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Research Article

Study of the property (bz) using local spectral theory methods

ORCID Icon, ORCID Icon & ORCID Icon
Pages 665-674 | Received 23 Apr 2023, Accepted 29 Oct 2023, Published online: 19 Nov 2023

Abstract

For a bounded linear operator, by local spectral theory methods, we study the property (bz), which means that the difference of the approximate point spectrum with the upper semi-Fredholm spectrum coincides with the set of all finite-range left poles. We will investigate this property under closed proper subspaces of X, also under the tensor product. In addition, the relationships of this property with other spectral properties are studied. Among others, we will obtain several characterizations for the operators that verify the property (bz) and show that the set of these operators is closed.

2020 Mathematics Subject Classification:

1. Introduction

It is well known that the spectral theory of linear operators (in special cases) has numerous applications in different fields; among others, we can mention its use in artificial intelligence, which develops the analysis of clustering algorithms and dimensionality reduction techniques (Saul, Weinberger, Ham, Sha, & Lee, Citation2006). On the other hand, spectral methods are being used to obtain information from massive data, focusing on the concept of the eigenvalue of a matrix, that is, a linear operator. See, for example (Chen, Chi, Fan, & Ma, Citation2021), The property (bz) allows us to discover various properties of the spectrum of an operator and was introduced by K. Ouidren and H. Zariouh in (Ben Ouidren & Zariouh, Citation2021) as a new variant of the classical Weyl’s theorem; they further show that it is an extension of the classical a-Browder theorem. The study of this property leads to discovery the relationship that the upper semi-Fredholm spectrum has with the Browder-type spectra, and these are related to the upper semi-Weyl spectrum in (Aponte, Macías, Sanabria, & Soto, Citation2020), thus yielding various results through the local spectral theory that allow the development of the Fredholm type operators theory, for instance, in (Ben Ouidren & Zariouh, Citation2022) is showing that property (bz) is equivalent to the localized SVEP checked outside the upper semi-Fredholm spectrum, in (Ben Ouidren, Ouahab, & Zariouh, Citation2023) and (Ben Ouidren & Zariouh, Citation2021), this property, (bz), has been extended to define new spectral properties, from which the coincidence between other classical spectra is obtained. In addition, in (Aponte, Macías, Sanabria, & Soto, Citation2021) the property (bz) is transmitted from an invertible Drazin operator to its reverse Drazin.

We see that this property (bz) has been developing, so it is interesting: to describe the spectral structure of an operator that verifies the property (bz) to obtain new relations with those given by the Weyl or Browder-type properties, to make simplifications in some calculations though restriction operator to a proper subspace, to study the transmission of this property (bz) to the tensor product of two factors that also verify it.

The purpose of this work is to deepen the operator theory, continuing the study of the property (bz), using several techniques of the local spectral theory. Specifically in:

Section 3. We see that property (bz) may be characterized in several ways; in particular, to describe the spectral structure of the operators that verify it, we characterize it by means of the quasi-nilpotent part, the hyper-range, and the hyper-kernel of an operator. Also, an interest characterization through the concept of interior-point will allow proving that the set of operators that verify the property (bz) is closed.

Section 4. In (Ben Ouidren & Zariouh, Citation2021) the properties (gbz),(WΠ00a) and (gWΠ00a) are introduced, here we study new relations between the property (bz) and those other three properties in order to obtain the conditions that give the equivalences among the four properties.

Section 5. We will investigate the property (bz) under a closed-proper subspace to simplify by its restriction on this subspace the computations of the operator in the space and thus obtain the properties enjoyed by the operator if its restriction operator verifies the property (bz).

Section 6. We analyze the sufficient conditions that allow to transfer of the property (bz) of two tensor factors T and S to their tensor product TS.

Section 7. We draw some conclusions.

2. Definitions and basic results

In this section, C is the space of complex numbers. For TL(X), the Banach algebra of all bounded linear operators on a complex Banach space X, we put by α(T) the dimension of ker T (the Kernel of T), by β(T) the co-dimension of T(X) (the range of T), p(T) the ascent of T and q(T) the descent of T, and the spectrum of T defined as; S(T)={C:IT is not invertible}.

For the classical and well-known spectra, we give the following notations; Ss(T),Se(T), Suf(T), Sp(T), Subf(T), Sbf(T), Sa(T), Sw(T), Suw(T), Slw(T), Subw(T), Sbw(T), Sub(T), Sb(T), Slb(T), Sd(T), Sld(T), indicating the spectrum of surjective, Fredholm, upper semi-Fredholm, point, upper semi B-Fredholm, B-Fredholm, approximate point, Weyl, upper semi-Weyl, lower semi-Weyl, upper semi B-Weyl, B-Weyl, upper semi-Browder, Browder, lower semi-Browder, Drazin invertible, left Drazin invertible, respectively. For more details, see (Aiena, Citation2018).

The quasi-nilpotent part is given for H0(T):={xX:limn(T)nx1/n=0}, the subspace hyper-range is (T)(X):=n=1(T)n(X), and the subspace hyper-kernel is N(T):=n=1ker (T)n.

The boundary of the spectrum is always contained in the approximate point spectrum; see [(Aiena, Citation2018), Theorem 1.12]. The B-Browder spectrum coincides with the Drazin invertible spectrum, and the upper semi-B-Browder spectrum coincides with the left Drazin invertible spectrum.

The dual of X is X:=L(X,C). For TL(X), we denote the classical dual operator of T, defined by (Tf)(X):=f(Tx)for all xX, fX.

By H(S(T)), we denote the set of all analytic functions defined in an open neighbourhood of S(T), and for fH(S(T)), we define f(T) as in the Riesz functional calculus.

We refer to (Aiena, Citation2018) for further details on notation and terminologies.

Definition 2.1

(Finch, Citation1975). The operator TL(X) possesses the single-valued extension property in 0C (abbreviated SVEP in 0) if for every open disc D with 0D, the only analytic function f:DX which satisfies the equation (IT)f()=0 for all D is the function f0.

An operator TL(X) possesses the SVEP if T possesses the SVEP in every point C.

TL(X) possesses the SVEP in every isolated point of the spectrum S(T) and at every point of the resolvent ρ(T)=CS(T), thus, in the border points of S(T). Moreover, by [(Aiena, Citation2004), Theorem 3.8], we get that (1) p(IT)<T possesses the SVEP in ,(1) and (2) q(IT)<T* possesses the SVEP in .(2)

It is easily seen, from definition 2.1, that (3) Sa(T)  does not cluster at T possesses the SVEP in ,(3) and (4) Ss(T) does not cluster at T*  possesses the SVEP in .(4)

Note that by [(Aiena, Citation2004), Theorem 2.31], we have that (5) H0(IT) is closedT possesses the SVEP in .(5)

We consider for TL(X) the set: Ξ(T)={C:T does not possess the SVEP in }.

Clearly, Ξ(T) is contained in the interior of the spectrum; according to the classical identity theorem for analytic functions, it follows that Ξ(T) is open. Thus, if T possesses the SVEP in all D(0,ϵ){0}, where D(0,ϵ) is an open disc centered at 0, then T also possesses the SVEP in 0.

Remark 2.2.

(1)-Equation(5) are equivalences, whenever IT is a quasi-Fredholm operator, see (Aiena, Citation2007), and in particular, when it is semi-Fredholm, semi B-Fredholm, left drazin invertible or right Drazin invertible.

If M, N closed linear sub-spaces of X, we define δ(M,N):=sup{dist (u,N):uM,u=1}, in the case M{0}, otherwise set δ({0},N)=0 for any subspace N. Then, the gap between M and N is then defined by δ̂(M,N):=max{δ(M,N),δ(N,M)}.

The function δ̂ is the gap metric on the set of all linear closed sub-spaces of X, see [(Kato, Citation1966), §2, Chapter iv], the convergence MnM is clearly defined by δ̂(Mn,M)0 as n.

Remark 2.3.

[(Müller, Citation2003), Chapter 10] If T(X) and Tn(X), (1n), are closed in X, and limn+ TnT=0, it turns out, δ̂(ker (Tn),ker (T))0 as n, and δ̂(Tn(X), T(X))0 as n. Therefore, dim (ker (Tn))= dim (ker (T)) and dim (Tn(X))= dim (T(X)), for all nN0.

In C, we denote by iso(A), acc (A) and (A), Cl(A), int (A), the isolate points, the accumulate points, the border points, the closure points, and interior points, respectively of AC.

Recall that TL(X) is said to be a-isoloid if iso(Sa(T))Sp(T). T verifies a-Browder’s theorem if Suw(T)=Sub(T), and T verifies a-Weyl’s theorem if Sa(T)Suw(T)=Π00a(T).

3. Further characterizations of property (bz)

In this part, we give some characterizations of the property (bz), or equivalently the property (gbz), see (Ben Ouidren & Zariouh, Citation2021), via local spectral theory methods; in particular, TL(X) verifies the property (bz), if and only if, T possesses the SVEP in the exterior of the upper semi-Fredholm spectrum. Among other results, we show that the set of operators that verify the property (bz) contains all its limit points; that is, it is closed.

Given TL(X), we define:

  • Π0a(T):={iso(Sa(T)):0<α(IT)}.

  • Π00a(T):={iso(Sa(T)):0<α(IT)<}.

  • δuf(T):=Sa(T)Suf(T).

  • δubf(T):=Sa(T)Subf(T).

  • P0a(T):=Sa(T)Sld(T).

  • P00a(T):=Sa(T)Sub(T).

Remark 3.1.

For TL(X), P0a(T) is the set of all left poles of T, and P00a(T) the set of all left poles of T having finite rank. Thus, P00a(T)P0a(T).

If P0a(T) then IT is left Drazin invertible and so p(IT)<. Then, IT has topological uniform descent (see (Grabiner, Citation1982), for definition and details), of which by [(Aiena & Sanabria, Citation2008), Corollary 4.8], IT is bounded below in a punctured disc centered at , so that iso(Sa(T)). Therefore, P0a(T)iso(Sa(T)). Consequently, int (P00a(T))=int (P0a(T))=.

Note that P00a(T)δuf(T), and as Subf(T)Sld(T) so P0a(T)δubf(T).

Definition 3.2

(Ben Ouidren & Zariouh, Citation2021). It is said that an operator TL(X) verifies:

  • property (bz) if δuf(T)=P00a(T).

  • property (gbz) if δubf(T)=P0a(T).

  • property (WΠ00a) if δuf(T)=Π00a(T).

  • property (gWΠ00a) if δubf(T)=Π0a(T).

Let us define the following sets to be used in the following.

  • Lbz(X):={TL(X): T satisfies property (bz)}.

  • Lgbz(X):={TL(X): T satisfies property (gbz)}.

  • LWΠ00a(X):={TL(X): T satisfies property (WΠ00a)}.

  • LgWΠ00a(X):={TL(X): T satisfies property (gWΠ00a)}.

Example 3.3.

Consider the projection operator PL(l2(N)), defined by P(x1,x2,)=(0,x2,x3,).

Note that S(P)=Sa(P)={0,1}, Suf(P)=Sub(P)={1} and Π00a(P)={0}. So, PLWΠ00a(X) and PLbz(X). Where X=l2(N).

For TLbz(X), the difference between the spectrum and the upper semi-Fredholm spectrum is contained in the surjective spectrum.

Theorem 3.4.

If TLbz(X), then S(T)=Suf(T)Ss(T).

Proof.

It is well known that S(T)=Ss(T)Sa(T)=Ξ(T)Ss(T). Since TLbz(X), it follows that, for Suf(T) the operator T possesses the SVEP in . Thus, we obtain that δuf(T)Ss(T), thus Sa(T)Suf(T)Ss(T). Therefore, S(T)=Suf(T)Ss(T).

The property (bz) can be characterized in several ways. In particular, the following theorem illustrates a part of the spectral structure of the operators belonging to Lbz(X).

Theorem 3.5.

Let TL(X). Then the following are equivalent:

  1. TLbz(X);

  2. int (δuf(T))=;

  3. δuf(T)(Sa(T));

  4. δuf(T)iso(Sa(T));

  5. δuf(T)acc (Sa(T))=;

  6. δuf(T)P0a(T);

  7. Sa(T)=Suf(T)iso(Sa(T));

  8. Sa(T)=Suf(T)(Sa(T));

  9. Suf(T)=Sub(T);

  10. Subf(T)=Sld(T).

Proof.

(i)(ii) Directly, suppose that TLbz(X), i.e., δuf(T)=P00a(T), then by Remark 3.1 result that int (δuf(T))=.

Conversely, assume int (δuf(T))=. Let 0δuf(T), if T does not possesses the SVEP at 0, then T does not possess the SVEP for all D(0,ϵ0), for some ϵ0>0, since Ξ(T) is an open set. Also, the set of operators upper semi-Fredholm is open, so there exists ϵ1>0 such that for all D(0,ϵ1), IT is upper semi-Fredholm. Now, if ϵ=min{ϵ0,ϵ1} then for every D(0,ϵ), IT has closed range, and so IT is not injective, otherwise, IT is bounded below and so T possesses the SVEP at , a contradiction. Consequently, D(0,ϵ)δuf(T), but this is impossible. We have to by hence, T possesses the SVEP in 0, and by Remark 2.2, it turns out that p(0IT)<, and so 0P00a(T). We deduce that δuf(T)P00a(T), so TLbz(X).

(i) (iii) It can be deduced from Remark 3.1.

(iv) (iii) (ii) From the definition of these sets, the result is clear.

(i)(iv) Suppose that TLbz(X), i.e., δuf(T)=P00a(T). Hence, we have to δuf(T)iso(Sa(T)).

(iv)(v) It is immediate.

(i)(vi) Directly, it is clear, since δuf(T)=P00a(T)P0a(T). Conversely, suppose δuf(T)P0a(T), so δuf(T)iso(Sa(T)), which is the item (iv). But, (iv) implies (ii) and this implies (i). Hence, (vi) implies (i).

(vii)(iv) Directly, it is clear. Conversely, assume that δuf(T)iso(Sa(T)), whereby, iso(Sa(T))=iso(Sa(T))δuf(T). But Suf(T)Sa(T), so that iso(Sa(T))Suf(T)=(iso(Sa(T))δuf(T))Suf(T)=Sa(T).

(viii)(iii) Directly, it is clear. Conversely, assume that δuf(T)(Sa(T)), since Suf(T)Sa(T), so; (Sa(T))Suf(T)=((Sa(T))δuf(T))Suf(T)=Sa(T). (i)(ix) Directly, suppose that Suf(T). Now, if Sa(T) it turns out that Sub(T), or, if Sa(T) so p(IT)=0 and so Sub(T). Hence, we deduce that Suf(T)=Sub(T). The reverse direction is clear.

(ix)(x) Since the properties (bz) and (gbz) are equivalent, the result is obtained by similar reasoning as in the previous test and taking into account that Subf(T)Subw(T)Sld(T)Sa(T).

The following theorem shows us other characterizations of the property (bz) through the quasi-nilpotent part, the hyper-range, and the hyper-kernel.

Theorem 3.6.

Let TL(X). Then the following are equivalent:

  1. TLbz(X);

  2. For δuf(T), there is v=v() such that H0(IT)=ker(IT)v;

  3. For δuf(T), H0(IT) is closed;

  4. For δuf(T), int (Sa(T));

  5. For δuf(T), H0(IT)K(IT)=;

  6. For δuf(T), N(IT)T(IT)=;

  7. For δuf(T), there is d=d() such that T|(IT)d(X) possesses the SVEP in , where the subspace (IT)d(X) is provided with the operator range topology;

  8. For δuf(T), there is d=d() such that T|(IT)d(X) is bounded below, where the subspace (IT)d(X) is provided with the operator range topology.

Proof.

(i) (ii) Since TLbz(X), each δuf(T) is a left pole of T. We have, by [(Aiena, Citation2018), Theorem 2.97], exists v=v() such that H0(IT)=kerv(IT).

(ii)(iii) It is clear.

(iii)(i) Let δuf(T), so by Remark 2.2, we get that p(IT)<, whereby P00a(T). We deduce that δuf(T)P00a(T). Thus, TLbz(X).

(i)(iv) It follows from the part (iv) of Theorem 3.5.

(i)(v) Directly, if TLbz(X), then T possesses the SVEP in δuf(T), so by [(Aiena, Citation2018), Theorem 2.60], we have that H0(IT)K(IT)=.

Conversely, if for all δuf(T) is H0(IT)K(IT)=, then, again by [(Aiena, Citation2018), Theorem 2.60], T possesses the SVEP in , and so by Remark 2.2, we have that p(IT)<. Therefore, P00a(T), we deduce that δuf(T)P00a(T), whereby TLbz(X).

(i)(vi) Directly, if TLbz(X), then for each δuf(T), we have that IT has topological uniform descent (see (Aiena, Citation2018) for the definition) and T possesses the SVEP in . Thus, by [(Aiena, Citation2018), Theorem 2.97] it turns out that N(IT)T(IT)=, for each δuf(T).

Conversely, if for all δuf(T) is N(IT)T(IT)=, then T possesses the SVEP for each δuf(T), see [(Aiena, Citation2018), Theorem 2.97]. In this way, TLbz(X).

(i)(vii) and (i)(viii), they are similar to (i)(vi).

Below we see that the property (bz) is transferred from T to f(T).

Theorem 3.7.

If TLbz(X) and fH(S(T)), then f(T)Lbz(X).

Proof.

Suppose that TLbz(X), then by Theorem 3.5 part (ix), we have that, Suf(T)=Sub(T). Let fH(S(T)), so f(Suf(T))=f(Sub(T)), thus by applying [(Aiena, Citation2018), Theorem 3.109], it follows that Suf(f(T))=Sub(f(T)). Therefore, f(T)Lbz(X).

In general Suw(f(T))f(Suw(T)). Now, we obtain:

Corollary 3.8.

If TLbz(X), then Suw(f(T))=f(Suw(T)).

Proof.

Let fH(S(T)) so by Theorem 3.7, we get that f(T)Lbz(X), whereby Suf(f(T))=Suw(f(T))=Sub(f(T)). Analogously, we have that Suf(T)=Suw(T)=Sub(T), but f is a function and Sub(f(T))=f(Sub(T)), it turns out that Suw(f(T))=f(Suw(T)).

Example 3.9.

TL(X) belongs to the class H(p) if there exists p:=p(), such that H0(IT)=ker(IT)p, for all C. Then, by Theorem 3.6 part (iii), it turns out that TLbz(X). Thus, we obtain that Theorems 3.5, 3.6 and 3.7 applies for T.

Example 3.10.

Let D be the open unit disk, 1<p<, and the Hardy space Hp(D). It is defined the Césaro operator by: (Cpf)():=10f(μ)(1μ)dμ,for  all fHp(D)  and  D.

Now, S(Cp)=Dp2, which is the closed disc centered at p2 and with radius p2, also Sa(Cp)=Dp2, see (Miller, Miller, & Smith, Citation1998). Clearly Cp possesses the SVEP in S(Cp)Sa(Cp), in this case Sa(Cp) is the border of S(Cp). Therefore, Cp possesses the SVEP and so verifies property (bz). As, iso(Sa(Cp))=, so by Theorem 3.5 part (vii), we have that Sa(Cp)=Suf(Cp)=Dp2, and by part (iv), we have that Sub(Cp)=Dp2. Actually the Theorems 3.5, 3.6 and 3.7 apply for Cp.

To close this section, we prove that the set of operators verifying the property (bz) is closed in L(X).

Theorem 3.11.

Let TL(X) and TnL(X) for each n1, such that limn+TnT=0. If for each n1, TnLbz(X), then TLbz(X).

Proof.

The set of upper semi-Fredholm operators is open in L(X), and its elements have closed rank. Let 0δuf(T), by convergence of Tn to T, there exists N0N such that 0Suf(Tn), for all nN0.

Since 0Sa(T), so 0<α(0IT), by Remark 2.3 it turns out that δ̂(ker (0ITn),ker (0IT))0 as n, and there exists N1N such that 0Sa(Tn), for all nN1. Thus, there exists N2N, such that int (δuf(T))int (δuf(Tn)), for all nN2.

By hypothesis TN2Lbz(X), thus by Theorem 3.5, result that int (δuf(TN2))=. This implies int (δuf(T))=. Therefore, by Theorem 3.5, we have that TLbz(X).

Note that if Tn is a sequence of operators on L(X), satisfying the hypothesis of Theorem 3.11, and fH(S(T)). So by Theorem 3.7, it follows that f(Tn) satisfies property (bz), so by Theorem 3.11, it turns out that f(T) verifies property (bz).

4. Some relations between properties (bz), (WΠ00a) and (gWΠ00a)

It is well known that (gWΠ00a)(WΠ00a)(bz). Now, in this section for TL(X) verifying property (bz), we look for conditions so that T satisfies the property (WΠ00a), equally the property (gWΠ00a). Thus, in the latter case it turns out that (gWΠ00a)(WΠ00a)(bz). Equivalence that allows correlating some of the results of the previous section. The results obtained in this section will be applied in the following two sections. The relationship between these properties and the a-Weyl’s theorem has already been studied. In particular, we have the following result.

Theorem 4.1

(Ben Ouidren & Zariouh, Citation2022). Let TL(X), then:

  1. TLWΠ00a(X) if and only if T verifies a-Weyl’s theorem and Suf(T)=Suw(T).

  2. TLgWΠ00a(X) if and only if T verifies generalized a-Weyl’s theorem and Subf(T)=Subw(T).

The property (bz) attains the property (WΠ00a), if each eigenvalue is a point of the upper semi-Fredholm resolvent. In effect.

Theorem 4.2.

If TLbz(X) and Sa(T)Sp(T)δuf(T), then TLWΠ00a(X).

Proof.

Assume that TLbz(X) and Sa(T)Sp(T)δuf(T). Let Π00a(T) so Sa(T)Sp(T) and so Suf(T). Now, as iso(Sa(T)) so T possesses the SVEP in , by Remark 2.2 it turns out that Sub(T). Therefore Π00a(T)P00a(T), thus Π00a(T)=P00a(T), but TLbz(X) i.e., δuf(T)=P00a(T). Therefore, TLWΠ00a(X).

The equivalence in Theorem 4.1 part (ii) is given if the approximate point spectrum has no isolated points and coincides with the upper semi-Fredholm spectrum.

Theorem 4.3.

Let TL(X) such that δuf(T)=iso(Sa(T))=, then TLgWΠ00a(X).

Proof.

From Π00a(T)=, we get that T verifies property (WΠ00a) and so property (bz), or equivalently property (gbz), i.e., δubf(T)=P0a(T). As, P0a(T)iso(Sa(T)) so δubf(T)=Π0a(T). Therefore, TLgWΠ00a(X).

Example 4.4.

Let T be the Césaro operator, thus by Example 3.10, we have that iso(Sa(T))=, Sa(T)=Suf(T)=Dp2. Note that Sp(T)=Sa(T), so by Theorem 4.2, we get that T verifies property (WΠ00a). Actually by Theorem 4.3, T verifies property (gWΠ00a).

Next, we see that properties (bz) and (gWΠ00a) are equivalent for the a-polaroid operators.

Theorem 4.5.

TLgWΠ00a(X) if:

  1. TLbz(X) and T is a-polaroid.

  2. TLbz(X), S(T)=Sa(T) and T is polaroid.

Proof.

(i) If TLbz(X) then TLgbz(X), whence δubf(T)=P0a(T). Since T is a-polaroid, it follows that P0a(T)Π0a(T). On the other hand, if Π0a(T), so is a polo of T, in this way Sd(T), so that Sld(T), whereby P0a(T). We conclude that P0a(T)=Π0a(T). Therefore, TLgWΠ00a(X).

(ii) It follows from hypothesis that ensure T is an a-polaroid operator which verifies property (bz). See part (i). ■

The following result is very important in order to obtain many applications.

Corollary 4.6.

Let TL(X) an a-polaroid operator verifying one of the conditions of Theorem 3.5 or 3.6, then TLgWΠ00a(X).

Generalizing the previous corollary, we have the following result.

Corollary 4.7.

Let TL(X) an a-polaroid operator verifying one of the conditions of Theorem 3.5 or 3.6. If fHnc(S(T)), then f(T) verifies property (gWΠ00a).

Proof.

By Theorem 3.7, we obtain that f(T)Lbz(X). Moreover, by [(Aiena, Aponte, & Balzan, Citation2010), Lemma 3.11], it turns out that f(T) is an a-polaroid operator. Therefore, by Theorem 4.5 it follows that f(T) verifies the property (gWΠ00a).

Recall that the a-polaroid condition implies the left polaroid condition. Now, the properties (bz) and (gWΠ00a) are equivalent for operators that are both left polaroid and a-isoloid. Indeed, we have the following result.

Theorem 4.8.

If TLbz(X) is an a-isoloid and left polaroid operator, then TLgWΠ00a(X).

Proof.

Since TLbz(X) so TLgbz(X), whereby δubf(T)=Sa(T)Sld(T). Thus, δubf(T)Π0a(T), because T is an a-isoloid operator. Note that Subf(T)Subw(T)Sld(T), and from T is an left polaroid operator, then we deduce that Π0a(T)δubf(T). Therefore, Π0a(T)=δubf(T) and TLgWΠ00a(X).

Example 4.9.

Every multiplier T of a semi-simple commutative Banach algebra A, is H(1), see (Aiena & Villafañe, Citation2005). Thus, as in the Example 3.9, we have that TLbz(X). Note that T is a polaroid operator. Also, if A is regular and Tauberian, then by [(Aiena, Citation2004), Corollary 5.88] result that S(T)=Sa(T). Thus, T is an a-polaroid operator. Now, if fHnc(S(T)), then by Corollary 4.7, we obtain that f(T) verifies property (gWΠ00a). Then, the Theorems 3.5, 3.6 and 3.7 apply for f(T).

5. The property (bz) and proper subspaces

Let W a proper closed subspace of X, and consider the set P(X,W)={TL(X):T(W)W,Tn0(X)W,n01}.

Let TP(X,W), TW denotes the restriction of T over the T-invariant subspace W of X. So in this section, we characterize the properties (bz) and (gWΠ00a) through the operator TW.

Now, following [(Aiena, Citation2004), Theorem 1.42], it is possible obtain a closed subspace T(X)=K(T), when T is a semi-Fredholm operator.

In (Carpintero, Gutiérrez, Rosas, & Sanabria, Citation2020), for TW several spectra derived from the classical Fredholm theory are studied, and the relationship between such spectra with the corresponding spectra of TL(X) is studied. In particular, we have the following theorem.

Theorem 5.1

(Carpintero et al., Citation2020). Let W be a proper closed subspace of X and TP(X,W). If 0, then:

  1. (IT)(X) is closed in X if and only if (ITW)(W) is closed in W.

  2. (ITW)n(W)=(IT)n(X)W for each n.

  3. T possesses the SVEP in if and only if TW possesses the SVEP in .

  4. α(IT)=α(ITW).

  5. p(IT)=p(ITW).

Let TP(X,W). If the operator TW is not an upper semi-Fredholm operator, then the property (bz) is transmitted from T to TW and vice-versa.

Theorem 5.2.

Let TP(X,W) such that 0Suf(TW). Then, TLbz(X) if and only if TWLbz(X).

Proof.

Let Suf(TW), so 0, whereby by parts (i) and (iv) of Theorem 5.1, we have that (IT)(X) is closed and α(IT)<, thus Suf(T). Thus, Suf(T)=Suf(TW). Now; TLbz(X) if and only if T possesses the SVEP at each Suf(T), equivalently by part (iii) of Theorem 5.1, TW possesses the SVEP at each Suf(TW) if and only if TWLbz(X).

In case that TW is an upper semi-Fredholm operator, i.e., 0Suf(TW), the above result is obtained if the operator T has infinite ascent or descent.

Theorem 5.3.

Let TP(X,W) such that q(T)=, or p(T)=. Then, TLbz(X) if and only if TWLbz(X).

Proof.

Since, q(T)= or p(T)=, so by [(Carpintero et al., Citation2020), Theorem 4.1] it turns out that Sa(TW)=Sa(T), Suf(T)=Suf(TW) and Sub(T)=Sub(TW). Then, the result follows from the definition of property (bz). ■

Example 5.4.

Let Rl2(N) be the unilateral right shift given by R(x1,x2,):=(0,x1,x2,),for all (xn)l2(N).

Note that 0Suf(R), thus W=R(l2(N)) is a proper closed subspace of l2(N). Clearly, RP(l2(N),W) and q(R)=. On the other hand, in [(Ben Ouidren & Zariouh, Citation2022), Example 2.2], we can see that R verifies property (bz). Therefore, by Theorem 5.3, RW verifies property (bz).

Corollary 5.5.

Let TL(X) be a semi-Fredholm operator with ascent or descent not finite. If T verifies one of the statements of Theorem 3.5 or 3.6, then there exists a proper closed subspace W of X such that TWLbz(X).

Proof.

By hypothesis T has ascent or descent not finite, so that T is not surjective, whereby W=T(X)=K(T) is a proper closed subspace of X. Note that TP(X,W). Also, by Theorem 3.5 or 3.6, we get that TLbz(X). Thus, by Theorem 5.3 it turns out that TWLbz(X).

Let TP(X,W) an a-polaroid operator. If the operator TW is not an upper semi-Fredholm operator, then the property (gWΠ00a) is transmitted from T to TW and vice-versa.

Theorem 5.6.

Let W be a proper closed subspace of X and TP(X,W) an a-polaroid operator such that 0Suf(TW). Then, TLgWΠ00a(X) if and only if TW verifies property (gWΠ00a).

Proof.

Directly. Suppose that TLgWΠ00a(X), thus by Theorem 4.5, TLbz(X), and then using Theorem 5.2, we get that TWLbz(X). Note that Sa(TW)=Sa(T), and as T is an a-polaroid operator, so by parts (ii) and (v) of Theorem 5.1, we deduce that TW is an a-polaroid operator. Hence, by Theorem 4.5, we obtain that TW verifies property (gWΠ00a).

Conversely, if TW verifies property (gWΠ00a), then TWLbz(X). Thus, by Theorem 5.2, we obtain that TLbz(X) and as T is an a-polaroid operator, so by Theorem 4.5, we have that TLgWΠ00a(X).

6. The property (bz) under tensor product

Given two Banach spaces X and Y. So, XY denote the completion (in some reasonable cross norm) of the tensor product of X with Y. Also, TSL(XY) denote the tensor product of TL(X) with SL(Y). There are studies on the conditions that allow transferring some spectral properties of two factors, T and S, to the tensor product TS; for example, the properties, called (gaz) and (Bv), are studied under the tensor product, see (Aponte, Jayanthi, Quiroz, & Vasanthakumar, Citation2022) and (Aponte, Jayanthi, et al., Citation2022), respectively.

In this section, we see how the property (bz) is transmitted, without conditions, from two tensor factors, T and S, until its tensor product TS. While the properties (WΠ00a) and (gWΠ00a) do require some conditions to perform the mentioned transmission.

In (Duggal, Djordjevic, & Kubrusly, Citation2010), for TL(X) and SL(Y), we see that the following properties are satisfied:

  1. Sa(TS)=Sa(T)Sa(S).

  2. Suf(TS)=Sa(S)Suf(T)Sa(T)Suf(S).

  3. iso(Sa(TS))iso(Sa(T))iso(Sa(S)){0}.

  4. Sub(TS)=Sa(T)Sub(S)Sub(T)Sa(S).

  5. If T, S and TS verify a-Browder’s theorem, then =μνP00a(TS) if μP00a(T) and νP00a(S). Also, Suw(TS)=Sa(T)Suw(S)Suw(T)Sa(S).

  6. TS satisfies a-Weyl’s theorem if T and S are a-isoloid operator satisfying a-Weyl’s theorem and Suw(TS)=Sa(T)Suw(S)Suw(T)Sa(S).

In the Next result, we see how the property (bz) is transmitted directly from two tensor factors to their tensor product.

Theorem 6.1.

If TLbz(X) and SLbz(Y). Then TS satisfies property (bz).

Proof.

By hypothesis it is obtained that Suf(T)=Sub(T) and Suf(S)=Sub(S). Then, using (iv) it follows that, Sub(TS)=Sa(T)Sub(S)Sub(T)Sa(S)=

Sa(T)Suf(S)Suf(T)Sa(S)=Suf(TS).Therefore, TS satisfies property (bz).

By Theorems 3.7 and 6.1, we get the next corollary.

Corollary 6.2.

Let TLbz(X) and SLbz(Y), if:

  1. fH(S(TS)), then f(TS) satisfies property bz;

  2. fH(S(T)), gH(S(S)), then f(T)g(S) satisfies property (bz).

Next, we see how the property (WΠ00a) is transmitted from two tensor factors, which are a-isoloid operators, to their tensor product.

Theorem 6.3.

Let TL(X) and SL(Y) be two a-isoloid operators. If T and S verify property (WΠ00a), then TS verifies property (WΠ00a).

Proof.

By hypothesis result that T and S verify property (bz), and so verify a-Browder’s theorem. Also, by Theorem 4.1 verify a-Weyl’s theorem.

On another hand, by Theorem 6.1, we get that TS verify property (bz), for that, Suf(TS)=Suw(TS)=Sub(TS).

Therefore, TS verifies a-Browder’s theorem, then by (v), we obtain that Suw(TS)=Sa(T)Suw(S)Suw(T)Sa(S).

This, together with the fact that T and S are a-isoloid verifying the a-Weyl’s theorem, it turns out that for (vi), TS verifies a-Weyl’s theorem.

Therefore, by Theorem 4.1, TS verifies property (WΠ00a).

Note that if TL(X) is finite a-isoloid, then Π00a(T)=Π0a(T), this together with the fact that 0 is an eigenvalue of the tensor product, allows to transmit the property (gWΠ00a) of two factors to its tensor product.

Theorem 6.4.

Let TL(X) and SL(Y) be two finitely a-isoloid operators such that 0Sp(TS). If T and S verify property (gWΠ00a), then TS satisfies property (gWΠ00a).

Proof.

To prove that TS satisfies property (gWΠ00a) it suffices to show, by [(Ben Ouidren & Zariouh, Citation2022), Corollary 2.9], that TS satisfies property (bz) and P0a(TS)=Π0a(TS). From the Theorem 6.1, TS satisfies property (bz).

Note that TS is a-isoloid, thus P0a(TS)Π0a(TS). On the other hand, as 0Sp(TS) so by (i), for iso(Sa(TS)), is 0=μν, for some μiso(Sa(T)) and νiso(Sa(S)), furthermore μΠ00a(T) and νΠ0a(S). From T and S verify property (gWΠ00a) and are finitely a-isoloid, so; Π00a(T)=Π0a(T)=P00a(T), Π00a(S)=Π0a(S)=P00a(S).

Now, we consider Π0a(TS), so =μν, with μΠ00a(T) and νΠ0a(S), whereby (by (v)) P00a(TS). Thus, Π0a(TS)P0a(TS). Therefore, TS verifies property (gWΠ00a).

Through the property (bz), the property (gWΠ00a) is transmitted to the tensor product from two factors, these factors being two a-polaroid operators.

Theorem 6.5.

Let TLbz(X) and SLbz(Y) be two a-polaroid operators, then TS verifies property (gWΠ00a).

Proof.

By Theorem 6.1, we obtain that TS verifies property (bz). Since T and S are a-polaroid operators, by [(Rashid, Citation2018), Lemma 2.6], we have that TS is a-polaroid. Therefore, by Theorem 4.8, we get that TS verifies property (gWΠ00a).

The above result is generalized by means of the Riesz calculation.

Theorem 6.6.

Let TLbz(X) and SLbz(Y) be two polaroid operators, such that S(T)=Sa(T) and S(S)=Sa(S), then:

  1. f(TS) satisfies property (gWΠ00a); where fHnc(S(TS)).

  2. f(T)g(S) satisfies property (gWΠ00a); where fHnc(S(T)), and gHnc(S(S)).

Proof.

(i) By [(Aiena & Villafañe, Citation2005), Theorem 3] we have that TS is polaroid, whereby by [(Aiena et al., Citation2010), Lemma 3.11] it turns out that f(TS) is polaroid. Note that S(TS)=Sa(TS) and so S(f(TS))=Sa(f(TS)).

Also, by Theorem 6.1, we get that TS verifies property (bz). Therefore, by Theorem 3.7, we obtain that f(TS) verifies property (bz). Therefore, by Theorem 4.5 part (ii), we get that f(TS) verifies property (gWΠ00a).

(ii) Note that f(T) and g(S) are polaroid operators and so a-polaroid, since S(f(T))=Sa(f(T)) and S(g(T))=Sa(g(T)). On another hand, by Theorem 3.7 we get that f(T) and g(S) verify property (bz). So, by Theorem 6.5, we conclude that f(T)g(S) verifies property (gWΠ00a).

Example 6.7.

Consider the group algebra L1(G), with Ga compact abelian group, thus L1(G) is a regular and Tauberian algebra, so by Example 4.9, result that every multiplier operator T is a polaroid operator, verifies property (bz) and S(T)=Sa(T). Particularly, this happens for two convolution operators Tμ and TνL1(G). Therefore, by Theorem 6.5, we get that TμTν verifies property (gWΠ00a). Furthermore, the Theorems 3.5, 3.6, 3.7 and 6.6, applies for TμTν. Also, by Corollary 3.8, it turns out that ρuw(TμTν) is a regularity.

7. Conclusions

  • The property (bz) is equivalent to the set of eigenvalues with the finite nullity of the operator having an empty topological interior. See Theorem 3.5.

  • The property (bz) and (gWΠ00a) are equivalent for operators a-polaroid. See Theorem 4.5.

  • The operator T and its restriction TW equivalently satisfy the property (bz) if the restriction is not an operator upper semi-Fredholm, or, if the ascent p(T) and descent q(T) are infinite. See Theorems 5.2 and 5.3.

  • The property (bz) is verified for the Riesz calculation. See Theorem 3.7.

  • The set of operators that verify the property (bz) is closed in L(X). See Theorem 3.11.

  • The property (bz) is transmitted to the tensor product of two factors if each factor satisfies the property (bz). See Theorem 6.1.

Statement on the use of AI

The authors declare that they have not used Artificial Intelligence (AI) in preparing this article.

Acknowledgements

We would like to thank the reviewers for their comments and corrections, which have improved the presentation of the article. We thank ESPOL professors Francisca Flores Nicolalde and Marcos Mendoza for their encouragement and support of mathematical research.

Disclosure statement

No potential conflict of interest was reported by the author(s).

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