Abstract
For a bounded linear operator, by local spectral theory methods, we study the property which means that the difference of the approximate point spectrum with the upper semi-Fredholm spectrum coincides with the set of all finite-range left poles. We will investigate this property under closed proper subspaces of also under the tensor product. In addition, the relationships of this property with other spectral properties are studied. Among others, we will obtain several characterizations for the operators that verify the property (bz) and show that the set of these operators is closed.
2020 Mathematics Subject Classification:
1. Introduction
It is well known that the spectral theory of linear operators (in special cases) has numerous applications in different fields; among others, we can mention its use in artificial intelligence, which develops the analysis of clustering algorithms and dimensionality reduction techniques (Saul, Weinberger, Ham, Sha, & Lee, Citation2006). On the other hand, spectral methods are being used to obtain information from massive data, focusing on the concept of the eigenvalue of a matrix, that is, a linear operator. See, for example (Chen, Chi, Fan, & Ma, Citation2021), The property (bz) allows us to discover various properties of the spectrum of an operator and was introduced by K. Ouidren and H. Zariouh in (Ben Ouidren & Zariouh, Citation2021) as a new variant of the classical Weyl’s theorem; they further show that it is an extension of the classical a-Browder theorem. The study of this property leads to discovery the relationship that the upper semi-Fredholm spectrum has with the Browder-type spectra, and these are related to the upper semi-Weyl spectrum in (Aponte, Macías, Sanabria, & Soto, Citation2020), thus yielding various results through the local spectral theory that allow the development of the Fredholm type operators theory, for instance, in (Ben Ouidren & Zariouh, Citation2022) is showing that property is equivalent to the localized checked outside the upper semi-Fredholm spectrum, in (Ben Ouidren, Ouahab, & Zariouh, Citation2023) and (Ben Ouidren & Zariouh, Citation2021), this property, (bz), has been extended to define new spectral properties, from which the coincidence between other classical spectra is obtained. In addition, in (Aponte, Macías, Sanabria, & Soto, Citation2021) the property (bz) is transmitted from an invertible Drazin operator to its reverse Drazin.
We see that this property (bz) has been developing, so it is interesting: to describe the spectral structure of an operator that verifies the property (bz) to obtain new relations with those given by the Weyl or Browder-type properties, to make simplifications in some calculations though restriction operator to a proper subspace, to study the transmission of this property (bz) to the tensor product of two factors that also verify it.
The purpose of this work is to deepen the operator theory, continuing the study of the property (bz), using several techniques of the local spectral theory. Specifically in:
Section 3. We see that property (bz) may be characterized in several ways; in particular, to describe the spectral structure of the operators that verify it, we characterize it by means of the quasi-nilpotent part, the hyper-range, and the hyper-kernel of an operator. Also, an interest characterization through the concept of interior-point will allow proving that the set of operators that verify the property (bz) is closed.
Section 4. In (Ben Ouidren & Zariouh, Citation2021) the properties and are introduced, here we study new relations between the property and those other three properties in order to obtain the conditions that give the equivalences among the four properties.
Section 5. We will investigate the property (bz) under a closed-proper subspace to simplify by its restriction on this subspace the computations of the operator in the space and thus obtain the properties enjoyed by the operator if its restriction operator verifies the property
Section 6. We analyze the sufficient conditions that allow to transfer of the property (bz) of two tensor factors and to their tensor product
Section 7. We draw some conclusions.
2. Definitions and basic results
In this section, is the space of complex numbers. For the Banach algebra of all bounded linear operators on a complex Banach space we put by the dimension of (the Kernel of ), by the co-dimension of (the range of ), the ascent of and the descent of and the spectrum of defined as;
For the classical and well-known spectra, we give the following notations; indicating the spectrum of surjective, Fredholm, upper semi-Fredholm, point, upper semi B-Fredholm, B-Fredholm, approximate point, Weyl, upper semi-Weyl, lower semi-Weyl, upper semi B-Weyl, B-Weyl, upper semi-Browder, Browder, lower semi-Browder, Drazin invertible, left Drazin invertible, respectively. For more details, see (Aiena, Citation2018).
The quasi-nilpotent part is given for the subspace hyper-range is and the subspace hyper-kernel is
The boundary of the spectrum is always contained in the approximate point spectrum; see [(Aiena, Citation2018), Theorem 1.12]. The B-Browder spectrum coincides with the Drazin invertible spectrum, and the upper semi-B-Browder spectrum coincides with the left Drazin invertible spectrum.
The dual of is For we denote the classical dual operator of defined by
By we denote the set of all analytic functions defined in an open neighbourhood of and for we define as in the Riesz functional calculus.
We refer to (Aiena, Citation2018) for further details on notation and terminologies.
Definition 2.1
(Finch, Citation1975). The operator possesses the single-valued extension property in (abbreviated in ) if for every open disc with the only analytic function which satisfies the equation for all is the function
An operator possesses the if possesses the in every point
possesses the in every isolated point of the spectrum and at every point of the resolvent thus, in the border points of Moreover, by [(Aiena, Citation2004), Theorem 3.8], we get that (1) (1) and (2) (2)
It is easily seen, from definition 2.1, that (3) (3) and (4) (4)
Note that by [(Aiena, Citation2004), Theorem 2.31], we have that (5) (5)
We consider for the set:
Clearly, is contained in the interior of the spectrum; according to the classical identity theorem for analytic functions, it follows that is open. Thus, if possesses the in all where is an open disc centered at then also possesses the in
Remark 2.2.
(1)-Equation(5)(5) (5) are equivalences, whenever is a quasi-Fredholm operator, see (Aiena, Citation2007), and in particular, when it is semi-Fredholm, semi B-Fredholm, left drazin invertible or right Drazin invertible.
If closed linear sub-spaces of we define in the case otherwise set for any subspace Then, the gap between and is then defined by
The function is the gap metric on the set of all linear closed sub-spaces of see [(Kato, Citation1966), §2, Chapter iv], the convergence is clearly defined by as
Remark 2.3.
[(Müller, Citation2003), Chapter 10] If and are closed in and it turns out, as and as Therefore, dim dim and dim dim for all
In we denote by and the isolate points, the accumulate points, the border points, the closure points, and interior points, respectively of
Recall that is said to be a-isoloid if verifies a-Browder’s theorem if and verifies a-Weyl’s theorem if
3. Further characterizations of property (bz)
In this part, we give some characterizations of the property or equivalently the property see (Ben Ouidren & Zariouh, Citation2021), via local spectral theory methods; in particular, verifies the property if and only if, possesses the in the exterior of the upper semi-Fredholm spectrum. Among other results, we show that the set of operators that verify the property contains all its limit points; that is, it is closed.
Given we define:
Remark 3.1.
For is the set of all left poles of and the set of all left poles of having finite rank. Thus,
If then is left Drazin invertible and so Then, has topological uniform descent (see (Grabiner, Citation1982), for definition and details), of which by [(Aiena & Sanabria, Citation2008), Corollary 4.8], is bounded below in a punctured disc centered at so that Therefore, Consequently,
Note that and as so
Definition 3.2
(Ben Ouidren & Zariouh, Citation2021). It is said that an operator verifies:
property (bz) if
property (gbz) if
property if
property if
Let us define the following sets to be used in the following.
Example 3.3.
Consider the projection operator defined by
Note that and So, and Where
For the difference between the spectrum and the upper semi-Fredholm spectrum is contained in the surjective spectrum.
Theorem 3.4.
If , then
Proof.
It is well known that Since it follows that, for the operator possesses the in Thus, we obtain that thus Therefore, ■
The property (bz) can be characterized in several ways. In particular, the following theorem illustrates a part of the spectral structure of the operators belonging to
Theorem 3.5.
Let Then the following are equivalent:
Proof.
Directly, suppose that i.e., then by Remark 3.1 result that
Conversely, assume Let if does not possesses the at then does not possess the for all for some since is an open set. Also, the set of operators upper semi-Fredholm is open, so there exists such that for all is upper semi-Fredholm. Now, if then for every has closed range, and so is not injective, otherwise, is bounded below and so possesses the at a contradiction. Consequently, but this is impossible. We have to by hence, possesses the in and by Remark 2.2, it turns out that and so We deduce that so
It can be deduced from Remark 3.1.
From the definition of these sets, the result is clear.
Suppose that i.e., Hence, we have to
It is immediate.
Directly, it is clear, since Conversely, suppose so which is the item But, implies and this implies Hence, implies
Directly, it is clear. Conversely, assume that whereby, But so that
Directly, it is clear. Conversely, assume that since so; Directly, suppose that Now, if it turns out that or, if so and so Hence, we deduce that The reverse direction is clear.
Since the properties and are equivalent, the result is obtained by similar reasoning as in the previous test and taking into account that ■
The following theorem shows us other characterizations of the property (bz) through the quasi-nilpotent part, the hyper-range, and the hyper-kernel.
Theorem 3.6.
Let . Then the following are equivalent:
;
For , there is such that ;
For is closed;
For ;
For ;
For ;
For , there is such that possesses the in , where the subspace is provided with the operator range topology;
For , there is such that is bounded below, where the subspace is provided with the operator range topology.
Proof.
Since each is a left pole of We have, by [(Aiena, Citation2018), Theorem 2.97], exists such that
It is clear.
Let so by Remark 2.2, we get that whereby We deduce that Thus,
It follows from the part of Theorem 3.5.
Directly, if then possesses the in so by [(Aiena, Citation2018), Theorem 2.60], we have that
Conversely, if for all is then, again by [(Aiena, Citation2018), Theorem 2.60], possesses the in and so by Remark 2.2, we have that Therefore, we deduce that whereby
Directly, if then for each we have that has topological uniform descent (see (Aiena, Citation2018) for the definition) and possesses the in Thus, by [(Aiena, Citation2018), Theorem 2.97] it turns out that for each
Conversely, if for all is then possesses the for each see [(Aiena, Citation2018), Theorem 2.97]. In this way,
and they are similar to ■
Below we see that the property is transferred from to
Theorem 3.7.
If and , then
Proof.
Suppose that then by Theorem 3.5 part (ix), we have that, Let so thus by applying [(Aiena, Citation2018), Theorem 3.109], it follows that Therefore, ■
In general Now, we obtain:
Corollary 3.8.
If , then
Proof.
Let so by Theorem 3.7, we get that whereby Analogously, we have that but f is a function and it turns out that ■
Example 3.9.
belongs to the class H(p) if there exists such that for all Then, by Theorem 3.6 part (iii), it turns out that Thus, we obtain that Theorems 3.5, 3.6 and 3.7 applies for
Example 3.10.
Let be the open unit disk, and the Hardy space It is defined the Césaro operator by:
Now, which is the closed disc centered at and with radius also see (Miller, Miller, & Smith, Citation1998). Clearly Cp possesses the in in this case is the border of Therefore, Cp possesses the and so verifies property (bz). As, so by Theorem 3.5 part (vii), we have that and by part (iv), we have that Actually the Theorems 3.5, 3.6 and 3.7 apply for Cp.
To close this section, we prove that the set of operators verifying the property (bz) is closed in
Theorem 3.11.
Let and for each , such that lim. If for each , then
Proof.
The set of upper semi-Fredholm operators is open in and its elements have closed rank. Let by convergence of to there exists such that for all
Since so by Remark 2.3 it turns out that as and there exists such that for all Thus, there exists such that
By hypothesis thus by Theorem 3.5, result that This implies Therefore, by Theorem 3.5, we have that ■
Note that if is a sequence of operators on satisfying the hypothesis of Theorem 3.11, and So by Theorem 3.7, it follows that satisfies property (bz), so by Theorem 3.11, it turns out that verifies property (bz).
4. Some relations between properties (bz), and
It is well known that Now, in this section for verifying property we look for conditions so that satisfies the property equally the property Thus, in the latter case it turns out that Equivalence that allows correlating some of the results of the previous section. The results obtained in this section will be applied in the following two sections. The relationship between these properties and the a-Weyl’s theorem has already been studied. In particular, we have the following result.
Theorem 4.1
(Ben Ouidren & Zariouh, Citation2022). Let , then:
if and only if verifies a-Weyl’s theorem and
if and only if verifies generalized a-Weyl’s theorem and
The property (bz) attains the property if each eigenvalue is a point of the upper semi-Fredholm resolvent. In effect.
Theorem 4.2.
If and , then
Proof.
Assume that and Let so and so Now, as so possesses the in by Remark 2.2 it turns out that Therefore thus but i.e., Therefore, ■
The equivalence in Theorem 4.1 part (ii) is given if the approximate point spectrum has no isolated points and coincides with the upper semi-Fredholm spectrum.
Theorem 4.3.
Let such that , then
Proof.
From we get that verifies property and so property (bz), or equivalently property (gbz), i.e., As, so Therefore, ■
Example 4.4.
Let be the Césaro operator, thus by Example 3.10, we have that Note that so by Theorem 4.2, we get that verifies property Actually by Theorem 4.3, verifies property
Next, we see that properties (bz) and are equivalent for the a-polaroid operators.
Theorem 4.5.
if:
and is a-polaroid.
and is polaroid.
Proof.
(i) If then whence Since is a-polaroid, it follows that On the other hand, if so is a polo of in this way so that whereby We conclude that Therefore,
(ii) It follows from hypothesis that ensure is an a-polaroid operator which verifies property (bz). See part (i). ■
The following result is very important in order to obtain many applications.
Corollary 4.6.
Let an a-polaroid operator verifying one of the conditions of Theorem 3.5 or 3.6, then
Generalizing the previous corollary, we have the following result.
Corollary 4.7.
Let an a-polaroid operator verifying one of the conditions of Theorem 3.5 or 3.6. If , then verifies property
Proof.
By Theorem 3.7, we obtain that Moreover, by [(Aiena, Aponte, & Balzan, Citation2010), Lemma 3.11], it turns out that is an a-polaroid operator. Therefore, by Theorem 4.5 it follows that verifies the property ■
Recall that the a-polaroid condition implies the left polaroid condition. Now, the properties (bz) and are equivalent for operators that are both left polaroid and a-isoloid. Indeed, we have the following result.
Theorem 4.8.
If is an a-isoloid and left polaroid operator, then
Proof.
Since so whereby Thus, because is an a-isoloid operator. Note that and from is an left polaroid operator, then we deduce that Therefore, and
Example 4.9.
Every multiplier of a semi-simple commutative Banach algebra A, is H(1), see (Aiena & Villafañe, Citation2005). Thus, as in the Example 3.9, we have that Note that is a polaroid operator. Also, if A is regular and Tauberian, then by [(Aiena, Citation2004), Corollary 5.88] result that Thus, is an a-polaroid operator. Now, if then by Corollary 4.7, we obtain that verifies property Then, the Theorems 3.5, 3.6 and 3.7 apply for
5. The property (bz) and proper subspaces
Let a proper closed subspace of and consider the set
Let denotes the restriction of over the -invariant subspace of So in this section, we characterize the properties (bz) and through the operator
Now, following [(Aiena, Citation2004), Theorem 1.42], it is possible obtain a closed subspace when is a semi-Fredholm operator.
In (Carpintero, Gutiérrez, Rosas, & Sanabria, Citation2020), for several spectra derived from the classical Fredholm theory are studied, and the relationship between such spectra with the corresponding spectra of is studied. In particular, we have the following theorem.
Theorem 5.1
(Carpintero et al., Citation2020). Let be a proper closed subspace of and . If , then:
is closed in if and only if is closed in
for each n.
possesses the in if and only if possesses the in
Let If the operator is not an upper semi-Fredholm operator, then the property (bz) is transmitted from to and vice-versa.
Theorem 5.2.
Let such that . Then, if and only if
Proof.
Let so whereby by parts (i) and (iv) of Theorem 5.1, we have that is closed and thus Thus, Now; if and only if possesses the at each equivalently by part (iii) of Theorem 5.1, possesses the at each if and only if ■
In case that is an upper semi-Fredholm operator, i.e., the above result is obtained if the operator has infinite ascent or descent.
Theorem 5.3.
Let such that Then, if and only if
Proof.
Since, or so by [(Carpintero et al., Citation2020), Theorem 4.1] it turns out that and Then, the result follows from the definition of property (bz). ■
Example 5.4.
Let be the unilateral right shift given by
Note that thus is a proper closed subspace of Clearly, and On the other hand, in [(Ben Ouidren & Zariouh, Citation2022), Example 2.2], we can see that R verifies property (bz). Therefore, by Theorem 5.3, verifies property (bz).
Corollary 5.5.
Let be a semi-Fredholm operator with ascent or descent not finite. If verifies one of the statements of Theorem 3.5 or 3.6, then there exists a proper closed subspace of such that
Proof.
By hypothesis has ascent or descent not finite, so that is not surjective, whereby is a proper closed subspace of Note that Also, by Theorem 3.5 or 3.6, we get that Thus, by Theorem 5.3 it turns out that ■
Let an a-polaroid operator. If the operator is not an upper semi-Fredholm operator, then the property is transmitted from to and vice-versa.
Theorem 5.6.
Let be a proper closed subspace of and an a-polaroid operator such that . Then, if and only if verifies property
Proof.
Directly. Suppose that thus by Theorem 4.5, and then using Theorem 5.2, we get that Note that and as is an a-polaroid operator, so by parts (ii) and (v) of Theorem 5.1, we deduce that is an a-polaroid operator. Hence, by Theorem 4.5, we obtain that verifies property
Conversely, if verifies property then Thus, by Theorem 5.2, we obtain that and as is an a-polaroid operator, so by Theorem 4.5, we have that
6. The property (bz) under tensor product
Given two Banach spaces and So, denote the completion (in some reasonable cross norm) of the tensor product of with Also, denote the tensor product of with There are studies on the conditions that allow transferring some spectral properties of two factors, and to the tensor product for example, the properties, called (gaz) and (Bv), are studied under the tensor product, see (Aponte, Jayanthi, Quiroz, & Vasanthakumar, Citation2022) and (Aponte, Jayanthi, et al., Citation2022), respectively.
In this section, we see how the property (bz) is transmitted, without conditions, from two tensor factors, and until its tensor product While the properties and do require some conditions to perform the mentioned transmission.
In (Duggal, Djordjevic, & Kubrusly, Citation2010), for and we see that the following properties are satisfied:
If and verify a-Browder’s theorem, then if and Also,
satisfies a-Weyl’s theorem if and are a-isoloid operator satisfying a-Weyl’s theorem and
In the Next result, we see how the property (bz) is transmitted directly from two tensor factors to their tensor product.
Theorem 6.1.
If and . Then satisfies property (bz).
Proof.
By hypothesis it is obtained that and Then, using (iv) it follows that,
Therefore, satisfies property ■
By Theorems 3.7 and 6.1, we get the next corollary.
Corollary 6.2.
Let , if:
, then satisfies property ;
, then satisfies property
Next, we see how the property is transmitted from two tensor factors, which are -isoloid operators, to their tensor product.
Theorem 6.3.
Let be two -isoloid operators. If verify property , then verifies property
Proof.
By hypothesis result that and verify property and so verify a-Browder’s theorem. Also, by Theorem 4.1 verify -Weyl’s theorem.
On another hand, by Theorem 6.1, we get that verify property for that,
Therefore, -Browder’s theorem, then by (v), we obtain that
This, together with the fact that are -isoloid verifying the -Weyl’s theorem, it turns out that for (vi), -Weyl’s theorem.
Therefore, by Theorem 4.1, verifies property ■
Note that if is finite -isoloid, then this together with the fact that is an eigenvalue of the tensor product, allows to transmit the property of two factors to its tensor product.
Theorem 6.4.
Let be two finitely -isoloid operators such that . If and verify property , then satisfies property
Proof.
To prove that satisfies property it suffices to show, by [(Ben Ouidren & Zariouh, Citation2022), Corollary 2.9], that satisfies property and From the Theorem 6.1, satisfies property
Note that is -isoloid, thus On the other hand, as so by (i), for is for some furthermore From and verify property and are finitely -isoloid, so;
Now, we consider so with whereby (by (v)) Thus, Therefore, verifies property ■
Through the property the property is transmitted to the tensor product from two factors, these factors being two -polaroid operators.
Theorem 6.5.
Let be two -polaroid operators, then verifies property
Proof.
By Theorem 6.1, we obtain that verifies property Since are -polaroid operators, by [(Rashid, Citation2018), Lemma 2.6], we have that is -polaroid. Therefore, by Theorem 4.8, we get that verifies property ■
The above result is generalized by means of the Riesz calculation.
Theorem 6.6.
Let be two polaroid operators, such that and , then:
satisfies property ; where
satisfies property ; where , and
Proof.
(i) By [(Aiena & Villafañe, Citation2005), Theorem 3] we have that is polaroid, whereby by [(Aiena et al., Citation2010), Lemma 3.11] it turns out that is polaroid. Note that and so
Also, by Theorem 6.1, we get that verifies property Therefore, by Theorem 3.7, we obtain that verifies property Therefore, by Theorem 4.5 part (ii), we get that verifies property
(ii) Note that are polaroid operators and so -polaroid, since and On another hand, by Theorem 3.7 we get that and verify property So, by Theorem 6.5, we conclude that verifies property ■
Example 6.7.
Consider the group algebra with a compact abelian group, thus is a regular and Tauberian algebra, so by Example 4.9, result that every multiplier operator is a polaroid operator, verifies property Particularly, this happens for two convolution operators and Therefore, by Theorem 6.5, we get that verifies property Furthermore, the Theorems 3.5, 3.6, 3.7 and 6.6, applies for Also, by Corollary 3.8, it turns out that is a regularity.
7. Conclusions
The property is equivalent to the set of eigenvalues with the finite nullity of the operator having an empty topological interior. See Theorem 3.5.
The property and are equivalent for operators a-polaroid. See Theorem 4.5.
The operator and its restriction equivalently satisfy the property if the restriction is not an operator upper semi-Fredholm, or, if the ascent and descent are infinite. See Theorems 5.2 and 5.3.
The property is verified for the Riesz calculation. See Theorem 3.7.
The set of operators that verify the property is closed in See Theorem 3.11.
The property is transmitted to the tensor product of two factors if each factor satisfies the property See Theorem 6.1.
Statement on the use of AI
The authors declare that they have not used Artificial Intelligence (AI) in preparing this article.
Acknowledgements
We would like to thank the reviewers for their comments and corrections, which have improved the presentation of the article. We thank ESPOL professors Francisca Flores Nicolalde and Marcos Mendoza for their encouragement and support of mathematical research.
Disclosure statement
No potential conflict of interest was reported by the author(s).
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