++−Gbg++. The red lines show the γm(q) obtained assuming that the correlation background is due to the compressibility, G2Db++, and the blue lines are obtained using as correlation background the predicted by dBW, Gbg++. Dotted line with qu=1.3 nm−1, full line with qu=1.87 nm−1, and dashed line with qu=2.95 nm−1.

As for the analysis of the interlayer DCF in the CHARMM36 DPPC bilayer membrane, we observe in Figure that the excellent agreement between the MD- ISM and the dBW deconstruction G+(z1,z2,q) for ξ^q+ξ^q1/(q2γCU(q)) may be extended to q0.7 nm1 , when the correlation between the two lipid layers becomes negative and γCU(q) has a pole (not shown in Figure ). That agreement is surprising, after the failure of the dBW structure factor in Figure to reproduce the oscillations of the MD results at such large q, and it may reflect that the projection of the MD G+(z1,z2,q) on the derivatives of the density profile, used by our deconstruction of the dBW theory, happens to filter out most of the correlation effects missed by GdBW+(z1,z2,q) that we associate to the high flexibility of the lipid tails in CHARMM36, in contrast with the more rigid structures in the coarser MARTINI representation. Further studies, for other lipid molecules and other forcefield representations would be required to address this question. Another difference between the two forcefields appears when we try to represent the elasticity of the lipid membrane as q2/γCU(q)=1/κ+q2/κθ+O(q4) in terms of the usual bending modulus κ and a tilt modulus κθ [Citation10]. With MARTINI forcefield for DPPC we had shown that both κ and κθ may be obtained from (either from the fit to the MD-ISM or to the dBW DCF deconstruction) γCU(q). However, obtaining the tilt modulus κθ becomes complicated with CHARMM36 [Citation10], as the strong folding of the lipid chains destroys tilt order at low q, making the tilt contribution almost insignificant by drastically reducing the q range where tilt plays a relevant role.

For the intralayer DCF, our simple proposal (Equation16) to estimate its correlation background G2Db++(z1,z2,q) as a 2D total correlation function h2D(q) (with the extension in z1,2 given by the Gaussian convolution of the intrinsic density profile) provides the opportunity to assume that the MD results for G++(z1,z2,q)G2Db++(q,z1,z2) may be taken as a GdBW++(z1,z2,q) from which the (unknown) function γm(q) may be inferred from MD results that do not require the definition and computation of any mesoscopic surface ξ±(x). The black circles in Figure give the MD-ISM results for γm(q), with a non-monotonous shape reflecting the strong impact of those internal modes to describe the fluctuations of each of the two monolayers. Applying the same deconstruction method but now based on the assumption G++(z1,z2,q)G2Db++(q,z1,z2)GdBW(z1,z2,q), we may reproduce quite accurately that complex shape for γm(q) just from the MD data of ρ(z), G(z1,z2,q) and h2D(q), without any use of a mesoscopic (ISM) construction. The results are quite robust with respect to the choice of the wavevector cutoff qu used for the deconstruction of BW series (Equation8), and even with respect to the method used to estimate the correlation background, although (as in the comparison for G(z1,z2,q)) we get the optimal results with the simplest choice based on h2D(q) and with any cutoff qu2 nm1 . In the SM, we can see that the reconstruction method to obtain γm(q) also works, and it even performs better, for a MARTINI description of the membrane (see Figure 10 SM).

7. Discussion and conclusions

We compare two descriptions of lipid bilayer membranes, both using the same MD data for the positions of the phosphorus atom in the molecular head group of the lipids. The mesoscopic description uses the smoothed fluctuating surfaces z=ξ±(x) for each lipid layer. The molecular descriptions uses the density correlation function (DCF), G(z1,z2,q), Fourier transformed on the x=(x,y) plane, and as the structure factor S(q,qz) when Fourier transformed also in z1z2. We use the same MD computer simulations of POPC and DPPC model membranes as in a previous work [Citation10] to get direct access to G(z1,z2,q), and the ISM method [Citation14] to define and calculate ξ±(x) for the ‘upper’ (+) and ‘lower’ () monolayers of the bilayer membrane. We link these two (mesoscopic versus molecular) representations within the theoretical framework developed by Bedeaux and Weeks [Citation11], that is extended as a double Bedeaux-Week (dBW) approach for two fluctuating surfaces [Citation10], rather than the single one used in the Capillary Wave Theory (CWT) used in liquid surfaces. In the CWT framework [Citation14, Citation23] we describe the mesoscopic elastic properties of the bilayer membrane through the wavevector dependent surface tension γU(q), defined in terms of the mean square Fourier component amplitudes for the fluctuating undulations (U) of the bilayer membrane as a whole, and γm(q) that gives the fluctuations of each lipid monolayer (i.e. one or the other edge of the membrane). The peristaltic (P) fluctuations in the local thickness of the bilayer, and the correlation between the fluctuations of the two layers (CU) are also represented as functions γP(q) and γCU(q) given by algebraic combinations of γU(q) and γm(q) [Citation14]. The shape of these functions in Figure reflects the complexity of the elastic properties of the lipid membrane over the range of q accessible to the MD simulations.

The general conclusion of this work is that the dBW formalism describes appropriately the density-density correlation and the structure factor of the simulations, at least up to q0.6 nm1 and, complemented with the fluctuations due to the compressibility of each layer for the intralayer correlations, up to q1. nm1 . This theoretical technique allows a practical method to characterise the elastic properties of the lipid bilayer membrane through a set of functions γx(q) (for x = U, m, P or CU), that may be obtained directly from the DCF extracted by computer simulations, avoiding the need to define mesoscopic continuous fields. The usual mesoscopic elastic constants (bending modulus κ, tilt modulus κθ,…) are the parameters used to characterise the set of γx(q) functions, restricted by their exact relationships (see Equation (Equation2)).

To reach this conclusion we have addressed two key questions; (1) What is the contribution of mesoscopic surface fluctuations to G(z1,z2,q), if we use the ISM-MD data for γx(q) as input for the theoretical dBW representation? And what is the correlation background GbgMD(z1,z2,q)=G(z1,z2,q)GdBW(z1,z2,q) left out from that mesoscopic dBW prediction? (2) A more challenging question is: How (and how accurately) can we get the functions, γx(q) directly from the MD results for G(z1,z2,q), without the need to define and use a mesoscopic representation? This is a question whose answer has a significant pragmatic consequence, as a way forward to compute elastic constants using a simpler method, that does not require to compute mathematical surfaces nor tilt fields to represent the instantaneous molecular configurations sampled along the MD simulation.

For very low wavevectors, q0.25 nm1 , the large contribution from the membrane undulations to G(z1,z2,q) dominates, and γU(q)γm(q)γCU(q)γo+κq2+ are given in terms of the Helfrich surface Hamiltonian [Citation1], so that the bending modulus κ of the membrane could be directly extracted. However, for typical q values accessible in state-of-the-art MD simulations, addressing the questions above, requires the distinction of the intralayer and interlayer contributions to G(z1,z2,q), i.e. the DCF between lipids in the same monolayer and in opposite monolayers. In a previous work [Citation10] we considered the later, and demonstrated that it gives direct access to γCU(q) and to κ, since it is only weakly affected by the internal fluctuations of the bilayer, at least up to q0.6 nm1.

In the present work we have addresses mainly the intralayer component of the DCF G++(z1,z2,q), associated to the function γm(q) which may feature a rather complex shape, particularly if we use CHARMM36 representation, as presented in Figures and . The strong divergence between γm(q), γU(q) and γCU(q) for q0.4 nm1 , i.e. for wavelength 2π/q comparable to the mean membrane thickness d5 nm, indicates that these functions represent quite different elastic properties, which go beyond their common bending modulus. The interest of investigating the monolayer γm(q) comes from its interpretation as the elastic properties of the membrane edge, which would be sampled by any nanometric object (e.g. a protein approaching the membrane from the aqueous solution). Correlating, through the DCF obtained in MD simulations, the molecular characteristics of the lipid molecules with the softness or rigidity of the membrane edge, may be a very useful tool in molecular biophysics.

Moreover, we identify in our analysis the correlation background corresponding to fluctuations in the 2D density distribution (of lipid molecules head groups) on the monolayer surface, ξ+(x), rather than to fluctuations of the surface shape. For q1 nm1 the MD result for G++(z1,z2,q) cannot be recovered without that 2D correlation background contribution. The relevance (and the complexity) of the in-surface structure of biological lipid membranes is well known; but even in simple model membranes, like those studied here, their compressibility as a dense 2D liquid become dominant in the structure factor S(q,qz) at low qz, since the role of the shape fluctuations vanished at qz=0 (i.e. for the total integral of G(z1,z2,q) over z1 and z2). Therefore, that contribution to the DCF may be most relevant to describe processes as the (partial) insertion of a membrane protein across the lipid layer. Our representation in terms of the local thickness and the local 2D density of each lipid layer contains (in an implicit way) the fluctuations that in other methods are described as a local tilt for the orientation of the lipid tails [Citation6], since the membrane interior remains filled by the hydrophobic tails with rather low fluctuations in their 3D local density. Therefore, we may extract from q2/γCU(q)=1/κ+q2/κθ+O(q4) the elastic constant κθ that in other methods is extracted from the fluctuations in the molecular tilt field.

With respect to the interlayer DFC G+(z1,z2,q), the present work demonstrates the qualitative difference between the two different forcefield representations that we have used to model the DPPC tensionless lipid membranes. In the coarse-grained MARTINI forcefield representation, the correlation between the two lipid layers ξ^q+ξ^qkT/(q2γCU(q)Ao) decays monotonically towards zero for large q, as shown in Figure . In contrast, the all-atom CHARMM36 predicts that ξ^q+ξ^q changes sign at q0.8 nm1 , and has a minimum before raising to zero at larger q. This is reflected in Figure in having γP(q)<γU(q). These results demonstrate that for large q vectors, the CHARMM36-DPPC lipid membrane is softer with respect to modulations of the membrane thickness than membrane undulations. In contrast, for the MARTINI predicts the undulation mode is the softest one for all q (see Figure of the SM ). The different fluctuations generated by all-atom (CHARMM36) or CG (MARTINI) forcefields result in a non-monotonic shape of γm(q), or a positive derivative of γm(q) for all q, respectively. Note that these differences do not affect the fit of q2/γCU(q)=1/κ+q2/κθ+O(q4) at very low q to obtain the bending modulus κ [Citation10]. However, for CHARMM36, obtaining the tilt modulus κθ from this fit becomes more problematic than for the MARTINI [Citation10], because the folding of the lipid chains reduce the q range where tilt plays an relevant role, or even it makes uncertain the computation of a mesoscopic tilt field from the molecular configurations.

Qualitative differences between the two forcefield representation for the same lipid membrane are also evident in the MD DCFs and their mesoscopic dBW predictions. For the interlayer components with MARTINI we get G+(z1,z2,q)GdBW+(z1,z2,q) for all q. This observation supported our proposal for the deconstruction method introduced in ref. [Citation10] to extract γCU(q)=κq2+ from the MD result for G+(z1,z2,q). With CHARMM36 the mesoscopic GdBW+(z1,z2,q) fails to reproduce the MD results when ξ^q+ξ^q becomes negative, for q>0.8nm1. Although our proposed method to extract the function γCU(q) overcomes this problem applying the procedure only within the range q>0.8  nm1 , it is clear that the density correlations of all-atom (CHARMM36) bilayers do not fulfill a key CWT assumption, namely rigid local shifts of the intrinsic density profile, associated to the undulations of a fluctuating (mathematical) surface. It is logical to assume that the correlations reported at high q, using the all-atom forcefield, highlight some qualitative limitations of the coarser description with MARTINI forcefield. For instance, the different levels of detail of CG vs AA models representing the lipid bilayer are reflected in different stress distributions across lipid membranes. While early analyses of the stress profile across the bilayer show qualitatively similar profiles [Citation12], it is known that all-atom forcefields predict more oscillations in the profile, particularly around the head group region, revealing differences in the intra/intermolecular interactions at short length scales, of the order of the CG-bead size. These differences might influence the behaviour observed in all-atom vs CG system when considering tension vs tensionless states However, it cannot be ruled out that the atomistic detail of the CHARMM36 representation introduces a peculiar behaviour for these model lipids. Resolving this problem goes beyond the main objective of this work, but we raise a word of caution about the interpretation of MD results for lipid bilayer membranes, particularly in the high q vector regime, since the results might be strongly dependent on the level of coarsening of the bilayer. Indeed, we demonstrated on our previous work [Citation10] that the bending modulus of all-atom CHARMM36 and MARTINI forcefields are similar, but the tilt moduli, which quantifies the tilt of the lipid chains relative of the bilayer plane, are very different for all-atom or CG representations. Further work is needed to investigate the generality of these observations to other lipid bilayers.

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Disclosure statement

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Funding

This work was supported by the Spanish Secretariat for Research, Development and Innovation under: Grant No. PID2022-139776NB-C66, Grant No. PID2022-117080RB and from the Maria de Maeztu Programme for Units of Excellence in R&D [grant number CEX2018-000805-M], and by The Leverhulme Trust under UK grant RPG-2018-384. FB would like to acknowledge the Imperial College Research Computing Service, DOI: 10.14469/hpc/2232. The authors report there no completing interest to declare.

References