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Accountability in Research
Ethics, Integrity and Policy
Volume 28, 2021 - Issue 8
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Articles

Contribution based author categorization to calculate author performance index

ORCID Icon, ORCID Icon, ORCID Icon & ORCID Icon
Pages 492-516 | Published online: 24 Dec 2020
 

ABSTRACT

Despite the widely used author contribution criteria, unethical authorship practices such as guest, ghost, and honorary authorship remain largely unsolved. We have identified six major reasons by analyzing 78 published papers addressing unethical authorship practice. Those are lack of: (i) awareness about and (ii) compliance with authorship criteria, (iii) universal definition and scope for determining authorship, (iv) common mechanisms for positioning an author in the list, (v) quantitative measures of intellectual contribution; and (vi) pressure to publish. As a  measure to control unethical practice, we have evaluated the possibility to adopt an author categorization scheme – proposed according to the common understanding of how first-, co-, principal-, or corresponding- author is perceived. Based on an online opinion survey, the scheme was supported by ~80% of the respondents (n=370). The impact of the proposed categorization was then evaluated using a novel mathematical tool to measure “Author Performance Index (API)” that can be higher for those who might have authored more papers as primary and/or principal authors than those as coauthors. Hence, if adopted, the proposed author categorization scheme together with the API would provide a better way to evaluate the credit of an individual as a primary and principal author.

Acknowledgments

The authors wish to acknowledge Fleurhelmina S. Ang (a Scopus Customer Support Representative) for her invaluable guidance in how to extract data from the Scopus database.

Disclosure statement

Authors declare no conflict of interest.

Supplementary material

Supplemental data for this article can be accessed on the publisher’s website.

Availability of data and material

All data are submitted as supplementary material with the manuscript.

Code availability

Not applicable.

Authors’ contributions

MTR conceptualized the initial idea, drafted the initial manuscript, and devised the equation of API. JMR helped to refined the concept and revised the manuscript. NLAK helped to draft the initial manuscript and helped to revise it MMK helped to summarize the published articles to identify the reasons linked with the unethical practices of authorship assignment.

Additional information

Funding

Authors received no funding for this scholarly work.

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