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Original Research

Clinical management of nondialysis patients with chronic kidney disease: a retrospective observational study. Data from the SONDA study (Survey Of Non-Dialysis outpAtients)

, , , , , , & show all
Pages 27-37 | Published online: 18 Feb 2013

Abstract

Background

A lack of awareness of chronic kidney disease (CKD) often results in delayed diagnosis and inadequate treatment.

Purpose

The objective of this study was to assess the therapeutic management and outcome of nondialysis CKD patients.

Methods

Three hundred ninety-seven patients (54.9% males aged 67.5 ± 14.6 years) were retrospectively screened at the Nephrology Department, GB Grassi Hospital, Rome, Italy. After a baseline visit, patient data were collected every 6 months for a total of 24 months. Clinical characteristics were measured at baseline, then the following outcomes were measured every 6 months: staging of CKD, presence of concomitant diseases, treatment and adherence to Kidney Disease Outcomes Quality Initiative (K/DOQI) guidelines for anemia management.

Results

Three hundred sixty-eight (92.7%) patients attended at least one visit and 92 (23.2%) patients attended all four visits. Patients were mainly referred to a nephrologist for chronic renal failure (61.7%) or hypertension (42.8%). At baseline, 79.6% of patients had previous hospitalization and 79.1% were receiving antihypertensive medication. Serum creatinine and/or glomerular filtration rate was examined in >90% of patients, whereas parathyroid hormone was rarely examined (5.5%). Vitamin D supplementation was received by 6.5% of patients. The majority of patients were staged at 3 or 4 CKD (32% and 23.9%, respectively) and did not significantly change over time. The use of antithrombotic, antilipidemic and erythropoietin medication increased over the four surveys. The majority of patients (86.8%) achieved hemoglobin K/DOQI target levels.

Conclusion

These findings demonstrate a current lack of attention of CKD and related disorders (mineral metabolism, electrolyte balance, and anemia) at the level of the general practitioner (GP) and non-nephrology specialist, which can result in both delayed referral and inadequate treatment. By increasing both awareness of CKD and the coordinated relationship between GPs and nephrologists, patient clinical and therapeutic outcome may be improved.

Introduction

The mortality and morbidity rate for kidney failure patients continues to remain high, despite developments in dialysis and pharmacological treatment.Citation1Citation4 It is recognized that much of the disease burden is well established prior to the initiation of dialysis therapy.Citation5,Citation6 The modification of disease progression and risk factors associated with poor outcomes has therefore become an important priority. The economic costs associated with the management of end-stage renal disease (ESRD) is a challenge for the public health system, and action plans are needed to face the current and expected increasing burden of this disease.Citation7,Citation8

Anemia in patients with chronic kidney disease (CKD) is treated with erythropoiesis-stimulating agents (ESAs), intravenous (IV) or oral iron, and less commonly, blood transfusions. Recommendations for clinical practice promulgated by the National Kidney Foundation Kidney Disease Outcomes Quality Initiative (NKF-K/DOQI) vary according to patient hemodialysis status, the underlying cause of anemia, and other factors.Citation9 Despite the importance placed on treating anemia in patients with CKD, many still receive inadequate treatment, as evidenced by the low hemoglobin (Hb) levels often seen in individuals with CKD.Citation10,Citation11

In Italy, CKD is relatively unknown and underestimated and, consequently, the number of patients with CKD (stages 1–4) is underestimated.Citation12 The Italian Registry of Dialysis and Transplantation only collect data for patients on dialysis and transplantation. There is not a registry available for patients with CKD and little information on the outpatient management adopted in Italian centers is currently available. A large observational multicenter study (SIR-SIN) was performed by the Italian Society of Nephrology (SIN) to obtain a more detailed picture of clinical practice in Italy relating to the diagnosis and management of CKD.Citation13 The Italian survey highlighted important deviations of clinical policies at the central level from guideline recommendations. More recently in the Cardiovascular risk in Renal patients of the Health Examination Survey (CARHES), the prevalence of nondialysis CKD stages 1–5 was shown to be approximately 8% in Italy, underlying the importance of awareness of CKD in Italy.Citation14

Although important data on guideline adherence across Italy was obtained, information specific to the management of CKD and patient outcome over time (ie, from a longitudinal study) was not reported.Citation13 Therefore, the aim of the present study was to retrospectively collect data over a 2-year period on treatment and adherence to K/DOQI guidelines for anemia management, in addition to CKD staging and changes in biochemical parameters.

Materials and methods

Patients

Data collection was retrospective, from a large database (~9000 subjects) activated in 1995, derived from the Department of Nephrology, GB Grassi Hospital, Rome, Italy. This hospital is the only nephrological reference point for a population of approximately 320,000 (residential population on December 31, 2009, calculated from the local census). The Survey Of Non-Dialysis outpAtients study (SONDA) collected data for patients (n = 397) who met the inclusion criteria. Inclusion criteria included: patients that had undergone a visit between January 1, 2010 to 30/06/2010; patients > 18 years; who were observed for at least 6 months; that signed an informed consent form; that arrived for a nephrological observation for a renal related disease or hypertension. Exclusion criteria included recent (<2 weeks) acute coronary syndromes, acute vascular events, or acute kidney injury. Other exclusion criteria were the presence of any of the following self-reported medical conditions: autoimmune diseases and acute or chronic infection.

After an initial baseline visit, where we evaluated the eligibility of the subject and obtained signed informed consent forms, data were collected retrospectively from a database every 6 months. In this work, we have presented data from the oldest to the most recent, for clarity purposes. To evaluate the history of CKD we chose a subgroup of subjects who attended at least four visits (observed for 2 years or more).

Study objectives and parameters measured

A first visit was conducted to obtain baseline demographic and clinical patient data including the following information: (1) disease for which a visit was requested with a nephrologist, (2) presence and type of previous hospitalizations, (3) presence and type of other current pathological diseases, (4) current medication, and (5) the flow of patients (ie, number of patients attending each visit). Additional information was collected by a nephrologist at each visit every semester to determine: (1) the general conditions, (2) the staging and progression of CKD, (3) concomitant diseases and associated hospitalizations, (4) the therapeutic scenario, (5) adhesion to guidelines. In particular in this paper, the adherence to K/DOQI guidelines of the NKF on the management of anemia and of CKD-MBD (mineral and bone disorder)Citation9 and conservative treatment of CKD were assessed.Citation6 Hb stability was defined as having Hb values ≥ 11 g/dL for the four visits or instable when Hb values dropped < 11 g/dL for at least one visit. Renal function was evaluated through the measurement of serum creatinine and estimated glomerular filtration rate (eGFR) by the abbreviated Modification of Diet in Renal Disease (MDRD) equations for nonstandardized creatinine. CKD was classified into five stages according to Kidney Disease: Improving Global Outcomes guidelines.Citation15

Statistical analysis

All data are presented as mean ± standard deviation (SD) or percent. Statistical analysis was performed with Instat (GraphPad, La Jolla, CA, USA) or SPSS for Windows (version 15.0; IBM, Armonk, NY, USA). Nonparametric continuous variables were compared by the Mann–Whitney test. Comparisons between two groups with normally distributed variables were analyzed by unpaired t-test. Categorical variables were analyzed by Fisher’s exact test. Comparisons between three or more groups were performed by one-way analyses of variance, followed by Bonferroni post-hoc test. Where comparisons were made, quoted P values are two-tailed; n values refer to the number of patients examined. P, 0.05 was considered statistically significant.

Results

Baseline demographic characteristics for entire patient cohort

The SONDA study was conducted on 397 patients who attended visits from January 1, 2010 to June 30, 2010. Patient baseline and demographic clinical characteristics by staging of CKD are presented in . The mean age of patients at baseline was 67.5 ± 14.6 and 54.9% (n = 218) were males. The majority of patients were referred to the Nephrology Department by a general practitioner (GP) (62.2%). Most frequent reasons for referral included chronic renal failure (61.7%) and/or hypertension (42.8%). Of those observed at the first visit, 79.6% had a history of hospitalizations, which were primarily in general surgery (excluding vascular access surgery) (70.6%), followed by cardiology (37%), and general medicine (25.6%). Although a high proportion of patients provided creatinine (92.4%) none had eGFR calculated by their GP (eGFR were calculated by nephrologists), and only a small number of patients had intact parathyroid hormone (iPTH) that was dosed (5.5%). Furthermore, treatment with any form of vitamin D therapy was very rare (6.5%). At the first visit, 73.3% were diagnosed with hypertension and 31% with diabetes mellitus and/or heart disease. More than half of patients had at least one other comorbid condition. From the original study population (n = 397), 368 had an observation period of 6 months; 279 patients had an observation period of 12 months; 170 patients had an observation period of 18 months; and 92 patients (23.2%) had an observation period of 24 months. All further analysis is based on this subgroup of patients that had a longer follow-up period (at least four visits).

Table 1 Baseline clinical characteristics by staging of CKD in total population (n = 397)

Staging of CKD

Staging of CKD for patients that attended the four visits is presented in . Generally, staging of CKD increased over the first three visits, decreasing at the fourth visit. The proportion of patients with stage 4 or 5 CKD increased over the four visits (). This deterioration is also reflected by the number of patients who demonstrated increased staging over the first three visits. However no discernible difference was noted at 24 months when compared to baseline levels ().

Figure 1 Staging and variation in CKD staging for patients over the four visits. (A) Staging of CKD in patients over the four visits. (B) Change in CKD staging (relative to baseline) over the four visits.

Note: Data are expressed as percentage and taken from patients who attended all four visits (n = 92).
Figure 1 Staging and variation in CKD staging for patients over the four visits. (A) Staging of CKD in patients over the four visits. (B) Change in CKD staging (relative to baseline) over the four visits.

Clinical and biochemical parameters in patients over the four visits

Apart from patients diagnosed with malignant neoplasms or metabolic acidosis, the proportion of patients (from the original study population, n = 397) with all other concomitant diseases significantly increased over the four visits (). This increase was paralleled in patients who attended all four visits (n = 92), but did not reach statistical significance (). The frequency of patients with concomitant vascular complications also increased over the four visits (). Of the biochemical parameters measured, only levels of serum blood urea nitrogen levels increased in a time-dependent manner, although this increase was not statistically significant (). Levels of serum Hb were stable over the four visits. In addition, the number of patients receiving antithrombotic (eg, aspirin), antilipidemic (eg, statin), and erythropoietin (EPO; eg, beta epoetin or darbepoetin) medication increased over the four surveys, the greatest increase (although not reaching statistical significance) being observed in EPO treatment ( and ). The majority of patients were treated using antihypertensive (>80%), diuretic (>60%), or antithrombotic medication (>50%). In contrast, at the end of the study period (24 months), only 25% of patients were treated using vitamin D supplementation, 15.2% iron base, and 3.3% calcium carbonate. Symptoms reported from patients over time are shown in . Overall, the frequency of symptoms increased over the four visits, with a statistically significant increase only observed in patients experiencing nausea (P = 0.025).

Figure 2 Concomitant diseases diagnosed in patients over the four visits.

Notes: Data are expressed as percentage and taken from the total population (n = 397). P values are indicated where significant differences were observed over the four visits (Fisher’s exact test).
Figure 2 Concomitant diseases diagnosed in patients over the four visits.

Figure 3 Treatment and adverse events in patients over the four visits. (A) Medication received in patients over the four visits. (B) Adverse events reported in patients over the four visits.

Notes: Data are expressed as percentage and taken from patients who attended all four visits (n = 92). P value indicates a significant difference observed over the four visits (Fisher’s exact test).
Figure 3 Treatment and adverse events in patients over the four visits. (A) Medication received in patients over the four visits. (B) Adverse events reported in patients over the four visits.

Table 2 Clinical characteristics for patients that attended four visits

Anemia and bone mineral metabolism

Patient distribution among Hb levels over the four visits is shown in . Although there was a significant increase in the number of patients who had Hb values < 11 g/dL over the four visits (P < 0.01), the majority of patients maintained Hb values within target levels (≥11 g/dL).Citation9 Anemia secondary to CKD was corrected using EPO in 18.5% of patients at baseline and in 28.3% of patients at visit 4, and to a lesser extent with the use of iron base (15.2% at the fourth visit compared to 18.5% of patients at baseline) (). Patients received different beta-EPO and darbepoetin. Data are reported using a conversion factor from beta-epoetin to darbepoetin according to Italian Guidelines.Citation16 The mean EPO dosage did not significantly change over time (28.8 ± 10.5 μg/week at 6 months versus 24.2 ± 13 μg/week at 24 months).

Table 3 Range in hemoglobin levels in patients over the four visits

Patients treated with EPO are shown by range in levels of Hb over the four visits (). The number of EPO-treated patients with Hb levels < 10 g/dL decreased from 12 to 24 months and EPO-treated patients with Hb levels between 10–11 g/dL (below target levels) increased over the study period. As expected, a high proportion of EPO-treated patients had unstable levels of Hb (74.2%) compared to untreated patients (8.2%; P < 0.001). The dosage of vitamin D supplements administered to patients for CKD-MBD did not significantly change over the study period (1.07 ± 0.86 μg/week at 6 months versus 1.13 ± 0.91 μg/week at 24 months).

Figure 4 Use of EPO to treat anemia in patients over the four visits. Proportion of patients receiving EPO medication by different levels of Hb over the four visits.

Notes: Data are expressed as percentage and taken from patients who attended all four visits (n = 92). P value indicates a significant difference observed over the four visits (Fisher’s exact test).
Abbreviations: EPO, erythropoietin; Hb, hemoglobin.
Figure 4 Use of EPO to treat anemia in patients over the four visits. Proportion of patients receiving EPO medication by different levels of Hb over the four visits.

Adherence to anemia NKF-K/DOQI guidelines

More than 80% of patients maintained target levels for Hb over the four visits.

Discussion

The SONDA study was specifically designed to assess the referral to the nephrologist, therapeutic management, and outcome of patients with CKD not on dialysis. This study provides information on the current clinical practice and evidence of individuals seeking advice from the nephrologist, their underlying reasons, and their clinical status. It also yields important data on the (short-to-medium range) development of CKD in the “real world” combined with underlying comorbid conditions and the treatment administered relative to current guidelines.

The high rate of hospitalization before baseline confirms the clinical complexity and higher comorbidity of patients with CKD, especially for diseases of surgical relevance. Although GPs requested creatinine measurements in a high percentage of patients, only a small number of patients had GFR measured or calculated and their disease staging was categorized by their GP. It is worth noting that CKD staging deteriorated in the study population during the first three visits (up to 18 months) and improved at 24 months. It is suggestive that this effect might be attributed to a delayed effect of therapeutic measures undertaken by the specialist. In addition, the number of patients with comorbid diseases increased over the follow-up period. Although calcium, phosphorous, and Hb levels in the majority of patients did achieve target values according to guidelines over the followup period, there was no observable time-dependent effect following treatment, as seen in other similar studies that were of shorter duration.Citation17,Citation18 In the present study, only a limited use of calcium carbonate, vitamin D supplements, and iron base was reported for the management of CKD-MBD. The sparing use of these medications can be partly explained by the fact that these patients have normal values for metabolites such as phosphorous and calcium at baseline. In this regard, the relatively small number of patients receiving treatment for CKD-MBD, with respect to other medication (hypertensive, diuretic, etc) may account for the absence (or masking) of any temporal effect of this treatment on biochemical and electrolyte parameters and the lack of principal data makes it difficult to draw definitive conclusions.

Since it is recognized that transitory reductions in Hb levels below target range are common and associated with worse outcome in patients with CKD,Citation18Citation24 and only a few studies to date have evaluated Hb variability in nondialysis CKD patients,Citation18,Citation25,Citation26 we specifically aimed to examine temporal change and stability of Hb in the present study. Our findings suggest that stability of Hb levels (defined as having Hb values ≥ 11 g/dL for the four visits or instable when Hb values dropped < 11 g/dL for at least one visit) in patients was not obtained with use of EPO, regardless if there was a change in the type or dose of drug used. However, due to the low number of patients administered ESAs in our study, these findings should be treated with caution. Unfortunately, it is also recognized that the implementation of guidelines in nephrology is infrequent.Citation27,Citation28 Regarding the treatment of anemia in nondialysis-CKD patients, it is possible that nephrologists may be more inclined to give a fixed low dose of ESA, in light of the concerns of the potential negative effects of the use of high doses of ESAs, as well as the risk of exceeding the narrow target range now recommended.Citation9 It should be noted that Hb target values were based on those from 2006 K/DOQI guidelines and not on the more recent updates.Citation9 In 2009, the Anaemia Working Group of European Renal Best Practice (ERBP) published its first position statement about the Hb target to aim for with ESAs and on issues that were not covered by K/DOQI in 2006–2007.Citation29 This second position paper of the group follows the publication of the Trial to Reduce Cardiovascular Events with Aranesp® Therapy (TREAT) Study.Citation30 Following the findings of the TREAT study, the Anaemia Working Group of ERBP maintains its view that “Hb values of 11–12 g/dL should be generally sought in the CKD population without intentionally exceeding 13 g/dL” and doses of ESA therapy to achieve the target Hb be considered. Furthermore, it is also recommended that if not already performed, patients with stages 3b, 4, and 5 CKD should be examined for the presence of anemia.Citation29

This study is of particular value as it provides longitudinal data (collected retrospectively) over a period of 24 months in patients with CKD. Furthermore, to date, few studies are available that report data on this Italian population. However, there are some potential limitations that need to be addressed. Although the number of patients at baseline was relatively large (n = 397), the retrospective and longitudinal nature of this study meant that our analysis was only limited to patients who attended all four visits (n = 92). This reduction in the observation number is due to the fact that only patients signing the specific consent for this study and fulfilling all inclusion criteria were enrolled. For this reason, we could not evaluate hard outcomes such as death or renal failure (dialysis). Many of these patients were added recently to the database and therefore the number of retrospective observations was limited. However, although this sample size restricted subgroup analysis, it is in line with similar previous studies.Citation18,Citation26 Actually, analysis was also extended to the entire study population over the follow-up period (patients who did not attend all four visits) and results were similar to those presented in this manuscript (data not shown). Staging of CKD was based on eGFR as measured by the abbreviated MDRD method, which is recognized to underestimate GFR at high GFR values. However, this problem is more apparent in the measurement of GFR in healthy individuals, where the prevalence of undiagnosed CKD can be underestimated.Citation31 Furthermore, a recent systematic review performed on 12 studies in North America, Europe, and Australia, showed that although the CKD-EPI equation performed better at higher GFRs (approximately > 60 mL/min per 1.73 mCitation2), the MDRD Study equation actually performed better at lower GFRs.Citation32 This is particularly relevant in the present study where the MDRD equation was used to estimate GFR in patients with relatively low GFR (mean eGFR of approximately 40 mL/min per 1.73 mCitation2). Ideally, more than one measure of GFR should be implemented where possible. It is important to underline that this study was monocentric and therefore may not be representative across the entire Italian peninsula. Consistent with limitations of an observational design, our study provides important clinical insights into the therapeutic management of CKD, but it does not provide direct information on the effect of treatment on patient outcome. Lastly, the database used to perform the SONDA study did not provide data on iPTH and thus, information on secondary hyperparathyroidism was unavailable. Furthermore, the SONDA database did not provide data on proteinuria. This is a particularly important limitation of this study, since proteinuria is a fundamental prognostic marker of CKD progression. Greater attention should be given towards the monitoring of proteinuria in order to evaluate the relative risk of CKD.Citation33

In summary, management of CKD at the level of the nephrologist is essential for reducing its progression and for providing improved control of secondary diseases. Findings from the SONDA survey indicate that (1) the control of anemia, electrolyte balance mineral metabolism and GFR of CKD patients is insufficient at the level of the GP and nonnephrologist; (2) control of mineral metabolism and proteinuria is insufficient at the specialist level: and (3) improving the coordinated relationship between GP and nephrologists is needed in order to improve therapeutic management of CKD patients. The importance of raising awareness of the management of CKD in both the general practitioner and specialist alike cannot be underestimated, particularly as more and more therapeutic options are becoming available for these patients.

Acknowledgment

Ion SRL (Bologna, Italy) performed statistical analysis.

Disclosure

Research conducted in this study was supported by an unrestricted educational grant from Abbott S.r.l. Italy. Dr Anna Maria Costanzo, and Dr Umberto di Luzio Paparatti are employees of Abbott Italy. At the time the study was undertaken, Dr Antonio Gorini was an employee of Abbott Italy. Dr Colin Gerard Egan (on behalf of Primula Multimedia S.r.l.) received fees for manuscript preparation. The authors report no other conflicts of interest in this work.

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