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REVIEW ARTICLE

Effectiveness of strategies to implement brief alcohol intervention in primary healthcare

A systematic review

, , &
Pages 5-15 | Received 21 Jun 2005, Published online: 12 Jul 2009

Abstract

Objective. To review systematically the available literature on implementation of brief alcohol interventions in primary healthcare in order to determine the effectiveness of the implementation efforts by the health are providers. Key question. To what extent have the efforts to implement brief alcohol interventions in primary healthcare environments been successful? Method. Literature search from Medline, Cinahl, PsychLIT, Cochrane. Setting. Primary healthcare. Material. A total of 11 studies encompassing 921 GPs, 266 nurses, 88 medical students, and 44 “non-physicians” from Europe, the USA, and Australia. Main outcome measures. Material utilization, screening, and brief intervention rates. Answer. Intervention effectiveness (material utilization, screening, and brief intervention rates) generally increased with the intensity of the intervention effort, i.e. the amount of training and/or support provided. Nevertheless, the overall effectiveness was rather modest. However, the studies examined were too heterogeneous, not scientifically rigorous enough, and applied too brief follow-up times to provide conclusive answers.

Between 10% and 20% of patients treated in primary healthcare (PHC) drink alcohol at levels considered hazardous Citation[1], Citation[2]. Since hazardous drinking is strongly associated with many diseases Citation[3], this figure is considerably higher among certain patient categories Citation[4]. Screening and brief intervention can be conducted in PHC settings to reduce alcohol use among patients. Screening involves asking questions about alcohol use, while brief intervention (BI) is a negotiated conversation between a healthcare provider and patient designed to reduce alcohol use. BI adds an important tool to the PHC providers’ repertoire of treatment options as it can be used with minimum disruption to office routine and patient care (see box below).

Key question:

To what extent have efforts to implement brief alcohol interventions in primary healthcare environments been successful?

Answer:

Intervention effectiveness (material utilization, screening, and brief intervention rates) generally increased with the intensity of the intervention effort, i.e. the amount of training and/or support provided. Nevertheless, the overall effectiveness was rather modest. However, the studies examined were too heterogeneous, not scientifically rigorous enough, and applied too brief follow-up times to provide conclusive answers.

Key ingredients of brief alcohol intervention in PHC

  • Hazardous drinkers, e.g. patients without alcohol dependence, are the target group.

  • BI is also offered for those who do not seek treatment for their drinking.

  • BI can be delivered by either a physician or a nurse.

  • Counselling typically lasts between 5 and 15 minutes.

  • Counselling is Empathic*, the patient's Self-efficacy* is supported and his/her Responsibility* for reducing drinking is emphasized.

  • The session includes Feedback* on assessment of alcohol consumption in comparison with the general population, discussion of possible association between the patient's symptoms and alcohol use, eliciting benefits to reduce drinking and providing options for changing drinking behaviour (Advice* and Menu*).

  • The goal is usually moderate drinking rather than abstinence.

  • There are often “booster” sessions, which can be part of the normal follow-up consultations for reasons other than alcohol.

*The bold initials of these words make up the acronym FRAMES, describing the key elements of brief intervention Citation[5].

The efficacy of BI is well documented in numerous meta-analyses and systematic reviews Citation[6–16]. In a recent meta-analysis of PHC studies, it was found that treatment of 10 (95% CI 7–17) hazardous drinkers was needed to obtain one success, i.e. reduced alcohol intake to moderate levels Citation[14]. Studies have shown that the positive effect of a BI session is sustained for at least two years Citation[17], Citation[18] and that conducting BI is cost-effective Citation[19]. This evidence suggests that BI carried out by PHC providers could be an influential tool with a substantial impact on public health. Research indicates that patients generally have positive views toward discussing alcohol with PHC professionals, which further justifies the use of BI Citation[20–22].

Despite the many factors favouring use of BI, implementation of this tool in PHC practice has often met with problems Citation[23–26]. Research has identified a number of barriers to implementing BI in the routine practice of PHC, including negative attitudes among general practitioners (GPs), who do not believe that this activity is a legitimate part of their work. Insufficient knowledge and skills among PHC providers, lack of time, and inadequate resources and support have also been identified as important barriers Citation[26]. Implementation research investigates the conditions under which BI is most likely to be implemented in healthcare Citation[27]. A key finding is that multifaceted interventions (e.g. those using several simultaneous strategies) may be more effective than simple ones, because more barriers to change can be addressed Citation[28]. The present study systematically reviews the available literature on the effectiveness of promoting BI implementation by healthcare providers in PHC and evaluates the results in relation to the implementation strategies employed.

Material and methods

Inclusion criteria

This paper uses as its source a systematic review of the literature to elicit studies that assessed the effectiveness of strategies to implement screening of patients and BI counselling with hazardous drinkers in PHC. Studies were considered for analysis if they met six criteria. The study had to:

  • be based on healthcare providers’ practices within PHC settings;

  • include training components for physicians and/or nurses to implement BI;

  • measure the effectiveness of implementation in terms of: (1) material utilization rate (e.g. proportion of PHC providers who screened at least one patient and/or reported use of the materials); (2) screening rate (e.g. number of screened patients per PHC provider and/or proportion of patients who were screened); or (3) BI rate (e.g. number of eligible patients who received BI per PHC provider and/or proportion of eligible patients who received BI). Further aspects may have been examined in the studies but are not analysed in this review;

  • measure the effectiveness either before and after or only after the implementation, with or without a control group;

  • be pragmatic, which meant that the procedures were integrated into the routine practice of the PHC office in question and that the procedures were administered primarily by the regular on-site PHC providers. Studies that involved staff training but relied on additional on-site personnel for administering the screening of patients were not deemed naturalistic enough to warrant inclusion in this systematic review;

  • be published in English, in a peer-reviewed scientific journal.

Data collection

The studies for this review were obtained through literature searches up to March 2005. Searches were made in the databases at Medline, PsychLIT, CINAHL, and the Cochrane Library, using the following terms or relevant combinations thereof: “alcohol”, “brief intervention”, “early intervention”, “secondary prevention”, “implementation”, “primary healthcare”, “general practice”, and “family medicine.”

Abstracts were retrieved and inspected for contents pertaining to naturalistic studies. The full texts of potential studies were then examined carefully and reviewed systematically against the inclusion criteria of this study by all the authors. Eventually, 11 studies Citation[29–39] that satisfied the inclusion criteria were found and were included for analysis in this systematic review.

Review methodology

The analysis of the data gathered was performed as a structured review of each study. Three aspects of the published studies were examined:

  • key features, including details of setting, participants, study design, and outcome measures (see );

  • implementation strategies (see );

  • effectiveness of the implementation strategies (see Table II).

The studies were initially analysed by one of the authors of this study and then discussed with all the authors to reach agreement. The “methods” section of the studies was examined to obtain information on the setting, participants, study design, implementation strategies, and scientific rigour, while the “results” section was studied in order to find information on the effectiveness of the different implementation strategies. The “discussion” section of the studies provided further information regarding the study findings and the conclusions of the authors.

Table I.  Key features of the studies.

Table II.  Description of the implementation strategies and key results.

Results

Key features

summarizes key features of the studies. The 11 studies Citation[29–39] were published between 1998 and 2004. One was a multinational collaborative study Citation[38], three were conducted in Australia Citation[29–31], two in England Citation[34], Citation[37], two in Sweden Citation[32], Citation[35], and one each in Finland Citation[36], Denmark Citation[33], and the USA Citation[39].

Four studies Citation[30], Citation[33], Citation[34], Citation[38] involved one physician per practice, while one study Citation[37] involved one nurse per practice. Six studies Citation[29], Citation[31], Citation[32], Citation[35], Citation[36], Citation[39] were conducted at the practice level. Two studies Citation[32], Citation[36] included all PHC providers. Altogether, 921 GPs, 266 nurses, 88 medical students and 44 “non-physicians” participated in the studies.

Two studies Citation[38], Citation[39] assessed the effectiveness of one implementation strategy using a control group strategy, while five studies Citation[30], Citation[31], Citation[33], Citation[34], Citation[37] compared the effectiveness of two or three implementation strategies. Two of the studies Citation[32], Citation[39] involved comparisons of personnel categories. Three studies Citation[29], Citation[35], Citation[36] compared neither strategies nor personnel categories.

A randomized controlled trial (RCT) was the most frequently applied study design; it was employed in five studies Citation[30], Citation[33], Citation[34], Citation[37], Citation[38] (all with post-test-only outcome measurement). A non-randomized pre-test–post-test design was used in three studies Citation[32], Citation[36], Citation[39] and a post-test-only design was applied in two studies Citation[29], Citation[35]. One study Citation[31] can be characterized as quasi-experimental, in that it compared different implementation strategies but allowed the participants to choose their preferred strategy. A blinded analysis was reported in only one study Citation[38].

The most frequently used outcome measure was BI rate (measured in 10 of the 11 studies) Citation[29–32], Citation[34–39], followed by screening rate (9 studies) Citation[30–32], Citation[34–39], and material utilization rate (five studies) Citation[29], Citation[31], Citation[33], Citation[34], Citation[37]. The primary data sources were questionnaire self-reports and self-monitoring reports of BI activity by the PHC personnel. One study Citation[36] used patients’ self-reports of having been asked and advised about alcohol consumption, while another study Citation[35] used interviews with GPs and nurses to assess the value of the implementation project and activity regarding use of the materials.

Implementation strategies

includes information on the specific implementation strategies. All studies provided the materials needed for BI. All participants, except the groups receiving the BI materials by mail, also received training. The duration of the training ranged from 30 minutes to 2 hours for those studies that included this information. In addition to training and materials, support was offered in seven studies. Only Aalto's study Citation[36] involved community action and employed a wide communication strategy.

Effectiveness of the implementation strategies

also contains key results of the studies. In the studies that compared different implementation strategies, BI activity increased with the intensity of implementation effort, although the level of implementation varied considerably among the studies. For example, in the study by Gomel Citation[30], physicians in the “mailed materials” (i.e. no training) group delivered BI to 9% of the eligible patients, while physicians who received training and support in the form of phone contacts or practice visits every two weeks delivered BI to 22% of the eligible patients. In the 1999 study by Kaner Citation[34], the BI rate (proportion of eligible patients who received BI) was 52% for the “mailed materials” group of GPs, 59% for the group who received face-to-face training at the practice, and 60% for the group who received support and advice via fortnightly phone calls in addition to the face-to-face training.

GPs in Bendtsen's study Citation[32] increased their activity significantly more than the nurses did. The Aalto study Citation[36] did not find any statistically significant differences regarding asking or advising about alcohol between baseline and the three-year follow-up. In Digiusto's study Citation[29] nearly all GPs indicated that they were already delivering some form of relevant alcohol and drug problem intervention. The Andreasson study Citation[35] concluded that the materials were not used frequently by the GPs, and nurses used the package even less.

Discussion

This systematic review has investigated the effectiveness of different strategies to implement BI in PHC settings. A key finding was that implementation effectiveness (material utilization, screening, and BI rates) generally increased with the intensity of the implementation effort, i.e. the amount of training and/or support provided. Nevertheless, the overall effectiveness was rather modest. Many authors argued that BI requires better adaptation to the realities of PHC to gain more widespread use. However, few of the authors expressed much optimism about successfully implementing BI without substantial training and ongoing support for healthcare providers.

For the studies reviewed here, even when an association between the intensity of implementation effort and effectiveness was seen, this relationship was not always straightforward. For example, the Kaner (2003) study Citation[37] observed a trade-off between the BI rate and the appropriateness of BI delivery, measured as intervening with patients who really were at-risk drinkers and avoiding the delivery of BI to patients who were not at-risk drinkers. Nurses who received the BI package by mail (the control group) displayed the least errors in overall patient management. The Anderson study Citation[38], which compared how the screening and BI rates were affected by the PHC professionals’ role security and therapeutic commitment, discovered that the rates increased only for those GPs who already felt secure and committed in working with drinkers. When healthcare providers showed low baseline role security and therapeutic commitment, training and support were not associated with increased screening and BI rates.

With the exception of Aalto's three-year study Citation[36], all the projects included in this review were studied over relatively short time periods. Despite the substantially longer study period, Aalto's findings were negative, as there was no statistically significant improvement in BI activity after three years. Research in many disciplines has shown that modification of knowledge and attitudes in order to change behaviour is generally a long-term process. Several theories on how the various components leading to behavioural change interact have been presented Citation[40–42]. Knowledge and attitudes have historically been found to have weak correlations. Similarly, attitudes and behaviour have weak to moderate correlations, and are dependent on what types of attitude (e.g. self-efficacy, locus of control, and consciousness) and behaviour (self-reported or observed) are being related Citation[43], Citation[44]. Evidence suggests that attitudinal and behavioural change with regard to BI in healthcare must be viewed as a long-term process Citation[45], Citation[46]. Addressing BI issues in the basic education of GPs and nurses would probably be beneficial for the PHC providers’ later motivation to conduct BI.

While no simple or quick progression from knowledge increase to BI praxis change can be expected, attitudes may evolve and change depending on how alcohol consumption develops and to what extent other means are used to control or reduce the level of alcohol consumption. Sweden and Finland are currently experiencing drastically increased alcohol use, which has intensified discussions concerning appropriate preventive efforts. Hence, if this development continues, it could possibly speed up BI implementation efforts in Sweden and Finland by fostering more positive overall attitudes towards the use of the BI concept.

In most of the studies reviewed, only those willing to participate were included within the study population. About half of all PHC providers who were asked to participate in these studies were unwilling to do so. If these dropouts had been included in the present analyses, the uptake and utilization rates would have been even lower than those reported. It is clear from most studies that PHC providers vary greatly in their motivation to conduct BI, which suggests that tailored implementation approaches would be required to influence different subgroups with disparate characteristics. The “diffusion of innovation” concept (developed by Rogers in 1962) describes how individuals adopt ideas, practices, or other “objects” that are perceived as new. Whereas early adopters search for and implement new ideas when they are introduced into their midst, late adopters lag in their acceptance. The characteristics of innovations, as perceived by individuals, help to explain their different rates of adoption. Compatibility of the innovation is a critical aspect, i.e. the degree to which the idea or practice is perceived as being consistent with the existing values, past experiences, and needs of potential adopters Citation[47]. Thus, instead of assuming that all healthcare providers have the same motivation to conduct BI, it would be more useful to segment the PHC providers by adoption receptivity and to tailor BI implementation strategies accordingly.

The studies included in this review had many methodological shortcomings. While the RCT studies were scientifically rigorous, to what extent these studies can be considered naturalistic is questionable. In a natural setting, it is hardly realistic to expect BI to be widely implemented if used by only one GP or nurse per practice, as the design in most of the RCT studies suggested. An “ideal” study would involve PHCs in two (or more) randomly allocated regions, one region functioning as a control group, and blindly assess pre- and post-implementation results, using intention-to-treat analysis. The duration of such a study would have to be extensive, possibly 5 to 10 years, in order to determine whether the changes have become permanent. However, whether such a study would be feasible or even ethical can be questioned, since it would deprive one region of training for 10 years. Hence, we probably have to accept less scientifically rigorous before-and-after studies.

In addition to further BI implementation studies, there is a need for more qualitative research into PHC professionals’ attitudes to working with BI, e.g. their role security in, commitment to, and motivation for BI implementation, as well as factors related to their attitudes to and confidence in the value of BI to reduce drinking (i.e. efficacy of BI). Strategies to implement BI as part of routine PHC practice must be explored with providers of healthcare. Further research is needed into selective screening based on symptoms strongly associated with at-risk drinking, which is a strategy increasingly favoured in the Nordic countries. In many cases, action research would be a suitable research methodology, as it is a participative and iterative process, which converges towards a better understanding of what happens.

In summary, the studies included in this systematic review were too heterogeneous, generally not scientifically rigorous enough, and applied too short follow-up times to allow for definitive conclusions regarding the effectiveness of different BI implementation strategies. Thus, based on the BI implementation studies conducted hitherto, it is difficult to determine how and under what circumstances BI is most likely to be implemented in PHC settings. Further research is needed to address these critically important issues.

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