Detection, diagnosis, and treatment of Alzheimer’s disease dementia stratified by severity as reported by caregivers in Japan

Abstract

Background

Dementia of Alzheimer’s disease (AD) imposes burdens on patients, caregivers, and society. This cross-sectional study examined caregiver-reported history of disease onset and AD dementia to inform efforts promoting early disease detection and diagnosis.

Methods

An online survey collected self-reported cross-sectional data – demographic characteristics, diagnosis, treatment experiences, and other information on disease detection, diagnosis, and treatment – from caregivers of patients with AD dementia. These characteristics were examined as a function of AD dementia severity.

Results

Three hundred patients with AD dementia were trichotomized by long-term care insurance levels reported by caregivers: 12.3% (n=37) as low severity, 63.7% (n=191) as medium severity, and 24.0% (n=72) as high severity. The Short-Memory Questionnaire and patient dependency scores both varied significantly across severity groups. AD dementia symptoms were most frequently first detected by a caregiver (58.7%) or the patient’s family (45.7%). However, in 13.7% of cases, symptoms were detected by a health care provider during a routine visit. Memory problems were the most frequent first symptoms (77.3%), followed by repetition (55.7%). Patients (73.7%) were taking symptomatic treatment such as acetylcholinesterase inhibitors or memantine. High-severity patients were older, had been diagnosed with AD dementia for a longer time, had more frequent reports of memory problems as the first symptoms detected, and required more hours of care per day, compared with low-severity patients.

Conclusion

Caregivers and families play an integral role in the identification of AD dementia patients, with memory problems being common first symptoms noticed by caregivers that led to a diagnosis of AD dementia. These results provide novel insight into the detection, diagnosis, and treatment of AD dementia in Japan and how these factors differ across the spectrum of disease severity.

Keywords:

• Alzheimer’s disease dementia
• Japan
• disease history
• caregivers
• treatment pattern

Background

Dementia of Alzheimer’s disease (AD) represents the most common form of dementia, and symptoms typically do not present until later in life. Therefore, the prevalence of AD dementia is predicted to rise in the coming years as the median age of the global population continues to increase.^1,2 Notably, Japan is among the countries with the highest rates of AD dementia, with a point prevalence of 3.8% in the population older than 65.^3,4 Even more concerning, the number of patients in Japan with dementia is expected to rise correspondingly as the population ages,^3,5,6 with recent studies predicting that the number of those experiencing dementia will increase from 2.5 to 7.3 million by 2025.^6–8 Thus, caring for these individuals and their caregivers is a paramount public health issue.⁹

AD dementia has been shown to be associated with significant humanistic and economic burden globally. AD is a progressive neurodegenerative disorder that results in impaired cognition (eg, memory difficulties) and impaired ability to complete activities of daily living (ADLs). As symptoms gradually worsen over time, people with AD usually require increased levels of support and care. Informal caregivers (eg, family members) are frequently responsible for the care of AD patients, particularly as the condition worsens over time.¹⁰

Informal caregivers play an integral role in the care of patients with AD dementia in Japan and throughout the world. In contrast to diseases for which care is administered primarily by medical professionals in a clinical setting, the slow and progressive nature of AD dementia often results in many patients being cared for in the home by family members. At the same time, informal caregiving without appropriate supportive structures may be associated with a variety of poor outcomes for caregivers^11,12 – across physical,^13,14 psychological,^15,16 social,¹⁷ and financial¹⁸ domains – both globally and in the country of interest, Japan.^19–26 Japan possesses the fastest aging population in the world, with the multifaceted burden associated with AD dementia in this country also continuing to grow.²⁷ As rates of AD dementia increase, the role of caregivers in early detection of disease and providing informal care will increase in importance, as will the potential burden associated with informal caregiving. This research base includes work which found that caregivers experienced significant impairments in health utility scores, quality of life, and work productivity, and had higher rates of mental health issues and health care resource utilization compared with non-caregivers.²⁸ Despite these associated impairments, many caregivers may also derive positive effects through caregiving – most often, in the form of meaning-based outcomes.^29–32

Furthermore, formal and informal care of AD dementia patients may entail significant economic consequences.^33–36 In Japan, the cost associated with dementia care was recently estimated to be $145 billion, with informal care representing nearly half of this overall cost ($62 billion, where $1=100 yen).³⁷ To address the growing care demands and costs associated with AD dementia, the Japanese government, in 2000, implemented an insurance program and long-term care strategy, with insurance directed to cover medical treatment and nursing care support to provide non-medical services such as daycare. This initiative sought to provide ongoing evaluation of the elderly and enhanced supportive care and financial assistance for family caregivers.^38,39 Another national initiative was introduced in 2012 as the “Orange Plan” and was updated as the “New Orange Plan” in 2015, representing a renewed emphasis on supporting families and enabling patients with AD dementia to remain within the home environment for as long as possible,⁴⁰ with further funding allocated to disease prevention and early detection and diagnosis.^40,41 The long-term care insurance (LTCI) provision implemented by the Japanese government has sought to bring increasing care costs under control by utilizing tax revenues and insurance premiums to subsidize home-based care; nevertheless, costs continue to rise.^42,43

Despite efforts to provide additional supportive services and to clarify diagnostic criteria (see the National Institute on Aging/Alzheimer’s Association 2011 diagnostic guidelines),⁴⁴ evidence suggests that more than half of all individuals experiencing symptoms consistent with dementia are never evaluated by a medical professional nor do they receive a formal diagnosis of dementia, especially among patients with less severe memory and cognitive problems.^45,46 Barriers to early detection exist, however, including diagnostic uncertainty (eg, difficulty differentiating AD dementia symptoms from symptoms associated with normal aging), stigma surrounding AD dementia, and lack of appropriately trained profressionals.⁴⁷ Given the availability of treatments and care management options for AD dementia – as well as a robust pipeline of investigative therapeutic agents that depend upon the timely and accurate detection and diagnosis of symptoms – greater awareness, screening, and earlier diagnosis may provide an opportunity for patients to be more involved with decisions concerning their own care and for earlier intervention, with treatment or other support initiatives, which may ultimately lead to an improvement in the patient’s overall quality of life. However, this is not without its challenges, as evidence suggests that significant variation exists in the early signs of this disease among patients.⁴⁸ It is, therefore, important to understand when and how symptoms are first noticed, particularly from the caregiver and patient perspective.

To help build a better understanding of the role of caregivers in the detection and diagnosis of AD dementia – a group that does not possess exposure to training or diagnostic guidelines – the current study utilized real-world survey data to examine the characteristics and experiences of patients with AD dementia as reported by their informal caregivers in Japan, particularly with regard to disease history and treatment patterns in this group of patients. Further, the relationships between disease severity level and the patient’s diagnosis, symptom identification, and treatment were explored. These results can provide insight into where patients and caregivers are, in terms of identifying disease progression, and inform efforts that could be used to promote earlier detection and diagnosis of AD dementia (especially, in a milder state), which may in turn help reduce this disease’s burden on – and costs to – society.

Methods

Sample

This study collected original data from caregivers identified in the 2012 and 2013 Japan National Health and Wellness Surveys (NHWS), with additional caregivers invited from the Lightspeed Research (LSR) opt-in ailment panels from Japan. Inclusion criteria were as follows: adults (≥18 years) and caring for an individual diagnosed with AD dementia (according to caregiver self-report). This study was reviewed and approved by the Pearl Institutional Review Board. Participants were asked to provide their informed consent before beginning this study via an online survey. The informed consent information provided study details, including the objectives of this study, risks/benefits, and contact information for any questions/concerns.

To maintain the focus of the study on informal caregivers, those who were receiving payment as a form of employment for caregiving duties were excluded as were those who did not provide informed consent. Informal caregivers may detect signs of AD dementia relatively early in the disease’s progression, whereas more formal caregivers (including those providing at-home nursing care and services for pay) may be caring for patients at more severe stages of the disease. Thus, informal caregivers may play a key role to help detect AD dementia at a relatively early stage. Details about NHWS and respondent recruitment are included in Laks et al¹² and Goren et al.²⁸

The current study population comprised 300 caregivers – 119 current caregivers who were recruited from the 2012 and 2013 NHWS and an additional 181 current caregivers who were recruited from the separate ailment panel source. Using an online survey, each caregiver provided survey responses for themselves as well as proxy measures on behalf of the AD dementia patient for whom they provided care. In total, 176 caregivers identified from the 2012 and 2013 NHWS entered the survey but were excluded because they were no longer providing care for an AD dementia patient. Reasons for discontinuing care included: patient deceased (n=76, 43.2%); patient receiving care at a hospital/health care facility (n=68, 38.6%, including n=2 who were also receiving at-home nursing care and services); and (exclusive of prior reasons noted) patient receiving at-home nursing care and services, someone else took over responsibilities, other, or none of the above (n=7, n=7, n=8, and n=10, respectively). The online survey protocol and questionnaire were reviewed and approved by Essex Institutional Review Board (Lebanon, NJ, USA), and all participants provided informed consent.

Measures

Sociodemographic and health characteristics and behaviors of caregivers

Demographic characteristics include: sex and age (for both patients and caregivers), marital status, employment, income, education, children in household, smoking, drinking alcohol, exercise, body mass index, health insurance, and change in employment status due to caregiving for the AD dementia patient.

Disease severity

Patient disease severity was assigned on the basis of LTCI levels reported by caregivers with respect to their AD dementia patients. The implementation of LTCI initiatives in Japan required that an accurate and detailed assessment of patients needed to be available to effectively assign care resources. The Government-Certified Disability Index (GCDI) is an 85-item measure which was developed to serve this purpose by providing a score from 0 to 5 that indicates the amount spent on services for a patient in each category and enables the severity of patient disease to be inferred. LTCI status was assessed and categorized according to the actual distribution of patients across levels (don’t know, no long-term nursing care insurance, support levels 1 or 2, or nursing care levels 1, 2, 3, 4, or 5). LTCI levels in the current study were trichotomized for analysis into categories reflecting increasing physical severity of AD dementia, mapping roughly onto the GCDI levels: 1) low severity – no long-term nursing care insurance, support levels 1 or 2, or level unknown; 2) medium severity – nursing care levels 1, 2, or 3; and 3) high severity – nursing care levels 4 or 5. These categorical groups were chosen to differentiate between patients who had relatively more special needs (in the medium- and high-severity groups – with the latter typically requiring institutionalization) and those who had slight impairments or difficulties with daily activities (low-severity group), as well as serving to combine small samples across categories to maximize statistical power for comparisons of interest.

Two additional measures were included to confirm the use of LTCI as a measure of AD dementia severity. First, the Short-Memory Questionnaire (SMQ)^49,50 is an informant-based scale used to assess everyday memory problems. Caregivers rated the perceived frequency (“almost never” to “almost always”) of a patient’s memory difficulties and competencies in various situations. A total summary score of 40 or less suggests “disproportionate cognitive difficulties.” The SMQ is highly correlated with other measures of cognitive disease severity among Japanese patients.^49,50 Second, caregivers also reported on patients’ level of dependency (no assistance, some assistance, or complete dependence) across 11 tasks in different domains that were generated for this study (eg, self-care, travel, health care, and finance). A total dependency score was calculated, ranging theoretically from 0 (“patient does not need assistance”) to 11 (“patient needs some assistance”) to 22 (“patient is completely dependent on me” across every task).

Patient disease history

Disease history variables include: years since AD dementia diagnosis and since AD dementia symptoms were first noticed, which symptoms were exhibited and who noticed them, diagnosing physician and evaluations, and prescriptions ever and currently taken for AD dementia.

Analysis

Descriptive results were examined for all study variables of interest, including numbers and percentages for categorical variables and means, SDs, medians, and both minimum and maximum values for continuous variables. The LTCI-based severity was trichotomized as described earlier, with low severity used as the reference category in bivariate analysis, to test whether medium AD dementia (where in-home care was still anticipated) was associated with different patterns than high-severity AD dementia (where patients were expected to be institutionalized due to the severity of their disease). Bivariate comparisons examined differences across disease severity (ie, low vs medium severity; low vs high severity) with chi-square and binomial proportion tests for categorical variables and one-way analysis of variance (ANOVA) tests for continuous variables. Bonferroni post hoc tests adjusted for multiple comparisons for all statistically significant omnibus ANOVA results.

Results

Patient severity

Three hundred caregivers were surveyed, and they provided information on their AD dementia patients. The LTCI was used as a surrogate measure of severity of illness, with 12.3% of caregivers (n=37 in the low-severity group) indicating that they did not know their patients’ LTCI (n=3), that their patients had no LTCI (n=15), or were at support level 1 (n=7) or 2 (n=12); 63.7% (n=191 in the medium-severity group) indicated that patients had nursing care level 1 (n=52), 2 (n=75), or 3 (n=64); and 24.0% (n=72 in the high-severity group) indicated that patients had nursing care level 4 (n=43) or 5 (n=29). SMQ total scores (with lower scores indicating greater difficulties with memory) ranged from 19 to 56, with a mean of 25.4 (SD=4.49) and median of 23, reflecting – along with the LTCI groups – a predominantly severe patient sample. The SMQ scores varied significantly across the three LTCI groups (F [2, 297]=22.1, p<0.001): high severity (mean [M] =23.3, SD=2.2) versus medium severity (M=25.4, SD=4.4) versus low (M=29.0, SD=6.1), p values<0.001 for all (Figure 1). Similarly, the mean patient dependency scores varied significantly across the LTCI severity groups (F [2, 297]=27.1, p<0.001): high severity (M=18.2, SD=5.4) versus medium severity (M=15.2, SD=4.2) versus low severity (M=11.7, SD=4.4), p values<0.001. These differences were largely driven by those in the high-severity group reporting complete dependency on caregivers for bathing/grooming/toileting and eating, as well as on logistic tasks (eg, travel and medication management).

Figure 1 Short-Memory Questionnaire score by severity level.

Notes: The ends of the boxes shown above depict the lower and upper quartiles whereas the horizontal line in the middle of each box depicts the median value. The whiskers extending from each box show the range of the lowest or first quartile (Q1) and highest or third quartile (Q3) observation, or the interquartile range (IQR). °Indicates an outlier which is defined as a data point that is more extreme than Q1 − 1.5×IQR or Q3 + 1.5×IQR. ^*Indicates an extreme outlier which is defined as a data point that is more extreme than Q1 − 3×IQR or Q3 + 3×IQR.
Abbreviation LTCI, long-term care insurance.

Caregiver and patient demographics

There was no statistical difference for most of the demographics. Caregivers of high-severity patients were more likely to change their employment status due to caregiving, compared with caregivers of low-severity patients (31.9% vs 13.5%, p<0.05). Similarly, patients were more likely to be 90 years old or older in the medium-severity (22.0%) and high-severity (31.9%) LTCI groups as compared with the low-severity group (5.4%) (p values=0.060 and 0.003, respectively; Table 1).

Table 1 Caregiver and patient demographic characteristics

Caregiver/patient demographics and characteristics	LTCI-based severity
	Low (n=37)		Medium (n=191)		High (n=72)
Caregiver age, mean (SD), minimum to maximum	51.92 (9.81)	25–69	53.83 (11.31)	20–86	55.06 (10.82)	32–96
Age groups (%, n)
18–29	2.7	1	4.2	8	0.0	0
30–39	10.8	4	6.8	13	8.3	6
40–49	18.9	7	17.3	33	18.1	13
50–64	62.2	23	61.8	118	58.3	42
65+	5.4	2	9.9	19	15.3	11
Sex of caregiver (%, n)
Female	45.9	17	47.1	90	38.9	28
Male	54.1	20	52.9	101	61.1	44
Marital status (%, n)
Single	32.4	12	26.7	51	30.6	22
Married/living with partner	54.1	20	64.4	123	61.1	44
Divorced/separated/widowed	13.5	5	8.9	17	8.3	6
Average number of adults (>18 years) dependent (financially and/or taken care of) in household, mean (SD), minimum to maximum	1.86 (1.53)	0–7	1.96 (1.86)	0–7	1.39 (1.31)	0–4
Adults (>18 years) dependent in household (%, n)
0	18.9	7	28.3	54	36.1	26
1	24.3	9	19.4	37	19.4	14
2	32.4	12	18.8	36	19.4	14
3	8.1	3	14.7	28	19.4	14
4+	16.2	6	18.8	36	5.6	4
Average number of children (<18 years) dependent (financially and/or taken care of) in household, mean (SD), minimum to maximum	0.32 (0.82)	0–3	0.29 (0.74)	0–4	0.33 (0.71)	0–3
Children (<18 years) dependent in household (%, n)
0	83.8	31	83.8	160	77.8	56
1	5.4	2	7.3	14	13.9	10
2+	10.8	4	8.9	17	8.3	6
Employed (%, n)
Not employed, disabled, retired, student, or homemaker	21.6	8	30.4	58	37.5	27
Full-time, part-time, or self-employed	78.4	29	69.6	133	62.5	45
Change in employment status due to caregiving for AD dementia patient (%, n)
No	86.5	32	72.8	139	68.1*	49
Yes	13.5	5	27.2	52	31.9*	23
Patient age, mean (SD), minimum to maximum	82.70 (4.61)	72–96	83.54 (7.80)	38–100	84.64 (8.37)	64–106
Patient age groups (%, n)
<80	18.9	7	23.6	45	26.4	19
80–84	45.9	17	30.4	58	22.2*	16
85–89	29.7	11	24.1	46	19.4	14
90+	5.4	2	22.0	42	31.9*	23
Sex of AD dementia patient (%, n)
Female	75.7	28	77.0	147	84.7	61
Male	24.3	9	23.0	44	15.3	11

Notes: Bivariate comparisons used chi-square and binomial proportion tests for categorical variables and analysis of variance (ANOVA) with Bonferroni post hoc adjustments for continuous variables compared across disease severity;

* p<0.05 for difference between the value shown and the corresponding value in the same row in the low-severity column. Zero total values for any group were not analyzed.

Abbreviations: AD, Alzheimer’s disease; LTCI, long-term care insurance.

Caregiving involvement/intensity

Among all caregivers, 60.3% were the primary caregivers with sole or shared responsibilities, and 39.7% were secondary caregivers; however, there was no statistical difference across AD dementia severity for the caregiving role (Table 2). The average number of hours of care per day varied significantly across AD dementia severity (F [2, 297]=11.9, p<0.001). Caregivers devoted a significantly greater number of average hours of care per day for high-severity (M=16.2, SD=8.1) and medium-severity (M=12.6, SD=7.7) patients as compared with low-severity (M=8.8, SD=7.1) patients (p values=0.020 and <0.001), respectively, as well as other indicators of increasing caregiver involvement across groups, and more years providing care to the patient (Figure 2 and Table 2).

Figure 2 Caregiver time involved in AD dementia care.

Notes: Means and CIs are provided for the total average hours of care required per day.
Abbreviations: AD, Alzheimer’s disease; LTCI, long-term care insurance.

Table 2 Caregiver involvement and intensity in AD dementia care

Caregiver status	LTCI-based severity
	Low (n=37)		Medium (n=191)		High (n=72)
Average hours/week “personally responsible for providing care,” mean (SD), minimum to maximum	34.38 (55.11)	1–168	32.45 (40.19)	1–168	43.72 (47.34)	1–168
Hours/week “personally responsible for providing care” (%, n)
1–4	37.8	14	20.9*	40	15.3*	11
5–12	24.3	9	15.7	30	13.9	10
13–24	10.8	4	28.3*	54	27.8*	20
25–72 (1–3 days)	10.8	4	22.0	42	19.4	14
73–168 (3–7 days)	16.2	6	13.1	25	23.6	17
Total average hours of care required per day, mean (SD), minimum to maximum	8.78 (7.11)	0–24	12.58* (7.72)	0–24	16.18* (8.07)	1–24
Total average hours of care required per day (%, n)
0–6	45.9	17	28.8*	55	20.8*	15
7–12	32.4	12	24.6	47	15.3*	11
13–18	10.8	4	23.0	44	16.7	12
19–24	10.8	4	23.6	45	47.2*	34
Years providing care for the AD dementia patient (%, n)
<2	13.5	5	8.4	16	0.0	0
2 to <4	32.4	12	37.7	72	23.6	17
4 to <6	16.2	6	23.6	45	20.8	15
6 to <10	10.8	4	12.6	24	33.3*	24
≥10	10.8	4	10.5	20	16.7	12
Can’t recall	16.2	6	7.3	14	5.6	4
Caregiving role (%, n)
Primary: sole or shared responsibilities	54.1	20	64.4	123	52.8	38
Secondary: shared responsibilities	45.9	17	35.6	68	47.2	34

Notes: Bivariate comparisons used chi-square and binomial proportion tests for categorical variables and analysis of variance (ANOVA) with Bonferroni post hoc adjustments for continuous variables compared across disease severity;

* p<0.05 for difference between the value shown and the corresponding value in the same row in the low-severity column. Zero total values for any group were not analyzed.

Abbreviations: AD, Alzheimer’s disease; LTCI, long-term care insurance.

Disease history

Significantly more patients had been diagnosed between 2 and <4 years prior to the study (13.9%) in the high-severity versus low-severity group (p<0.001), with 0% of patients diagnosed <2 years before the study (Table 3). In addition, a higher proportion of patients had AD dementia symptoms noticed around 10 years or farther prior (18.1%) in the high-severity group versus the low-severity (2.7%) group (p<0.001); however, no significant differences were observed between the low-severity and medium-severity groups (8.4%; p=0.135).

Table 3 Disease history responses in the current study sample

Disease history	LTCI-based severity
	Low (n=37)		Medium (n=191)		High (n=72)
Years since diagnosis of AD dementia by HCP (%, n)
<2	16.2	6	9.9	19	0.0	0
2 to <4	29.7	11	28.3	54	13.9*	10
4 to <6	8.1	3	15.7	30	22.2	16
6 to <10	13.5	5	15.2	29	29.2	21
≥10	2.7	1	5.8	11	12.5	9
Can not recall	29.7	11	25.1	48	22.2	16
Years since AD dementia symptoms first noticed (%, n)
<2	13.5	5	4.7*	9	0.0	0
2 to <4	18.9	7	19.9	38	8.3	6
4 to <6	8.1	3	17.8	34	12.5	9
6 to <10	8.1	3	14.7	28	30.6*	22
≥10	2.7	1	8.4	16	18.1*	13
Can not recall	48.6	18	34.6	66	30.6	22
Years from when symptoms first noticed to diagnosis of AD dementia by HCP (%, n)
<1	37.8	14	35.1	67	37.5	27
1 to <2	5.4	2	17.8	34	19.4*	14
≥2	5.4	2	11.0	21	12.5	9
Missing valuesΩ	51.4	19	36.1	69	30.6*	22
Person who first noticed patient’s symptoms (%, n)
Caregiver	43.2	16	60.7*	116	61.1	44
Patient’s family	48.6	18	45.5	87	44.4	32
Patient’s friend	2.7	1	2.1	4	1.4	1
Patient himself/herself	8.1	3	1.6*	3	1.4	1
Health care provider during routine visits	13.5	5	14.1	27	12.5	9
Do not know/can not recall	5.4	2	2.6	5	1.4	1
First AD dementia symptoms exhibited (%, n)
Memory problems that interfere with daily lifea	67.6	25	76.4	146	84.7*	61
Repetitionb	51.4	19	53.9	103	62.5	45
Language and writing problemsc	27.0	10	19.4	37	29.2	21
Personality changesd	27.0	10	28.8	55	31.9	23
Disorientation and confusione	32.4	12	27.2	52	34.7	25
Lack of hygienef	21.6	8	22.0	42	23.6	17
Odd behaviorg	32.4	12	33.5	64	31.9	23
Do not know/can not recall	0.0	0	2.1	4	1.4	1
Treatment for AD dementia
Top four most frequently reported medications (%, n)
Donepezil#	45.9	17	35.1	67	30.6	22
Galantamine#	13.5	5	4.2*	8	2.8*	2
Memantine#	10.8	4	14.1	27	13.9	10
Rivastigmine#	8.1	3	5.2	10	6.9	5
Two or more of top four medications	0.0	0	16.2	31	13.9	10
Other medications±	0.0	0	1.6	3	5.6	4
No medications	21.6	8	23.6	45	26.4	19

Notes: Bivariate comparisons used chi-square and binomial proportion tests for categorical variables and analysis of variance with Bonferroni post hoc adjustments for continuous variables compared across disease severity;

* p<0.05 for difference between value shown and corresponding value in the same row in the low-severity column. Zero total values for any group were not analyzed.

Ω Missing values include responses of “do not know/can not recall” to either of the variables, “years since diagnosis of AD dementia by HCP” and “years since AD dementia symptoms first noted.”

# Exclusive of any of the other top four most frequently reported medications in the study. “Two or more of top four medications” includes those patients who were prescribed at least two of the top four medications identified in the survey: donepezil, galantamine, memantine, and rivastigmine.

± Other medications include: alprazolam, brotizolam, ethyl loflazepate, etizolam, paroxetine, quetiapine, risperidone, sertraline hypdrochloride, sodium valproate, tiapride hydrochloride, yokukansan, and zolpidem tartrate.

a Forgetting recent experiences or important dates or events;

b Repeating stories or keep asking the same questions;

c Having problems remembering basic words, speaking is contorted, the ability to read and write also declines;

d Having sudden mood swings or experiencing emotions such as getting upset or angry for no particular reason;

e Getting lost in places they used to know very well or having trouble completing familiar tasks, like cooking dinner or shaving;

f Start wearing stained clothing or stop bathing but used to be well groomed/well dressed;

g Misplacing things in inappropriate places.

Abbreviations: AD, Alzheimer’s disease; HCP, health care provider; LTCI, long-term care insurance.

Most often, symptoms of AD dementia were first detected by the caregiver (58.7%) or the patient’s family (45.7%), and rarely noticed by the patient himself/herself (2.3%). However, in 13.7% of cases, symptoms were first detected by a health care provider during a routine visit. Memory problems were the most frequent first symptom exhibited (77.3%), followed by repetition (55.7%).

In the medium-severity versus low-severity groups, significantly more caregivers (60.7% vs 43.2%, p=0.049) and fewer patients themselves (1.6% vs 8.1%, p=0.023) were the ones who first noticed the patient’s symptoms. Although the proportions were similar across the medium-severity and high-severity groups, the high-severity group did not differ significantly from the low-severity group. Memory problems were significantly more likely to have been the first AD dementia symptoms exhibited in the high-severity LTCI group (84.7%) compared with the low-severity LTCI group (67.6%). This finding may be driven by a few possible explanations. For example, this result may be an artifact of memory bias. Caregivers of more severe patients may falsely recall detecting more symptoms than those caring for less severe patients (eg, may falsely recall patient’s memory problems). Furthermore, in this study, full-time/part-time employment status tended to be more frequent among caregivers of patients with less severe AD dementia. As memory loss is a subtler symptom of AD dementia compared with symptoms such as repetition, personality changes, and odd behaviors, caregivers of less severe patients may have had fewer opportunities to detect memory loss symptoms given their employment status. There were no significant differences in terms of who first diagnosed patients across severity groups, nor in the evaluations used to confirm diagnosis.

Disease evaluation

Patients were most commonly diagnosed by a neurologist (41.0%), primary care physician or internist (28.3%), or psychiatrist (21.3%). The evaluation to confirm diagnosis most commonly involved brain imaging (65.3%) or a mental status test (62.3%).

AD dementia treatment

The majority of patients (73.7%) were currently taking a symptomatic treatment for AD dementia such as acetylcholinesterase inhibitors (donepezil, galantamine, and rivastigmine) or memantine, regardless of disease severity. Some of the medium- and high-severity patients were on more than one of these symptomatic treatments concurrently (16.2% and 13.9%, respectively), whereas none of the low-severity patients were concurrently on more than one of these treatments (Table 3). Galantamine was used significantly more frequently as the current medication for patients in the low-severity patient group (13.5%) compared with the medium-severity (4.2%) and high-severity groups (2.8%) (Table 3).

Discussion

In the current study, the vast majority of caregivers surveyed had first noticed AD dementia symptoms in the person they were caring for at least 2 years before the survey, if they remembered the timing at all. In the majority (58.7%) of these cases, symptoms were noticed by the caregiver, whereas the patient’s family also noticed symptoms in many cases (45.7%), compared with only 13.7% noticed by a health care provider. Memory problems were the first symptom exhibited most frequently (77.3%), indicating a potential early signal for follow-up testing to rule out reversible causes or other diagnoses. These findings suggest that caregivers and patients’ families are a useful source to facilitate early identification, diagnosis, and treatment of patients with AD dementia. The inclusion of patients with mild disease in the current study can help guide early detection efforts, which are particularly crucial in countries such as Japan with an aging population and an increasing degree of societal burden associated with AD dementia.

The majority of patients were on a symptomatic treatment for AD dementia and some were taking more than one treatment at a time; moreover, these patients were likely to be in a more severe state of disease necessitating such treatment, and this was reflected by the long-term nursing care level. Greater disease severity was associated with several factors. High-severity patients were older, had been diagnosed for a longer duration, more frequently reported memory problems as the first symptoms noticed, and required more hours of care per day, compared with low-severity patients. Given the current understanding of when the disease pathology first develops, as well as a pipeline of potential new therapies focused on use earlier in the trajectory of disease, early detection, diagnosis, and initiation of treatment is essential; disease-modifying therapy may be best suited for patients earlier in the disease course, prolonging the duration of time that the patient can remain independent and delaying the progression to moderate and severe states, which in turn can enable patients to be cared for longer at home.⁵¹

As noted earlier, the Japanese government has implemented a range of initiatives to promote home-based care for AD dementia patients and enable them to remain as members of the community, potentially in contrast with other health care systems that have a greater acceptance of institutionalization.^38–41 Given these social and cultural goals to enhance home-based care, increased formal assistance programs can support caregivers and reduce their caregiving responsibilities, with corresponding reductions in their overall burden. Despite such efforts to curtail costs through iterations of the New Orange Plan⁴⁰ and the introduction of supportive measures to enable patients to remain at home, the costs associated with AD dementia care in Japan remain substantial.

The current study forms part of a growing empirical focus on the care trajectory of those diagnosed with a chronic disease. In a recent Canadian study, Carpentier et al utilized a qualitative methodology to explore the trajectory of care among 60 caregivers and their patients with AD dementia.⁵² The authors noted that many caregivers initiated care through past experience with dementia, whereas other families who were not in close contact or without this past experience required a “watershed” moment to initiate care. Other caregivers reported the initial referral from a health professional upon noticing memory problems, consistent with the early signs reported in the current study. In an earlier study, Devier et al also reported that a decline in memory was the initial symptom reported by those with mild cognitive impairment, and that memory problems were predictive of an eventual diagnosis of AD dementia.⁵³ The current study provides further insight into the disease course of Japanese patients and caregivers.

Strengths and limitations

The current study utilized methodology that enabled a large-scale representative sample to be surveyed. The online survey format, however, limits reporting by patients and family members who are less comfortable with, or lack access to, online technology, or those who are less able to participate due to caregiving duties or health burden. This may be noteworthy given the hyper-aging nature of Japan society and, thus, many caregivers are also elderly. Further, only AD dementia patients for whom care was reported as being provided by informal caregivers were included, leading to an underrepresentation of patients receiving institutionalized care. This may have led to a sample with a less severe disease progression compared with the general AD dementia patient population. Caution is thus warranted in generalizing the current study results beyond those who participated.

Despite the limitations noted herein, the online study format resulted in a large representation of relatively young, employed informal caregivers. These individuals are often expected to maintain dual roles, including as active members of working society and supportive care for their family members. Given this dual-role status, such caregivers may feel increased pressure to maintain their own physical and mental health, and thus it may be especially meaningful to gain insight into the experiences of this subgroup, and to utilize this information to develop and implement effective supportive care services.

There were differences found in the demographic characteristics of those enrolled in this study compared with the general Japanese population, with those enrolled reporting being generally younger (10.7% vs 26.7%. 65 years), male (55% vs 48.7%), and socioeconomically advantaged (69% vs 58.6% employed) compared with national estimates.⁵⁴ These differences may suggest that those enrolled had greater motivation, physical ability, and Internet access than the population at large. Furthermore, there was a high number of patients with severe dementia in the current study, possibly because people did not become caregivers until the patients’ AD dementia progressed to a severe state. There was a high number of male caregivers, especially relative to the percentage of female patients (78.7%), contrasting previous work that examined AD dementia caregivers in which female caregivers were the majority.¹²

The current study was cross-sectional by design and, thus, precludes longitudinal assessment and the consequent ability to draw causal relationships between study variables. Further, self-report assessments have inherent limitations in that they rely on participants’ memory of events. In the current study, for example, reports of initial symptomatology may be biased toward events that were of particular interest to caregivers. Further, more than one third of caregivers surveyed could not recall when AD dementia symptoms first appeared, suggesting that in these cases other people (eg, other family members or health care providers) may have noticed them first. Such information was not collected as part of the current study and provides fertile ground for further research.

Conclusion

The current findings suggest that caregivers and family members play an integral role in promoting the early identification of symptoms, diagnosis, and treatment of AD dementia. Patients with AD dementia who required informal care were generally identified and diagnosed at least 2 years before the survey, with caregivers being the ones most frequently having detected the symptoms; memory problems were most frequently the first symptoms noticed by caregivers. These results provide novel insight into the diagnosis, treatment, and disease history of AD dementia in Japan, and how experiences may differ based on disease severity. Given that past research has largely focused on those with moderate and severe disease, the inclusion of individuals with mild disease provides important information in guiding efforts for early detection and diagnosis of AD dementia.

This research provides baseline data on symptom presentation, diagnosis, disease severity, and caregiver burden in patients with AD dementia. The potential benefits associated with early and accurate detection and diagnosis of AD dementia reinforce the importance of gaining greater insight into the trajectory of the disease and caregiving experience, and raising awareness among patients, family members, and the medical community at large. Caregivers and family members are a useful place to start in terms of helping get patients identified early, diagnosed, and treated whereas, at the same time, the findings underscore the importance of increasing identification of AD dementia by patients themselves and by health care providers. Early identification of symptoms, and diagnosis, will be important to facilitate the use of new interventions that promise to slow or halt the progression of AD dementia which, in turn, have the potential to moderate the level of caregiving needed and potentially delay institutionalization.

Author contributions

All authors contributed to study design, data analysis, and drafting and revision of the paper, and all authors agree to be accountable for all aspects of the work. Amir Goren conducted the statistical analyses.

Acknowledgments

The authors acknowledge Errol J Philip, PhD, for assistance with literature review and writing, and Colleen M Carpinella, PhD, and Michael J Doane, PhD, of Kantar Health, for their assistance with writing, analysis, and interpretation. This study, the manuscript writing services, and publication fees were funded by Eli Lilly and Company (Indianapolis, IN, US). Results contained in this paper were presented at the 32nd International Conference of Alzheimer’s Disease International. The presentation was entitled: “Understanding Symptom Presentation, Recognition and Diagnosis for People with Alzheimer’s Disease in Japan.”

Disclosure

William Montgomery, Tomomi Nakamura, Kaname Ueda, and Kristin Kahle-Wrobleski were full-time employees of Eli Lilly and Company at the time of this study. Amir Goren is an employee of Kantar Health, which conducted this study with funding from Eli Lilly. The authors report no other conflicts of interest in this work.