145
Views
2
CrossRef citations to date
0
Altmetric
Original Articles

India and Pakistan: a case of asymmetric nuclear deterrence

Pages 387-406 | Published online: 18 Aug 2010
 

Abstract

Ever since decolonization and the partition of the former British colony of India into the states of India and Pakistan, there has been an enduring conflict between them, which has resulted in various crises. It has continued despite dramatic changes in the geopolitical environment. The conflict is over national identity, territory, and the power position in the region. The Pakistani elite have been unable to accept the division of Jamma and Kashmir and seek equal status with India, while India sees itself as a great power in the region. The conflict escalated into war at the very creation of the state of Pakistan in 1947–48, as well as in 1965 and 1971. The war in 1971 resulted in the division of Pakistan, a defeat that instilled a great sense of insecurity in Pakistan and a greater determination to find a way to overcome India's military superiority. In order to balance India's conventional military superiority, Pakistan acquired a small-scale nuclear weapons capability using bombers and medium-range missiles as delivery vehicles. Already by 1974, India had a significant nuclear industry and had demonstrated its capacity to explode nuclear devices. Whereas Pakistan's nuclear weapons doctrine is Indo-centric, India acquired a nuclear capability as part of an ambition to be recognized as a great power and seeks to deter not only Pakistan but also China. The acquisition of nuclear weapons by both India and Pakistan raises the specter of a regional nuclear conflict with catastrophic consequences. However, there is a widespread view in the strategic studies community that nuclear weapons are likely to prevent armed conflict due to the effects of nuclear deterrence and the unacceptable risks that the protagonists face in the event of war. In the case of Indo-Pak relations, however, nuclearization seems to have had the opposite effect, as the frequency of the crises has increased since both countries became declared nuclear powers. This paper is concerned with the effect of nuclear weapons on the security crisis in South Asia. The literature on the Indo-Pak conflict generally agrees that the stability of the strategic nuclear relationship is the key factor in explaining the phenomenon of the increasing frequency of crises since both countries have been acknowledged as nuclear powers. The majority of scholars claim that the strategic relationship is stable and that this stability creates a strategic space for Pakistan to initiate conflict at a conventional level. An alternative view expressed in the literature is that the strategic nuclear relationship between Pakistan and India is not stable and that the conflict is driven by this instability—in other words that the real risk of nuclear escalation gives Pakistan confidence that India will be deterred from employing its superiority at the conventional level. This paper argues that the endeavors by scholars to explain the Indo-Pak conflict on the basis of strategic stability or instability are unconvincing. The strategic studies literature asserts that strategic stability exists if two protagonists have a secure second-strike capability that is sufficiently large to inflict unacceptable damage on the opponent and thus can deter aggression. The paper argues that the strategic nuclear relationship between Pakistan and India is not stable and that deterrence of conflict between the two states is not stable. The behaviors of the protagonists cannot be explained on the basis of the balance of their nuclear and conventional capabilities, but instead are the products of strategic cognitive dissonance. This means that there is a serious risk of conflict escalating to the nuclear level.

Notes

1. Saira Khan, “Nuclear Weapons and the Prolongation of the India–Pakistan Rivalry,” in The India–Pakistan Conflict, ed. T. V. Paul (Cambridge, UK: Cambridge University Press, 2005), 156–77.

2. Michael Krepon and Chris Gagne, eds, The Stability–Instability Paradox: Nuclear Weapons and Brinksmanship in South Asia, The Henry L. Stimson Center, June 2001, Report no. 38, http://www.stimson.org/pub.cfm?id=1.

3. Scott D. Sagan and Kenneth N. Waltz, The Spread of Nuclear Weapons—A Debate Renewed (New York: W.W. Norton & Co., 2003), 122.

4. Šumit Ganguly, “India Pakistan Nuclear Issues and Stability/Instability Paradox,” Studies in Conflict and Terrorism 18, no. 4 (1995).

5. Albert Wohlstetter, “The Delicate Balance of Terror,” Foreign Affairs 37, no. 2 (January 1959).

6. These figures approximate the military balance at the beginning of the MBFR Talks in 1973 and the relative capabilities of the two sides varied over the Cold War period. For more detail, including assessments based on previously highly classified Soviet sources, see Christoph Bluth, The Two Germanies and Military Power in Europe (Basingstoke, UK: Palgrave, 2003).

7. Glenn H. Snyder, Deterrence and Defense (Princeton, NJ: Princeton University Press, 1961); Glenn H. Snyder, “Crisis Bargaining,” in International Crises: Insights from Behavioral Research, ed. C. F. Hermann (New York: Free Press, 1972), 232.

8. The “New Look” strategy was introduced by the Eisenhower administration. In essence, it was based on the concept of making up for the conventional asymmetry vis-à-vis the Soviet Union by introducing tactical weapons in Europe on a significant scale.

9. This concept was first introduced by John Steinbruner to explain President Kennedy's decision to sell Britain's Prime Minister Macmillan the Polaris system, but has not been used much in the strategic studies literature since then. See John D. Steinbruner, The Cybernetic Theory of Decision (Princeton, NJ: Princeton University Press, 1974).

10. Robert Jervis, Perception and Misperception in International Politics (Princeton, NJ: Princeton University Press, 1976), Chapter 11.

11. Robert Jervis, Perception and Misperception in International Politics (Princeton, NJ: Princeton University Press, 1976), Chapter 11. Robert Jervis, Richard Ned Lebow and Janice Gross Stein, Psychology and Deterrence (Baltimore, MD: Johns Hopkins University Press, 1989).

12. Ken Booth and Nicholas Wheeler have introduced the concept of “unresolvable uncertainty” in relation to assessing the intentions and capabilities of other states that give rise to dangerous misperceptions. See Ken Booth and Nicholas J. Wheeler, The Security Dilemma (Basingstoke, UK: Palgrave, 2008), 5.

13. Daniel Yergin, Shattered Peace (Harmondsworth, UK: Penguin, 1977), 11.

14. Daniel Yergin, Shattered Peace (Harmondsworth, UK: Penguin, 1977), 11.

15. David H. Dunn, The Politics of Threat: Minuteman Vulnerability in American National Security Policy (Southampton, UK: Southampton Studies in International Policy, 1997).

16. David H. Dunn, The Politics of Threat: Minuteman Vulnerability in American National Security Policy (Southampton, UK: Southampton Studies in International Policy, 1997).

17. Jean-François Revel, How Democracies Perish (London: Weidenfeld & Nicolson, 1985).

18. Stephen J. Cimbala and Peter Jacob Rainow, Russia and Postmodern Deterrence (Washington, DC: Potomac Books, 2007); Christoph Bluth, The Nuclear Challenge (Aldershot, UK: Ashgate, 2000).

19. Jeffrey Lewis, The Minimum Means of Reprisal—China's Search for Security in the Nuclear Age (Cambridge, MA: MIT Press, 2007).

20. Christoph Bluth, Korea (Cambridge, UK: Polity Press, 2008).

21. Kenneth S. Brower, “A Propensity for Conflict: Potential Scenarios and Outcomes of War in the Middle East,” Jane's Intelligence Review, Special Report no. 14 (February 1997), 14–5; Seymour M. Hersh, The Samson Option (New York: Random House, 1991).

22. Rodney W. Jones, Minimum Nuclear Deterrence in South Asia: An Overview (Reston, VA: Policy International Architects International, October 12, 2001); other sources include the Pakistan and India sections of globalsecurity.org, the IISS Military Balance 2009, and Paul K. Kerr and Mary Beth Nikitin, Pakistan's Nuclear Weapons: Proliferation and Security Issues (Washington, DC: CRS Report RL 34248, 2009).

23. The IISS Military Balance, 2009. Figures were compared with globalsecurity.org and the report by Rodney W. Jones, Minimum Nuclear Deterrence in South Asia, cited above.

25. For an original and detailed analysis of the Indian decision to test nuclear weapons, see Jacques E. C. Hymans, The Psychology of Nuclear Proliferation (Cambridge, UK: Cambridge University Press, 2006), 171–203.

26. “Draft Report of the National Security Advisory Board on Indian Nuclear Doctrine,” New Delhi, August 17, 1999, reproduced in Jones, Minimum Nuclear Deterrence, Appendix B; Ashley Tellis, India's Emerging Nuclear Posture: Between Recessed Deterrent and Read Arsenal (Santa Monica, CA: RAND, 2001). The author is indebted to Uzma Mumtaz from the University of Leeds for the information in this section.

27. Rajesh M. Basrur, Minimum Deterrence and Indian Nuclear Security (Stanford, CA: Stanford University Press, 2006).

28. Maj Gen (Retd) Jamshed Ayaz Khan, “India's Nuclear Doctrine,” The Nation, January 2003.

29. Gurmeet Kanwal, “Nuclear Targeting Philosophy for India,” Strategic Analysis 24, no. 3 (June 2000).

30. George Perkovich, India's Nuclear Bomb: The Impact on Global Proliferation (New Delhi: Oxford University Press, 2000).

31. Waheguru Paul Singh Sidu, Evolution of India's Nuclear Doctrine, CPR Occasional Paper no. 9 of paper series (2003–2004), Centre for Policy Research, New Delhi, http://www.cprindia.org/papersupload/1215247694-Sidhu_Nuclear.pdf.

32. Maria Sultan, “Emerging NMD Technologies and India: Impact and Option for Pakistan,” Strategic Studies Quarterly Journal 22, no. 2 (Summer 2002), http://www.issi.org.pk/journal/2002_files/no_2/article/1a.htm.

33. Shireen Mazari, “Understanding Pakistan Nuclear Doctrine,” Defence Journal, http://www.issi.org.pk/activitiesDetail.php?actId=47&dist=6 (accessed June 4, 2010).

34. “Remarks of the Prime Minister of Pakistan, Nawaz Sharif, on Nuclear Policies and the CTBT,” National Defense College, May 20, 1999.

35. R. Hussain, “Thinking about Nuclear Use and ‘No First Use,’” National Development and Security (Rawalpindi) 10, no. 2 (2001–02): 1–13; “Assessing Pakistan's Nuclear First-Use Option,” Defence Journal 8, no. 2 (2004): 12–15.

36. Lt. Gen. F. S. Lodhi (Rtd.), “Pakistan's Nuclear Doctrine,” Defence Journal, April 1999, http://www.defencejournal.com/apr99/pak-nuclear-doctrine.htm.

37. IISS, Nuclear Black Markets: Pakistan, A. Q. Khan and the Rise of Proliferation Networks—A Net Assessment (London, 2007), 37.

38. Based on interviews in Islamabad.

39. Major Gen. Muhammad Ali Durrani, (Rtd.), “Pakistan Strategic Thinking and the Role of Nuclear Weapons,” Cooperative Monitoring Center Occasional Paper 37, Sandia National Laboratories (July 2004), http://www.cmc.sandia.gov/cmc-papers/sand2004-3375p.pdf.

40. Christoph Bluth, Britain, Germany and Western Nuclear Strategy (Oxford: Oxford University Press, 1995), 226–9.

41. Tellis, India's Emerging Nuclear Posture.

42. James R. Schlesinger, The Theater Nuclear Force Posture in Europe, A Report to the United States Congress, Washington, DC, April 1975.

43. Michael Krepon, Limited War, “Escalation Control, and the Nuclear Option in South Asia,” Are Tactical Weapons Needed in South Asia? (The Henry Stimson Center, 2004), http://www.stimson.org/southasia/pdf/ESCCONTROLCHAPTER7.pdf.

44. Lawrence Freedman, Deterrence (Cambridge, UK: Polity Press, 2004).

45. Šumit Ganguly and S. Paul Kapur, eds, Nuclear Proliferation in South Asia: Crisis Behavior and the Bomb (Abingdon, UK: Routledge, 2008).

46. S. Paul Kapur, “India and Pakistan's Unstable Peace,” International Security 30, no. 2 (Fall 2005): 127–52.

47. S. Paul Kapur, “India and Pakistan's Unstable Peace,” International Security 30, no. 2 (Fall 2005): 141.

48. Strobe Talbott, Engaging India—Diplomacy, Democracy and the Bomb (Washington, DC: Brookings Institution, 2004).

49. Kapur, “India and Pakistan's Unstable Peace,” 143.

50. Zulfqar Khan, India–Pakistan Nuclear Rivalry: Perception, Misperception and Mutual Deterrence, Paper No. 9, Institute of Policy Studies, Islamabad, 2005, http://ipripak.org/papers/india-pakistan.shtml (accessed July 1, 2009).

51. Sagan and Waltz, The Spread of Nuclear Weapons, 90–108.

52. Kanti P. Bajpai, P.R. Chari, Pervez Iqbal Cheema, Stephen P. Cohen and Sumit Ganguly, Brasstacks and Beyond (New Dehli: Manohar Publishers, 1995).

53. Raj Chengappa, Weapons of Peace: The Secret History of India's Quest to be a Nuclear Power (New Delhi: HarperCollins Publishers, 2000), 322–3.

54. P. N. Hoon, Unmasking Secrets of Turbulence (New Delhi: Manas Publications, 2000). Lieutenant General P. N. Hoon was commander-in-chief of the Western Army during Brasstacks.

55. Mirza Aslam Beg, “Kargil Withdrawal and Rogue Army Image,” Defence Journal 3, no. 8 (September 1999).

56. Ashley J. Tellis, C. Christine Fair and Jamison Jo Medby, Limited Conflict Under the Nuclear Umbrella: Indian and Pakistani Lesson from the Kargil Crisis (Santa Monica, CA: RAND 2001).

57. From Surprise to Reckoning: The Kargil Review Committee Report (New Delhi: Sage 2000); see also Maleeha Lodhi, “The Kargil Crisis: Anatomy of a Debacle,” Newsline, July 1999, 1.

58. Shaukat Qadir, “An Analysis of the Kargil Conflict 1999,” Royal United Service Institution Journal 147, no. 2 (April 2002).

Log in via your institution

Log in to Taylor & Francis Online

There are no offers available at the current time.

Related Research

People also read lists articles that other readers of this article have read.

Recommended articles lists articles that we recommend and is powered by our AI driven recommendation engine.

Cited by lists all citing articles based on Crossref citations.
Articles with the Crossref icon will open in a new tab.