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Theme: Mood disorders - Review

A ‘family affair’? The impact of family psychoeducational interventions on depression

, , , , &
Pages 83-92 | Published online: 09 Jan 2014

Abstract

Major depressive disorder is reported to be the most common mental disorder, and one of the leading causes of disability-adjusted life years. It causes high levels of family burden and of expressed emotions. Research interest in family functioning in mental disorders has recently shifted from schizophrenia to unipolar and bipolar affective disorders. However, studies on family burden and on the effect of family psychoeducational interventions on major depression are still very few in number and lack a rigorous methodology, clear outcome measures and adequate follow-ups. Despite this, the few available studies on the efficacy of psychoeducational family intervention in unipolar major depression have had promising results. A comprehensive management of unipolar major depression should include psychoeducational family intervention.

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All other clinicians completing this activity will be issued a certificate of participation. To participate in this journal CME activity: (1) review the learning objectives and author disclosures; (2) study the education content; (3) take the post-test with a 70% minimum passing score and complete the evaluation at http://www.medscape.org/journal/expertneurothera; (4) view/print certificate.

Release date: December 9, 2011; Expiration date: December 9, 2012

Learning objectives

Upon completion of this activity, participants should be able to:

  • • Describe the family burden associated with MDD, based on a review

  • • Describe the effect of family environment on outcomes of MDD, based on a review

  • • Describe specific psychoeducational family interventions that may be useful in management of unipolar major depression, based on a review

Financial & competing interests disclosure

EDITOR

Elisa Manzotti,Editorial Director, Future Science Group, London, UK

Disclosure:Elisa Manzotti has disclosed no relevant financial relationships.

CME AUTHOR

Laurie Barclay, MD,Freelance writer and reviewer, Medscape, LLC

Disclosure:Laurie Barclay, MD, has disclosed no relevant financial relationships.

AUTHORS

Mario Luciano,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Mario Luciano has disclosed no relevant financial relationships.

Valeria Del Vecchio,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Valeria Del Vecchio has disclosed no relevant financial relationships.

Domenico Giacco,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Domenico Giacco has disclosed no relevant financial relationships.

Corrado De Rosa,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Corrado De Rosa has disclosed no relevant financial relationships.

Claudio Malangone,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Claudio Malangone has disclosed no relevant financial relationships.

Andrea Fiorillo,Department of Psychiatry, University of Naples SUN, Largo Madonna delle Grazie, 80138, Naples, Italy

Disclosure:Andrea Fiorillo has disclosed no relevant financial relationships.

Major depressive disorder is reported to be the most common mental disorder, with a lifetime prevalence in the community ranging from 8 to 12% Citation[1,2]. According to the WHO Citation[3], it is the leading cause of years lived with disability, and in the year 2020 will be the third cause of disability-adjusted life years lost worldwide, following HIV/AIDS and ischemic heart disease.

Major depression has been reported to cause high levels of family distress, although this association has not been fully explored, as it has been for other severe mental disorders, such as schizophrenia Citation[4] and bipolar disorder Citation[5]. Family burden refers to the psychological, emotional, financial, social and physical difficulties experienced by those who take care of a mentally ill person. Two dimensions of family burden have been identified Citation[6]. Objective burden includes the practical difficulties of the caring process, such as difficulties in work activities, problems in marital roles, financial constraints and social isolation; subjective burden is related to the psychological distress experienced by relatives as a consequence of the illness, such as guilt, feelings of loss, depression, insomnia and anxiety Citation[7].

The most frequently reported family problems in major depression are: financial difficulties, which are due to both loss of productivity of patients and caregivers and to the direct costs of treating depression; reduction in leisure and social activities; difficulties in marital roles; emotional exhaustion; worries about the future; high levels of anxiety and depression, feelings of not being able to bear the situation any longer; and insomnia Citation[8–11]. Moreover, a direct correlation between family burden and patients’ adherence to treatments has been found in this disorder Citation[12]; psychosocial interventions, such as family psychoeducational interventions, have been effective in improving patients’ compliance to medications.

Family functioning in major depression

The impact of major depression on the wellbeing of family members has been relatively neglected for many years Citation[13]. Studies carried out since the 1980s have been mostly focused on relatives of patients with schizophrenia, bipolar disorder or dementia, and only recently studies have explored the effect of depression on family environments and functioning. Available studies show that the family environment can play an important role in determining the course, and the long-term outcome of major depression Citation[14]. The outcome of depressed patients living in highly burdened families is poorer at 1, 4 and 6 years, when compared with patients with low levels of family difficulties Citation[15–18].

Research on the expressed emotions (EE) of families of patients with major depression has shown that relapses are predicted by high EE levels Citation[19]. Mino et al. reported in a sample of 39 relatives of patients with mood disorders, that patients living in families with high levels of critical comments and with emotional overinvolvement have a poorer clinical outcome Citation[20]. In a study carried out by Kronmüller et al., EE was found to be significantly associated with poor satisfaction with the marital role, but no significant relationship with outcome was found at 10-year follow-up Citation[21]. Fadden et al. reported a significant reduction in social activities in the spouses of patients with depression, which was particularly marked if the patient was male Citation[22]. In this particular study, the main cause of spouses’ social discomfort was embarrassment in public places and reluctance to tell people about the patient’s mental disorder. Moreover, partners reported difficulties in sexual activities and in dealing with depressive symptoms. They felt that they could not cope with the situation any longer and expressed the need to find a ‘way out’.

A more recent study evaluated the risk of developing a psychiatric disorder in a sample of 151 partners of people affected by a mental disorder, including schizophrenia, depression and anxiety disorders Citation[11]. The results show that 41% of partners met the criteria for at least one psychiatric disorder, with a significant gender difference (52% of women vs 32% of men). Additionally, 25% of partners fulfilled the criteria for more than one psychiatric diagnosis. In this study, the type and duration of the patient’s illness did not predict prevalence rates of any psychiatric disorder in the spouse of a mentally ill person.

In a study conducted by Angermeyer et al., 133 spouses of persons with mental disorders reported a significant reduction in wellbeing and quality of life, with a significant correlation between their quality of life and patients’ social functioning Citation[10]. Surprisingly, the poor quality of life reported by spouses of patients with schizophrenia did not significantly differ from that of spouses of patients with depression or anxiety disorders.

Recently, our research group carried out a study in 30 Italian randomly selected mental health centers and in a large sample of relatives of patients with major depression Citation[9]. We showed that the most troublesome practical consequences of taking care of a depressed patient were a reduction in leisure and social activities, while a sense of loss and worries about the future were the most frequently reported psychological difficulties. In this study, factors influencing family burden were a low education level (of both patients and key relatives), more severe symptoms, a worse social functioning and a greater number of previous voluntary and compulsory hospitalizations. Key relatives who received more support from their social network and mental health professionals had lower levels of family burden.

A summary of studies on the effects of major depression on the functioning of adult relatives is reported in .

Unlike the difficulties experienced by adult relatives, those reported by children and adolescents living with patients with major depression have been explored in several studies Citation[23]. It has been shown that major depression influences parenting skills, especially in affected mothers Citation[24], with a reduction of children’s psychological wellbeing Citation[23]. Epidemiological data show that children of parents with major depression have a four-times higher risk of developing an affective episode, and that 64% of them develop psychological problems during life Citation[25]. Moreover, school-aged children of mothers with severe depressive symptoms are more likely to experience emotional distress, depression and anxiety.

A number of empirically supported psychological therapies for mood disorders in adults have been developed to address relatives’ difficulties in caring for a patient with major depression Citation[26]. However, the most commonly used psychosocial techniques – such as cognitive–behavioral intervention, individual psychoeducation, strategies aimed at improving patient’s social relationships and the so-called passive individual psychoeducation – have mainly addressed patients’ personal functioning Citation[27]. Little is known about the efficacy of family psychoeducational approaches on major depression.

Family psychoeducational interventions

Approximately 60% of seriously mentally ill persons worldwide live with their families, who often experience high levels of stress and of practical and psychological family burden Citation[28]. A number of studies on the efficacy of family interventions in schizophrenia Citation[29–31] have been conducted over the past 30 years, following research on EE Citation[32], family burden and stress-vulnerability theories Citation[33]. Different models of family intervention have been developed to meet the different family needs, and they include psychoeducation, family education, family consultation, family support, advocacy and family systemic therapy Citation[34]. Among these models, family psychoeducational intervention received the best empirical support by randomized controlled trials and meta-analyses Citation[35,36] in families of patients with schizophrenia. More recently, the efficacy of this intervention has been proved in other major mental disorders, such as bipolar disorder and major depression.

The different models of family psychoeducational interventions share the general goals of reducing relapses and improving the quality of life of patients and their family members by: providing the whole family with information about diagnosis, symptoms, signs, etiology, course and treatment, including medications and the management of their side effects; improving communication patterns within the family; enhancing the family’s problem-solving and coping strategies; encouraging relatives’ involvement in social activities outside the family; and focusing on the management of practical daily issues Citation[37]. The models mainly differ in program elements, including: the location of service provision (i.e., home, clinic, outpatient unit and hospital); the length of the intervention; the type of involved professionals; the content emphasized and the information provided; the focus on problem-solving, communication skills or behavioral management; the use of a single versus multiple-family approach; the involvement of relatives; and the way the information is delivered.

Studies comparing the different family psychoeducational models have not demonstrated which is the most effective. However, since the models have so much in common, this distinction is only artificial and not possible on scientific grounds Citation[38].

Aims

This review aims to: first, describe the caregiving consequences of major depression; second, report on the available models of family psychoeducational interventions; and third, review the studies on the efficacy of family psychoeducational interventions for people with major depression and their relatives. Implications for research will also be discussed.

This will not be a systematic review on the use of family psychoeducational intervention in patients with major depression, but rather an overview of recent evidence on this topic. The studies that focus on children and youth have been excluded from our analysis.

Methods

The PubMed database and the references of chapters and journal articles were searched using the following keywords: “family psychoeducation”, “family intervention”, “family treatments”, “psychosocial interventions”, “psychoeducation”, “depression” and “unipolar major depression”.

All articles published from 1985 to 2011 were considered. All relevant articles that were methodologically sound have been cited. Studies were included if: the methodology was clearly described; family psychoeducational intervention was properly described; the study design included a control group and if the articles were written in English. Studies were excluded if: the patients were under 18 years or over 65 years of age; the intervention was mainly focused on parenting skills; and the intervention was performed as an integrated treatment and not as a preventive intervention.

The studies on effects of major depression on the wellbeing of underage children have been excluded from this review as psychoeducational interventions including children are substantially different from those carried out with adults only Citation[39]. Moreover, this phenomenon has already been explored in several studies, drawing definitive conclusions on its efficacy Citation[40–42]. The magnitude of this phenomenon, as well as lessons for clinical practice, have been clearly described in an updated recent work Citation[43].

Results

In the literature search, only five studies have been identified that explored the efficacy of family psychoeducational interventions in patients with major depression and their relatives . One was an observational study without a control group Citation[44], and was, therefore, not included in this review. Three studies were randomized controlled trials, and one of them was carried out using a purposing sample. Two randomized controlled trials exclusively included patients with major depression, the other including mixed samples. Since the methodology of available studies is significantly improved from the early trials to the most recent ones, studies are reported chronologically.

A study carried out at the Payne Whitney Clinic (NY, USA) attempted to determine whether the inclusion of a family intervention package added any benefit to the standard hospital treatment in a group of patients with schizophrenia or major affective disorder, and to their relatives. Family psychoeducational intervention consisted of six reality-oriented sessions addressed to solve practical problems, and it was provided by a social worker together with a psychologist Citation[45]. At discharge from the hospital, the intervention improved patients’ attitudes toward medications, reduced global disability of patients with affective disorder and led to an improvement of social contacts with their relatives. These positive results were maintained at 18-month follow-up, without statistical differences between the two groups. Although the findings were promising, the study had several limitations. In particular, patients with an affective disorder were included all together in the same arm, without differentiating between major depression and bipolar disorder. Moreover, the randomization process was not very well balanced, in particular regarding patients’ sociodemographic characteristics. Therefore, it is not possible to extrapolate from the data analysis the efficacy of the psychoeducational intervention in patients with major depression and their relatives.

Stam and Cuijpers investigated the effects of psychoeducational family support groups on relatives’ burden, measured with the Involvement Evaluation Questionnaire in a sample of 164 relatives of patients with major depression, bipolar disorder or psychotic disorder Citation[46]. Treated relatives received information about the patient’s disorder, training on coping skills, counseling and support. At the end of the intervention, they reported a significant reduction in family burden, especially in the subdimensions of ‘worrying’ (concerns about patients, such as safety, finances and health) and ‘urging’ (activation and stimulation of patients to take care of themselves and to undertake activity). The authors did not differentiate changes in family burden between the different diagnostic groups, and did not randomize families.

Our research group has recently carried out a study to evaluate the efficacy of psychoeducational family intervention on: first, clinical status and social functioning of patients with major depression; second, family burden and social network of relatives living with a patient with depression; and third, the wellbeing of their underage children.

The experimental intervention consisted of 12 single-family sessions focused on: providing information about the disorder, its treatments and early warning signs, and teaching communication skills and problem-solving strategies. The control group received an informative package on major depression, its treatments and early warning signs. A total of 44 patients with major depression and their relatives were recruited and randomly assigned either to receive the experimental intervention or the informative package. The psychoeducational family intervention was useful in reducing personal and family difficulties caused by depression, and in improving social contacts both in patients and relatives Citation[47,48]. Despite the fact that this study was carried out with a rigorous sampling procedure, the follow-up period was relatively short (6 months), and the long-term effects are not yet known.

Shimazu et al. published a randomized controlled trial on the efficacy of family psychoeducational intervention in major depression Citation[49]. This study involved 57 families who were randomly allocated to the experimental intervention or to the control group. The experimental intervention consisted of four sessions for relatives, without the participation of patients, focused on providing information about the epidemiology, causes, symptoms, treatment and course of major depression. The last sessions were dedicated to teaching strategies to cope with the patients, to reduce EE and to improve problem-solving strategies. The results of this study have demonstrated that the family psychoeducational intervention significantly reduced patients’ relapses and family burden at 9 months, but no substantial differences were reported in the levels of EE at follow-up. This study had several limitations. First, EE was assessed with the Five-Minutes Speech Samples and the Family Attitude Scale, which meant that the results were not comparable with the majority of studies, in which the Camberwell Family Interview was adopted. Moreover, the sample size is too small to make these results generalizable.

A summary of studies on family psychoeducational interventions is reported in .

Expert commentary

There is no doubt that major depression is a ‘family affair’, as the title of this article would suggest. However, only a few studies have explored the efficacy of family psychoeducational interventions for patients with major depression and their relatives. At the current level of knowledge, it is not yet possible to conclude that this approach is useful in reducing affective relapses and family burden, and in improving personal and family functioning, as is the case for other mental disorders. Studies have mostly focused on the effects of depression on children and adolescents. Only a few studies have considered the family as a whole.

Since the effect of psychoeducational family interventions in major depression has not been adequately studied, it is extremely difficult to define what the real impact of the intervention is, compared with other psychological and psychosocial approaches that have been used in the treatment of major depression, such as individual cognitive–behavioral intervention, individual psychoeducation and passive individual psychoeducation. Moreover, depressed patients are only rarely seen at mental health centers, which represent the best setting for psychoeducational family interventions, while usually they are referred to private settings or to outpatient clinics.

Finally, most of the studies carried out to date included mixed samples of patients with different psychiatric disorders and did not provide differential analyses for the different diagnostic groups. Thus, it is not possible to tease out the findings with major depression for these studies.

The only published randomized controlled trial on the efficacy of psychoeducational family intervention has shown the utility of this intervention in reducing relapse rates in patients with major depression Citation[49]. However, in this study, the intervention was run without including the patients; therefore, its effects on patients’ clinical status and social functioning are not known.

Five-year view

The few available studies have several methodological limitations and do not allow us to draw definitive conclusions. More rigorous studies, designed to address the questions still unanswered, are required.

It is, however, well established that families of patients with major depression experience substantial impairments in family functioning, with high levels of practical and psychological burden and of EE. A large, multicentric, international study on families with patients with major depression may help to describe this phenomenon in depth, as has been carried out for schizophrenia and other major mental disorders in the past Citation[50,51].

In regards to family burden in major depression, there is no agreement among the various authors in the identification of its components. In fact, some authors subdivided burden into a practical and a psychological dimension, on the basis of the studies carried out in families of patients with schizophrenia; others have suggested to divide burden into four dimensions, ‘urging’, ‘supervision’, ‘worrying’ and ‘tension’. Again, this difference represents a problem when reviewing the available literature and suggests the need to adopt an univocal approach in future studies on family burden in major depression.

Major depression – despite being one of the most burdensome psychiatric disorders – has not been the focus of interest for social psychiatry researchers. Studies on psychoeducational family interventions are very few and have led to mixed results, as a possible consequence of eclectic methodologies. Moreover, most of the studies have investigated the effect of this intervention on underage children, which was not the focus of this review. Finally, all of the available studies have not included long follow-ups, thus the impact of psychoeducational family intervention on the long-term outcome of major depression is not known.

Effective elements of psychoeducational interventions still need to be clarified. Whether the provision of informative packages on depression, treatments and early warning signs has the same impact as in other mental disorders, or whether more emphasis should be given on the emotional involvement of carers, as is the case with other supportive interventions, is not yet known, and represents an area of research for years to come.

The need to develop an evidence-based psychosocial intervention for the families of patients with major depression should be a clinical and ethical priority for those working in the mental health field in the next few years.

Table 1. Studies on family functioning in major depression.

Table 2. Studies on the efficacy of the psychoeducational family interventions in major depression.

Key issues

  • • Major depression is associated with high levels of family burden, in particular with financial difficulties, problems in marital functioning, worries about the future, high levels of anxiety and depression.

  • • Family environment can play an important role in determining the course and the long-term outcome of major depression.

  • • Children and adolescents of patients with major depression perceive high levels of personal and psychological difficulties.

  • • Studies on the efficacy of family psychoeducational interventions on family burden, expressed emotions, family functioning and patients’ clinical and social functioning are very poor.

  • • Studies are needed to evaluate the influence of family psychoeducational interventions on the long-term outcome of major depression.

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A ‘family affair’? The impact of family psychoeducational interventions on depression

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Activity Evaluation: Where 1 is strongly disagree and 5 is strongly agree

1. Your patient is a 53-year-old married man with major depressive disorder (MDD). He has a 10-year-old son and a 16-year-old daughter. Based on the review by Dr. Luciano and colleagues, which of the following statements about the family burden is most likely correct?

  • A Financial difficulties are caused only by the direct costs of treating depression

  • B His children are not likely to experience personal and psychological difficulties

  • C Time spent in leisure and social activities is unlikely to be affected

  • D Family problems may include emotional exhaustion, worries about the future, and high levels of anxiety and depression

2. Based on the review by Dr. Luciano and colleagues, which of the following statements about the effect of family environment on outcomes of MDD is most likely correct?

  • A Family burden does not affect patient adherence to treatments

  • B There is no evidence that family psychoeducational interventions improve patients’ compliance with medications

  • C A Payne Whitney Clinic study showed no effect of family psychoeducational interventions on patient attitudes toward medications or on global disability

  • D In a study by the reviewers, psychoeducational family intervention reduced personal and family difficulties caused by depression and improved social contacts in patients and relatives

3. You are considering a family psychoeducational intervention for the patient described in question 1. Based on the review by Dr. Luciano and colleagues, which of the following statements about goals and elements of psychoeducational interventions is most likely correct?

  • A General goals are to reduce relapses and improve quality of life of patients and their family

  • B The patient and his wife, but not their children, should be educated about the diagnosis, symptoms, signs, etiology, course, and treatment, including medications and side effects

  • C Relatives should be advised to spend more time at home and to limit outside activities

  • D Effective elements of psychoeducational interventions are well known and included in available models

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