Update on management options in the treatment of nosocomial and ventilator assisted pneumonia: review of actual guidelines and economic aspects of therapy

Abstract

Objective

Nosocomial or more exactly, hospital-acquired (HAP) and ventilator-associated pneumonia (VAP) are frequent conditions when treating intensive care unit (ICU) patients that are only exceeded by central line-associated bloodstream infections. In Germany, approximately 18,900 patients per year suffer from a VAP and another 4,200 from HAP. We therefore reviewed the current guidelines about HAP and VAP, from different sources, regarding the strategies to address individual patient risks and medication strategies for initial intravenous antibiotic treatment (IIAT).

Material and methods

We conducted an analysis of the recent guidelines for the treatment of HAP. The current guidelines of the American Thoracic Society, the treatment recommendations of the Paul-Ehrlich-Gesellschaft (PEG), the guidelines from the British Society for Antimicrobial Chemotherapy, the VAP guideline of the Canadian Critical Care trials group, as well as the new German S3-guideline for HAP were examined.

Results

All guidelines are based on grading systems that assess the evidence underlying the recommendations. However, each guideline uses different grading systems. One common aspect of these guidelines is the risk assessment of the patients for decision making regarding IIAT. Most guidelines have different recommendations depending on the risk of the presence of multidrug resistant (MDR) bacteria. In guidelines using risk assessment, for low-risk patients (early onset, no MDR risk) aminopenicillins with beta-lactamase inhibitors (BLI), second or third generation cephalosporins, quinolones, or ertapenem are recommended. For patients with higher risk, imipenem, meropenem, fourth generation cephalosporins, ceftazidime or piperacillin/tazobactam are recommended. The PEG recommendations include a combination therapy in cases of very high risk (late onset, MDR risk, ICU, and organ failure) of either piperacillin/tazobactam, dori-, imi- or meropenem or cefepime or ceftazidime with ciprofloxacin, levofloxacin, fosfomycin or an aminoglycoside. For the treatment of HAP caused by methicillin-resistant Staphylococcus aureus (MRSA), either linezolid or vancomycin is recommended. With regard to the ZEPHyR-trial, linezolid has shown higher cure rates but, no difference in overall survival. Economic analyses show the relevance of guideline-adherent IIAT (GA-IIAT). Besides significantly better clinical outcomes, patients with GA-IIAT cause significantly lower costs (€28,033 versus (vs) €36,139) (P=0.006) and have a shorter length of stay in hospital (23.9 vs 28.3 days) (P=0.022).

Conclusion

We conclude that most current treatment guidelines take into account the individual patient risk and that the correct choice of IIAT affects clinical as well as economical outcomes.

Keywords:

• nosocomial pneumonia
• ventilator
• assoc. pneumonia
• antibiotics
• guidelines
• review

Introduction

When treating intensive care unit (ICU) patients, nosocomial infection or more exactly, hospital acquired pneumonia (HAP) and ventilator-associated pneumonia (VAP) are frequent conditions only exceeded by central line-associated bloodstream infections.¹ The epidemiologic data about HAP and VAP are associated with a relatively high level of uncertainty because of varying definitions and methodologies.

In Germany, according to data from the hospital infection surveillance system, [Krankenhaus-Infektions-Surveillance-System (KISS)], approximately 18,900 patients in an ICU per year suffer from a VAP, and another 4,200 suffer from HAP without being mechanically ventilated.^2,3 In contrast, based on a query from the Federal Statistical Office, in 2011, HAP was coded in 103,040 cases in Germany (Statistisches Bundesamt, email communication, April, 2013).

In the United States, approximately five to ten HAP episodes per 1,000 hospital admissions occur⁴ or about 200 to 400 thousand HAP episodes per year, according to admission statistics from the US.⁵

The objective of this review paper was to give an overview of the current therapy guidelines for the treatment of HAP/VAP and to summarize the most common recommendations, to provide useful and practical information for clinical decision making. Moreover, the economic consequences of guideline-adherent initial intravenous antibiotic therapy (GA-IIAT) versus (vs) non-GA-IIAT was also examined.

Materials and methods

The current guidelines of the American Thoracic Society (ATS)⁴ and the British Society for Antimicrobial Chemotherapy (BSAC),⁶ the VAP guideline of the Canadian Critical Care trials group (CCCTG),⁷ as well as the new S3-guideline for HAP in Germany were included in this review⁸ In addition, the treatment recommendations published by the Paul-Ehrlich-Gesellschaft (PEG) were reviewed as well.^9,10

All guidelines were examined under the following criteria:

• Which system was used to grade the underlying evidence?

• Does the guideline contain risk assessment addressing the presence of complicated pathogens?

• Which treatment recommendations are given for initial intravenous antibiotic therapy (IIAT)?

We retrieved the original texts of all the guidelines as well as the level of evidence for each recommendation. Next we examined the guidelines as described above. We then summarized the results in tables, attempting to summarize the most common recommendations as well as their level of evidence. Finally we conducted a search for papers that examine the economic consequences of treatment in HAP, and these were reviewed.

Results

One common aspect of the guidelines we reviewed is the risk assessment of patients designed to guide decision making regarding the IIAT. All the guidelines use a system of risk assessment to determine the presence of bacteria that require special coverage when determining IIAT.

The reviewed guidelines differ in several aspects. The CCCTG guideline focuses on VAP, while the German guideline as well as the BSAC guideline and the PEG recommendation cover both HAP and VAP. The ATS guideline additionally discusses the newly introduced concept of health-care associated pneumonia (HCAP), as a third class of nosocomial pneumonias.

All guidelines use different approaches and terminology to measure evidence. The different systems are shown in Table 1. The effects of these differences are demonstrated by the recommendations about the duration of antibiotic therapy. The PEG recommends duration of 3–5 days after good clinical improvement, but not more than 10–14 days (grade C, BSAC, see Table 1). The ATS guideline recommends shortening the duration from 14–21 to 7 days in the absence of Pseudomonas aeruginosa and when the patient has had a good clinical response (level 1). The BSAC and the Canadian guideline recommend a maximum of 8 days in responding patients (BSAC: grade C; CCCTG: recommend). The German guideline gives a strong recommendation (grade A) for the duration of 8 days in regular cases (Table 1).

Table 1 Synopsis of grading systems used in the respective guidelines

Grading		Ref
ATS
Level I (high)	Evidence comes from well-conducted, randomized, controlled trials	5
Level II (moderate)	Evidence comes from well-designed, controlled trials without randomization (including cohort, patient series, and case-control studies). Level II studies also include any large case series in which systematic analysis of disease patterns and/or microbial etiology was conducted, as well as reports of new therapies that were not collected in a randomized fashion
Level III (low)	Evidence comes from case studies and expert opinion. In some instances, therapy recommendations come from antibiotic susceptibility data without clinical observations
BSAC
A	At least one meta-analysis, systematic review, or RCT rated as 1++ and directly applicable to the target population; or a body of evidence consisting principally of studies rated as 1+, directly applicable to the target population, and demonstrating overall consistency of results	7
B	A body of evidence including studies rated as 2++, directly applicable to the target population, and demonstrating overall consistency of results; or extrapolated evidence from studies rated as 1++ or 1+
C	A body of evidence including studies rated as 2+, directly applicable to the target population and demonstrating overall consistency of results; or extrapolated evidence from studies rated as 2++
D	Evidence level 3 or 4; or extrapolated evidence from studies rated as 2+
Good clinical practice points
Recommended best practice based on the clinical experience of the guideline development group
1++	High-quality meta-analyses, systematic reviews of RCTs, or RCTs with a very low risk of bias
1+	Well-conducted meta-analyses, systematic reviews, or RCTs with a low risk of bias
1−	Meta-analyses, systematic reviews, or RCTs with a high risk of bias
2++	High-quality systematic reviews of case control or cohort studies. High-quality case-control or cohort studies with a very low risk of confounding or bias and a high probability that the relationship is causal
2+	Well-conducted case control or cohort studies with a low risk of confounding or bias and a moderate probability that the relationship is causal
2−	Case-control or cohort studies with a high risk of confounding or bias and a significant risk that the relationship is not causal
3	Nonanalytic studies, eg, case reports, case series
4	Expert opinion
CCCTG
Level 1	Randomized, controlled trials, blinded-outcome adjudication, intention-to-treat-analysis, explicit definition of VAP	8,12
Level 2	Any condition mentioned above unfulfilled
Level 3	No randomization
Recommend	“… if there were no reservations about endorsing an intervention.”
Consider	“… if the evidence supported an intervention but there were minor uncertainties about the benefits, harms, or costs.”
No recommendation	“… was made if evidence regarding an intervention was inadequate or if there were major uncertainties about the benefits, harms, and costs.”
Do not recommend	“… if there was no evidence of benefit and there was potential for harm or increased healthcare costs from the intervention.”
G-HAP
1A	Strong recommendation, high evidence – desirable effects clearly outweigh risks or additional resource consumption or vice versa	9
1B	Strong recommendation, moderate evidence
1C	Strong recommendation, low or very low evidence
2A	Weak recommendation, high evidence – desirable effects possibly outweigh risks or additional resource consumption or vice versa
2B	Weak recommendation, moderate evidence
2C	Weak recommendation, low or very low evidence
3	No recommendation – no clear indication for presence of benefit or risk
PEG
A	Ia evidence based on meta-analyses of RCT	11
A	Ib evidence based on at least one RCT
B	IIa evidence based on at least one well-designed controlled study without randomization
B	IIb evidence based on at least one well-designed quasi-experimental study
B	III evidence based on well-designed nonexperimental studies (eg, case-control study)
C	IV evidence based on expert opinions, results of consensus/conferences

Abbreviations: ATS, American Thoracic Society; BSAC, British Society for Antimicrobial Chemotherapy; CCCTG, Canadian Critical Care Trials Group; G-HAP, S3-Guideline for hospital acquired pneumonia in Germany PEG, Paul-Ehrlich-Gesellschaft; RCT, randomized, controlled trial; VAP, ventilator-associated pneumonia.

Except for the CCCTG guideline, all the guidelines make use of risk stratification to a greater or lesser extent. The PEG recommendation uses a scoring system to allocate patients to groups based upon the Complicated Pathogen Risk assessment Score (CPRS).⁹ Based on the CPRS, groups of antibiotics are recommended to be used until the pathogens are identified by microbiological methods (Table 2). The pharmacological strategies for the IIAT are summarized in Table 3.

Table 2 Score for risk factors influencing antibiotic strategy according to the PEG recommendation

Risk factor	Points
Age >65 years	1
Preexisting structural lung disease	2
Recent antibiotic therapy	2
Late onset >4 days in hospital	3
Severe respiratory insufficiency with/without mechanical ventilation	3
Extrapulmonary organ failure	4

Abbreviation: PEG, Paul-Ehrlich-Gesellschaft

Table 3 Overview of recommendations from all examined guidelines

Potential pathogen	ATS	BSAC	CCCTG	G-HAP	PEG
	Early onset, no MDR risk, any disease severity	Early onset, no MDR risk, no other risk factors		No MDR risk	CPR score 0–2
Streptococcus pneumoniae Haemophilus influenzae Staphylococcus aureus Enteric gramnegative bacilli: Escherichia coli Klebsiella pneumoniae Enterobacter sp. Proteus sp. Serratia marcescens	Ceftriaxone (3rd gen cephalosporin) or Levofloxacin, moxifloxacin or Ciprofloxacin (fluoroquinolone) or Ampicillin/sulbactam (aminopenicillin/BLI) or Ertapenem (carbapenem)	Amoxicillin/clavulanic acid (aminopenicillin/BLI) or Cefuroxime (2nd gen cephalosporin) Early-onset, MDR risk and/or other risk factors Cefotaxime or ceftriaxone (3rd gen cephalosporin) or Fluoroquinolone or Piperacillin/tazobactam (acylaminopenicillin/BLI)	Depends on locale spectrum of pathogens and susceptibility	4th gen cephalosporin or Aminopenicillin/BLI or Ertapenem or Fluoroquinolone	Ceftriaxone, cefotaxime (3rd gen cephalosporin) or Levofloxacin or Moxifloxacin (fluoroquinolone) or Ampicillin/sulbactam, amoxicillin/clavulanic acid (aminopenicillin/BLI) or Ertapenem (carbapenem)
	Late onset or MDR risk, any disease severity	Late onset		MDR risk	CPR score 3–5
Above and MDR pathogens: Pseudomonas aeruginosa Klebsiella pneumoniae (ESBL) Acinetobacter sp.	Cefepime, ceftazidime (4th/3rd gen cephalosporin) or Imipenem, meropenem (carbapenem) or Piperacillin/tazobactam (acylaminopenicillin/BLI) plus Ciprofloxacin, levofloxacin (fluoroquinolone) or Amikacin, gentamicin or tobramycin (aminoglycoside)	Depends on locale spectrum of pathogens and susceptibility		Piperacillin/tazobactam or Imipenem, meropenem or 4th gen cephalosporin plus Aminoglycoside or Fluoroquinolone	Cefepime (4th gen cephalosporin) or Doripenem, imipenem, meropenem (carbapenem) or Piperacillin/tazobactam (acylaminopenicillin/BLI) CPR score 6 and more Treatment for CPR 3–5 plus Ciprofloxacin, levofloxacin (fluoroquinolone) or Amikacin, gentamicin or tobramycin (aminoglycoside) or Fosfomycin
Methicillin-resistant	Plus	Linezolid, vancomycin		Linezolid, vancomycin	Linezolid, vancomycin
Staphylococcus aureus (MRSA)	Linezolid, vancomycin
Legionella pneumophila	Macrolide or fluoroquinolone instead of aminoglycoside	–		–	Macrolide or fluoroquinolone

Abbreviations: ATS, American Thoracic Society; BLI, beta-lactamase inhibitor; BSAC, British Society for Antimicrobial Chemotherapy; CCCTG, Canadian Critical Care Trials Group; CPR, clinical patient risk score; G-HAP, S3-Guideline for hospital-acquired pneumonia in Germany; gen, generation; MDR, multidrug resistance; PEG, Paul-Ehrlich-Gesellschaft; ESBL, extended-spectrum beta-lactamase.

The topic of prevention is discussed in the ATS guideline, the PEG recommendation, as well as in the BSAC guideline but not in the German or the CCCTG guideline. The CCCTG published a separate guideline about VAP prevention.¹¹

Table 3 provides an overview of the therapy recommendations for IIAT (where included in the guideline). The table shows that the guidelines examined have substantial differences in risk assessment. The PEG recommendations provide – using the CPRS – the most straightforward decision making process, which is easy to use in clinical practice.

For better comparability, we have defined the following classes for assessing the risk of complicated pathogens:

• No multidrug resistance (MDR) risk (early onset of pneumonia, no prior antibiotic therapy, no VAP, no comorbidities, and no other organ failure)

• Medium MDR risk (prior antibiotic therapy, late onset, and comorbidities)

• High MDR risk (late onset, VAP, prior antibiotic therapy, comorbidities, and organ failures)

Table 4 shows the most commonly given recommendations for treatment and the frequency with which the therapy is recommended in a guideline.

Table 4 Most common recommendations risk-adjusted

Risk category	Antibiotic therapy recommended	Recommended in how many guidelines (n=5)
No MDR risk (early onset, no prior antibiotic therapy, no VAP, no comorbidities, no other organ failure)	2nd gen cephalosporin (eg, cefuroxime)	2
	3rd gen cephalosporin (eg, ceftriaxone)	3
	4th gen cephalosporin (cefepime)	1
	Aminopenicillin/BLI (eg, amoxicillin/clavulanic acid)	4
	Quinolones (eg, levofloxacin)	3
	Ertapenem	3
Medium MDR risk (prior antibiotic therapy, late onset, comorbidities)	3rd gen cephalosporin (eg, ceftriaxone)	2
	4th gen cephalosporin (cefepime)	4
	Acylaminopenicillin/BLI (eg, piperacillin/tazobactam)	4
	Doripenem	1
	Imipenem	3
	Meropenem	3
	Quinolones (eg, levofloxacin)	1
High MDR risk (late onset, VAP, prior antibiotic therapy, comorbidities, eventual organ failures)	All substances of medium MDR-risk	3
	Plus combination of Quinolones (eg, levofloxacin)	3
	or
	Aminoglycosides	3
	or
	Fosfomycin	1
Risk of MRSA	Vancomycin	4
	Linezolid	4

Abbreviations: BLI, beta-lactamase inhibitor; gen, generation: MDR, multidrug resistance; MRSA, methicillin-resistant Staphylococcus aureus; VAP, ventilator-associated pneumonia.

Discussion

Together, HAP and VAP are the second most reason of nosocomial infection and a substantial risk for hospitalized patients. Barbier et al showed, not only a rate up to 16 episodes per 1,000 ventilator days but also, attributable mortality of 3%–17%.¹² In a retrospective matched cohort study comparing patients with VAP with patients without VAP, Kollef et al reported prolonged ventilation episodes (21.8 vs 10.3 days), ICU stay (20.5 vs 11.6 days), and hospital stay (32.6 vs 19.5 days), but a significantly lower mortality (22.5% vs 29.4%).¹³ The authors of the present article reported results of a retrospective study of HAP from five German tertiary care hospitals;¹⁴ in that study, the overall mortality of patients with HAP was 20.3%.

It can accordingly be concluded that adequate preventive, diagnostic and therapeutic measures can improve, not only economic outcome parameters but also, the clinical outcome of patients.

Comparing the details of the guidelines was difficult due to the different grading systems used. These different approaches clearly affect the quality of guidelines, as shown by Atkins et al¹⁵ as well as Aarts et al.¹⁶

The treatment of HAP is also an economic challenge for hospitals, especially in countries where payment is dependent on diagnosis-related groups (DRGs). Kollef et al reported the excess costs of VAP cases compared with ventilated patients who do not acquire VAP to be US$39,828,¹³ while Moller et al showed that the costs to prevent a VAP episode are only €4,451.¹⁷ Thompson et al¹⁸ found a significant difference in mortality (10.7% vs 1.2% [P<0.001]) when HAP occurred after abdominal surgery. The mean length of stay (LOS) for patients who developed HAP after intra-abdominal surgery was significantly greater compared with patients who did not develop HAP after intra-abdominal surgery (17.10 days vs 6.07 days) (P<0.001). After adjusting for patient characteristics, HAP was independently associated with a 75% mean increase in total hospital charges (US$28,160.95; 95% confidence interval: US$27,543.76–US$28,778.13).

Only very few analyses have examined the impact of the correct IIAT on clinical and economic outcomes. Piskin et al reported a significantly longer hospital LOS for patients receiving inadequate antibiotic therapy compared with patients receiving adequate antibiotic therapy (for HAP, this was +4.6 days [P=0.001]; for VAP, this was +16.4 days [P=0.009]).¹⁹ Inadequate IIAT was also shown to cause – besides worse clinical outcomes – the additional costs of €8,106 (P=0.006) and a prolongation of LOS of 4.5 days (P=0.022) in a retrospective analysis undertaken by the authors of the present article.¹⁴ In contrast, Kett et al designed a prospective observational multicenter study for VAP possibly caused by MDR pathogens. Their results showed a higher mortality of patients in the guideline-compliant group (34%) compared with the noncompliant group (20%)²⁰ even when the models were adjusted for covariates. The authors do not exclude the possibility of unobserved factors that may influence mortality. Becher et al compared the effect of use of locally adjusted guidelines for HAP with the use of the ATS guideline, in retrospective data, and found better coverage of resistance with the local guideline.²¹ These findings clearly show that further research on guideline outcomes is necessary.

Conclusion

Most guidelines recommend an IIAT according to the individually assessed risk. For uncomplicated cases, the combination of aminopenicillins plus a beta-lactamase inhibitor (BLI) is most frequently mentioned as a first-line therapy option, followed by third generation cephalosporins, quinolones, and ertapenem.

For more complicated cases, the use of acylaminopenicillins/BLI (eg, piperacillin/tazobactam), followed by imi-and meropenem and fourth generation cephalosporins is recommended.

In the group of most complicated cases, three guidelines recommend a combination therapy of acylaminopenicillins/BLI (eg, piperacillin/tazobactam), followed by imi- and meropenem and fourth generation cephalosporins plus quinolones, aminoglycosides, or fosfomycin.

If there is a risk of methicillin-resistant Staphylococcus aureus (MRSA), all the guidelines recommend vancomycin or linezolid. Due to recent trial results, linezolid is recognized to have better cure rates, but the 60-day mortality was similar in both groups.²¹

We conclude that the current treatment guidelines take into account the individual patient risk, and the correct choice of IIAT affects clinical as well as economical outcomes.

Disclosure

The authors disclose the following possible conflicts of interests: RG and MW received research grants and honoraria for lectures from Pfizer Pharma GmbH, Germany. Until 2010, MW received honoraria for lectures from Wyeth Pharma GmbH, Germany. The authors report no other conflicts of interest in this work.