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Original Articles

How to Last Alone at the Top: US Strategic Planning for the Unipolar Era

Pages 189-217 | Published online: 19 Apr 2011
 

Abstract

This article investigates how key actors within the US defence policy community realigned their interests to forge a new consensus on the redirection of US defence strategy following the ‘peace shock’ they faced with the collapse of bipolarity. This consensus centred on the idea that achieving US security in the ‘age of uncertainty’ demanded overwhelming US military power, which was widely interpreted as necessitating military capabilities to fight multiple major theatre wars simultaneously against regional ‘Third World’ adversaries. This helped to preserve many of the principal pillars of US Cold War defence policy through deflecting calls for more radical organisational changes and deeper cuts to defence budgets.

Notes

1See Andrew J. Bacevich, American Empire: The Realities and Consequences of US Diplomacy (Cambridge, MA: Harvard UP 2002), 125.

2US Department of Defense, Quadrennial Defense Review, Briefing Slides and Fact Sheets (2010), <www.defense.gov/QDR/>.

3Mancur Olson, The Logic of Collective Action: Public Goods and the Theory of Groups (Cambridge, MA: Harvard UP 1965/1971).

4Michael Mintrom, Policy Entrepreneurs and School Choice (Washington DC: Georgetown UP 2000), ix.

5See, for example, Scott Ainsworth and Itai Sened, ‘The Role of Lobbyists: Entrepreneurs with Two Audiences’, American Journal of Political Science 37/3 (1993), 834–66; Dimitrios C. Christopoulus, ‘Relational Attributes of Political Entrepreneurs: A Network Perspective’, Journal of European Public Policy 13/5 (2006), 757–8; John W. Kingdon, Agendas, Alternatives, and Public Policies (Boston: Little, Brown and Co 1984); Nathan W. Polsby, Political Innovation in America: The Politics of Policy Innovation (New Haven: Yale UP 1984); Nancy C. Roberts and Paula J. King, ‘Policy Entrepreneurs: Their Activity Structure and Function in the Policy Process’, Journal of Public Administration Research and Theory 1/2 (1991), 147–75.

6See Richard C. Feiock and Jered B. Carr, ‘Incentives, Entrepreneurs, and Boundary Change: A Collective Action Framework’, Urban Affairs Review 36/3 (2001), 382–405; Brian D. Jones, Reconceiving Decision-Making in Democratic Politics: Attention, Choice, and Public Policy (Chicago: Chicago UP 1994); Roberts and King, ‘Policy Entrepreneurs’, 158–9, 168; Mintrom, Policy Entrepreneurs and School Choice; Michael Mintrom, ‘Policy Entrepreneurs and the Diffusion of Innovation’, American Journal of Political Science 41/3 (1997), 738–70; Kingdon, Agendas, Alternatives, and Public Policies.

7Caner Bakir, ‘Policy Entrepreneurship and Institutional Change: Multilevel Governance of Central Banking Reform’, Governance 22/4 (2009), 574.

8Adam D. Sheingate, ‘Political Entrepreneurship, Institutional Change, and American Political Development’, Studies in American Political Development 17/2 (2003), 198.

9Olson, The Logic of Collective Action, 59.

10US White House, National Security Strategy Review, 12 (3 Mar. 1989), <http://bushlibrary.tamu.edu/research/pdfs/nsr/nsr12.pdf>.

11Ibid., 1, 2.

12See Colin L. Powell, ‘National Security Challenges in the 1990's: The Future Ain't What It Used To Be’, Speech at the Army War College (16 May), Army (July 1989), 12–4; Colin L. Powell, ‘Address before the National Press Club on June 22, 1990’, Congressional Record (10 July 1990), S9463–5; Colin L. Powell, ‘US Foreign Policy in a Time of Transition, Address before the National Press Club on October 27, 1988, Transcript’, US Department of State Bulletin (Jan. 1989); cf. Christopher D. O'Sullivan, Colin Powell: American Power and Intervention from Vietnam to Iraq (Lanham: Rowman and Littlefield 2009), 71, 80.

13Powell, ‘Address’; Eric V. Larson et al., Defense Planning in a Decade of Change: Lessons from the Base Force, Bottom-Up Review, and Quadrennial Defense Review (Santa Monica: RAND 2001), 9, 16; Lorna S. Jaffe, ‘The Base Force’, Air Force Magazine 83/12 (2000), 56–7; John F. Troxell, Force Planning in an Era of Uncertainty: Two MRCs as a Force Sizing Framework (Carlisle: Strategic Studies Institute, US Army War College 1997), 10.

14Colin L. Powell, ‘US Foreign Policy in a Changing World: Keeping Democracy Alive’, Speech to the Town Hall of California, Los Angeles (23 Mar. 1990), in Vital Speeches of the Day, LVI/14; Powell, ‘Address’.

15Lorna S. Jaffe, The Development of the Base Force 1989–1992 (Washington DC: Joint History Office, Office of the Chairman of the Joint Chiefs of Staff 1993), 11; Leslie Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces: Assessment of Policies and Practices for Implementing the Total Force Policy (Santa Monica: RAND 1992), 37; Colin L. Powell, ‘A View to 1994: The Base Force’, CJCS Working Paper, 12 May 1990, Washington DC: Office of the CJCS; Powell, ‘Address’.

16Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 48–9.

17Powell quoted in Don M. Snider, Strategy, Forces and Budgets: Dominant Influences in Executive Decision Making, Post-Cold War, 1989–91 (Carlisle: Strategic Studies Inst, US Army War College 1993), 7; cf. ibid., 10.

18Jaffe, ‘The Base Force’, 61; see also Jaffe, The Development of the Base Force, 22–4.

19Ibid., 27; cf. Snider, Strategy, Forces and Budgets, 7.

20Jaffe, ‘The Base Force’, 61.

21Jaffe, The Development of the Base Force, 23, 27.

22Ibid., 26–7.

23James S. Chestnut, Political Foot-Soldier: Colin Powell's Interagency Campaign for the ‘Base Force’ (Washington DC: National War College 2002), 3–10; Snider, Strategy, Forces and Budgets, 9.

24Jaffe, ‘The Base Force’, 61.

25Larson et al., Defense Planning in a Decade of Change, 10; O'Sullivan, Colin Powell, 75, 81.

26Jaffe, Development of the Base Force, 35.

27Snider, Strategy, Forces and Budgets,19; Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 23.

28Cf. Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 22–3.

29Snider, Strategy, Forces and Budgets, 19.

30Ibid., 22–3; Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 26.

31Bob Woodward, ‘Making Choices: Bush's Economic Record’, Washington Post (6 Oct. 1992), A14.

32Jaffe, Development of the Base Force, 35.

33Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 27.

34Jaffe, Development of the Base Force, 36; ‘Cheney Offers No Change in Defense Budget to Summiteers’, Defense Daily (8 June 1990).

35William W. Kaufmann, Assessing the Base Force: How Much is Too Much? (Washington DC: Brookings 1992), 3; Larson et al., Defense Planning in a Decade of Change, 20; cf. Pat Towell, ‘Cheney's Latest Plan Shows Only Part of the Ax Blade’, Congressional Quarterly Weekly Report (23 June 1990), 1975.

36See Alexandra Homolar, ‘Rebels without a Conscience: The Evolution of the Rogue States Narrative in US Security Policy’, European Journal of International Relations, <http://ejt.sagepub.com/content/early/2010/11/20/1354066110383996.abstract>.Cf. Alexandra Homolar-Riechmann, ‘The Moral Purpose of US Power: Neoconservatism in the Age of Obama’, Contemporary Politics 15/2 (2009), 179–96.

37Homolar, ‘Rebels without a Conscience’.

38See for example ibid.; Jaffe, ‘The Base Force’, 24; Snider, Strategy, Forces and Budgets, 18–21; Dale A. Vesser, Memo to Scooter [Libby]: First Draft of DPG, Secret, Excised Copy (3 Sept. 1991), <www.gwu.edu/∼nsarchiv/nukevault/ebb245/index. htm#doc2>, I.

39Jaffe, ‘The Base Force’, 44, 64.

40Lewis et al., Assessing the Structure and Mix of Future Active and Reserve Forces, 34–5; William W. Kaufmann and John D. Steinbrunner, Decisions for Defense: Prospects for a New Order (Washington DC: Brookings 1991), 27; cf. US Joint Chiefs of Staff, National Military Strategy of the United States (Washington DC: Government Printing Office 1992).

41Homolar, ‘Rebels without a Conscience’.

42Cf. Eric Schmitt, ‘Pentagon Plans Big Budget Cut, Saving Billions’, Special to the New York Times (30 Aug. 1992), 1-1.

43US Under Secretary of Defense for Policy, Brief to DPRB (5 June 1991), <www.gwu.edu/∼nsarchiv/nukevault/ebb245/doc01.pdf>.

44Ibid., 2, 6–7.

45Ibid., 5.

46Ibid., 25.

47Vesser, Memo to Scooter, I.

48Ibid.

49Ibid., 2.

50Ibid., 20.

51Office of the Secretary of Defense, Defense Planning Guidance, FY 1994–1999: Revised Draft for Scooter Libby, Secret, Excised Copy (29 Feb. 1992), <www.gwu. edu/∼nsarchiv/nukevault/ebb245/index.htm#doc4>.

52‘Excerpts from Pentagon's Plan: “Prevent the Re-Emergence of a New Rival”’, New York Times, 8 Mar. 1992; Patrick E. Tyler, ‘US Strategy Plan Calls for Insuring No Rivals Develop: Pentagon's Document Outlines Ways to Thwart Challenges to Primacy of America,' Special to The New York Times, 8 Mar. 1992, 1-1-1.

53US White House, National Security Strategy of the United States (1991), <www.fas.org/man/docs/918015-nss.htm>, Section V; cf. Dale A. Vesser, Memorandum to Mr. Libby: Comments Received on Draft DPG – Potential Issues, Secret, Excised Copy (17 Mar. 1992), <http://www.gwu.edu/∼nsarchiv/nukevault/ebb245/ index.htm#doc5>, 58a.

54Jeffrey R. Gerlach, ‘Pentagon Myths and Global Realities: The 1993 Military Budget’, Policy Analysis 171 (24 May 1992), <www.sas.upenn.edu/∼dludden/USmilitarybudget02.htm>; Robert S. Litwak, Rogue States and US Foreign Policy: Containment after the Cold War (Washington DC: Woodrow Wilson Center for International Scholars 2000), 28; cf. US White House, National Security Strategy of the US, Section V.

55Troxell, Force Planning in an Era of Uncertainty, 12; Larson et al., Defense Planning in a Decade of Change, 13–6; Richard Cheney, Defense Strategy for the 1990s: The Regional Defense Strategy (1993), <www.informationclearinghouse.info/pdf/naarpr_ Defense.pdf>.

56See for example Bill Clinton, A New Covenant for American Security: Remarks to Students at Georgetown University (Washington DC: New Democratic Leadership Council 12 Dec. 1991), <www.dlc.org/ndol_ci.cfm?=128&subid=174&content id=250537>.

57Cf. Mark A. Gunzinger, ‘Beyond the Bottom-Up Review’, Essay on Strategy XIV (Washington DC: Inst for National Strategic Studies, National Defense U 1996), 2–3.

58Aspin cited in John T. Correll, ‘The Base Force Meets Option C’, Air Force Magazine 74/6 (1992), <http://www.airforce-magazine.com/MagazineArchive/Pages/1992/June%201992/0692watch.aspx>, 1; Litwak, Rogue States and US Foreign Policy, 29–30.

59Gunzinger, ‘Beyond the Bottom-Up Review’, 1–3; Larson et al., Defense Planning in a Decade of Change, 44.

60Litwak, Rogue States and US Foreign Policy, 30.

61Les Aspin, Report on the Bottom-Up Review (Oct. 1993), Excerpts, <www.fas.org/man/docs/bur/index.html>, Section I.

62Larson et al., Defense Planning in a Decade of Change, 57, 72.

63Colin L. Powell, My American Journey (New York: Random House 1995), 564.

64Aspin, Report on the Bottom-Up Review, Section III.

65Ibid., Section II.

66Ibid.

67See Stockholm International Peace Research Institute, ‘Military Expenditure Database’, <http://www.sipri.org/contents/milap/milex/mex_database1.html>; Americans Talk Issues Foundation, ‘The New World Order: What the Peace Should Be’, ATI 15 (Washington DC: Americans Talks Issues 1991); Gallup, ‘Public Divided on Defense Spending’, 2006, <www.gallup.com/poll/21739/Public-Divided-Defense-Spending. aspx>; Program on International Policy Attitudes, ‘Americans on Defense Spending: A Study of US Public Attitudes, Report of Findings’, 1996, <www.fas.org/man/docs/pipapoll.htm>.

68Lawrence J. Korb, ‘US National Defense Policy in the Post-Cold War World’, in Ann R. Markusen (ed.), America's Peace Dividend, Ch. 2 (New York: Columbia International Affairs Online 2000).

69See Les Aspin, ‘An Approach to Sizing American Conventional Forces for the Post-Soviet Era: Four Illustrative Options’, White Paper (Washington DC: House Armed Services Committee 25 Feb. 1992), 2–3.

70Aspin, Report on the Bottom-Up Review, Section II, Section IV; cf. Larson et al., Defense Planning in a Decade of Change, 49; Gunzinger, ‘Beyond the Bottom-Up Review’, 2–4.

71Jeffrey D. Brake, Quadrennial Defense Review: Background, Process, and Issues (Washington DC: Congressional Research Service 2001), 2.

72US Congress, HR 3230: The National Defense Authorization Act for Fiscal Year 1997, Public Law 104-201 (Washington DC: Library of Congress 1996), <www.nps.gov/legal/laws/104th/104-201.pdf>, 2623–4.

73George C. Wilson, This War Really Matters. Inside the Fight for Defense Dollars (Washington: Congressional Quarterly Press 2000), 15.

74William S. Cohen, Report of the Quadrennial Defense Review (May 1997), <www.defenselink.mil/pubs/qdr/index.html>, 1.

75Ibid.

76Ibid., The Secretary's Message.

77Ibid., Section IV.

78Ibid., Section II, Section VII.

79Ibid., Section IX.

80Ibid., 1.

81Ibid.; cf. US White House, A National Security Strategy for a New Century (1997), <www.fas.org/man/docs/strategy97.htm>.

82Project on Defense Alternatives (PDA) ‘A New US Military Strategy? Issues and Options’, Global Beat Issue Brief 65 (May 2001, Cambridge, MA: Project on Defense Alternatives, Commonwealth Inst.), 2.

83Cohen, Report of the Quadrennial Defense Review, Section III.

84Cf. Wilson, This War Really Matters, 29; McGinn et al., A Framework for Strategy Development (Santa Monica: RAND 2002), 2.

85US Congress, HR 3230, 2626–28.

86National Defense Panel, Transforming Defense: National Security in the 21st Century (Arlington, VA: National Defense Panel Citation1997), <www.fas.org/man/docs/ndp/toc.htm>, Section III/1.

87Michael G. Vickers and Steven M. Kosiak, The Quadrennial Defense Review: An Assessment (Washington: Center for Strategic and Budgetary Assessments 1997).

88Bacevich, American Empire, 125.

89Korb, ‘US National Defense Policy in the Post-Cold War World’; Cindy Williams, ‘Holding the Line: US Defense Strategy’, Foreign Policy in Focus, 6/19 (2001), <www.fpif.org/briefs/vol6/v6n19defense.html>, 2.

90See Alexandra Homolar, ‘The Political Economy of National Security’, Review of International Political Economy 17/2 (2010), 410–23.