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Review

An overview of screening instruments for cognition and behavior in patients with ALS: selecting the appropriate tool for clinical practice

ORCID Icon, ORCID Icon &
Pages 324-336 | Received 09 Dec 2019, Accepted 10 Feb 2020, Published online: 11 Mar 2020

Abstract

Objective: Patients with amyotrophic lateral sclerosis (ALS) not only show motor deficits, but may also have cognitive and/or behavioral impairments. Recognizing these impairments is crucial as they are associated with lower quality of life, shorter survival, and increased caregiver burden. Therefore, ALS-specific neuropsychological screening instruments have been developed that can account for motor and speech difficulties. This study provides an overview and comparison of these screeners. Methods: A systematic review was conducted using Medline and Embase. Articles describing cognitive/behavioral screening instruments assessed in ALS patients were included. Screening instruments were compared on multiple factors, such as domains, adaptability, required time, and validation. Results: We included 99 articles, reporting on nine cognitive screeners (i.e. ACE-R, ALS-BCA, ALS-CBS, ECAS, FAB, MMSE, MoCA, PSSFTS, and UCSF-SB), of which five ALS-specific. Furthermore, eight behavioral screeners (i.e. ALS-FTD-Q, AES, BBI, DAS, FBI, FrSBe, MiND-B, and NPI) were reported on, of which three ALS-specific. Conclusion: Considering the broad range of cognitive domains, adaptability, and satisfying validity, the ALS-CBS and ECAS appear to be the most suitable screeners to detect cognitive and behavioral changes in ALS. The BBI appears to be the best option to screen for behavioral changes in ALS, since all relevant domains are assessed, motor-related problems are considered, and has a satisfactory validity. The MiND-B and ALS-FTD-Q are promising as well. In general, all screening instruments would benefit from additional validation research to gain greater insights into test characteristics and to aid clinicians in selecting screening tools for use in clinical practice.

Introduction

Up to 50% of patients with amyotrophic lateral sclerosis (ALS) not only have motor deficits, but also cognitive impairments, particularly in the frontotemporal domains (i.e. fluency, language, social cognition, and to a lesser extent executive functions and delayed verbal memory (Citation1,Citation2). Moreover, 10–15% of ALS patients have co-morbid frontotemporal dementia (FTD) (Citation1,Citation2). ALS and FTD are, therefore, currently seen as two extremes of one disease spectrum, based on clinical, pathological and genetic overlap (Citation3).

Recognizing cognitive impairment in ALS is important as it is associated with diminished quality of life, certain genetic mutations (e.g. C9orf72, TBK1) and a shortened lifespan, as well as increased caregiver burden of and lower adherence to treatment recommendations (Citation4–6). Additionally, the presence of cognitive impairment also needs to be taken into account in clinical care with respect to communication, interventions and the use of technological tools.

There is general consensus that an extensive neuropsychological battery is required to confirm the presence of cognitive impairment, and in particular to assess which cognitive domains are affected. In clinical practice, however, it is not always feasible for all ALS patients to undergo such a broad assessment, because it is time-consuming, expensive, requires qualified personnel, and fatigues patients. Moreover, ALS patients may not be capable of completing a full neuropsychological battery due to motor and/or speech impairment. Therefore, several brief cognitive screeners have been developed, specifically designed for testing ALS patients. Cognitive screeners for ALS patients should (a) assess multiple cognitive domains, and most importantly cognitive domains which are often affected in ALS patients (i.e. executive function, social cognition, fluency, language, and (verbal) memory (Citation1,Citation7)); (b) take motor deficits into account (e.g. be adaptable for physical ability); and (c) be simple, validated, and time-efficient, to be easily incorporated for daily clinical use (Citation1,Citation2). Likewise, behavioral screeners should preferably have similar characteristics and include behavioral symptoms which are common in ALS-FTD patients (i.e. disinhibition, apathy/inertia, sympathy/empathy, perseverations/stereotyped/compulsive/ritualistic behavior, hyperorality/dietary changes (Citation8)).

Recently, a systematic review on the validity of six different ALS-specific neuropsychological screeners was published (Citation9). In this present review, we included all screeners frequently used in clinical care or scientific studies (regardless of whether they were designed specifically for use in ALS) and provided an overview/comparison of the practical aspects of these instruments; which screeners are most commonly used, which cognitive and behavioral domains are assessed, whether can they be adapted to physical disability, availability in multiple languages, availability of alternate versions for longitudinal use, time required to administer each test, etc. Hereby, we aim to support clinicians and researchers in selecting the most appropriate screening tools for use in daily practice.

Methods

Literature search

A literature search was conducted using Medline and Embase using the search format as represented in .

Figure 1 Search strategy used for searching Medline and Embase.

Figure 1 Search strategy used for searching Medline and Embase.

The search was completed on the 28 February 2019 and was limited to peer reviewed articles written in English. Articles were screened for inclusion based on title and abstract at first. Conference proceedings were excluded. Relevant articles were read full-text and screened for inclusion criteria. Related citations and relevant references in articles and/or reviews were also considered for inclusion and used to check completeness of the search. Two individuals performed a systematic search of the literature and screened titles and abstracts for including full-text manuscripts. The first author performed a follow-up check, by removing duplicates, and checking the screened titles, abstracts and full-text manuscripts for inclusion. PRISMA guidelines were followed (Citation10).

For articles to be included in this study, we required that (a) a cognitive/behavioral screening battery was assessed in ALS patients; (b) the diagnosis of ALS patients was made according to the (revised) El Escorial criteria (Citation11) or AWAJI criteria (Citation12); (c) participants were free from major comorbid medical, neurological of psychiatric history, except for ALS patients with pre-diagnosed dementia; and (d) mean test scores and standard deviations were reported. For non-ALS-specific cognitive/behavioral screening instruments to be included, these should be reported on in >1 article.

Overview and comparison screening instruments

An overview of the number of included studies dedicated to different screening instruments was given.

Information on each of the screening instruments was extracted from full-text of the included articles. The following characteristics were reported for the cognitive screening instruments: (a) cognitive domains assessed (i.e. executive, attention, fluency, language, memory, social cognition and visuospatial), based on domains which are often affected in ALS patients (Citation1,Citation7); (b) adaptability for motor problems; (c) % participants who completed the screener; (d) administration time; (e) validation (i.e. sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV)); (f) % patients with cognitive deficits assessed with the concerning screening instrument; (g) available alternative versions, translations, and cutoff score; (h) corrected factors for cutoff score (e.g. age); and (i) references of articles on which the information was based. Regarding behavioral screening instruments, similar information was reported, but information on domains was adjusted to behavioral symptoms, and several factors were added: (a) reporter (i.e. close relative (proxy), self-report, or clinician); (b) number of items; (c) output scores (e.g. composite score); and (d) type of questions. The listed behavioral domains were based on Rascovsky’s criteria for the behavioral variant of FTD (Citation8).

The screening instruments were compared based on the following aspects: domains, adaptability, required time, and validation.

Results

Literature search

Our literature search identified 643 articles. After removal of duplicates (n = 13), 630 articles were screened based on title/abstract. Related citations and relevant references were considered for inclusion (n = 2). Remaining relevant articles were screened on full-text for inclusion (n = 185). In total, we included 99 articles () in our overview which included cognitive and behavioral screeners used in ALS patients. Several articles (n = 5) had to be excluded since no full-text was available, even after contacting the corresponding author(s).

Figure 2 PRISMA flowchart of the literature search strategy.

Figure 2 PRISMA flowchart of the literature search strategy.

Overview screening instruments

An overview of the number of included studies dedicated to different screening instruments is shown in . See also Supplementary A for a detailed overview (Citation13Citation60).

Figure 3 Included studies dedicated to the different screening instruments, split on cognition and behavior. Some of the cognitive screeners also included a behavioral domain (marked with *), and vice versa (marked with “).

Figure 3 Included studies dedicated to the different screening instruments, split on cognition and behavior. Some of the cognitive screeners also included a behavioral domain (marked with *), and vice versa (marked with “).

Overview cognitive screening instruments

Cognitive screening instruments that have been described in ALS patients are (a) the Addenbrooke’s Cognitive Examination – revised (ACE-R (Citation61)); (b) the ALS-Brief Cognitive Assessment (ALS-BCA (Citation62)); (c) the ALS-Cognitive Behavioral Screen (ALS-CBS (Citation63)); (d) the Edinburgh Cognitive and Behavioral ALS Screen (ECAS (Citation64)); (e) the Frontal Assessment Battery (FAB (Citation65)); (f) the Mini-Mental State Examination (MMSE (Citation66)); (g) the Montreal Cognitive Assessment (MoCA (Citation67)); (h) the Penn State Screening examination of Frontal and Temporal dysfunction Syndromes (PSSFTS (Citation68)); and (i) the University of California San Francisco – Screening Battery (UCSF-SB (Citation69)). An overview of their characteristics is shown in .

Table 1 Characteristics of cognitive screening instruments used for ALS patients.

One non-ALS-specific cognitive screening instrument was used in only 1 study and therefore excluded for the overview: the Philadelphia Brief Assessment of the Cognition (PBAC (Citation70)).

Comparison cognitive screening instruments

In general, executive functions, fluency, verbal memory, language, and social cognition are impaired in some, yet not all, ALS patients (Citation1,Citation7). Executive functions, fluency, and memory are screened for in all ALS-specific screening instruments (i.e. ALS-BCA, ALS-CBS, ECAS, PSSFTS, and UCSF-SB). Focusing on the ALS-specific screeners, language is only screened for in both the ECAS and PSSFTS and social cognition solely in the ECAS. Several cognitive screening instruments include the FBI, a behavioral screener, additionally (i.e. ALS-BCA, PSSFTS, and UCSF-SB). Whereas the ALS-CBS and ECAS include a separate behavioral subdomain (see for the characteristics of these subdomains).

Table 2 Characteristics of behavioral screening instruments used for ALS patients.

Regarding adaptability, the ALS-BCA, ALS-CBS, ECAS, PSSFTS, and UCSF-SB could easily be adapted in case of (severe) motor impairments and/or speaking disabilities. The utility of these screening instruments could be improved by relatively easy task modifications, such as answering by writing, typing, blinking, or eye movements (in case of dysarthria) and the use of oral and written verbal responses to compensate for writing or slow verbal responses. On the contrary, some specific tasks (e.g. copying, drawing, Trail Making Test and reading aloud) in the ACE-R, FAB, MMSE, and MoCA could not be adapted, making them less useful for ALS patients with more advanced disease.

Required administration time vary considerable among the cognitive screeners. Whereas the ALS-BCA, ALS-CBS, and FAB require only 5–10 min, a bit more time (10–15 min) is needed to administer the ACE-R, MMSE, and MoCA. The PSSFTS, UCSF-SB, and ECAS take the most time to administer (i.e. respectively 15–20 min, and 40 min, 15–45 minutes).

So far, only the ALS-BCA, ALS-CBS, ECAS, FAB, and MMSE have been validated as screening instruments specifically for ALS patients. Until now, superior validity was found for the FAB, although sensitivity and specificity of the other screening instruments were also moderate to high, except for the MMSE. However, a considerable percentage of ALS patients (up to 50%) are not capable of completing the FAB due to physical disability.

Overview behavioral screening instruments

Behavioral screening instruments that have been described in ALS patients are (a) the Amyotrophic Lateral Sclerosis-Frontotemporal Dementia-Questionnaire (ALS-FTD-Q (Citation71)); (b) the Apathy Evaluation Scale (AES (Citation72)); (c) the Beaumont Behavioral Inventory (BBI (Citation73)); (d) the Dimensional Apathy Scale (DAS (Citation74)); (e) the Frontal Behavioral Inventory (FBI (Citation75)); (f) the Frontal Systems Behavior scale (FrSBe (Citation76)); (g) Motor Neuron Disease Behavior scale (MiND-B (Citation77)); and (h) Neuropsychiatric Inventory (NPI (Citation78)). An overview of their characteristics is shown in .

Two non-ALS-specific behavioral screening instruments were used in only one study and therefore excluded for the overview: the Cambridge Behavioral Inventory-Revised (CBI-R (Citation79)) and the Iowa Scales of Personality Change (ISPC (Citation80)).

Comparison behavioral screening instruments

In general, behavioral changes in ALS patients reported most frequently are apathy, disinhibition, loss of sympathy/egocentric behavior, perseverative and stereotyped behavior, and change in dietary habits (Citation7,Citation8). All of these domains are assessed with the ALS-FTD-Q, BBI and the ECAS. The other screening instruments assess a selection of the behavioral domains, whereas the AES only assess apathy.

Regarding adaptability, behavioral screeners developed for ALS specifically and motor problems-related neurodegenerative diseases (i.e. ALS-FTD-Q, BBI, DAS, and MiND-B) have been adapted to accommodate for physical disability. Behavioral screeners which do not consider motor problems (i.e. NPI, FrSBe, FBI) might overestimate behavioral changes.

Required administration time is only 5–10 min for the ALS-FTD-Q, BBI, FrSBe, and NPI. More time (10–20 min) is needed to complete the AES and the DAS. The FBI and ECAS require most administration time (i.e. respectively 15–30 min and 25–50 min).

Only the instruments BBI, DAS, MiND-B, and ALS-CBS were validated against other commonly known (sometimes non-ALS-specific) behavioral screeners (e.g. FrSBe, AES, and ALS-FTD-Q). These screening instruments show a moderate to high sensitivity and specificity. The BBI offers a cutoff score of 22.5, showing 90% sensitivity and 96% specificity for moderate changes (Citation73). The optimal cutoff score for the DAS (26.5) showed a 62% sensitivity and 82% specificity (Citation81). Two cutoff scores were identified for the MiND (35/36 or 33/36) showing 81–90% sensitivity and 50–75% specificity (Citation77). For the ALS-CBS to differentiate between patients with and without dementia, the cutoff was set on 35, with a 83% sensitivity and 69% specificity (Citation82).

Discussion

The current systematic review provides an overview of cognitive and behavioral screening instruments used in ALS patients, based on information gathered from 99 articles. We compared nine cognitive and eight behavioral screeners based on a number of factors: domains, adaptability, required time, and validation.

Since a broad variety of cognitive deficits and/or behavioral problems in ALS patients have been reported, a broad screening instrument, assessing multiple domains, seems to have advantages above a brief, but limited screening instrument. Two cognitive screening instruments assess a broad spectrum of cognitive domains (i.e. ECAS and PSSFTS). However, one should keep in mind though, that all the cognitive domains are generally built up from several different subdomains (e.g. executive functions encompass mental flexibility, planning, inhibition, etc.) which are not all assessed with any of the screening instruments. All ALS-specific screening instruments assess verbal fluency, and the ECAS and PSSFTS assess language as well. However, identifying language impairments (i.e. primary progressive aphasia; PPA (Citation83)), and distinguishing between different variants of PPA (i.e. non-fluent/agrammatic, semantic, and logopenic) can be complex. Effects can be subtle and difficult to detect with clinical measures (Citation7). Moreover, it can be challenging to distinguish language deficits from motor speech deficits in ALS patients and from ALS-FTD (showing similarities to non-fluent and semantic variants of PPA) (Citation7). Therefore, a broad range of tasks are essential in assessing speech and language functions in PPA (Citation83). In short, cognitive screening instruments may be too concise to detect language impairments. Regarding behavioral screening instruments, the ALS-FTD-Q, the BBI, and the subdomain of the ECAS assess all behavioral domains often affected in ALS patients (Citation7,Citation8). However, output scores per subdomain, unlike the ALS-FTD-Q, BBI and ECAS which give one composite score, can give insight into specifically affected behavioral changes, and might, therefore, be preferred.

Correcting for motor problems during an assessment in ALS patients is crucial in order to prevent an overestimation of cognitive deficits and/or behavioral problems. The degree of disability on bulbar, gross, and fine motor skills as well as respiratory function in ALS is most commonly assessed using a specific questionnaire, the ALS Functional Rating Scale – revised (ALSFRS-R (Citation84)). Patients with lower scores on the ALSFRS-R (more disability) can more easily complete a cognitive screening battery when it is adaptable. All ALS-specific cognitive screeners are well-adaptable to motor problems, unlike the non-ALS-specific screeners. Furthermore, cognitive deficits and behavioral impairments are more frequent in ALS-patients who are in a more severe disease stage (Citation85,Citation86). According to King’s stages (Citation87), patients within the most severe disease stage (stage 4) experience respiratory or nutritional insufficiency requiring intervention. Ideally, the effects of these insufficiencies on cognitive performance and/or behavioral changes should be taken into account while screening in ALS patients. In particular, in patients with respiratory insufficient hypercapnia (stage 4), only a small group is free of cognitive and behavioral impairments (Citation85). However, possible overestimation of the cognitive and behavioral impairments between disease stages should be taken into account due to bulbar symptoms.

In clinical practice, a broad assessment is often not possible because of different reasons such as time, shortage of qualified personnel, and fatigue in patients. Time-efficiency is, therefore, an important factor for screening instruments. The variety in administration time across the different screening instruments should be considered in relation to the other factors in order to make an informed decision when choosing a suitable screening instrument.

Until now, only a selection of screening instruments was examined on validity. Ideally, a comprehensive study should be performed in which ALS patients undergo screening by a combination of different cognitive/behavioral instruments plus a formal extensive (neuro)psychological assessment. In this way, the instruments could be accurately compared in terms of validity and applicability. Regarding the cognitive screening instruments, the FAB, ALS-CBS, and ECAS show a promising validity (Citation9). Furthermore, no practice effects of the ECAS were found for ALS patients after 6 months and up to 18 months (Citation88). Practice effects are preferably examined in other screeners as well. Regarding behavioral screening instruments, only the BBI, DAS, MiND-B, and ALS-CBS have studies assessing their clinical validity, varying from moderate to high. For the ALS-FTD-Q, sensitivity and specificity have not reported to date, but studies have showed strong correlations with other validated instruments (Citation9,Citation71), indicating construct validity (Citation89,Citation90).

The percentage of patients found to have deficits, ranges widely between different screeners. This may due to the fact that there are differences in the number and in which cognitive domains are assessed as well as in test characteristics. Furthermore, we did not evaluate the potential differences between study populations (e.g. disease stage, genetics, and sample size), which may also influence the percentage of cases found to have impairments (Citation85,Citation86).

Conclusion

Overall, the cognitive screening instruments ALS-CBS, ECAS, and FAB show good clinical validity. However, considering the FAB cannot be adapted, and, therefore, not all patients are capable of completing the FAB due to physical disability (Citation91–93), this is a serious disadvantage of this screener (Citation2). Both the ECAS and ALS-CBS take motor problems into consideration, but the ALS-CBS requires shorter administration time (5–30 min less) than the ECAS. On the other hand, the ECAS assesses the domains language and social cognition, unlike the ALS-CBS, and might, therefore, be more suitable for this population. Furthermore, the ALS-CBS and ECAS screen for cognitive, as well as behavioral problems, which can be considered as a great advantage. On the other hand, using a separate behavioral screener additionally can possibly provide more detailed and/or reliable information. Regarding behavioral screening instruments, the BBI, MiND-B, and ALS-CBS show a satisfying clinical validity. Despite that the MiND-B only assesses a limited number of domains, it does offer the ability to screen for ALS-FTD specifically (Citation77). However, caution should be taken as the MiND-B may miss specific behavioral impairments that are part of the Rascovsky criteria (Citation9). In contrast, the ALS-FTD-Q, BBI and ALS-CBS assess a broad spectrum of behavioral changes, and might, therefore, be more suitable for screening for behavioral changes in ALS-(FTD) patients (Citation9).

Moving forward, ALS-specific screening instruments can benefit from additional validation studies to improve reliability and therefore usability in clinical practice. Validation studies in different countries, providing cutoff scores for specific patient subgroups, age groups, and education levels are warranted. Additionally, the screening instruments should preferably be adaptable to different disease stages. Preferably, alternative versions should be available for longitudinal use and to prevent practice effects.

Declaration of interest

The authors report no conflict of interest.

Supplemental material

CLEAN_Gosselt_screening_instruments_ALS_patients_Supplementary_A_revised.docx

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Acknowledgments

The authors thank Ineke den Braber and Carin Schröder for their work they put into a first draft of the literature search and overview of available cognitive screeners.

Correction Statement

This article has been republished with minor changes. These changes do not impact the academic content of the article.

Additional information

Funding

M. A. v. E. received grants from the Netherlands Organization for Health Research and Development (Veni scheme), Joint Program Neurodegeneration (JPND), The Thierry Latran foundation, and the Netherlands ALS foundation (Stichting ALS Nederland). He received travel grants from Shire (formerly Baxalta) and has consulted for Biogen.

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Appendix. Available language per screening instrumenta