Studies of China’s ruling elites need to be set in the historical context of their formation and expansion, and the resurgence of the notion of “bloodline” (xuetong lun) and its evolution in the last decade into the red-genes theory (hongse jiyin) have increased this need. Yet there is a gap between the scholarly literature in English on China’s ruling elites and academic and non-academic publications in Chinese on the subject, especially on the Yan’an period (late 1935 until early 1948) of the Chinese Communist Party’s (CCP) expansion. Both advocates of the bloodline concept and the red genes theory are connected to Yan’an, as are numerous other contemporary ruling class families. Based on an analysis of Chinese publications, this article examines understudied aspects of the “going to Yan’an” phenomenon during the Anti-Japanese War from a social positioning perspective. Through considering Yan’an as part of social positioning options and how new groups developed there, this article offers a new perspective on the making of China’s post-1949 ruling elites.
The author would like to thank the journal editor and the anonymous reviewers for their very detailed and helpful comments on the earlier version of this manuscript.
Disclosure statement
No potential conflict of interest was reported by the author.
2 The bloodline theory highlights the important role of children of communist revolutionaries in Chinese society (Andreas Citation2002). This was once expressed by the following notorious couplet: “the sons of revolutionaries are heroes; the sons of reactionaries are bastards” (laozi yingxiong er haohan, laozi fandong er hundan). See also Walder Citation2004; Wemheuer Citation2019.
4 The notion of red-genes was first used by Xi Jinping in 2013, and it has since been expanded to stress the importance of inheriting the revolutionary ideals and beliefs of the CCP and promoting people with red-genes to leadership roles. See Lam Citation2015; Ranade Citation2023.
6 Zhang Guotao (1897-1979) was, like Mao Zedong, a founding member of the CCP. After losing a power struggle with Mao, he joined the KMT in 1938 and then, after the CCP was victorious in China’s civil war, he went into exile in British-controlled Hing Kong. In 1968 he and his wife. Yang Zilie, settled in Ontario, Canada.
7 Zhang Citation1998, 447. He quoted the following lines of the poet Lu You (1125-1210) from his poem 游西山村 (“Roaming in Mountain West Villages”): “Over numerous mountains and streams, I had my doubts that I could find the road. Then out of the shade of the willows, came bright flowers and another village.”
14 Seybolt Citation1986; Dai Citation1994; Saich and Yang Citation1996; Cheek Citation1997. A considerable number of more recent publications by Chinese scholars focus on the personal and family lives of CCP cadres, as well as social and community activities in the region beyond politics and war.
40 Chang Citation2003, 154. As an important system to distribute basic consumption goods among communist followers before the mid-1950s, gongji zhi or gongjizhi has not been translated properly into English. Many have simply translated it as a “supply system,” while some have lately updated this to a “system of free supplies.” See Lü Citation2021, 80.
42 Chen Citation2006; van de Ven Citation2017. There has also been strong criticism of the unequal basis of what critics have labeled the military-communist supply system in CCP-controlled regions.
73 Zhang Citation2017. This college was also known as Shaanbei Public School or Shaanbei Gongxue in Chinese. See Gao Citation2018, 222; Esherick Citation2022, 184
82 Since the 1980s, this special status has also been reflected in the official distinction of retired veteran cadres (lixiu) from retired ordinary citizens (tuixie).
Gao, Hua. 2018. How the Red Sun Rose: The Origins and Development of the Yan’an Rectification Movement, 1930–1945. Hong Kong: The Chinese University Press.
Wemheuer, Felix. 2019. “The Rebellion and its Limits: The Early Cultural Revolution (1966–1968).” In A Social History of Maoist China: Conflicts and Chang, 1949–1976, edited by Felix Wemheuer, 193–231. Cambridge: Cambridge University Press.
Zhang, Bi, 2016. “A Haunting Ghost: On the Influence of the Bloodline Theory on Tsinghua’s Cultural Revolution” [一个不停游荡的幽灵:试论血统论对清华文革的影响]. China News Digest. Accessed September 13, 2023: http://www.cnd.org/cr/ZK16/cr877.gb.html.
Lam, Willy Wo-lap. 1992. “Governing an Intransigent Society.” In China Review, 1992, edited by Kuan Hsin-chi and Maurice Brosseau, 2.1–2.39. Hong Kong: Chinese University Press.
Johnson, Chalmers. 1962. Peasant Nationalism and Communist Power: The Emergence of Revolutionary China, 1937–1945. Stanford: Stanford University Press.
Bianco, Lucian. 1995. “Peasant Responses to CCP Mobilization Policies, 1937–1945.” In New Perspectives on the Chinese Communist Revolution, edited by Tony Saich and Hans van de Ven, 175–187. Armonk: M. E. Sharpe.
Johnson, Chalmers. 1962. Peasant Nationalism and Communist Power: The Emergence of Revolutionary China, 1937–1945. Stanford: Stanford University Press.
Teiwes, Frederick, and Warren Sun. 1995. “From a Leninist to a Charismatic Party: The CCP’s Changing Leadership, 1937–1945.” In New Perspectives on the Chinese Communist Revolution, edited by Tony Saich and Hans van de Ven, 339–387. Armonk: M. E. Sharpe.
Bianco, Lucian. 1995. “Peasant Responses to CCP Mobilization Policies, 1937–1945.” In New Perspectives on the Chinese Communist Revolution, edited by Tony Saich and Hans van de Ven, 175–187. Armonk: M. E. Sharpe.
Thaxton, Ralph. 1977. “On Peasant Revolution and National Resistance: Toward a Theory of Peasant Mobilization and Revolutionary War with Special Reference to Modern China.” World Politics 30 (1): 24–57.
Hartford, Kathleen. 1989. “Repression and Communist Success: The Case of Jin-Cha-Ji, 1938–1943.” In Single Sparks: China’s Rural Revolutions, edited by Kathleen Hartford and Steven Goldstein, 97–127. New York: Routledge.
Feng, Chongyi, and David Goodman. 2000. “Introduction: Explaining Revolution.” In North China at War: The Social Ecology of Revolution, 1937–1945, edited by Chongyi Feng and David Goodman, 1–24. Lanham: Rowman & Littlefield Publishers.
Matten, Marc. 2022. “Reenacting the Revolution: The Sacred Site of Yan’an in Contemporary China.” In Reenactment Case Studies: Global Perspectives on Experimental History, edited by Vanessa Agnew, Juliane Tomann and Sabine Stach, 125–146. Abingdon: Routledge.
Chen, Yung-Fa. 1996. “Suspect History and the Mass Line: Another ‘Yan’an Way’.” In Remapping China: Fissures in Historical Terrain, edited by Gail Hershatter, Emily Honig, Jonathan N. Lipman, and Randall Stross, 242–257. Stanford: Stanford University Press.
Feng, Chongyi, and David Goodman. 2000. “Introduction: Explaining Revolution.” In North China at War: The Social Ecology of Revolution, 1937–1945, edited by Chongyi Feng and David Goodman, 1–24. Lanham: Rowman & Littlefield Publishers.
Spakowski, Nicola. 2021. “Moving Labor Heroes Center Stage: (Labor) Heroism and the Reconfiguration of Social Relations in the Yan’an Period.” Journal of Chinese History 5: 83–106.
Feng, Chongyi, and David Goodman. 2000. “Introduction: Explaining Revolution.” In North China at War: The Social Ecology of Revolution, 1937–1945, edited by Chongyi Feng and David Goodman, 1–24. Lanham: Rowman & Littlefield Publishers.
McQuaide, Shiling. 2016. Intellectuals and the Chinese Communist Party: Radical Education during the Rising Age of Communism in China from 1920 to 1949. New York: Nova Science Publishers.
Gao, Jia. 2022. “Societal Dynamics in China’s Recent Past: A Scoping Review of the Research Literature.” International Review of Sociology 32 (2): 238–264.
Xia, Mingfang. 2000. “China’s Famine and Population Migration during the Anti-Japanese War” [抗战时期中国的灾荒与人口迁移]. Journal of Studies of China’s Resistance War against Japan 2: 59–78.
Wang, Dong. 2021. “Why did Yan’an become the Anti-Japanese Base to Attract Tens of Thousands of Young People?” [延安为什么会成为数万青年向往奔赴的抗日热土]. Sohu News, April 26. Accessed September 13, 2023: https://www.sohu.com/a/462848337_114882.
Hu, Zewen. 2005. “84-Year-Old Former Female Soldier of the Eighth Route Army Recalled the Anti-Japanese War” [84 岁女八路忆抗战]. Sohu News, 26 July 2005. Accessed September 13, 2023: http://news.sohu.com/20050726/n226448583.shtml.
Meng, Jianhong, Xiaoli, Wang, and Bolin, Zuo. 2012. “The Course and Influence of Patriotic Youths going to Yan’an during the Anti-Japanese War” [抗战时期爱国青年奔赴延安的历程及其影响]. [Online] Library of the Yan’an Spirit [延安精神库]. Accessed September 13, 2023: https://www.sxlib.org.cn/dfzy/yajs/.
Gong, Jingran. 2019. Relocating to West and Returning to East: The Fate and Ups and Downs of People behind the Anti-Japanese War [西迁东还:抗战后方人物的命运与沉浮]. Chengdu: Tiandi Press.
Gao, Hua. 2018. How the Red Sun Rose: The Origins and Development of the Yan’an Rectification Movement, 1930–1945. Hong Kong: The Chinese University Press.
Xie, Xueping, and Honghai Zhu. 2020. Starting from Yan’an: An Oral Memoir of Xie Xueping, the Wife of the Founding Major General Zhang Xuesi [从延安出发: 开国少将张学思夫人谢雪萍口述历史]. Shenyang: Wanjuan Publishing Company.
Liu, Xiaonong. 2009. Red Love: Marriage and Love Stories of Chinese Revolutionary Predecessors [红色爱情:中国革命前辈的婚恋故事], Nanchang: Jiangxi People’s Publishing House.
Wang, Feng. 2009. “The Phenomenon of ‘Educated Youth Going to Yan’an’ during the Anti-Japanese War” [抗战时期“知识青年奔赴延安”现象]. Twenty-First Century 114: 51–58.
Yao, Xianling. 2020. “The Years Yu Ruomu and Chen Yun Walked Hand in Hand” [于若木与陈云携手走过的岁月]. In In Memory of Yu Ruomu [缅怀于若木], edited by the Chen Yun Memorial, 180–185. Shanghai: Shanghai Academy of Social Sciences Press.
Sina History. 2015. “The Legendary Founding Lieutenant General who Lost his Reputation due to the Relationship Problem” [因感情作风问题而身败名裂的传奇开国中将]. Accessed September 13, 2023: http://mil.news.sina.com.cn/2015-11-11/1242843627.html.
Hao, Zaijin. 2016. “Young Women in Yan’an did not Want to Marry Old Cadres during the Anti-Japanese War, Deng Xiaoping Encountered a Spouse Issue” [抗战时延安女青年不嫁老干部,邓小平遇择偶问题]. CPCNews.cn. Accessed September 13, 2023: http://cpc.people.com.cn/n1/2016/0301/c69113-28161141.html.
Xu, Guoru and Huifang Ma. 2021. “A Brief Analysis of Emancipation of Rural Women’s Thought during the Yan’an Period” [浅析延安时期乡村妇女的思想解放]. Journal of Yan’an Vocational and Technical College 35(1): 91–95.
Zhao, Yaohong and Mengqiao, Ye. 2023. “Which Cadre Schools were Established by our Party during the Yan’an Period?” [延安时期我们党创办了哪些干部学校]. CPCNews.cn. Accessed September 13, 2023: http://cpc.people.com.cn/n1/2023/0113/c443712-32605704.html.
Gao, Hua. 2018. How the Red Sun Rose: The Origins and Development of the Yan’an Rectification Movement, 1930–1945. Hong Kong: The Chinese University Press.
Wang, Yang. 2022. “Persistently Consolidate and Expand the United Front among Patriotic Youth: The Centennial History of the Communist Youth League” [不断巩固和扩大青年爱国统一战线: 共青团的百年统战工作历程]. Accessed September 13, 2023: http://cpc.people.com.cn/n1/2022/0901/c443712-32516732.html.
Zhu, Xiaoming and Bo, Hu. 2016. “The Year of 1945: Comparison of Military Power between the KMT and the CCP” [1945年:国共双方军力对比]. Accessed September 13, 2023: http://www.71.cn/2016/0520/890770.shtml.
Li, Guosheng. 2021. “Streamlining Troops and Administration in the Shaanxi-Gansu-Ningxia Border Government and its Suggestions to the Institutional Planning” [陕甘宁边区政府系统的精兵简政及其对机构编制工作的启示]. Accessed September 13, 2023: https://www.shbb.gov.cn/bzglyj202103/9198.jhtml.
Jin, Ziqiu. 2015. “The Mobilization for Anti-Japanese War by the Party’s Newspapers during the Yan’an Period: Taking the New Chinese Newspaper as an Example.” Journal of the Central Party School 4: 21–27.
Du, Jingen. 2019. “The Course of Struggle and Enlightenment of not Forgetting the Original Intention during the Yan'an Period” [延安时期不忘初心的奋斗历程及启示]. Accessed September 13, 2023: http://chuxin.people.cn/n1/2019/0809/c428144-31286452.html.
Jia Gao is a professor of Chinese Studies at the Asia Institute, the University of Melbourne. He has authored the following books: Chinese Activism of a Different Kind (Brill, 2013); Chinese Migrant Entrepreneurship in Australia from the 1990s (Elsevier, 2015); Social Mobilisation in Post-Industrial China (Edward Elgar, 2019); Chinese Immigration and Australian Politics (Palgrave Macmillan, 2020), and Aspirational Chinese in Competitive Social Repositionings (Anthem, 2023).
Reprints and Corporate Permissions
Please note: Selecting permissions does not provide access to the full text of the article, please see our help page
How do I view content?
To request a reprint or corporate permissions for this article, please click on the relevant link below:
If you are unable to obtain permissions via Rightslink, please complete and submit this Permissions form. For more information, please visit our Permissions help page.