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Research Article

Optimal control strategies on HIV/AIDS and pneumonia co-infection with mathematical modelling approach

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Article: 2288873 | Received 10 Apr 2023, Accepted 17 Nov 2023, Published online: 22 Dec 2023

Abstract

In this paper, a compartmental model on the co-infection of pneumonia and HIV/AIDS with optimal control strategies was formulated using the system of ordinary differential equations. Using qualitative methods, we have analysed the mono-infection and HIV/AIDS and pneumonia co-infection models. We have computed effective reproduction numbers by applying the next-generation matrix method, applying Castillo Chavez criteria the models disease-free equilibrium points global stabilities were shown, while we have used the Centre manifold criteria to determine that the pneumonia infection and pneumonia and HIV/AIDS co-infection exhibit the phenomenon of backward bifurcation whenever the corresponding effective reproduction number is less than unity. We carried out the numerical simulations to investigate the behaviour of the co-infection model solutions. Furthermore, we have investigated various optimal control strategies to predict the best control strategy to minimize and possibly to eradicate the HIV/AIDS and pneumonia co-infection from the community.

MATHEMATICS SUBJECT CLASSIFICATIONS:

1. Introduction

Infectious diseases caused by tiny microorganisms such as viruses, bacteria, fungi and parasites are clinically verified illnesses and have been reported as the leading cause of death in human beings throughout the world [Citation1,Citation2].

AIDS caused by human immunodeficiency virus (HIV) has been among the leading life-affecting disease which is expanding throughout nations in the world since 1981 [Citation3–5]. It remains a significant world health issue that impacts almost 70 million people worldwide and has been a significant cause of morbidity and mortality [Citation6]. HIV is transmitted through sexual intercourse, needle sharing, and direct contact with blood or other body fluids containing the virus and from mother to child during childbirth [Citation3,Citation7].

Pneumonia caused by various pathogenic microbial agents such as virus, bacteria, fungi and parasites is a major respiratory infectious disease identified as an inflammatory condition of the lungs [Citation8–10]. Among the pathogenic microbial agents which have potential in causing pneumonia infection, bacteria especially Streptococcus pneumoniae has been reported as the leading cause [Citation8–11]. The microbial agents enter the lungs, rapidly multiply its number, settle in the air passage called alveoli of the human being lung, the lung will be filled with fluid and pus and makes breathing difficult [Citation8,Citation10]. Pneumonia is commonly a highly transmitted disease and major causes of morbidity and mortality in both children and adults throughout nations in the world [Citation1,Citation11,Citation12].

Many scholars in different nations have proposed and analysed mathematical model of the phenomenon of the transmission and control of infectious diseases. Mathematical models of infectious diseases are used for examining the spreading dynamics and also for making predictions of quantitative measures of different controlling strategies and their effectiveness as we reviewed in the literature [Citation1–11,Citation13–40]. Even though, mathematical epidemiologists did not give attention like the common HIV/AIDS and TB co-infection and other co-infections, pneumonia is the most opportunistic infection for HIV/AIDS infected individuals; the co-infection of HIV/AIDS and pneumonia in one host is a common phenomenon. From few essential mathematical epidemiological research studies that have been studied by scholars on the transmission dynamics of HIV/AIDS and pneumonia co-infection, the existence of pneumonia and HIV co-infection has been delineating in the literature [Citation20,Citation21].

In this study, we have examined research papers that have been done on the transmission dynamics of different infectious diseases. Huo and Chen [Citation16] formulated a stage structure HIV/AIDS deterministic model to study the transmission of HIV/AIDS with treatment. The model analysis showed that ART at the asymptomatic initial stages of the HIV incidence or before-AIDS stage is the most effective to decrease its spreading rate. Omondi et al. [Citation17] analysed a sex-structured community infection model and discussed male and female HIV infection trends with heterosexual activities. The analysis of the study deduced that ART treatment has a considerable impact on the HIV/AIDS spreading rate. Saha et al. [Citation32] formulated and analysed a mathematical mode of HIV/AIDS with optimal control theory to prevent the transmission through pre-exposure prevention (PrEP) and limited treatment strategies. From the finding of the study, one can observe that the combined strategies effect is more powerful and effective than single strategies. Samanta et al. [Citation33] formulated and analysed a non-autonomous HIV/AIDS epidemic model with distributed time delay. Teklu [Citation27] constructed a mathematical model on COVID-19 in the presence of prevention and control strategies. The result emphasizes that the spreading of COVID-19 in the considered community will be minimized through applications of the intervention strategies presented on the study. Ahmed et al. [Citation22] constructed a mathematical model of HIV and COVID-19 co-infection to globally assess the COVID-19 pandemic situation in different countries affected by both diseases, such as South Africa, Brazil and many other countries. Teklu and Mekonnen [Citation20] proposed and analysed HIV/AIDS and pneumonia co-infection model with treatment at each infection stage and their model analysis verified that applying treatment mechanisms for both the single infections and co-infection models is the most effective strategy to minimize the co-infection transmission dynamics. Teklu and Rao [Citation21] constructed and examined a deterministic mathematical model on the co-existence of HIV/AIDS and pneumonia with control measures such as pneumonia vaccination and treatments of pneumonia and HIV/AIDS infections. Even though researchers stated in the literature [Citation20] and [Citation21] invested much effort in studying HIV/AIDS and pneumonia co-infection, they did not considered pneumonia protection, pneumonia vaccination, pneumonia treatment, HIV protection by using condom, and HIV treatment as prevention and control strategies simultaneously in their proposed co-infection model formulation and analysis. Moreover, based on the findings and limitations in the studies stated in [Citation20] and [Citation21], we are motivated and inspired to undertake this study and to fulfil the gap.

The remaining part of this study has structured in the sequence: the model is formulated in Section 2 and is analysed in Section 3, optimal control analysis and numerical simulation, and discussion and conclusion of the study are carried out in Sections 4, 5 and 6 respectively.

2. Model descriptions and formulation

In this study, we partitioned the total human population at a given time t denoted by N(t), into 11 distinct classes depending on their infection status: susceptible individuals to both pneumonia and HIV D1(t), pneumonia protected individuals (by good hygiene, quitting smoking, and getting regular physical activity and eating healthy etc.) D2(t), HIV protected individuals by using condom D3(t), pneumonia vaccinated individuals D4(t), pneumonia mono-infected individuals D5(t), HIV unaware mono-infected individuals D6(t), HIV aware mono-infected individuals D7(t), HIV unaware and pneumonia co-infected individuals D8(t), HIV aware and pneumonia co-infected individuals D9(t), individuals recovered from pneumonia D10(t) and HIV aware treated individuals D11(t) so that N(t)=D1(t)+D2(t)+D3(t)+D4(t)+D5(t)+D6(t)+D7(t)+D8(t)+D9(t)+D(t)+D11(t). Since HIV/AIDS is a chronic infectious disease the susceptible individuals acquires HIV infection at the standard incidence rate given by (1) λH(t)=β1N(D6(t)+ρ1D7(t)+ρ2D8(t)+ρ3D9(t)).(1) where ρ3ρ2ρ11 are the modification parameters that increase infectivity and β1 is the HIV transmission rate.

Since pneumonia is an acute infectious disease, the susceptible individuals acquire pneumonia infection at the mass action incidence rate given by (2) λP(t)=β2(D5(t)+ω1D8(t)+ω2D9(t)). (2) where ω2ω11 are the modification parameters that increase infectivity and β2 is the pneumonia transmission rate.

Assume: k1, k2, k3, and k4 where k1+k2+k3+k4=1 are portions of the recruited individuals who are entering to susceptible class, pneumonia protected class, HIV protected class and pneumonia vaccinated class respectively. The susceptible class is increased by individuals from pneumonia vaccinated class in which those individuals who are vaccinated against pneumonia but did not respond to vaccination with waning rate of ρ and from pneumonia recovery class who lose their temporary immunity by the rate η, pneumonia vaccine may not be 100% efficient, so vaccinated individuals also have a chance of being infected with portion ϵ of pneumonia serotype not covered by pneumonia vaccine where 0ϵ<1, the human population distribution is homogeneous in each class, individuals who exactly apply protection measures such as good hygiene, quitting smoking, and getting regular physical activity and eating healthy and so on have fully protected from pneumonia infection, HIV-treated individuals do not transmit infection to others, individuals in each class are subject to natural death rate μ, population of human being is variable, there is no dual-infection transmission simultaneously and no vertical HIV transmission.

In this section using parameters described in Table , model variables definitions given in Table , and the given assumptions the schematic diagram of the co-infection is given by Figure .

Figure 1. Schematic diagram of the pneumonia and HIV/AIDS co-infection transmission dynamics where λH(t) and λP(t) are given in (1) and (2) respectively.

Figure 1. Schematic diagram of the pneumonia and HIV/AIDS co-infection transmission dynamics where λH(t) and λP(t) are given in (1) and (2) respectively.

Table 1. Model parameter descriptions.

Table 2. Biological definitions of model variables.

Using Figure , the system of differential equations of the HIV/AIDS and pneumonia co-infection is given by (3) D1˙=k1Δ+α1D2+α2D3+ρD4+ηD10(λH+λP+μ)D1,D2˙=k2Δ(λH+α1+μ)D2,D3˙=k3Δ(α2+μ+λP)D3,D4˙=k4Δ(ρ+μ+λH+ϵλP)D4,D5˙=λPD1+λPD2+ϵλPD4(μ+d1+κ+υλH)D5,D6˙=λHD1+λHD2+λHD4+θ1D8(θ+μ+d2+ϕ1λP)D6,D7˙=θD6+θ2D9(γ+d3+μ+ϕ2λP)D7,D8˙=ϕ1λPD6+υλHD5(μ+d4+δ+θ1)D8,D9˙=δD8+ϕ2λPD7(μ+d5+θ2)D9,D10˙=κD5(μ+η)D10,D11˙=γD7μD11,(3) with the corresponding initial conditions (4) D1(0)>0,D2(0)0,D3(0)0,D4(0)0,D5(0)0,D6(0)0,D7(0)0,D8(0)0,D9(0)0,D10>0,andD11>0.(4) The sum of all the differential equations in (3) is (5) N˙=ΔμN(d1D5+d2D6+d3D7+d4D8+d5D9).(5)

2.1. Two qualitative properties of the co-infection model

The model (3) is both biologically and mathematically meaningful if and only if all the model solutions are non-negative and bounded in the invariant region (6) Ω={(D1,D2,D3,D4,D5,D6,D7,D8,D9,D10,D11)R+11,NΛd}(6)

Theorem 2.1 (Non-negativity of the model solutions)

Let us given the initial data in Equation (4), then the solutions D1(t), D2(t),D3(t),D4(t),D5(t),D6(t), D7(t),D8(t), D9(t), D10(t), and D11(t) of the COVID-19 and HIV/AIDS co-infection model (3) are nonnegative for all time t>0.

Proof:

Appendix A

Theorem 2.2 (The Invariant region)

All the feasible non-negative solutions of the co-infection model (3) are bounded in the region (6).

Proof:

Appendix B

Note: Since the model (3) solutions are both non-negative and bounded in the region (6) the pneumonia and HIV/AIDS co-infection model (3) is both mathematically and biologically meaningful then we can consider the two mono-infection models, namely, HIV mono-infection and pneumonia mono-infection models. This is fundamental for the analysis of the full pneumonia and HIV/AIDS co-infection model.

3. Qualitative analysis of the models

Before analysing the pneumonia and HIV/AIDS co-infection model given in Equation (3), it is very crucial to gain some basic backgrounds about the pneumonia and HIV/AIDS mono-infection models.

3.1. Analysis of HIV/AIDS mono-infection model

In this section, we assume there is no pneumonia infection in the community, i.e. D2= D4= D5=D8=D9=D10=0 in Equation (3), then the HIV/AIDS mono-infection model is given by (7) D1˙=k1Δ+α2D3(λH+μ)D1,D3˙=k3Δ(α2+μ)D3,D6˙=λHD1(θ+μ+d2)D6,D7˙=θD6(γ+d3+μ)D7,D11˙=γD7μD11,(7) where the total population is N1(t)=D1(t)+D3(t)+D6(t)+D7(t)+D11(t), the HIV mono-infection model force of infection is given by λH=β1N1(D6+ρ1D7), and initial conditions D1(0)>0, D3(0)0, D6(0)0, D7(0)0 and D11(0)0. In a similar manner of the full co-infection model (3) in the region Ω1={(D1,D3,D6,D7,D11)R5+,N1Δμ}, it is sufficient to consider the dynamics of the model (7) in Ω1 as biologically and mathematically well-posed.

3.1.1. Local stability of the model disease-free equilibrium point (DFE)

The disease-free equilibrium point of the HIV mono-infection system (7) is obtained by making its right-hand side as zero and setting the infected classes and treatment class to zero as D6=D7=D11=0 we do have D10=k1Δ(α2+μ)+α2k3Δμ(α2+μ), D30=k3Δα2+μ. Hence the disease-free equilibrium point is given by EHM0=(D10,D30,0,0,0)=(k1Δ(α2+μ)+α2k3Δμ(α2+μ),k3Δα2+μ,0,0,0).

The local stability of the HIV mono-infection model (7) DFE is examined by its basic reproduction number denoted by  RHM, which is calculated by using the next-generation operator method stated by Van den Driesch and Warmouth [Citation24]. Applying the method given in [Citation24], the transmission matrix F and the transition matrix V, i.e. for the new infection and the remaining transfer respectively, are given by F=[β1D10D10+D30ρ1β1D10D10+D300000000],and V=[θ+μ+d200θγ+d3+μ00γμ].Then we have calculated that V1=[1(θ+μ+d2)00θ(θ+μ+d2)(γ+μ+d3)1(γ+μ+d3)0γθμ(θ+μ+d2)(γ+μ+d3)γμ(γ+μ+d3)1μ],and FV1=[β1D10(D10+D30)(θ+μ+d2)+β1ρ1θD10(D10+D30)(θ+μ+d2)(γ+μ+d3)β1ρ1D10(D10+D30)(γ+μ+d3)0000000].Then the effective reproduction number of the HIV mono-infection model (7) is defined as the largest eigenvalue in magnitude of the next generation matrix, FV1 given by  RHM=β1(1k3)(α2+μ)+β1α2k3(α2+μ)(θ+μ+d2)+β1ρ1θ(1k3)(α2+μ)+β1ρ1θα2k3(θ+μ+d2)(γ+μ+d3).Here  RHM is defined as the total average number of secondary HIV unaware and HIV aware infection cases acquired from a typical HIV unaware or HIV aware individual during his/her effective infectious period in a susceptible population. The threshold result  RHM is the effective reproduction number for HIV mono-infection.

Theorem 3.1:

The DFE point of the HIV mono-infection model given in Equation (7) is locally asymptotically stable (LAS) if  RHM<1, and it is unstable if  RHM>1.

Proof:

The local stability of the disease-free equilibrium point of HIV mono-infection model (7) is studied by applying the Routh–Hurwitz stability criteria.

The Jacobian matrix of the HIV mono-infection model given in Equation (7) at the disease-free equilibrium point EHM0 is given by J(EHM0)=[μα2β1D10D10+D30β1ρ1D10D10+D3000(α2+μ)00000β1D10D10+D30(θ+μ+d2)β1ρ1D10D10+D30000θ(γ+d3+μ)0000γμ],Then the corresponding characteristic equation of the Jacobian matrix J(EHM0) is given by |μλα2β1D10D10+D30β1ρ1D10D10+D3000(α2+μ)λ00000β1D10D10+D30(θ+μ+d2)λβ1ρ1D10D10+D30000θ(γ+d3+μ)λ0000γμλ|=0. (μλ)((α2+μ)λ)(μλ)×[(β1D10D10+D30(θ+μ+d2)λ)((γ+d3+μ)λ)β1ρ1D10θD10+D30]=0.Then we have determined (μλ)((α2+μ)λ)(μλ)(λ2+aλ+b)=0, where a=(γ+d3+μ)+(θ+μ+d2)β1D10D10+D30,and b=(β1D10D10+D30(θ+μ+d2))(γ+d3+μ)β1ρ1D10θD10+D30.Then we have got λ1=μ<0 or λ2=(α2+μ)<0 or λ3=μ<0 or (8) λ2+aλ+b=0.(8) For Equation (8), we can apply Routh–Hurwitz stability criteria stated in [Citation29] to determine that both eigenvalues are negative if  RHM<1 and hence we can conclude that since all the eigenvalues are negative whenever  RHM<1 the disease-free equilibrium point of the model (7) is locally asymptotically stable whenever  RHM<1. From Theorem 3.1, biologically one can conclude that HIV infection dies out from the population (whenever  RHM<1) if the initial size of the sub-populations of the HIV mono-infection model given in Equation (7) is in the basin of attraction of the disease-free equilibrium point EHM0.

3.1.2. Existence of endemic equilibrium point(s)

Let EHM=(D1,D3,D6,D7,D11) be an arbitrary endemic equilibrium point of the HIV mono-infection model (7) which can be determined by making the right-hand side of Equation (7) as zero. Then after a number of steps of computations, we have determined that (9) D1=k1Δm1+α2k3Δm1(λH+μ),D3=k3Δm1,D6=k1Δm1λH+α2k3ΔλHm1m2(λH+μ),D7=k1Δθm1λH+α2k3ΔΘλHm1m2m3(λH+μ),D11=k1Δθγm1λH+α2k3ΔθγλHμm1m2m3(λH+μ),(9) where m1=(α2+μ), m2=(θ+μ+d2), and m3=(γ+d3+μ).

Now substitute D6 and D7 which are given in Equation (9) into the HIV/AIDS force of infection λH=β1D6+β1ρ1D7D1+D3+D6+D7+D11, then we have determined the result λH=m4λHm5+m6λH, (10) (m5+m6λHm4)λH=0.(10) Then the non-zero solution of (10) is λH=m4m5m6, where m4=β1k1Δm1m3m3μ + β1α2k3Δm3m3μ +β1ρ1k1Δθm1m3μ+ β1ρ1α2k3Δθm3μ, m5=k1Δm1m2m3μ+α2k3Δm2m3μ+k3Δm2m3μμ, m6=k3Δm2m3μ+k1Δm1m3μ+α2k3Δm3μ+k1Δθm1μ+α2k3Δθμ+k1Δθγm1+α2k3Δθγ.

Therefore, the required non-zero solution (force of infection) is obtained as λH=[k1Δm1m2m3μ+k3Δm2m3μ(α2+μ)]( RHM1)k3Δm2m3μ+k1Δm1m3μ+α2k3Δm3μ+k1Δθm1μ+α2k3ΔΘμ+k1Δθγm1+α2k3Δθγ.Then we do have λH>0 whenever  RHM>1. Thus the HIV/AIDS mono-infection model (7) has a unique positive endemic equilibrium point if and only if  RHM>1.

Theorem 3.2:

The HIV/AIDS mono-infection model given in (7) has a unique endemic equilibrium point if and only if  RHM>1.

3.1.3. Global stability of disease-free equilibrium point

We now list two conditions which are sufficient to guarantee the global stability of the HIV only disease-free equilibrium point. Applying Castillo-Chavez et al. [Citation25], let us rewrite the dynamical system (7) as X˙=F(X,Z)Z˙=G(X,Z), G(X,0)=0, where X=(D1,D3) and Z=(D6,D7,D11), with X=+2 denoting the total number of uninfected individuals and Z=+3 denoting the total number of infected individuals. The conditions (H1) and (H2) below must met to guarantee global asymptotically stability.

(H1) for X˙=F(X,0), X0 is globally asymptotically stable.

(H2) G(X,Z)=AZGˆ(X,Z),Gˆ(X,Z)0 for (X,Z)Ω1, where A=DZG(X0,0) is a Metzler matrix (the off diagonal elements of A are nonnegative) and Ω1 is the region where the model makes biological sense.

Theorem 3.3:

The fixed point EHM0=(X0,0) is a globally asymptotically stable equilibrium point of (7) provided  RHM<1 and the assumptions (H1) and (H2) are satisfied otherwise unstable.

Proof:

Consider X˙=F(X,Z), Z˙=G(X,Z),where F1(X,Z)=k1Δ+α2D3(λH+μ)D1  and F1(X,0)=[k1Δ+α2D3μD1],

F2(X,Z)=k3Δ(α2+μ)D3  and F1(X,0)=[k3Δ(α2+μ)D3].

Then, G(X,Z)=AZGˆ(X,Z)=(λHD1(θ+μ+d2)D6θD6(γ+d3+μ)D7γD7μD11),where A=[(θ+μ+d2)β1ρ1D10D10+D300θ(γ+d3+μ)00γμ], Z=(D6D7D11),and AZ=(β1D10D10+D30D6(θ+μ+d2)D6+β1ρ1D10D10+D30D7θD6(γ+d3+μ)D7γD7μD11).We get Gˆ(X,Z)=(G1ˆ(X,Z)G2ˆ(X,Z)G3ˆ(X,Z))=(β1(D6+ρ1D7)D10D10+D30+β1(D6+ρ1D7)D1D1+D300)implies that  G1ˆ(X,Z)0  in the region Ω1 whenever  RHM<1. This implies that EHM0 is globally asymptotically stable whenever  RHM<1.

3.2. Pneumonia mono-infection model analysis

The corresponding pneumonia mono-infection model of the system (3) is determined by making D3= D6=D7=D8=D9 = D11=D12=0, and it is given by (11) D˙1=k1Δ+α1D2+ρD4+ηD10(λP+μ)D1,D˙2=k2Δ(α1+μ)D2,D˙4=k4Δ(ρ+μ+ϵλP)D4,D˙5=λPD1+ϵλPD4(μ+d1+κ)D5,D˙10=κD5(μ+η)D10,(11) with pneumonia infection initial conditions D1(0)>0, D2(0)0,D4(0)0, D5(0)0, D10(0)0, the total population is given by N2(t)=D(t)+D2(t)+D4(t)+D5(t)+D10(t), and pneumonia force of infection given by λP=β2D5(t).

Here like the full model (3) and the HIV/AIDS sub-model (7) in the region Ω2={(D1,D2,D4,D5,D10)R5+,N2Δμ}, it is sufficient to consider the dynamics of model (11) in Ω2 be both biologically and mathematically meaningful.

3.2.1. Local stability of disease-free equilibrium point

Disease-free equilibrium point of the pneumonia mono-infection model (11) is obtained by making its right-hand side as zero and setting the infected class and isolation with treatment class to zero as D5=D10=0 and after some simple steps of calculations we have got D10=k1Δ(α1+μ)(ρ+μ)+α1k2Δ(ρ+μ)+k4Δρ(α1+μ)μ(α1+μ)(ρ+μ), D20=k2Δα1+μ, and D40=k4Δρ+μ. Hence the pneumonia mono-infection model (11), disease-free equilibrium point is given by EPM0=(D10,D20,D30,D40,D50,D100)=(k1Δ(α1+μ)(ρ+μ)+α1k2Δ(ρ+μ)+k4Δρ(α1+μ)μ(α1+μ)(ρ+μ),k2Δα1+μ ,k4Δρ+μ,0,0 ).Here we apply the van den Driesch and Warmouth next-generation matrix approach [Citation24] to determine the pneumonia mono-infection model (11) effective reproduction number  RPM. After long computations, we have got the transmission matrix given by F=[β2D10+ϵβ2D40000],and the transition matrix given by V=[μ+d1+κκ0μ+η].Then we have determined that V1=[1μ+d1+κ0κ(μ+d1+κ)(μ+η)1μ+η],and FV1=[β2D20+ϵβ2D40μ+d1+κ000].Then the spectral radius (effective reproduction number RPM) of FV1 of the pneumonia mono-infection model (11) is  RPM=β2D10+ϵβ2D40μ+d1+κ=β2k1Δ(α1+μ)(ρ+μ)+β2α1k2Δ(ρ+μ)+β2k4Δρ(α1+μ)+β2ϵk4Δμ(α1+μ)μ(α1+μ)(ρ+μ)(μ+d1+κ).

Theorem 3.4:

The disease-free equilibrium point (DFE) EPM0 of the pneumonia mono-infection model (11) is locally asymptotically stable if RPM<1 otherwise unstable.

Proof:

The local stability of the disease-free equilibrium of the system (11) at point EPM0=(k1Δ(α1+μ)(ρ+μ)+α1k2Δ(ρ+μ)+k4Δρ(α1+μ)μ(α1+μ)(ρ+μ),k2Δα1+μ ,k4Δρ+μ,0,0 )can be studied from its Jacobian matrix and Routh–Hurwitz stability criteria. The Jacobian matrix of the dynamical system at the disease-free equilibrium point is given by J(EPM0)=[μα1ρ0(α1+μ)000(ρ+μ)000000β2D10η00β2ϵD400β2D10+β2ϵD40(μ+d1+κ)0κ(μ+η)].Then the characteristic equation of the above Jacobian matrix is given by |μα1ρ0(α1+μ)000(ρ+μ)000000β2D10η00β2ϵD400M0κ(μ+η)|=0,where M=β2D10+β2ϵD40(μ+d1+κ) and after some steps of computations, we have got λ1=μ<0 or λ2=(α1+μ)<0 or  λ3=(ρ+μ)<0 or λ4=β2D10+β2ϵD40(μ+d1+κ)=(μ+d1+κ)[β2D10+β2ϵD40μ+d1+κ1]=μ+d1+κ)[RPM1]<0 if RPM<1 or λ5=(μ+η)<0. Therefore, since all the eigenvalues of the characteristics polynomials of the system (11) are negative if RPM<1 then disease-free equilibrium point of the pneumonia mono-infection model (11) is locally asymptotically stable.

3.2.2. Existence of endemic equilibrium point (s)

Before checking the global stability of the disease-free equilibrium point of the pneumonia mono-infection model (11), we shall find the possible number of endemic equilibrium point(s) of the model (11). Let EP=(D1,D2,D4,D5,D10) be the endemic equilibrium point of pneumonia mono-infection and λP=β2D5 be the pneumonia mono-infection mass action incidence rate (‘force of infection’) at the equilibrium point. To find equilibrium point(s) for which pneumonia mono-infection is endemic in the population, the equations are solved in terms of λP=β2D5 at an endemic equilibrium point. Now setting the right-hand side of the equations of the model to zero (at steady state) gives D1=b5(b2+ϵλP)2+b6(b2+ϵλP)2+b7(b2+ϵλP)+b8λPb1b3b4(b2+ϵλP)2(λP+μ)b1ηκ(b2+ϵλP)2λP,D2=k2Δb1,D4=k4Δ(b2+ϵλP),D5=b5(b2+ϵλP)2λP+b6(b2+ϵλP)2λP+(b2b7λP+b7ϵλP2)b12(b2+ϵλP)2(λP+μ)b13(b2+ϵλP)2λP+b8λP2+(b2b9+b9ϵλP)(λP2+μλP)b10λP2b11λP3b12(b2+ϵλP)2(λP+μ)b13(b2+ϵλP)2λP,And D10=κD5b4,where b1=α1+μ, b2=ρ+μ, b3=μ+d1+κ, b4=μ+η, b5=k1Δb1b3b4, b6=α1k2Δb3b4, b7=ρk4Δb1b3b4, b8=k4Δb1ηκϵ, b9=b1b3b4k4Δϵ, b10=b2b1ηκk4Δϵ, b11=b1k4Δϵηκϵ, b12=b1b3b3b4, b13=b1b3ηκ.

Then we have substituted D5=b5(b2+ϵλP)2λP+b6(b2+ϵλP)2λP+(b2b7λP+b7ϵλP2)b12(b2+ϵλP)2(λP+μ)b13(b2+ϵλP)2λP+b8λP2+(b2b9+b9ϵλP)(λP2+μλP)b10λP2b11λP3b12(b2+ϵλP)2(λP+μ)b13(b2+ϵλP)2λPin the pneumonia force of infection given by λP=β2D5 and we have computed the non-zero solution of λP from the cubic equation (12) f2λP2+f1λP+f0=0,(12) where (13) f2=b12ϵ2b13ϵ2>0,f1=2b2b12ϵ+b12μϵ22b2b13ϵb5ϵ2b6ϵ2b9ϵ+b11(13) f0=b1b2b3b4[1 RPM]>0 if  RPM<1.

It can be seen from (13) that f2>0 (since the entire model parameters are non-negative). Furthermore, f0>0 whenever  RPM<1. Thus the number of possible positive real roots the polynomial (12) can have depends on the sign of f1. This can be analysed using the Descartes’ rule of signs on the cubic g(x) = f2x2+f1x+f0 (with x = λp). Hence, the following results are established.

Theorem 3.5:

The pneumonia mono-infection model (11) could have

  1. a unique endemic equilibrium point if  RPM>1 either of the following holds:

    1. f1>0.

    2. f1<0.

  2. two endemic equilibrium points if  RPM<1, f1<0.

Here, the statement in (b) shows the happening of the backward bifurcation in the model (11), i.e. the locally asymptotically stable disease-free equilibrium point co-exists with a locally asymptotically stable endemic equilibrium point if RPM<1; examples of the existence of backward bifurcation phenomenon in mathematical epidemiological models, and the causes, can be seen in [Citation3,Citation21,Citation23,Citation27,Citation39]. The epidemiological consequence is that the classical epidemiological requirement of having the reproduction number RPM to be less than 1, even though necessary, is not sufficient for the effective control of the disease. The existence of the backward bifurcation phenomenon in sub-model (11) is now explored.

Theorem 3.6:

The pneumonia mono-infection model (11) exhibits backward bifurcation at RPM=1 whenever the inequality H2>H1 holds, whenever H1 = β2βx10(ρ+μ)(μ+η)β2βϵx30ρ(μ+η)β2ϵβϵx30μ(μ+η)μ(ρ+μ)(μ+η) and H2=β2κη(ρ+μ)μ(ρ+μ)(μ+η).

Proof:

Appendix C.

3.2.3. Global stability of the model disease-free equilibrium point (DFE)

We now list two conditions which are sufficient to guarantee the global stability of the pneumonia only disease-free equilibrium point. Following Castillo-Chavez et al. [Citation25], let us rewrite the dynamical system (11) as X˙=F(X,Z) Z˙=G(X,Z),G(X,0)=0,where X=(D1,D2,D4) and Z=(D5,D10), with X=+3 denoting the total number of uninfected individuals and Z=+3 denoting the total number of infected individuals. The condition (H1) and (H2) below must met to guarantee global asymptotically stability.

(H1) for X˙=F(X,0), X0 is globally asymptotically stable.

(H2) G(X,Z)=AZGˆ(X,Z),Gˆ(X,Z)0 for (X,Z)Ω2, where A=DZG(X0,0) is a Metzler matrix (the off diagonal elements of A are nonnegative) and Ω1 is the region where the model makes biological sense.

Theorem 3.7:

The fixed point EPM0=(X0,0) is a globally asymptotically stable equilibrium point of (11) provided RPM< RC and the assumptions (H1) and (H2) are satisfied otherwise unstable.

Proof:

Consider X˙=F(X,Z), Z˙=G(X,Z),where F1(X,Z)=k1Δ+α1D2+ρD4+ηD10(λP+μ)D1 and F1(X,0)=[k1Δ+α1D2+ρD4+ηD10μD1], F2(X,Z)=k2Δ(α1+μ)D2  and F2(X,0)=[k2Δ(α1+μ)D2], F3(X,Z)=k4Δ(ρ+μ)D4  and F3(X,0)=[k4Δ(ρ+μ)D4].

Then, G(X,Z)=AZGˆ(X,Z)=(λPD1+ϵλPD4(μ+d1+κ)D5κD5(μ+η)D10), where, A=[β2D10+β2ϵD40(μ+d1+κ)0κ(μ+η)],  Z=(D5D10), and AZ=(β2D10D5+β2ϵD40D5(μ+d1+κ)D5κD5(μ+η)D10).

We get, Gˆ(X,Z)=(G1ˆ(X,Z)G2ˆ(X,Z))=(β2D10D5+β2ϵD40D5λPD1+ϵλPD40).

Thus  G1ˆ(X,Z)0  in the region Ω1, whenever D1+ϵD4k1Δ(α1+μ)(ρ+μ)+α1k2Δ(ρ+μ)+k4Δρ(α1+μ)+k4Δμ(α1+μ)(ρ+μ)μ(α1+μ)(ρ+μ),that is whenever  RPM< RC, where  RC=μ(α1+μ)(μ+d1+κ)+2β2α1k2Δμ(α1+μ)(μ+d1+κ). This implies that EHM0 is globally asymptotically stable whenever  RPM< RC.

3.3. Pneumonia and HIV/AIDS co-infection model analysis

3.3.1. Disease-free equilibrium point

The disease-free equilibrium point of the dynamical system (3) whenever the state variable D5=D6=D7=D8=D9=0 is given by E0=(D10,D20,D30,D40,D50,D60,D70,D80,D90,D120,D120)=(k1Δμ+α1k2Δα1+μ+α2k3Δα2+μ+ρk4Δρ+μ,k2Δα1+μ,k3Δα2+μ,k4Δρ+μ,0,0,0,0,0,0,0).

3.3.2. Effective reproduction number

Using similar approach to Sections 3.1.1 and 3.2.1, the largest (dominant) eigenvalue (spectral radius) of the matrix: FV1=[Fi(E0)Xj][νi(E0)Xj], where Fi is the rate of appearance of new infection in compartment i, νi is the transfer of infections from one compartment i to another and E0 is the disease-free equilibrium point. After some steps of calculations we have got F=[0ω1ω200002ρ22ρ32ρ120000000000000000000000000000000000000],and V=[(μ+d1+κ)000(θ+μ+d2)θ100(μ+d4+δ+θ1)00δ0θ0κ00000000000000000(μ+d5+θ2)000θ2(γ+d3+μ)0000(μ+η)00γ0μ],where 1=β2D1+β2D3+ϵβ2D4,2=β1N(D1+D2+D4) and we have computed as FV1=[1(μ+d1+κ)a210000002(θ+μ+d2)+ρ12θ(θ+μ+d2)(γ+d3+μ)000000a23000000a24000000a25000000a26000000a2700000].After some computations and simplifications, the HIV/AIDS and pneumonia co-infection model effective reproduction number is given by RHP=max{ RCM, RHM}=max{β2k1Δ(α1+μ)(ρ+μ)+β2α1k2Δ(ρ+μ)+β2k4Δρ(α1+μ)+β2ϵk4Δμ(α1+μ)μ(α1+μ)(ρ+μ)(μ+d1+κ),β1(1k3)(α2+μ)+β1α2k3(α2+μ)(θ+μ+d2)+β1ρ1θ(1k3)(α2+μ)+β1ρ1θα2k3(θ+μ+d2)(γ+μ+d3)} where  RPM=β2D10+ϵβ2D40μ+d1+κ=β2k1Δ(α1+μ)(ρ+μ)+β2α1k2Δ(ρ+μ)+β2k4Δρ(α1+μ)+β2ϵk4Δμ(α1+μ)μ(α1+μ)(ρ+μ)(μ+d1+κ) is the pneumonia effective reproduction number and  RHM=β1(1k3)(α2+μ)+β1α2k3(α2+μ)(θ+μ+d2)+β1ρ1θ(1k3)(α2+μ)+β1ρ1θα2k3(θ+μ+d2)(γ+μ+d3) is the HIV/AIDS effective reproduction number.

3.3.3. Locally stability of the disease-free equilibrium (DFE)

The Jacobian matrix of the system (3) at the DFE given by E0 is computed as J(E0)=(μα1α2ρβ2D10β1ND100(α1+μ)000β1ND2000(α2+μ)0β2D300000(ρ+μ)ϵβ2D40β1ND40000030000008000000000000000000000000000000β1ND10ρ146η0β1ND20ρ1β1ND20ρ2β1ND20ρ3000β2D30ω1β2D30ω200β1ND40ρ15700000000000090000010000001100000(μ+η)00000μ),where 3=β2(D10+D30+ϵD40)(μ+d1+κ), 4=(β1Nρ2+β2ω1)D10, 5=(β1Nρ2+ϵβ2ω1)D40, 6=(β1Nρ3+β2ω2)D10 and 7=(β1Nρ3+ϵβ2ω2)D40, 8=β1N(D10+D20+D40)(θ+μ+d2), 9=(γ+d3+μ),10=(μ+d4+δ+θ1),11=(μ+d5+θ2).

Then the eigenvalues of the matrix J(E0) are λ1=μ<0 or λ2=(α1+μ)<0 or λ3=(α2+μ)<0 or λ4=(ρ+μ)<0 or λ5=μ<0 or λ6=(μ+η)<0 or λ7=β2ϵk4Δ(ρ+μ)(μ+d1+κ)( RCM1)<0 or λ8=(μ+d4+δ+θ1)<0 or λ9=(μ+d5+Θ2)<0 or λ2+[(γ+d3+μ)+(θ+μ+d2)8]λ[(8(θ+μ+d2))(γ+d3+μ)+θρ18]=0. Then after some calculations, we have determined that the last two eigenvalues of the quadratic equation as λ10<0 and λ11<0 whenever  RHP=max{ RPM, RHM}<1. Thus, since all the 10 eigenvalues are negative, the disease-free equilibrium point of the full model (3) is locally asymptotically stable whenever  RHP=max{ RPM, RHM}<1.

4. Analysis of the optimal control strategies

In this section, we analyse the optimal control strategies on the co-infection model (3) to identify the best control strategy that reduces the number of HIV/AIDS infected individuals, the number of pneumonia infected individuals and number of pneumonia and HIVAIDS Co-infected infected individuals. The objective is to find the optimal values u=(u1,u2,u3,u4) of the controls u=(u1,u2,u3,u4) such that the associated state trajectories D1,D2,D3,D4,D5,D6,D7,D8,D9,D10,D11 are solution of the system (3) in the intervention time interval [0,Tf] with initial conditions as given in (4) and minimize the objective function. The control u1(t) represents the efforts on preventing HIV/AIDS infection using condom that helps to reduce contact rate HIV and u2(t) represents the efforts on preventing pneumonia infections that helps to reduce contact rate of pneumonia. Control to increase the recovery of pneumonia infected individuals which means to increase pneumonia recovered individuals u3(t) satisfies 0u3(t)1, due to the efficacy of anti-pneumonia drug used for the treatment of pneumonia infected individuals and control on the treatment of HIV/AIDS to increase treated number of HIV/AIDS infected individuals u4(t) satisfies 0u4(t)1, due to the efficacy of anti-HIV drugs used for the treatment of HIV/AIDS infected individuals.

Then the model (3) is now rewritten as (17) D1˙=k1Δ+α1D2+α2D3+ρD4+ηD10(1u1)λHD1(1u2)λPD1μD1,D2˙=k2Δ(1u1)λHD2(α1+μ)D2,D3˙=k3Δ(1u2)λPD3(α2+μ)D3,D4˙=k4Δ(1u1)λHD4(1u2)ϵλPD4(ρ+μ)D4,D5˙=(1u2)λPD1+(1u2)λPD3+(1u2)ϵλPD4(1u1)υλHD5(μ+d1+u3κ)D5,D6˙=(1u1)λHD1+(1u1)λHD2+(1u1)λHD4+u3θ1D8(1u2)ϕ1λPD6(θ+μ+d2)D6,D7˙=θD6+u3θ2D9(1u2)ϕ2λPD7(u4γ+d3+μ)D7,D8˙=(1u2)ϕ1λPD6+(1u1)υλHD5(μ+d4+δ+u3θ1)D8,D9˙=δD8+(1u2)ϕ2λPD7(μ+d5+u3θ2)D9,D10˙=u3κD5(μ+η)D10,D11˙=u4γD7μD11,(17) with the corresponding initial conditions (18) D1(0)>0,D2(0)0,D3(0)0,D4(0)0,D5(0)0,D6(0)0,D7(0)0,D8(0)0,D9(0)0,D10>0,andD11>0.(18) The optimal control problem is to minimize the objective functional (19) J(u1,u2,u3,u4)=0Tf(w1D5+w2D7+w3D8+w4D9+B12u12+B22u22+B32u32+B42u42)dt.(19) The coefficients w1,w2,w3, and w4 are positive weight constants and B12,B22,B32 and B42 are the measure of relative costs of interventions associated with the controls u1,u2,u3 and u4, respectively, and also balances the units of integrand. In the cost functional, the term w1D5 refers to the cost related to pneumonia infected class, the term w2D7 refers to the cost related to individuals mono-infected with HIV and aware, the term w3D8 refers to the cost related to co-infected individuals unaware of HIV infection and the term w4A9 refers to the cost related to co-infected individuals aware of HIV infection.

I(D1,D2,D3,D4,D5,D6,D7,D8,D9,D10,D11,u)=w1D5+w2D7+w3D8+w4D9+B12u12+B22u22+B32u32+B42u42, measures the current cost at time t. The set of admissible control functions is defined by (20) Ωu={(u1(t),u2(t),u3(t),u4(t))L4:0u1(t),u2(t),u3(t),u4(t)1,t[0,Tf]}.(20) More precisely, we seek an optimal control pair (21) J(u1,u2,u3,u4)=minΩJ(u1,u2,u3,u4).(21)

4.1. Characterization of optimal control

In this section, we present optimality conditions for the optimal control problem defined above and detail its properties. According to the Pontryagin’s Maximum Principle as stated in [Citation29], if u(t)Ωu is optimal for dynamical system (17) with initial value (18) and (21) with fixed final time Tf, then there exists a non-trivial absolutely continuous mapping

λ:[0,Tf]R14,λ=(λ1(t),λ2(t),λ3(t),λ4(t),λ5(t),λ6(t),λ7(t),λ8(t),λ9(t),λ10(t),λ11(t)) called the adjoint vector, such that

  1. The Hamiltonian function is defined as (22) H =w1D5+w2D7+w3D8+w4D9+B12u12+B22u22+B32u32+B42u42+i=111λiGi.(22) where Gi stands for the right-hand side of model (16) which is the ith-state variable equation.

  2. The control system (23) dD1dt=Hλ1,dD2dt=Hλ2,dD3dt=Hλ3,dD4dt=Hλ4,dD5dt=Hλ5,dD6dt=Hλ6,dD7dt=Hλ7,dD8dt=Hλ8,dD9dt=Hλ9,dD10dt=Hλ10,dD11dt=Hλ11.(23)

  3. The adjoint system (24) dλ1dt=HD1,dλ2dt=HD2,dλ3dt=HD3,dλ4dt=HD4,dλ5dt=HD5,dλ6dt=HD6,dλ7dt=HD7,dλ8dt=HD8,dλ9dt=HD9,dλ10dt=HD10,dλ11dt=HD11.(24)

  4. And the optimality condition (25) H(E,u,λ)=minuΩu(E,u,λ),(25) holds for almost all t[0,Tf].

  5. Moreover, the transversality condition (26) λi(Tf)=0,i=1,2,3,,14(26) also holds true.

    Furthermore, discussions and characterization of optimal controls and adjoint variables are carried out in Appendix D.

5. Numerical simulations

In this section, using values of the parameters given in Table and some initial population values we carried out, some numerical simulations regarding on the complete HIV/AIDS and pneumonia co-infection model (3) and the resulting optimal control based dynamical system consisting of the state equations (17) and the adjoint system (27). Applying ordinary differential equation solvers coded in MATLAB programming language, we have verified some basic qualitative results of the co-infection model (3) by performed numerical simulation of the models using some initial population and parameter values collected from the ministry of health of Ethiopia (EMOH) and others from the literature and some of them by reasonable assumptions given in Table .

Table 3. Parameter values used for numerical simulation.

5.1. Numerical simulations for the co-infection model (3)

In this section, using some initial population values, parameter values given in Table and applying the forward and backward Range–Kutta scheme we investigate the direction of the co-infection model bifurcation diagram and the behaviours of the co-infection model solutions whenever the corresponding effective reproduction number is greater than unity. We implement the numerical simulations in the maximum time level to be 5 years.

5.1.1. Backward bifurcation diagram

The diagram representation of the HIV/AIDS and pneumonia co-infection model bifurcation diagram given in Figure shows the phenomenon of the HIV/AIDS and pneumonia co-infection model backward bifurcation, which results in the co-existence of positive HIV/AIDS and pneumonia co-infection endemic and disease-free equilibrium points whenever RPM<1. In such a case, the common conditions of HIV/AIDS and pneumonia co-infection minimization such as making RPM<1 will not be necessarily effective, and the initial number of HIV/AIDS and pneumonia co-infected individuals also plays a crucial role.

Figure 2. Backward bifurcation diagram of the co-infection model.

Figure 2. Backward bifurcation diagram of the co-infection model.

5.1.2. Trajectories of the model (3) solutions whenever RHP>1

In this section, we have carried out numerical simulation of the complete co-infection model (3) by applying some initial population values and parameter values given in Table and the simulation illustrated by Figure shows the HIV/AIDS and pneumonia co-infection dynamical system (3) solutions are approaching to the complete model endemic equilibrium point whenever  RHP=max{RHM,RPM}=max{1.23,2.91}=2.91>1. Biologically it means that the outbreak of HIV/AIDS and pneumonia co-infection throughout the community is consistently present in the study area.

Figure 3. HIV/AIDS and pneumonia co-infection model (3) solutions behaviour whenever  RHP = 2.91 > 1.

Figure 3. HIV/AIDS and pneumonia co-infection model (3) solutions behaviour whenever  RHP = 2.91 > 1.

5.2. Optimal control problem numerical simulations

In this section, we investigate the effect of intervention strategies on the transmission of HIV/AIDs and pneumonia co-infection in a population of the study area. The optimal control problem stated in (17)–(21) is solved numerically using the forward and backward Range–Kutta scheme. To verify the qualitative analysis and to investigate the most effective controlling strategy to minimize the number of HIV/AIDs and pneumonia co-infection individuals in a population we implemented the numerical simulation of the co-infection model using some initial population values and parameter values illustrated in Table . We implement the numerical simulations in the maximum time level to be 5 years by considering the following possible illustrated optimal control strategies:

  1. Single strategy at a time

    • A: use of HIV protection by condom only

    • B: use of pneumonia protection only

    • C: use of HIV/AIDS treatment only

    • D: use of pneumonia treatment only.

  2. Double strategies simultaneously

    • E: use HIV protection + pneumonia protection only

    • F: use HIV/AIDS treatment + pneumonia treatment only

    • G: use HIV protection + HIV/AIDS treatment only

    • H: use pneumonia protection + pneumonia treatment only

    • I: use HIV protection + pneumonia treatment only

    • J: use pneumonia protection + HIV/AIDS treatment only.

  3. Triple strategies simultaneously

    • K: use HIV protection + pneumonia protection + HIV/AIDS treatment only

    • L: use HIV protection + pneumonia protection + pneumonia treatment only

    • M: use HIV protection + pneumonia treatment + HIV/AIDS treatment only

    • N: use pneumonia protection + pneumonia treatment + HIV/AIDS treatment only.

  4. All the possible mentioned strategies simultaneously

    • O: use all the four strategies simultaneously.

5.2.1. Impacts of single strategies on the co-infection

In this section, simulation is done when there is no control strategy in place and considering the following controlling strategies: Strategy A: use of HIV protection by condom, we present the simulation of optimal control system (17) with condom use (u1) as a protection against HIV infection by Figure (A). Strategy B: Use of pneumonia protection strategy, we present the simulation of optimal control system (17) with protection mechanism (u2) as a protection against pneumonia infection by Figure (B). Strategy C: Use of HIV/AIDS treatment strategy, we present the simulation of optimal control system (17) with HIV/AIDS treatment mechanism (u4) as a treatment against HIV infection by Figure (C). Strategy D: Use of pneumonia treatment strategy, we present the simulation of optimal control system (17) with pneumonia treatment mechanism (u3) as a treatment against pneumonia infection by Figure (D).

Figure 4. Impact of single strategies on the HIV/AIDS and pneumonia co-infection.

Figure 4. Impact of single strategies on the HIV/AIDS and pneumonia co-infection.

From Figure , we observed that the protective strategies illustrated in B and C are more effective strategies compared to the treatment strategies illustrated in A and D. But we recommend that strategy B is the most effective strategy to tackle the co-infection problem in the community.

5.2.2. Impacts of double strategies on the co-infection

In this section, simulation is done when there is no control strategy in place and considering the following controlling strategies: Strategy E: use HIV and pneumonia protection strategies simultaneously, we present the simulation of optimal control system (17) with HIV and pneumonia protection strategies (u1 and u2) simultaneously as a protection against HIV and pneumonia infections respectively and is illustrated by Figure (E). Strategy F: Use HIV and pneumonia treatment strategies simultaneously, we present the simulation of optimal control system (17) with HIV and pneumonia treatment strategies (u3 and u4) simultaneously as treatments against pneumonia and HIV infections respectively and is illustrated by Figure (F). Strategy G: Use HIV protection and HIV treatment strategies simultaneously, we present the simulation of optimal control system (17) with HIV protection and HIV treatment strategies (u1 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated by Figure (G). Strategy H: Use pneumonia protection and pneumonia treatment strategies simultaneously, we present the simulation of optimal control system (17) with pneumonia protection and pneumonia treatment strategies (u1 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated by Figure (H). Strategy I: Use HIV protection and pneumonia treatment strategies simultaneously, we present the simulation of optimal control system (17) with HIV protection and pneumonia treatment strategies (u1 and u3) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated by Figure (I). Strategy J: Use pneumonia protection and HIV treatment strategies simultaneously, we present the simulation of optimal control system (17) with pneumonia protection and HIV treatment strategies (u2 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated by Figure (J).

Figure 5. Effects of double strategies on the HIV/AIDS and pneumonia co-infection.

Figure 5. Effects of double strategies on the HIV/AIDS and pneumonia co-infection.

From Figure , we observed that the protective and treatment strategies illustrated in G, H, I and J are more effective strategies compared to other strategies illustrated in E and F. But we recommend that strategy J is the most effective strategy to tackle the co-infection problem in the community.

5.2.3. Impacts of triple strategies on the co-infection

In this section, simulation is done when there is no control strategy in place and considering the following controlling strategies: Strategy K: use both HIV and pneumonia protections and HIV treatment strategies simultaneously, we present the simulation of optimal control system (17) with both HIV and pneumonia protections and HIV treatment strategies (u1, u2 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated in Figure (K). Strategy L: Use both HIV and pneumonia protections and pneumonia treatment strategies simultaneously, we present the simulation of optimal control system (17) with both HIV and pneumonia protections and pneumonia treatment strategies (u1, u2 and u3) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated in Figure (L). Strategy M: Use both HIV and pneumonia treatments and HIV protection strategies simultaneously, we present the simulation of optimal control system (17) with both HIV and pneumonia treatments and HIV protection strategies (u1, u3 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated in Figure (M). Strategy N: Use both HIV and pneumonia treatments and pneumonia protection strategies simultaneously, we present the simulation of optimal control system (17) with both HIV and pneumonia treatments and pneumonia protection strategies (u2, u3 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated in Figure (N).

Figure 6. Effects of triple strategies on the HIV/AIDS and pneumonia co-infection.

Figure 6. Effects of triple strategies on the HIV/AIDS and pneumonia co-infection.

From Figure , we observed that the protections and treatment strategies illustrated in K and L are more effective strategies compared to the strategies illustrated in M and N. But we recommend that strategy K is the most effective strategy to tackle the co-infection problem in the community.

5.2.4. Impacts of combination of all strategies on the co-infection

Strategy O: Use all the four strategies HIV protection, pneumonia protection, pneumonia treatment and HIV treatment strategies (u1, u2,u3 and u4) simultaneously, we present the simulation of optimal control system (17) with all strategies (u1, u2,u3 and u4) simultaneously as a control strategy against HIV and pneumonia co-infection and is illustrated by Figure .

Figure 7. Effects of triple strategies on the HIV/AIDS and pneumonia co-infection.

Figure 7. Effects of triple strategies on the HIV/AIDS and pneumonia co-infection.

In this section, numerical simulation is carried out when there is no control strategy in place and when there are controls involving protection and treatment strategies for both pneumonia and HIV/AIDS single infections. Figure shows the result that all the protection and treatment strategies efforts are implemented, and the number of individuals co-infected with HIV/AIDS and pneumonia decreases drastically to 0 after 3. Using the result given in Figure , we also compared strategy O to each of other strategies and found out that the strategy shows a significant decline in the number of HIV/AIDS and pneumonia co-infected individuals and hence strategy O is the most effective strategies to tackle the co-infection spreading in the community.

6. Discussion and conclusion

In this proposed study, a new 11 mathematical model for the transmission dynamics of pneumonia and HIV/AIDS co-infection with pneumonia protection, pneumonia vaccination, HIV/AIDS protection by using condom, pneumonia treatment and HIV/AIDS treatment measures in a considered community is constructed and assessed the effects of the prevention and control measures such as pneumonia protection, pneumonia vaccination, HIV/AIDS protection, pneumonia treatment, and HIV/AIDS treatment for the pneumonia and HIV/AIDS co-infected individuals in a region where the model is both mathematically and biologically well-posed. Both analytical and numerical analyses of the pneumonia and HIV/AIDS co-infection model (3) were performed to assess the effect of various prevention and controlling strategies for the dynamics of both single infections and co-infection in a considered community.

In this study, the theoretical results are verified by the numerical results and we can summarize results as: the disease-free equilibrium points of all the mono-infection models (7) and (11) and the complete co-infection model (3) are locally asymptotically stable whenever each corresponding effective reproduction numbers are less than unity respectively also the study discusses the global stability of disease-free equilibrium points of the two-sub-models. Using Centre manifold criteria, we have shown the backward bifurcation of the pneumonia infection model and also the HIV/AIDS and pneumonia co-infection model which means there is co-existence of the disease-free equilibrium point(s) together with positive endemic equilibrium point(s) in the region where the co-infection model effective reproduction number is less than unity.

From the numerical simulations, we have observed the following results: from Figure of the numerical simulation, one can observe that the HIV/AIDS and pneumonia co-infection model exhibit the phenomenon of backward bifurcation means whenever the effective reproduction number is less than unity both positive endemic equilibrium and disease-free equilibrium points exist. Figure shows that the solutions of the co-infection model (3) converging to its endemic equilibrium point whenever its effective reproduction number RHP=max{RPM,RHM}={2.91, 1.23}=2.91>1.

Figure shows the impact of every single strategy separately to tackle the HIV/AIDS and pneumonia co-infection spreading dynamics. Figure shows the impact of every double strategy separately to tackle the HIV/AIDS and pneumonia co-infection spreading dynamics. Figure shows the impact of every triple strategy separately to tackle the HIV/AIDS and pneumonia co-infection spreading dynamics. Figure shows the impact of the combination of all strategies simultaneously to tackle the HIV/AIDS and pneumonia co-infection spreading dynamics. Compared to the other control strategies investigated and discussed applying all the protections and treatments controlling strategies simultaneously as stated in the discussion of Figure is the most effective strategy to decrease the HIV/AIDS and pneumonia co-infection transmission mechanisms in the community under the study.

The limitations of this study and the next potential researchers can incorporate and extend the model under this study will be: stochastic approach, fractional order derivative approach, environmental impacts, age and spatial structure, validate the model by applying appropriate real infection data.

Authors’ contributions

All authors have read and approved the final manuscript.

Math Classification

92-10 Mathematical modelling or simulation for problems pertaining to biology.

Acknowledgments

The authors thank Mr. Sitotaw Eshete for his valuable Wi-Fi contribution.

Disclosure statement

No potential conflict of interest was reported by the author(s).

Data availability statement

Data used to support the findings of this study are included in the article.

Additional information

Funding

The author(s) reported there is no funding associated with the work featured in this article.

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Appendices

Appendix A. Proof of Theorem 2.1

Proof:

Let us consider D1(0)>0, D2(0)>0,D3(0)>0, D4(0)>0, D5(0)>0, D6(0)>0, D7(0)>0, D8(0)>0,D9(0)>0, D10(0)>0, and D11(0)>0 then for all t > 0, we have to show that D1 (t) > 0, D2(t)>0,D3(t)>0, D4(t)> 0, D5(t)>0, D6(t)>0, D7(t)>0, D8(t)>0, D9(t)>0, D10(t)>0, and D11(t) > 0.

Define: τ= sup {t>0:D1 (t) >0,D2(t)>0,D3(t)>0, D4(t)> 0,D5(t)>0, D6(t)>0, D7(t)>0, D8(t)> 0, D9(t)> 0,D(t)> 0,and D11(t)> 0}. Since all the state variables D1(t),D2(t), D3(t), D4(t),D5(t),D6(t)D7(t),D8(t), D9(t),D10(t), and D11(t) are continuous and we can justify that τ>0. If τ = +∞, then non-negativity holds. But, if 0 <τ < +∞, we will have D1(τ)=0 or D2(τ)=0 or D3(τ)=0 or D4(τ)=0 or D5(τ )=0 or D6(τ )= or D7(τ )=0 or D8(τ )=0 or D9(τ )=0 or D10(τ )=0 or D11(τ )=0.

From the first equation of the model (3), we do have D1˙+(λH+λC+μ)D1=k1Δ+α1D2+α2D3+ρD4+ηD10.And integrate both sides using integrating factor, we have determined the constant value D1(τ)=M1D1(0)+M10τexp(μ+λH(t)+λP(t))dt(k1Δ+α1D2+α2D3+ρD4+ηD10)dt>0 where M1=exp(μτ+0τ(λH(w)+λP(w))>0,D1(0)>0, and from the meaning of τ, the solutions D2(t)>0, D3(t)>0,D4(t)>0, D10(t)>0, also the exponential function always is positive, then the solution A1(τ)>0 hence A1(τ)0.

Again from the second equation of the model (3), we do have D˙2+(λH+α1+μ)D2=k2Δ.

And also using t integrating factor after some calculations we obtained that

D2(τ)=M1D2(0)+M10τexp(λH+α1+μ))dtk2Δdt>0 where M1=exp(α1τ+μτ+0τ(λH(w))>0,D2(0)>0, and from the meaning of τ, the solution D2(τ)>0 hence D2(τ)0.

Similarly, D3(τ)>0 hence D3(τ)0, D4(τ)>0 hence D4(τ)0, D5(τ)>0 hence D5(τ)0, D6(τ)>0 hence D6(τ)0, D7(τ)>0 hence D7(τ)0, D8(τ)>0 hence D8(τ)0, D9(τ)>0 hence D9(τ)0, D10(τ)>0 hence D10(τ)0, and D11(τ)>0 hence D11(τ)0.

Thus τ=+, and hence all the solutions of the pneumonia and HIV/AIDS co-infection model (3) are non-negative.

Appendix B. Proof of theorem 2.2

Proof: Let (D1,D2,D3,D4,D5,D6,D7,D8,D9,D10,D11)R+11 be an arbitrary non-negative solution of the system (3) with initial conditions given in Equation (4).

Now adding all the differential equations given in Equation (3), we do have the derivative of the total population N which is given in Equation (5) as N˙=ΔμN(d1A5+d2A6+d3A7+d4A8+d5A9). Then by ignoring all the infection classes, we have determined that N˙ΔμN, and using the separation of variables whenever t, we have obtained that 0NΔμ. Hence, all the positive feasible non-negative solutions of the co-infection model (3) entering into the region are given in Equation (6).

Appendix C. Proof of theorem 3.6

In this section, we apply the centre manifold theory [Citation19] to ascertain the local stability of the endemic equilibrium due to the convolution of the first approach (eigenvalues of the Jacobian matrix). To make use of the centre manifold theory, the following change of variables is made by symbolizing D1=x1, D2=x2,D4=x3, D5=x4, and D10=x5 such that N2=x1+x2+x3+x4+x5. Furthermore, by using vector notation X=(x1,x2,x3,x4,x5)T, the COVID-19 mono-infection model (11) can be written in the form dXdt=F(X) with F=(f1,f2,f3,f4,f5)T, as follows: (14) dx1dt=f1=k1Δ+α1x2+ρx3+ηx5μx1λPx1,dx2dt=f2=k2Δ(α1+μ)x2,dx3dt=f4=k4Δ(ρ+μ+ϵλP)x3,dx4dt=λPx1+ϵλPx3(μ+d1+κ)x4,dx5dt=κx4(μ+η)x5,(14) with λP=β2x5 then the method entails evaluating the Jacobian of the system (14) at the DFE point EPM0, denoted by J(EPM0) and this gives us J(EPM0)=(μα2ρβ2x10η0 (α1+μ) 00 00(ρ+μ)β2ϵx300000β2x10+β2ϵx30(μ+d1+κ)0000κ(μ+η)).Consider, RPM=1 and suppose that β2 =β is chosen as a bifurcation parameter. From RPM=1 as  RPM=β2x20+ϵβ2x40μ+d1+κ=β2k1Δ(α1+μ)(ρ+μ)+β2α1k2Δ(ρ+μ)+β2k4Δ(α1+μ)(ρ+μϵ)μ(α1+μ)(ρ+μ)(μ+d1+κ)=1.

Solving for β2 we have got β2=β=μ(α1+μ)(ρ+μ)(μ+d1+κ))k1Δ(α1+μ)(ρ+μ)+α1k2Δ(ρ+μ)+k4Δ(α1+μ)(ρ+μϵ). Jβ=(μα2ρβx10η0(α1+μ)0000(ρ+μ)βϵx300000βx10+βϵx30(μ+d1+κ)0000κ(μ+η)).After some steps of the calculation, we have got the eigenvalues of Jβ as λ1=μ, λ2=(α1+μ) or λ3=(ρ+μ) or λ4=0 or λ5=(μ+η). It follows that the Jacobian J(EPM0) of Equation (14) at the disease-free equilibrium with β2=β, denoted by Jβ, has a simple zero eigenvalue with all the remaining eigenvalues have negative real part. Hence, Theorem 2.2 of Castillo-Chavez and Song [Citation19] can be used to analyse the dynamics of the model to show that the model (11) undergoes backward bifurcation at RPM=1.

Eigenvectors of Jβ: For the case  RPM=1, it can be shown that the Jacobian of the system (14) at β2=β (denoted by Jβ) has a right eigenvectors associated with the zero eigenvalue given by u=(u1,u2,u3,u4,u5)T as (15) (μα2ρβx10η0(α1+μ)0000(ρ+μ)βϵx300000βx10+βϵx30(μ+d1+κ)0000κ(μ+η))(u1u2u3u4u5)=(00000).(15) Then solving equation (15) the right eigenvectors associated with the zero eigenvalue are given by u1=βx10u4(ρ+μ)(μ+η)βϵx30ρ(μ+η)u4+κη(ρ+μ)u4μ(ρ+μ)(μ+η),u2=0,u3=βϵx30(ρ+μ)u4,u4=u4>0,u5=κμ+ηu4.Similarly, the left eigenvector associated with the zero eigenvalues at β2=β given by v=(v1,v2,v3,v4,v5)T as (16) (v1v2v3v4v5)T(μα2ρβx10η0(α1+μ)0000(ρ+μ)βϵx300000D0000κ(μ+η))=(000000),(16) where D=βx10+βϵx30(μ+d1+κ).

Then solving Equation (16), the left eigenvectors associated with the zero eigenvalue are given by v1=v2=v3=v4=0 and v4=v4>0. After long steps of calculations, the bifurcation coefficients a and b are obtained as a=i,j,k=15v4uiuj2f4/xixj=2v4u1u42f4/x1x4+2v4u3u42f4/x3x4=2v4u4[u12f4/x1x4+u32f4/x3x4]=2v4u4[β2u1+β2ϵu3]=2v4u42[β2βx10(ρ+μ)(μ+η)β2βϵx30ρ(μ+η)+β2κη(ρ+μ)β2ϵβϵx30μ(μ+η)μ(ρ+μ)(μ+η)],=2v4u4[D2D1],where H1 = β2βx10(ρ+μ)(μ+η)β2βϵx30ρ(μ+η)β2ϵβϵx30μ(μ+η)μ(ρ+μ)(μ+η) and H2=β2κη(ρ+μ)μ(ρ+μ)(μ+η).

Thus the bifurcation coefficient a is positive whenever D2>D1.

Moreover b=i,k=15vkui2fk/xiβ(ECM0)=i=15v4ui2f4/xiβ=v4u42f4/x4β=v4u4[x10u1+ϵx30u3]>0.Hence, from in Castillo-Chavez and Song [Citation19] the pneumonia mono-infection model (11) exhibits a backward bifurcation at RPM=1 and whenever H2>H1.

Appendix D. Discussion and characterization of optimal controls and adjoint variables

Theorem 3.8:

Let u=(u1,u2,u3,u4) be the optimal control and D˙5=(1u2)λPD1+(1u2)λPD3+ϵ(1u2)λPD3υ(1u1)λHD5(μ+d1+u3κ)D5 be the associated unique optimal solutions of the optimal control problem (17) with initial condition (18) and objective functional (19) with fixed final time Tf (20). Then there exists adjoint function λi(),i=1,,11 satisfying the following canonical equations: dλ1dt=HD1=(1u1)λH(λ1λ6)+(1u2)λP(λ1λ5)+μλ1, dλ2dt=HD2=(1u1)λH(λ2λ6)+α1(λ2λ1)+μλ2, dλ3dt=HD3=(1u2)λP(λ3λ5)+α2(λ3λ1)+μλ3, dλ4dt=HD4=(1u1)λH(λ4λ6)+(1u2)ϵλP(λ4λ5)+ρ(λ4λ1)+μλ4, (27) dλ6dt=HD6=(1u1)β1ND1(λ1λ6)+(1u1)β1ND2(λ2λ6)+(1u1)β1ND4(λ4λ6)+(λ4λ5)+(1u2)ϕ1β2D6(λ6λ8)+(1u2)ϕ2β2D7(λ7λ9)+(1u1)υλH(λ5λ8)+(μ+d1)λ5+u3κ(λ5λ10),(27) dλ6dt=HD6=(1u1)β1ND1(λ1λ6)+(1u1)β1ND2(λ2λ6)+(1u1)β1ND4(λ4λ6)+(1u1)υβ1ND5(λ5λ8)+(1u2)ϕ1λP(λ6λ8)+(μ+d2)λ6+Θ(λ6λ7) dλ7dt=HD7=w2+(1u1)β1ρ1ND1(λ1λ6)+(1u1)β1ρ1ND2(λ2λ6)+(1u1)β1ρ1ND4(λ4λ6)+(1u1)υβ1ρ1ND5(λ5λ8)+(1u2)ϕ2λP(λ7λ9)+(d3+μ)λ7+u4γ(λ7λ11), dλ8dt=HD8=w3+(1u1)β1ρ2ND1(λ1λ6)+(1u2)β2ω1D1(λ1λ5)+(1u1)β1ρ2ND2(λ2λ6)+(1u2)β2ω1D3(λ3λ5)+(1u1)β1ρ2ND4(λ4λ6)+(1u2)ϵβ2ω1D4(λ4λ5)+(1u1)υβ1ρ2ND5(λ5λ8)+u3θ1(λ8λ6)+(1u2)ϕ1β2ω1D6(λ6λ8)+(1u2)ϕ2β2ω1D7(λ7λ9)+(μ+d4)λ8+δ(λ8λ9), dλ9dt=HD9=w4+(1u1)β1ρ3ND1(λ1λ6)+(1u2)β2ω2D1(λ1λ5)+(1u1)β1ρ3ND2(λ2λ6)+(1u2)β2ω2D3(λ3λ5)+(1u1)β1ρ3ND4(λ4λ6)+(1u2)ϵβ2ω2D4(λ4λ5)+(1u1)υβ1ρ3ND5(λ5λ8)+(1u2)ϕ1β2ω2D6(λ6λ8)+u3θ2(λ9λ7)+(1u2)ϕ2β2ω2D7(λ7λ9)+(μ+d5)λ9, dλ10dt=HA10=ηλ1+(μ+η)λ10,

dλ11dt=HD11=μλ11 with transversality conditions (28) λi(Tf)=0,i=1,2,,11.(28) Moreover, the corresponding optimal controls u1(t),u2(t),u3(t), and u4(t) are given by (29) u1(t)=max{0,min{λHD1(λ6λ1)+λHD2(λ6λ2)+λHD4(λ6λ4)+υλHD5(λ8λ5)B1,1}},u2(t)=max{0,min{λPD1(λ5λ1)+λPD3(λ5λ3)+ϵλPD4(λ5λ4)+ϕ1λPD6(λ8λ6)+ϕ2λPD7(λ9λ7)B2,1}},u3(t)=max{0,min{Θ1D8(λ8λ6)+Θ2D9(λ9λ7)+κD5(λ5λ10)B3,1}},u4(t)=max{0,min{γD7(λ7λ11)B4,1}}.(29) From the previous analysis, to get the optimal point, we have to solve the system D˙1=k1Δ+α1D2+α2D3+ρD4+ηD10(1u1)λHD1(1u2)λPD1μD1,D˙2=k2Δ((1u1)λH+α1+μ)D2,D˙3=k3Δ(α2+μ+(1u2)λP)D3,D˙4=k4Δ(ρ+μ+(1u1)λH+ϵ(1u2)λP)D4,D˙5=(1u2)λPD1+(1u2)λPD3+ϵ(1u2)λPD3υ(1u1)λHD5(μ+d1+u3κ)D5,D˙6=(1u1)λHD1+(1u1)λHD2+(1u1)λHD4+u3θ1D8(1u2)ϕ1λPD6(θ+μ+d2)D6,D˙7=ΘD6+u3Θ2D9(1u2)ϕ2λPD7(u4γ+d3+μ)D7,D˙8=(1u2)ϕ1λPD6+(1u1)υλHD5(μ+d4+δ+u3Θ1)D8,D˙9=δD8+(1u2)ϕ2λPD7(μ+d5+u3θ2)D9,D˙10=u3κD5(μ+η)D10,D˙11=u4γD7μD11.With the Hamiltonian H=w1D5+w2D7+w3D8+w4D9+B12(u1)2+B22(u2)2+B32(u3)2+B42(u4)2+λ1(k1Δ+α1D2+α2D3+ρD4+ηD10(1u1)λHD1(1u2)λPD1μD1)+λ2(k2Δ((1u1)λH+α1+μ)D2)+λ3(k3Δ(α2+μ+(1u2)λC)D3)+λ4(k4Δ(ρ+μ+(1u1)λH+ϵ(1u2)λP)D4)+λ5((1u2)λPD1+(1u2)λPD3+ϵ(1u2)λPD3υ(1u1)λHD5(μ+d1+u3κ)D5)+λ6((1u1)λHD1+(1u1)λHD2+(1u1)λHD4+u3θ1D8(1u2)ϕ1λPD6(θ+μ+d2)D6)+λ7(θD6+u3θ2D9(1u2)ϕ2λPD7(u4γ+d3+μ)D7)+λ8((1u2)ϕ1λPD6+(1u1)υλHD5(μ+d4+δ+u3θ1)D8)+λ9(δD8+(1u2)ϕ2λPD7(μ+d5+u3θ2)D9)+λ10(u3κD5(μ+η)D10)+λ11(u4γD7μD11),where

λH=β1N(D6(t)+ρ1D7(t)+ρ2D8(t)+ρ3D9(t)) and λP=β2(D5(t)+ω1D8(t)+ω2D9(t)).