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Research

Global optometrist top 200 research ranking

ORCID Icon, , , &
Pages 471-485 | Received 05 Oct 2020, Accepted 18 Jan 2021, Published online: 04 Mar 2021

ABSTRACT

Clinical relevance

Clinical optometric practice is underpinned by a rigorous research base, the primary evidence for which is publications in refereed scientific journals. Leading optometrists who publish this work should be identified and celebrated.

Background

This work aims to derive publication metrics of the leading optometric researchers worldwide.

Methods: An extensive global search was conducted to discover leading optometric researchers; 480 names were identified. A custom-designed bibliographic search tool was developed to interrogate the Scopus database (Elsevier) and extract publication metrics using the unique Scopus Author Identifier number for each optometrist. On 13 January 2021, the full list was reduced to 200 optometrists (the ‘Top 200’) ranked by h-index – the ‘Global Optometrist Top 200 Research Ranking’. The output from the custom tool automatically updates every 24 hours and is available at www.optomrankings.com.

Results

The Top 200 have h-indices ranging from 20 to 67 and have published between 28 and 440 papers. Sixty one (30.5%) are women. Konrad Pesudovs has the highest h-index (67) and citations (51,193). The most prolific author is Robert Hess (442 papers). David Piñero is publishing at the fastest rate (17.6 papers per year). The Top 200 work in 13 nations, of whom 172 (86.0%) work in four nations: USA – 76 (38.0%), Australia – 43 (21.5%), UK – 41 (20.5%) and Canada – 16 (8.0%). Of the 72 institutions represented, the University of California, Berkeley, USA is home to the most Top 200 optometrists (17) and has the highest combined h-index of Top 200 optometrists (132).

Conclusions

The optometric profession is supported by a robust research base, prosecuted by a large international cohort of optometric researchers who publish extensively on a broad range of ophthalmic issues and whose work is highly cited. The 200 most impactful optometrists in the world are identified.

Introduction

Optometry has evolved from humble beginnings as a profession of refractionists and spectacle sellers into a comprehensive science-based and clinical discipline, driven by rigorous fundamental and applied research.Citation1 Critical to this research effort that underpins the profession is the work and publications of optometry-trained academics, most of whom are based at leading universities around the world.

There are many ways of analysing the output of scholarly publications of individuals. The most basic measure is the total number of papers that an individual has published. However, the association between quantity and quality of publications is unclear, with some arguing that the pressure to publish pushes down quality,Citation2 and others suggesting that a more prolific output is associated with higher quality publications.Citation3

Of growing interest over the past two decades has been the concept of publication metrics, which can be generated with the assistance of computer-based bibliographic search engines. Using such tools, it is possible to quantify the number of times that given scientific papers have been cited by others. The underlying assumption is that there is a direct association between the number of citations and the quality of the work, a view which is strongly supported by some bibliometric researchers,Citation4 although disputed by others.Citation5 Overall, citation analysis is considered to be a useful objective tool for evaluating the impact of scholarly articles, and by extension, the excellence of those who write them.

The current ‘gold standard’ method of analysing the impact of the publications of an author is to determine the ‘h-index’, suggested in 2005 by Jorge E HirschCitation6 (hence the ‘h’), which combines measures of quantity (number of papers) and quality (number of citations) in a single metric. The h-index of an author is defined as the maximum value of h, such that the author has published h papers that have each been cited at least h times.Citation6 Other metrics can also be applied; for example, the m-ratio assesses the progressive, rather than cumulative, performance of an author (m-ratio = h/number of years publishing).Citation7 Yet another example is the g-index, which accounts for citations to papers above the h-index, thereby giving more weight to highly cited articles (‘g’ is the highest number of papers that together have received g2 or more citations).Citation7

In the profession of optometry, previous bibliometric studies have documented the academic performance of Australia-trained optometrists,Citation8,Citation9 as well as that of authors in the associated optometric sub-disciplines of contact lenses,Citation10–14 dry eye,Citation15 binocular visionCitation16 and visual therapy.Citation17 Bibliometric data have also been used to reflect upon the research standing of expatriate British optometristsCitation18 and the impact of optometric journals.Citation19–21

The editor of Clinical and Experimental Optometry, who is also the lead author of this paper (NE), recently published an editorial in this journal describing an updated analysis of the most highly cited Australia-trained optometrists.Citation9 That analysis was purposely parochial; however, the overseas-based optometric co-authors of this work (PBM, LWJ and JJN) approached the lead author suggesting that this analysis be expanded so as to provide an international, non-sub-discipline-specific citation analysis of all optometrists, as this has never been previously reported. The aims of such an analysis would be to (a) identify and celebrate optometrists worldwide who are leading the profession by way of published research, and (b) establish a global benchmark for individual excellence in optometric research publication. This paper therefore represents the product of an international collaboration that has sought to achieve these aims.

Methods

The following approach was adopted for quantifying and ranking the publication metrics of optometrists with outstanding publication records.

Choice of bibliometrics search engine

Three search engines widely used to assemble publication metrics are Scopus (Elsevier), Web of Science (Clarivate) and Google Scholar (Google). Scopus was used in this analysis for the simple reason that it was readily available to all authors of this work. Although the three above-mentioned search engines use different paradigms for assembling publication metrics, and yield slightly different results for a given individual,Citation8,Citation22 the use of a single search engine can be expected to yield valid comparative results, which is the key aim of this work.

Identification of optometrists with strong publication records

The four optometric authors of this work (NE, PBM, LWJ and JJN) are highly active, senior academics and have all been publishing scientific papers in optometry for between 21 and 44 years; accordingly, they are intimately familiar with the academic landscape in their respective countries of Australia, UK, Canada, and USA. Having travelled and collaborated extensively, they also have a good appreciation of international academic optometry.

Based on this personal knowledge and experience, the authors sought to identify optometry-qualified researchers around the world likely to have strong publication metrics. In the course of this search, which commenced in September 2020, a preliminary analysis of the citation metrics of all optometrists being considered was undertaken to ascertain if they met the screening threshold of a Scopus h-index ≥ 15.

To supplement the personal knowledge of the authors, strategies adopted to identify optometrists worldwide likely to have high publication metrics included scrutiny of faculty lists from optometry schools in countries around the world,Citation23 inspecting lists of learned international optometric and vision science research organisations, evaluating optometric organisational awardee lists for recipients recognised for their scholarly work, and conducting secondary searches based on author names discovered during primary searches.

Another strategy was to email optometric colleagues from countries in different regions of the world, soliciting the names of optometrists likely to be included in a listing of leading research optometrists. Specifically, assistance was sought in relation to countries and regions from where optometric research is known to take place, including the Antipodes (Australia and New Zealand), Asia (Hong Kong, India, Malaysia, Singapore, and South Korea), continental Europe (Germany, Republic of Ireland, The Netherlands, Portugal, Spain, and Scandinavia) the Middle East (Israel, Qatar, and Saudi Arabia), North America (Canada and the USA), and the United Kingdom. Less attention was directed towards countries and regions where optometric research is not well established, such as China, Russia, Japan, South America, and Africa; nevertheless, all nations were considered, and all suggested names were screened for inclusion in the listing.

An alphabetical listing was compiled of the full names, countries, and institutions of all optometrists discovered. Google Sheets (Google) was used to share the list on-line between the authors of this work, so as to avoid duplication and assist ongoing searching. This above process continued until a comprehensive list was assembled and no more new names were being found; the final list contained 480 names.

Every author on the Scopus database has a unique identifier (ID), called the ‘Scopus Author ID number’. The Scopus Author ID numbers corresponding to all 480 names listed were accessed manually from the Scopus website (www.scopus.com). In the few instances where it was discovered that optometrists had been assigned multiple Scopus Author ID numbers, an application was made to merge these via the dedicated Scopus on-line ‘Author Feedback Wizard’; all such requests were actioned, resulting in a single Scopus Author ID number for each optometrist.

Development of an automated bibliometrics extraction tool

An automated bibliometrics extraction tool was custom-written for this exercise; this tool employed the Scopus Author ID number as input and utilised the Scopus Application Programming Interface (API) to retrieve the desired data. The Python-based API-Wrapper, ‘pybliometrics’,Citation24 facilitated interaction with the Scopus API, enabling extraction of the required data.

A script was written to (a) tabulate the following metrics for each author in a single row: h-index, number of papers, number of citations, number of co-authors, and the year of first and last paper published, (b) arrange the rows of authors in rank order of h-index, and (c) resolve ties according to the tie-break hierarchy outlined below. The script runs automatically once every 24 hours, therefore updating all metrics and rankings on a day-to-day basis.

Constructing the global optometrist top 200 research ranking

The citation metrics of all 480 optometrists identified as having a strong publication record were tabulated in rank order from highest to lowest h-index by the automated bibliometrics extraction tool, as described above. It had become apparent towards the latter phase of the search that the names of optometrists who had not been discovered during the earlier rounds of searching, but were later found, generally had lower h-indices. This was not unexpected; it was evident from inspection of the full listing that lower h-indices were associated with a much greater number of optometrists who had produced fewer publications, and were perhaps less well known.

A decision was therefore made to limit the tabulation to 200 optometrists with the highest h-indices (the “Top 200”); this listing is designated the ‘Global Optometrist Top 200 Research Ranking’. The lowest h-index on this listing is observed to be 20, and in fact there are a number of optometrists with h = 20 who rank lower than 200 as determined by the tie-breaking protocol (see below). The decision to list 200 optometrists was thought to represent a reasonable balance between (a) being sufficiently constrained so as to minimise the risk of missing optometrists who should be featured in a listing of leading optometric researchers with an especially strong track record of publishing, versus (b) not being too constrained in order to be as inclusive as possible.

On the census date of 13 January 2021, a version of the Global Optometrist Top 200 Research Ranking was transferred to a fixed (non-updating) spreadsheet, which was used for (a) tabulation of the listing, shown in the Appendix, and (b) analysis of the bibliometric data in the Appendix using descriptive statistics such as counts, ranks, means, medians, and standard deviations, with the aid of the Excel pivot table and statistical analysis functions (Microsoft).

Further to the listing in the Appendix, the authors have committed to maintain a constantly updating version (refreshed every 24 hours) of the Global Optometrist Top 200 Research Ranking,Citation25 which is freely available online from a dedicated website (www.optomrankings.com) (see Discussion).

Designating location

The location (country and institution) attributed to each optometrist pertains to where the optometrist is currently working, or was last engaged in active research before retiring, pursuing a different course in life unrelated to research, or dying. Although ‘institution’ is one of the data fields automatically extracted from the Scopus database, inspection of this output revealed that some institution designations were not in agreement with the criteria noted above. Accordingly, the Scopus-designated institutions of all those listed were verified manually with reference to current locations as found on the internet for each individual, and adjustments made as required. A country-specific h-index was determined for the Top 200 optometrists for each country (the hCO-index) and this was used to rank countries with at least three Top 200 optometrists.

Some institutions have changed their name one or more times; perhaps the most exaggerated example of this is Marshall B Ketchum University, which was previously known by the name Southern California College of Optometry until 2013, and prior to this by eight other names since its inception in 1904.Citation26 All institutions in the Appendix are listed by their current name. In some cases, a given institution was described under different names or different versions of the same set of words in the name (e.g. University of Bradford versus Bradford University); the official or most frequently used version of the name for that institution was adopted for all optometrists currently or previously working there. All institutions are designated at ‘university level’, rather than college, school, department, laboratory, or section level. An institution-specific h-index was determined for the Top 200 optometrists (the hIN-index) for each institution and was used to rank institutions with at least three Top 200 optometrists.

Breaking ties

The order of those in the Global Optometrist Top 200 Research Ranking is by descending value of h-index (going down the table); however, many optometrists have identical h-indices, so ties need to be broken in accordance with a hierarchy that reflects level of achievement. Ties of h-index are broken according to the reverse order of the year-span of publishing, the rationale being that attaining an identical h-index more quickly is a higher-level achievement. For those with the same h-index and year span of publications, ties are broken by total number of citations; if these three measures are identical, ties are broken by total number of papers.

Annotating winners of optometric research awards

Annotations are included alongside the names of optometrists in the Appendix who have received major awards from the following peak optometry-led organisations: Optometry Australia, the American Academy of Optometry, the Polytechnic University of Catalonia (Spain), the British Contact Lens Association, and the International Society for Contact Lens Research – the last two being multidisciplinary organisations, each with a majority of members being optometrists.

Results

As can be seen from the Appendix, the Top 200 have h-indices ranging from 20 to 67 and have published between 28 and 442 papers. There are three optometrists with h ≥ 60; nine with h = 50–59, 25 with h = 40–49, 49 with h = 30–39 and 114 with h = 20–29. Sixty one of the Top 200 (30.5%) are women, although there appears to be little diversity in race or ethnicity (determination of gender, race, and ethnicity were made based on perceptions of the authors).

The research interests (determined from their respective websites), titles of the most highly cited papers,Citation27–36 and number of citations to each of these papers for the 10 optometrists listed in the Appendix with the highest h-indices are provided in .

Table 1. Research interests and most highly cited papers of the top 10 ranked optometrists.

is a rank order list of the 10 most highly cited optometrists. Konrad Pesudovs heads this list, with 51,193 citations. lists the 12 Top 200 optometrists who have achieved at least 1,000 citations in a single year. Konrad Pesudovs leads this list with 12,647 citations in 2020.

Table 2. Top 10 ranked most highly cited optometrists.

Table 3. Top 200 optometrists that have been cited at least 1,000 times in a single year.

The top 10 ranked most prolific authors are presented in . Robert Hess (442 papers) is seen to have the highest output by a wide margin from second-ranked Nathan Efron (381 papers). Only six optometrists have published more than 300 papers.

Table 4. Top 10 ranked most prolific optometrists.

identifies optometrists with the shortest year-span of publications, in each set of 10-rank increments, from ranks 1 to 100. Optometrists listed in this table could be considered as being ‘peak performers’ compared with their peers with comparable h-indices, because achieving a higher h-index in a shorter period of time is considered to be more impactful.

Table 5. Optometrists with the shortest year-span of publications, in each 10-rank increment, from ranks 1 to 100.

list the top 10 optometrists according to rate of publication, calculated by dividing the total number of papers by the year range of publications. This parameter indicates the number of papers published by each individual per year, on average, throughout their publishing career. David Piñero has the highest output of 17.6 papers published per year.

Table 6. Top 10 optometrists ranked by publication rate.

All 13 countries where the Top 200 optometrists work are listed in , in rank order of the hCO-index for the Top 200 authors in each country. These hCO-indices range from 181 (USA) to 35 (Portugal). This table reveals that a significant majority of the Top 200 (172; 86.0%) work in four nations: USA – 76 (36.0%), Australia – 43 (21.5%), UK – 41 (20.5%), and Canada – 16 (8.0%).

Table 7. Countries in which the Top 200 work, ranked according to the hCO-index of the Top 200 affiliated with that country (for countries with three or more Top 200 optometrists).

lists 21 of the 72 institutions shown in the Appendix in which three or more optometrists in the Top 200 work, in rank order of hIN-index. The hIN-indices ranging from 132 (University of California, Berkeley) to 35 (University of Minho). The University of California, Berkeley is also home to the highest number of Top 200 optometrists (17; 8.5%).

Table 8. Institutions in which three or more of the Top 200 work, ranked according to the hIN-index of the Top 200 affiliated with that institution.

Discussion

Those included in the Top 200 can all be considered as world leaders in optometric research, by virtue of their numerous published papers of high impact in the field. They should be recognised and celebrated for their significant achievements in this regard. This listing can also be used to reflect upon the relative standing of countries and institutions in which optometric research is undertaken; however, in making such comparisons, it is important to remain cognisant of the strengths and weaknesses of publication metrics, which are discussed in detail below.

Research interests of individual optometrists

It is beyond the scope of this paper to discuss the research interests and contributions of each optometrist included in the Top 200 listing, suffice to note that, without exception, all have made remarkable contributions to the scientific foundations and knowledge-base of the profession of optometry. As can be seen from , the over-arching ophthalmic research themes among the top 10 ranked optometrists are as follows: local (ocular) and higher order (brain) neural processing of visual information (Hess, Levi, and Westheimer); contact lens, anterior eye, and refractive errors (Zadnik, Efron, Smith, and Holden); epidemiology of dry eye, cataract, and other eye diseases (Schaumberg and Christen); and ophthalmic and patient-reported outcomes (Pesudovs).

Highly cited authors

The four optometrists that head – Konrad Pesudovs (51,193 citations), Janet Leasher (47,515), Kovin Naidoo (28,555) and Colm McAlinden (16,783) – have exceptionally high citation rates, mostly (for Pesudovs and Naidoo) and almost completely (for Leasher and McAlinden) attributable their involvement in a large multinational, interdisciplinary consortium known as the Global Burden of Disease Study. Papers from this study have been published in high impact factor journals such as Lancet, and have been cited extensively. The other six most highly cited authors have individually accrued between 10,699 and 14,578 citations.

Twelve Top 200 optometrists () have the distinction of achieving at least 1,000 citations in a single calendar year. The number of citations accrued by Konrad Pesudovs in 2020 (12,647 citations) is greater than the entire lifetime citation count for all those listed in except for Robert Hess and Dennis Levi (14,578 and 14,576 citations, respectively).

Prolific authors

The top 10 most prolific authors listed in have generated a total of 3,301 papers. There is ongoing debate about the relationship between quality and quantity of published works.Citation2,Citation3 However, the high h-index of all those identified as prolific authors in , and indeed among the entire Top 200 cohort, who all have h ≥ 20, provides strong evidence that their bodies of work are impactful.

Achievement in relation to years of active research

The publication metrics of the optometrists identified in have advanced more rapidly among those of their peers with a similar rank. The median time span of publication to break into the top 100 is 36 years (the minimum is 11 years). In other words, 50% of the time it took 36 years to achieve a h-index of 28. The median time span to break into the top 50 is 37 years (minimum 11 years), requiring a h-index of 36. The median time span to break into the elite top 10 is 43 years (minimum 28 years), requiring a h-index of 53. The individuals listed in have the shortest publishing year-span to achieve their ranking, which is considered to be an elevated level of achievement.

Publication rate

The optometrists featured in are publishing at rate of between about nine and 18 papers per year, which approximates to one paper every three to six weeks. Two Spanish optometrists – David Piñero and Robert Montés-Micó – head this table, with publication rates of 17.6 and 12.5 papers per year, respectively. The present authors predict that those featured in are also highly likely to rise up the Top 200 rankings at a faster pace than most others.

Location of work

Many academics are peripatetic, having worked in numerous countries and institutions around the world throughout their careers. Although it is possible to extract such information from Scopus, it was considered impractical to verify and analyse all locations where each of the Top 200 have worked and to somehow proportionately attribute citation metrics to the corresponding countries and institutions. Thus, from the perspective of country/institution, this bibliometric analysis again should be considered as a ‘snapshot in time’ of where optometrists were working on 13 January 2021, or had worked before retiring or dying.

Countries

The USA is the leading optometric nation as judged by having the highest country-specific hCO-index (181) and the highest number of Top 200 optometrists working there (76) (). The leading position of the USA can be attributed to a number of factors: (a) the USA has by far the largest populationCitation37of all nations in which optometry as a profession is well developed (i.e. aside from India); (b) the USA has the greatest number of optometry schools (23, see ), aside from IndiaCitation23; and (c) many USA optometry schools are housed in top-rated universities, which are research driven. As well, the USA is home to the American Academy of OptometryCitation38 – the largest research-based optometric organisation that (a) has a truly global membership; (b) hosts the biggest international optometry meeting in the world; and (c) offers the largest number of awards for clinical and research achievements in the profession.

Australia (hCO = 147; 43 optometrists in the Top 200) is ranked second, and it is worth noting that three of the top four ranked optometrists (Pesudovs, Hess, and Westheimer) originally studied optometry in Australia. The United Kingdom (hCO = 119; 41 optometrists in the Top 200) is third in this country listing. The high ranking of Australia and the United Kingdom also reflects a strong culture of optometric research in these nations. Canada (hCO = 101; 16 optometrists in the Top 200) is ranked fourth, which is consistent with this nation being embedded culturally and organisationally in the broader North American optometric community.

The various historical and present-day cultural links between Hong Kong, India, New Zealand, South Africa, Australia, Canada, and the United Kingdom – all current or recent members of the Commonwealth of Nations – have perhaps also mirrored the strong professional development and consequent emergence of world-leading optometrists in the first four countries listed above. Spain and Portugal have established a solid presence in recent years as an international force in optometric research, with the listing of nine optometrists from the Iberian Peninsula.

The lead author of this paper (NE) has argued,Citation39 as have many others, that a fundamental defining feature of a research-based profession is the maintenance of a learned journal. As can be seen from , the top nine countries each have at least one optometric journal, either via an organisation in those countries being the professional publisher of the journal, or through a collaborative arrangement, as in the case of Hong Kong and New Zealand partnering with Australia. Although there is no optometry journal in Portugal, there is close alignment with the Spanish publication Journal of Optometry by virtue of the current editor of that journal, José Manuel González-Méijome, as well as two members of the editorial board, being Portuguese.

Institutions and affiliations

There are approximately 245 institutions in the world where optometry is taught.Citation23 The Top 200 considered here work in, or are affiliated with, 72 different optometric institutions/entities. The vast majority (182; 91%) work in university optometry schools or departments, or in ophthalmic research facilities; six (3%) work in independent institutes; six (3%) work in private consultancies, three (1.5%) work in clinics/hospitals; and three (1.5%) work in the contact lens or pharmaceutical industry.

Of the top institutions listed in , eight are in the USA, five in the UK, and three in Australia. Many of the institutions listed in have a history that goes back a century or more.Citation40 The three top-ranked institutions, as defined by the institution-specific hIN-index for Top 200 optometrists who work there, are the University of California, Berkeley (hIN = 132; 17 optometrists from the Top 200), the University of New South Wales (hIN = 116; 14 optometrists from the Top 200), and at equal third position, the Queensland University of Technology (hIN = 85; 12 optometrists from the Top 200) and the University of Houston (hIN = 85; 9 optometrists from the Top 200).

Certainly, all of the optometry schools housed in the institutions listed in can be viewed as excellent models for nurturing the research foundations of the optometric profession, achieved by employing, or being closely associated with, world-leading optometry academics. These rankings can contribute to the reputational standing of these institutions.

Publication metrics in a broad context

To be included in the Top 200 on the census date of 13 January 2021, required a h-index of 20, as dictated by the data rankings. In his original 2005 paper introducing the h-index, HirschCitation6 claimed that, for faculty at major research universities in the USA, a h-index of 18 might be a typical value for appointment or advancement to a full professorial position. Accordingly, inclusion in the Top 200 is a reasonable indication that a university-based optometrist is operating at the level of professor (termed ‘full professor’ in some countries), where research performance is the sole or primary consideration.

To provide further context, the most recent Nobel prize for vision-related research was awarded in 1981 to neurophysiologists David Hubel (current Scopus h-index = 66; 44,336 citations, publication span 58 years) and Torsten Wiesel (h = 60; 41,820 citations, publication span 58 years), for their discoveries concerning information processing in the visual system.

Publication metrics in relation to age

An important factor that must be considered when evaluating publication metrics is the age of a scholar (likely correlated to their year span of publishing), as a longer career simply accords greater opportunity for accruing more citations. This is readily apparent in the Top 200 listing. For example, it would be unreasonable to directly compare the publication metrics of Zhichao Wu (rank #197), who has the shortest publication range of 7 years, with that of Gerald Westheimer (#4), who has the longest publication range of 75 years. Certainly, those who attain high publication metrics more quickly should also be celebrated for their accomplishment and impact.

HirschCitation6 offers additional guidance as to the level of excellence attached to different values of h in relation to the length of career of a researcher. He suggested that after 20 years of research, a ‘successful scientist’ would have a h-index of 20; in the Top 200 list, there are 27 optometrists who have achieved this. Further, an ‘outstanding scientist’ would have a h-index of 40 after 20 years publishing; only two optometrists – Jason Nichols (rank #21) and Kovin Naidoo (rank #33) – currently meet this criterion. Finally, a ‘truly unique’ individual would have a h-index of 60 after 20 years publishing; no optometrists meet this criterion.

It should be noted that other authors may have achieved these milestones as they surpassed h-indices of 20, 40, or 60, but this cannot be determined from the current ‘snap-shot’ of the Top 200. Nevertheless, these criteria can be considered as offering an approximate guide as to the level of excellence associated with h-index values. All those listed in have had the greatest impact in the shortest amount of time among groups of peers with similar publication metrics at this point in time, and will likely rise the most rapidly among the rankings in the future.

Publication metrics in relation to academic prizes and awards

Having outstanding publication metrics is undoubtedly used as a key criterion for awarding research prizes in optometry. It is therefore not surprising that, as a general rule, major research awards from leading optometric organisations have been received by those with higher rankings. On the other hand, many near the top of the listing have not been recognised by awards commensurate with their high scientific impact and productivity. Within the elite group of top 10 most impactful optometrists (), five have been awarded what is arguably the most prestigious accolade of the nine awards annotated in the Appendix – the Charles F Prentice Medal, by the American Academy of Optometry.Citation38

Expanding to consider the top 20 most impactful optometrists, nine have received the Glenn A Fry Lecture Award (American Academy of Optometry) but seven have not received an award from any optometric organisation assessed as part of this analysis. Many other factors can be considered when deciding such awards. Those who paved the way during the formative years of optometric research, and have been eponymously rewarded for these efforts, include Irvin Borish, H Barry Collin, Glenn Fry, Henry Peters, and Max Schapero. None of these pioneers feature in the Top 200, largely because their seminal contributions were made prior to 1970, when citations were not counted by Scopus (see below).

Notwithstanding their generally excellent citation metrics, ‘less-published’ optometric awardees may have been honoured for more subjective, but nevertheless praiseworthy and highly valued research-related attributes, such as leadership and mentorship, the significance of which cannot be captured or measured by citation metrics alone. The following award-winning optometrists who pioneered a forward path around the beginning of the modern era of optometric research (1960s and 1970s) and appear in the lower half of the Top 200 listing are considered to be legendary figures: Thomas Freddo (#103), Robert Mandell (#111), Jan Bergmanson (#112), Joseph Barr (#113), Gunilla Haegerstrom-Portnoy (#137), Ian Bailey (#138), Michel Guillon (#144), Richard Hill (#147), Charles McMonnies (#176), Barry Weissman (#194), Elwin Marg (#195) and Merton Flom (#196).

Publication metrics in relation to specific high-impact discoveries

Some authors appear lower down the Top 200 listing due to being less prolific (thus limiting their h-index) but who have nevertheless made outstanding contributions via a single critically important discovery – an example being the development of the logMAR visual acuity chart which has revolutionised the assessment of vision in clinical research and practice. This tool was developed by Jan Lovie-Kitchin (#90) and Ian Bailey (#138). The original paper describing this chartCitation41 has to date received 1,068 citations, which is more than the number of citations attributed to the most highly cited papers of those optometrists ranked #3 to #10 (see ). The h-index does not properly reflect the excellence of those with highly skewed citation profiles (i.e. having published a small number of very highly cited papers) as in the case of Lovie-Kitchin and Bailey; as discussed earlier, other citation metrics, such as the g-index, would better reflect the excellence of such contributions.

Confounding effects in the consideration of publication metrics

There are a number of influences that can create an ‘uneven playing field’, potentially confounding a comparison of publication metrics between individuals.

Papers with hundreds of authors

An individual may publish a highly cited paper that lists hundreds of authors, which raises the issue of how much credit should be attributed to that individual. For example, if a paper with 300 authors is cited 5,000 times, it would be incongruous to credit each of these 300 authors with 5,000 individual citations.

Four optometrists – Konrad Pesudovs (rank #1), Kovin Naidoo (#33) Janet Leasher (#38), and Colm McAlinden (#49) – have published a large number of papers, each listing hundreds of authors and mostly published in the journal Lancet, relating to the Global Burden of Disease Study. The mega-author collaborations of these optometrists are evident from inspection of the ‘Co-authors’ column in the Appendix, where it can be seen that the number of career co-authors of each is as follows: Pesudovs, 4,864; Naidoo, 3,347; Leasher, 4,255; and McAlinden, 3,749. This compares with a mean (± standard deviation) of 165 ± 631 co-authors, and a median of 146 co-authors, for the Top 200.

The Global Burden of Disease Study papers have been published in high impact journals, attracting very high rates of citations; one paperCitation27 upon which Pesudovs, Naidoo, and Leasher are three of 362 authors, has accrued 5,305 citations to date. Involvement in this study is reflected in the very high number of citations attributed for these three optometrists, as can be seen from . Notwithstanding (a) the real contributions made by Pesudovs, Naidoo, Leasher, and McAlinden in respect of these works, (b) the vital ‘big questions’ that such studies are able to answer, and (c) the importance of optometrists being involved in such high-level international collaborations, being part of a large authorship team necessarily dilutes individual contributions.

Working in different disciplines

Three optometrists in the Top 200 have worked in fields outside optometry for almost their entire careers (although it also is recognised that other Top 200 optometrists have also ‘dabbled’ in fields outside of optometry). Clare Vajdic (rank #17) and Rebecca Ivers (#51) initially trained as optometrists and began research careers in vision science; however, early on, both subsequently chose to change research direction and pursue careers in the fields of cancer epidemiology and injury prevention, respectively. Lawrence DeLucas (#79) is a former NASA astronaut with degrees in chemistry, biochemistry, and optometry. He researches in the field of protein crystal growth and membrane proteins.

About one third of the Global Burden of Disease study papers co-authored by Pesudovs, Naidoo, Leasher, and McAlinden specifically relate to ophthalmic disorders and vision loss; the majority of these papers quantify the health effects of hundreds of diseases and injuries, of which ophthalmic disease is a small part. For example, the Global Burden of Disease study paper co-authored by Pesudovs, Naidoo, and Leasher referred to aboveCitation27 considers 291 diseases and injuries, only 6 of which relate to the eye; that is, only 2% of this paper has ophthalmic content. Involvement in the Global Burden of Disease study has served to boost the h-indices of Pesudovs and Naidoo by 20% to 25%, respectively, and to account for virtually the entire h-index of Leasher and McAlinden.

Each of the fields in which Ivers, Vajdic, and DeLucus work – as well as the subject matter of the non-ophthalmic-specific Global Burden of Disease study papers – has a far broader reach than optometry and vision science; this is an important consideration because, in general, broader fields are supported by journals that have commensurately higher citation rates and impact factors.Citation42 Thus, the optometrists discussed above who wholly or substantially publish papers in broad fields unrelated to optometry and vision science have been able to attract disproportionately more citations per paper than would have been the case had they had published exclusively in the relatively smaller field of optometry and vision science.

These examples serve to illustrate the susceptibility of citation metrics to extraneous factors such as the size and reach of the discipline in which one works,Citation42 and underscores the importance of comparing publication metrics of individuals in the context of the research being conducted.

Scopus not counting citations prior to 1970

The methodology used by Scopus to count citations puts the 23 optometrists in the Top 200 who commenced publishing prior to 1970 at a distinct disadvantage, in addition to many others who did not even make the list because of this issue. This is because Scopus only counts citations accrued from 1970 onwards.

Consider the example of Gerald Westheimer, who is one of the most disadvantaged in this regard. His first paperCitation43 was published in 1945, and his most recent paper to dateCitation44 appeared in 2020. Citations of all of his papers published between 1945 and 1969 inclusive – a span of 25 years – are not counted towards his h-index or total citation count. Although citations to the pre-1970 papers of Westheimer are counted from 1970 onwards, Scopus essentially ‘ignores’ the first quarter of a century of his work, during which time others publishing prior to 1970 were citing his scholarly papers. Westheimer may well have assumed an even higher ranking had all citations to his works been counted. Accordingly, the analysis presented here should be considered as one which favours the contemporary rather than historic optometric research landscape.

A high citation rate is not necessarily a positive attribute

Caution needs to be exercised when considering citations, as a paper might be highly cited because it has made a fundamentally flawed contribution. For example, papers which have been discredited, such that of Fleischmann and PonsCitation45 proclaiming the viability of cold fusion (875 citations) or that of Wakefield et al.Citation46 suggesting that vaccinating children can cause autism (1,580 citations), are highly cited largely by those who have subsequently, and quite properly, sought to disprove these erroneous claims. The Wakefield paperCitation46 was later retracted by the publishing journal, Lancet. Over-enthusiastic self-citations (i.e. citing your own papers) can also distort rankings. Notwithstanding these caveats, the authors of this work are unaware of such confounding influences in respect of any of the Top 200 optometrists listed here.

Gender, racial and ethnic balance

Until about 1970, optometric research was dominated by men. However, this has changed dramatically over the past half-century, and women now figure prominently in optometric research worldwide. Indeed, Clinical and Experimental Optometry recently celebrated women research pioneers in Australian optometry in a special virtual issue of the journal.Citation47 The evidence for the ascendency of women in optometric research can be seen in the publication metrics presented here, whereby there are at present 61 women among the Top 200 (30.5%) and two among the elite top 10 (20%).

The gender balance of optometry graduates has become more even over the past decade; for example, in Australia in June 2020, 60% of registered optometrists were women.Citation48 The authors predict that this trend will eventually be reflected in an equal gender balance in optometric research worldwide, including tables of Top 200 performers such as that presented here. However, the authors note with some concern that there appears to be no present or emerging equality in racial or ethnic balance in optometric research worldwide.

Contribution to optometry of researchers from other disciplines

Only optometrists are included in this analysis. The leading optometry schools, as well as employing optometrists, recruit academics with a range of different basic qualifications and research interests to deliver important contributions to optometric education and research. This includes optical physicists, optical engineers, cell biologists, anatomists, ophthalmologists, psychologists, microbiologists, vision scientists, neurophysiologists, endocrinologists, material scientists, biostatisticians, etc. The academic strength – as assessed by the publication metrics presented here – of an optometry school that comprises a large percentage of highly published non-optometry-qualified staff may therefore be considerably under-estimated. The analysis of optometry schools in this work should therefore be considered as relating to the publication metrics of the optometrists who work there.

Including non-optometrists in this analysis was not considered viable in view of the near impossibility of deciding criteria for inclusion. Suffice to say, the authors acknowledge the critical contributions of those scientists who collaborate with optometrists to deepen the vision science knowledge base and ultimately enhance vision and ocular health in society.

Overall limitations of this analysis

Bibliometric analysis is not a perfect science. A number of limitations to the present work, and confounding influences in the consideration of publication metrics, have already been discussed. There has been no evaluation in this work of the impact of the journals in which the works are being published. For example, an individual can publish numerous papers in lower impact journals, receive numerous citations, and therefore achieve a higher h-index, perhaps with relative ease in the publication process. The alternative is that an individual could publish fewer papers in much higher impact journals (e.g., Science and Nature), which arguably represents a much higher threshold. A co-analysis of journal impact factors is outside the scope of the present work, but may be the subject of a subsequent analysis.

As discussed previously, a key reason for limiting this listing to a Top 200 was to minimise the risk of failing to discover some optometrists who have h-indices that would warrant inclusion. However, given that this listing is the product of a global search (albeit extensive), requiring manual identification of optometrists for inclusion, it is inevitable that some names will have been missed. The authors apologise unreservedly for overlooking any colleagues who should be listed in the Top 200, or for any errors in names, affiliations, countries, or the metrics presented. Any of these issues can be promptly corrected via the process explained below.

The on-line global optometrist top 200 research ranking

Many of the limitations outlined above are being mitigated by the authors of this work by way of maintaining a live version of the Global Optometrist Top 200 Research Ranking (www.optomrankings.com), that is automatically updated every 24 hours.Citation25 Interested parties are invited to submit the names of optometrists and their corresponding Scopus Author ID numbers – which are available on the Scopus website (www.scopus.com) – thought to be missing, or to suggest other edits or corrections, using links to dedicated forms which can be found in the preamble on the website. Submitted names will be uploaded to Scopus for interrogation and extraction of associated bibliometric data. Such names will be added to the data base within a few days, and will appear in the Top 200 listing if (a) the name is verified to be an optometrist, and (b) the suggested optometrist has a h-index that, after tie breaking (if required), ranks above the optometrist at rank #200. At regular intervals, the list will be manually curated by the authors to address any suggestions submitted through the web portal.

Conclusions

This bibliometric analysis demonstrates that optometry is underpinned by a robust research base, prosecuted by a large international cohort of optometric researchers who publish extensively on a broad range of ophthalmic issues and whose work is highly cited.

Although this work focusses on those optometrists who have a prolific output of impactful papers, the field of optometry is advanced by all contributions, including those by individuals who, for whatever reason, have perhaps only managed to publish a small number of papers throughout the course of their career. Accordingly, the authors of this work wish to salute and congratulate all those who have published scientific articles, no matter how few, for their dedication and commitment to the advancement of optometry and vision science.

By constructing the Global Optometrist Top 200 Research Ranking, as shown in the Appendix, the present authors have sought to identify and celebrate world leaders in optometric research. It is envisaged that the on-line web version of the Global Optometrist Top 200 Research Ranking (www.optomrankings.com)Citation25 will serve as an ongoing, visible benchmark for excellence, and will perhaps inspire and motivate subsequent generations of optometrists who seek to contribute to underpin the intellectual fabric of the profession of optometry.

Acknowledgements

The authors thank the following optometrists who provided assistance in identifying leading optometric researchers in various countries and regions around the world: Balsam Alabdulkader (Saudi Arabia), Pauline Cho (Hong Kong), Jennifer Craig (New Zealand), José Manuel González-Méijome (Portugal), Heiko Pult (Germany), Sangeetha Srinivasan and Anuradha Narayanan (India), Genis Cardona Torradeflot (Spain), and Mark Bullimore and Noel Brennan (United States). We also thank other colleagues who assisted but are not named, or declined our request to be named.

Disclosure statement

No potential conflict of interest was reported by the authors.

Correction Statement

This article has been corrected with minor changes. These changes do not impact the academic content of the article.

References

Appendix

Global Optometrist Top 200 Research Ranking

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