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Original Research

Number needed to treat and number needed to harm with paliperidone palmitate relative to long-acting haloperidol, bromperidol, and fluphenazine decanoate for treatment of patients with schizophrenia

, , , , , , & show all
Pages 93-101 | Published online: 08 Mar 2011

Abstract

Background:

We analyzed data retrieved through a PubMed search of randomized, placebo-controlled trials of first-generation antipsychotic long-acting injectables (haloperidol decanoate, bromperidol decanoate, and fluphenazine decanoate), and a company database of paliperidone palmitate, to compare the benefit-risk ratio in patients with schizophrenia.

Methods:

From the eight studies that met our selection criteria, two efficacy and six safety parameters were selected for calculation of number needed to treat (NNT), number needed to harm (NNH), and the likelihood of being helped or harmed (LHH) using comparisons of active drug relative to placebo. NNTs for prevention of relapse ranged from 2 to 5 for paliperidone palmitate, haloperidol decanoate, and fluphenazine decanoate, indicating a moderate to large effect size.

Results:

Among the selected maintenance studies, NNH varied considerably, but indicated a lower likelihood of encountering extrapyramidal side effects, such as akathisia, tremor, and tardive dyskinesia, with paliperidone palmitate versus placebo than with first-generation antipsychotic depot agents versus placebo. This was further supported by an overall higher NNH for paliperidone palmitate versus placebo with respect to anticholinergic use and Abnormal Involuntary Movement Scale positive score. LHH for preventing relapse versus use of anticholinergics was 15 for paliperidone palmitate and 3 for fluphenazine decanoate, favoring paliperidone palmitate.

Conclusion:

Overall, paliperidone palmitate had a similar NNT and a more favorable NNH compared with the first-generation long-acting injectables assessed.

Introduction

Long-acting injectable preparations of both first- and second-generation antipsychotics offer certain advantages over oral preparations, such as a longer interval between dosing, the opportunity for the health care provider to intervene if an injection is missed, mitigation against the nonadherence or partial adherence that is prevalent with oral agents, and the ability to maintain efficacy with improved tolerability, as a result of less peak-to-trough fluctuation in plasma concentration.Citation1,Citation2 However, the incidence of extrapyramidal symptoms and other movement disorders, such as tardive dyskinesia, has been reported to be considerable with first-generation antipsychotic long-acting injectables.Citation3

By comparison, use of second-generation oral and long-acting injectable antipsychotics have been generally associated with a reduced risk of developing tardive dyskinesia and treatment-limiting extrapyramidal symptoms.Citation4,Citation5 However, there are no randomized controlled trials directly comparing the efficacy, safety, and tolerability of first- and second-generation long-acting injectables in patients with schizophrenia. In the absence of head-to-head comparisons in clinical studies, standardized measures of benefit and risk allow practicing clinicians to compare clinically discernable treatment effects and assess their significance across clinical trials.Citation6

The number needed to treat (NNT), number needed to harm (NNH), and likelihood of being helped or harmed (LHH) are evidence-based tools that provide information on the relative risk or benefit of various treatments.Citation7,Citation8 These measures are based on a calculation of the number of patients who will likely need to be treated with the test agent to either benefit a single patient (NNT) or cause a single patient to experience harm (NNH) relative to treatment with the reference agent (eg, placebo). LHH is the ratio of the absolute risk reduction for prevention of an adverse outcome (1/NNT) versus an absolute risk increase for safety (1/NNH),Citation9 and allows physicians to compare treatments across studies and individualize treatment decisions for patients with a distinct set of risk factors.Citation9 Thus, NNT, NNH, and LHH provide easily translatable information to the health care provider and patients.Citation10,Citation11

Here, we report the NNT, NNH, and LHH for selected efficacy and safety parameters from randomized, placebo-controlled studies of paliperidone palmitate, a second-generation long-acting injectable antipsychotic, and haloperidol decanoate, fluphenazine decanoate, and bromperidol decanoate, three first-generation long-acting injectable antipsychotics used in patients with schizophrenia. Bromperidol decanoate is an older depot neuroleptic used in several European countries. The primary objective of this analysis was to compare the efficacy and safety of paliperidone palmitate with that of first-generation long-acting injectable antipsychotics by calculating and comparing NNT and NNH based on available data from the published literature.

Methods

Search criteria

A computerized search of medical literature databases was conducted in September 2009 using PubMed (www.pubmed.gov) and an internal company product-related database of published abstracts, posters, and articles. The literature search was restricted to randomized, controlled studies (of any duration, in any language, retrievable through PubMed) of known first-generation long-acting injectable antipsychotics.

During the PubMed search, the following search terms (medical subject headings [MeSH] or verbatim) were used to encompass all known first-generation long-acting injectable antipsychotics, ie, fluphenazine decanoate, haloperidol decanoate, bromperidol decanoate, clopenthixol decanoate, flupenthixol decanoate, pipothiazine palmitate, fluspirilene, and perphenazine enanthate. For these MeSH terms, the field tags were limited to “title or abstract”. In addition, “type of article” was limited to “randomized controlled trial”, “human” was selected for “species”, the “age” criterion was “all adults 19+ years”, and articles in “all languages”. A total of 15 randomized, controlled clinical trials evaluating the efficacy and safety of first-generation long-acting injectables were retrieved. One of these retrieved articles was written in a non-English language.Citation12 An English version of the abstract and the Italian version of the full manuscript were available, the results of which were interpreted by a native speaker. No articles meeting the selection criteria above were found for the following, and hence were excluded from further analysis: clopenthixol decanoate, flupenthixol decanoate, pipothiazine palmitate, fluspirilene, and perphenazine enanthate. No placebo-controlled relapse prevention studies for long-acting injectable olanzapine and long-acting injectable risperidone were found in the literature search. Additionally, the search did not retrieve any studies of first-generation long-acting injectable antipsychotics for the acute treatment of patients with schizophrenia. A search of published Cochrane reviews also did not provide additional studies meeting the inclusion criteria.Citation13Citation15

For paliperidone palmitate, a search within the internal company database (“literature management and documentation”) was performed using the search terms, “double-blind”, “randomized”, “human”, and “intramuscular”, with the indication “schizophrenia”. The internal database contains all published abstracts, posters, and manuscripts for company products and is not publicly accessible, although many of the documents may be found through other external searches. Four studies of acute treatment and one of maintenance treatment for schizophrenia were identified.

Selected studies

We then narrowed the selected studies to those that included a placebo control, because comparisons between treatments using NNT and NNH calculations require a common comparator, eg, placebo. A common comparator is necessary to allow for characterization of the efficacy and safety of the treatments of interest with reference to the same comparator across studies. These types of comparisons are indirect in nature and distinct from observations in a randomized controlled trial that include direct head-to-head comparisons of the treatments of interest. Furthermore, because calculations of NNT and NNH require binary endpoints, we included only those publications that had clinical outcomes of interest with binary endpoints that were common among at least two of the published studies, and provided enough details to be able to assess them. Studies with continuous variables for efficacy and safety measures that could not be converted to binary endpoints were not included. Accordingly, of the 16 retrieved studies for maintenance treatment, only seven (six for first-generation long-acting injectables, and one for paliperidone palmitate) fully met the inclusion criteria of being placebo-controlled and having binary endpoints for clinical outcomes of interest. Of these, six studies had time to relapse or relapse rate as a clinical efficacy endpoint.Citation12,Citation16,Citation18Citation21 The only study retrieved for bromperidol decanoate did not assess efficacy using time to relapse or relapse rate, and hence was included only for safety evaluations using NNH.Citation22

Of the four acute treatment studies with paliperidone palmitate that were initially identified, three used a lower dose-loading regimen than that currently approved by the US Food and Drug Administration, so were excluded,Citation23Citation25 leaving one acute treatment study for the main analysis.Citation17 These three studies utilized an older dosing regimen that led to considerably lower initial plasma concentrations of paliperidone. A subsequent sensitivity analysis including these three studies with alternative dosing regimens was conducted and yielded similar results ().

Table 1 Sensitivity analysis for number needed to harm and number needed to treat for acute symptom studies for paliperidone palmitate that used an earlier initiation regimen

Selection of efficacy and safety endpoints for comparison

From the identified studies, as expected, not all outcomes were reported uniformly in the published manuscripts. Thus, prevention of relapse was compared between paliperidone palmitate, fluphenazine decanoate, and haloperidol decanoate (the only bromperidol decanoate study included did not assess prevention of relapse). The NNT for response to treatment was calculated from the Pandina et alCitation17 study for paliperidone palmitate. Thus, the efficacy parameters chosen were “response” (based upon ≥30% reduction in the Positive and Negative Symptoms Scale [PANSS] total score from baseline at the last postbaseline assessment) in the acute treatment studyCitation17 and “relapse” (as derived from data on “time to relapse” or “relapse rate”) in the maintenance treatment studies.Citation12,Citation16,Citation18Citation21

The six safety parameters chosen across the studies were: (1) incidences of reported adverse event rates of akathisia, tremor, tardive dyskinesia, or weight gain, as well as (2) the proportion of patients who used anticholinergic medications (which is an indirect measure of clinically relevant extrapyramidal symptom-related effects, and the proportion of patients who had emergence of a “positive” Abnormal Involuntary Movement Scale (AIMS) total score as reported in each of the publications. Accordingly, the incidence of tardive dyskinesia was compared between paliperidone palmitate, fluphenazine decanoate, and haloperidol decanoate. Incidences of anticholinergic medication use, and AIMS positive score were compared between paliperidone palmitate and fluphenazine decanoate, and treatment-emergent tremor, akathisia, and weight gain were compared between paliperidone palmitate and bromperidol decanoate.

Calculation of NNT, NNH, and LHH

NNT and NNH were calculated as the reciprocal of the absolute difference in event rates (). LHH was calculated based on the method described by Straus.Citation9 Survival studies with an endpoint of time to relapse require an estimate of the survival probability at fixed time points to support calculation of NNT. Because older studies lacked information on the corresponding survival probability, hazard ratio or number at risk were used. For comparison, we calculated the confidence interval (CI) for NNT at distinct time points (6 and 12 months) for the paliperidone palmitate study. The CIs of NNT to prevent relapse in other studies with various fixed durations (6–48 months) were calculated according to the method described by Altman and Andersen.Citation26 CIs for NNT for treatment response (ie, ≥30% reduction from baseline in PANSS total score) and CI of NNH for the selected safety measures were constructed using the Wilson score method using a program written in SAS 9.1 (SAS Institute Inc, Cary, NC).Citation27Citation29

Table 2 Formulae used to calculate number needed to treat, number needed to harm, and likelihood of being helped or harmed

All comparisons performed in this analysis were conducted by comparing the event rate in the medication-of-interest group with the placebo group event rate in the selected studies. Negative values for NNT or NNH imply that the treatment of interest is more likely to result in harm than benefit. For example, a negative NNT in this analysis indicates that a patient assigned to the medication of interest is more likely to experience relapse than a patient assigned to placebo. Similarly, a negative NNH indicates that a patient assigned to placebo has a lower risk for the adverse event than a patient assigned to the medication of interest. Infinity values for NNT or NNH indicate that an infinite number of patients would be required to show any benefit or harm. If the 95% CI for NNT or NNH includes infinity, the finding is considered statistically nonsignificant.

Results

Study characteristics

Across the selected maintenance studies of first-generation long-acting injectables and paliperidone palmitate, the patient stabilization period before randomization, if applicable, varied between two months and two years. Additionally, the follow-up time varied significantly between the studies (range 6–48 months), and the relapse rates varied across the placebo-treated groups (range 30%–71%).

Across the selected randomized controlled survival studies, the crude relapse rates in the long-acting injectable-treated groups were similar (range 10%–19%, ). The NNT to prevent relapse relative to placebo ranged between two and five for paliperidone palmitate, fluphenazine decanoate, and haloperidol decanoate ( and ). NNT for clinical response reflected the established efficacy of paliperidone palmitate relative to placebo for the primary efficacy measure (ie, change from baseline in PANSS total score, ). For bromperidol decanoate, no relevant efficacy data were available to calculate an NNT.

Figure 1 NNT point estimates and 95% confidence intervals for prevention of relapse.

Notes: Point estimate for NNT is noted with a circle. Whiskers represent upper and lower bounds of the 95% CI. Disjointed CI indicates that it starts from negative infinity and ends at positive infinity.
Abbreviations: CI, confidence interval; NNT, number needed to treat; PP, paliperidone palmitate; HD, haloperidol decanoate; FD, fluphenazine decanoate; BD, bromperidol decanoate.
Figure 1 NNT point estimates and 95% confidence intervals for prevention of relapse.

Table 3 Key features of studies included in NNT and NNH analysis

Table 4 Number needed to treat for selected clinical outcomes

Across the selected maintenance (relapse prevention) studies, the NNH for anticholinergic medication use (30 to 42 [paliperidone palmitate] versus −5 to 5 [fluphenazine decanoate]), tardive dyskinesia (infinity [paliperidone palmitate] versus 7 [fluphenazine decanoate]), and emergence of AIMS positive score (−33 to −28 [paliperidone palmitate] versus 13 [fluphenazine decanoate]) indicated a lower incidence of treatment-emergent movement disorders with paliperidone palmitate (). A negative NNH means that a patient assigned to the comparator (placebo) has a lower risk for the adverse event of interest than a patient assigned to the medication under study. For the comparison with haloperidol decanoate, the NNH for tardive dyskinesia favored paliperidone palmitate (infinity [paliperidone palmitate] versus 1 [haloperidol decanoate]). An infinite NNH means there is no difference in rates for the unfavorable outcome between the two interventions being compared (ie, placebo and medication of interest). However, no other relevant safety data were available to calculate a NNH for haloperidol decanoate for the other assessed parameters, ie, akathisia, tremor, anticholinergic medication, AIMS positive score, or weight gain. For the comparison with bromperidol decanoate, the NNH favored paliperidone palmitate for akathisia (205 versus 10 [bromperidol decanoate]) and tremor (69 to 207 versus −5 [bromperidol decanoate]). The NNH for weight gain with paliperidone palmitate ranged from 16 to 19 versus 10 (bromperidol decanoate), again favoring paliperidone palmitate. Weight gain was not reported as an adverse event in any of the haloperidol decanoate and fluphenazine decanoate studies selected. NNH results for the acute paliperidone palmitate study are provided in .

Table 5 Number needed to harm for selected clinical outcomes

The LHH for selected parameters from maintenance studies of paliperidone palmitate or fluphenazine decanoate relative to placebo ranged between 3 and infinity across the measures of harm, and favored treatment with paliperidone palmitate (). The LHH for haloperidol decanoate and bromperidol decanoate could not be analyzed because the selected publications did not report the relevant safety or efficacy data necessary to calculate the parameters relative to placebo.

Table 6 Likelihood of being helped or harmed by paliperidone palmitate or fluphenazine decanoate relative to placebo

Discussion

In the absence of head-to-head comparative data from clinical studies of first- and second-generation long-acting injectable antipsychotics, calculation of NNT, NNH, and LHH across distinct studies can be useful to convey relative benefits, risks, and the ratio of benefit to risk between treatments to patients, payers, caregivers, and clinicians.Citation9,Citation30 One of the important benefits of using likelihood ratios is the ease of calculation and the ability to compare similar events across different studies. LHH analysis is most meaningful when LHH is compared across studies with similar objectives and design characteristics. NNT and NNH also provide clinically relevant information. Kraemer and Kupfer suggest that an NNT of 2.3, 3.6, and 8.9 corresponds to a Cohen’s “d” of 0.8, 0.5, and 0.2, respectively, representing effect sizes that are “large”, “medium”, and “small”.Citation6 A single-digit NNT usually denotes a favorable outcome that will commonly be encountered in daily clinical practice. However, a high NNH indicates that a medication is relatively innocuous in terms of the outcome of interest, whereas a small NNH indicates that the agent is associated with a relatively higher risk of an adverse event. Thus, a long-acting injectable antipsychotic with a favorable benefit-to-risk ratio is one with a low NNT and high NNH relative to placebo or another long-acting injectable.Citation10 A negative NNT means that patients may be more likely to experience a harmful outcome (relapse) by the treatment. Similarly, a negative NNH means that a favorable effect of treatment on safety parameters cannot be excluded. In addition, it should be noted that when the 95% CI for either the NNT or NNH contains a negative bound, it indicates that the interval includes infinity, which implies that an infinite number of patients would be required to show any benefit, or harm, with 95% confidence, and hence denotes undetermined clinical relevance.

In the current analysis, the NNT for clinical response during acute treatment confirmed the established efficacy of paliperidone palmitate relative to placebo for the predefined primary efficacy measure. This result is to be interpreted with caution, considering that the search criteria retrieved only one relevant study for paliperidone palmitate that evaluated the product’s efficacy and safety for acute treatment of patients with schizophrenia and no studies for any of the first-generation long-acting injectables. The NNTs to prevent relapse relative to placebo were similar between paliperidone palmitate, fluphenazine decanoate, and haloperidol decanoate, while no relevant efficacy data were available for bromperidol decanoate. Overall, the NNH favored paliperidone palmitate over fluphenazine decanoate for the assessed safety measures. As a result, the paired calculations of LHH for benefit with regard to relapse, as well as risk for each of the distinct measures of harm, also favored paliperidone palmitate over fluphenazine decanoate. Similarly, the NNHs as measures of harm for anticholinergic medication use, onset of tardive dyskinesia, and emergent AIMS positive score, favored paliperidone palmitate over fluphenazine decanoate. Because we did not obtain efficacy data to calculate NNT for relapse prevention during maintenance treatment, or data to calculate NNH for all the selected safety parameters for the first-generation antipsychotic long-acting injectables evaluated, a comparison of LHH between paliperidone palmitate and bromperidol decanoate or haloperidol decanoate was not possible.

Many of the previous reports comparing first- and second-generation antipsychotics only compared the oral formulations.Citation31Citation33 Similar comparative data on first- versus second-generation long-acting injectables, especially data from head-to-head comparisons, which can provide the strongest evidence, are lacking. However, our findings are consistent with a previous meta-analysis for NNT and NNH that showed fewer extrapyramidal side effects with second-generation oral antipsychotics than their first-generation oral antipsychotics.Citation34 Thus, the results from these analyses provide important information, especially for the comparison of specific extrapyramidal symptom-related adverse events and tardive dyskinesia between the newly approved long-acting injectable, paliperidone palmitate, and the selected first-generation long-acting injectables.

The favorable results from LHH analyses for paliperidone palmitate are especially important, because tardive dyskinesia is one of the main adverse effects of concern with the use of first-generation antipsychotics in the treatment of schizophrenia.Citation5 The prevalence of tardive dyskinesia has been estimated to be between 24%–56% in chronic antipsychotic users,Citation35 13%–36% in hospitalized adult patients,Citation36 and 25%–30% among elderly patients treated with first-generation oral antipsychotics.Citation4 Several studies have consistently reported a higher risk of treatment-limiting tardive dyskinesia with the first-generation oral antipsychotics than with the second-generation oral antipsychotics.Citation4,Citation5,Citation37 Consistent with these reports for oral formulations, a recent comparative review suggests that first-generation long-acting injectables are also associated with an increased incidence of acute and chronic movement disorders compared with the second-generation long-acting injectable, risperidone.Citation38 In recently published paliperidone palmitate trials, there were no reports of tardive dyskinesia in the short-term trials (n = 1805),Citation17,Citation23Citation25 and only one report in the longer-term trials (n = 1010).Citation16,Citation39,Citation40

However, second-generation oral antipsychotics are generally considered to be associated with an increased incidence of metabolic adverse events and weight gain.Citation41Citation43 Metabolic adverse events for the selected first-generation long-acting injectables and paliperidone palmitate could not be compared in this analysis due to lack of adequate data from the selected first-generation long-acting injectable studies. However, weight gain in long-term treatment, reported as an adverse event, could be compared, and favored paliperidone palmitate over bromperidol decanoate (NNH 16–19 for paliperidone palmitate versus 10 for bromperidol decanoate). Previous short-term paliperidone palmitate studiesCitation23Citation25 (up to 13 weeks), a recent long-term paliperidone palmitate study,Citation39 and a recent comparative review that included paliperidone palmitate studies up to one year in durationCitation44 report low mean changes from baseline in body weight (−1.0 kg to 2.6 kg). For body weight increases from baseline of at least 7% versus placebo, an NNH of 12 and 13 for paliperidone palmitate studies was reported.Citation44

Limitations of the current analysis include lack of more current data on first-generation long-acting injectables to compare with paliperidone palmitate, incomplete data reported in the selected studies for comparison, lack of data on other second-generation long-acting injectables (eg, risperidone), differences in study design among the selected studies (eg, immediate randomization to distinct treatment groups or randomized withdrawal after initial stabilization), different definitions of relapse, small sample size of older studies, variable length of follow-up, and different proportions of patients pretreated with medications to minimize adverse events (eg, anti-extrapyramidal symptom medication). At the time of this analysis, long-acting injectable risperidone was also considered for comparison, but was later excluded because the relevant studies did not meet the inclusion criteria for the analysis. Furthermore, because of the lack of any published studies with conventional long-acting injectables in the acute setting, it was not possible to compare NNT for treatment response. NNT or NNH is not “an all-inclusive measure of benefit or harm”, but provides clinicians with a means of weighing benefits versus risks of the medications in the class when determining the most appropriate course of treatment for an individual patient. While it is difficult to interpret a potential net benefit or harm based on multiple NNTs or NNHs for individual parameters, this method constitutes a valuable addition to the decision-making tool kit for patient care. Thus, availability of NNTs or NNHs for various efficacy and safety parameters may facilitate more individualized decision-making in the management of patients with distinct baseline characteristics.

Because the risks and benefits documented on the basis of aggregate clinical trial data vary between the antipsychotic long-acting injectables, it is important for prescribers to individualize treatment decisions based upon the balance of opposing benefits and risks for their patients with a distinct clinical presentation and a specific set of risk factors. In the present analysis, paliperidone palmitate was generally found to have a similar NNT and a more favorable NNH compared with selected first-generation long-acting injectables for maintenance treatment in patients with schizophrenia.

Acknowledgements

Dr Balasubramanian Ramanathan (SIRO Clinpharm Pvt. Ltd) provided writing assistance and Dr Wendy P. Battisti (Johnson & Johnson Research & Development, LLC) provided additional editorial support. The authors would like to acknowledge Dr Cristiana Gassmann-Mayer (Johnson & Johnson Research & Development, LLC) for reviewing the Italian manuscript included in this research.

Disclosures

This study was funded by Johnson & Johnson Pharmaceutical Research & Development, LLC, Raritan, NJ, USA. The sponsor also provided a formal review of the manuscript. Drs Gopal, Berwaerts, Nuamah, Coppola, Daly, Hough and Palumbo are employees of Johnson & Johnson Pharmaceutical Research & Development LLC; Dr Akhras was an employee of Johnson & Johnson Pharmaceutical Services, Raritan, NJ, USA at the time of this study and is currently an employee of Pfizer Inc. All authors met ICMJE criteria and all those who fulfilled those criteria are listed as authors. All authors had access to the study data and made the final decision about where to publish these data and approved submission to this journal. Data from this study were presented at the American Society for Experimental NeuroTherapeutics 12th annual meeting, Bethesda, MD, March 4–6, 2010, at the Society of Biological Psychiatry 65th annual meeting, May 20–22, New Orleans, LA, 2010, and International College of Neuropsychopharmacology World Congress, Hong Kong, June 6–10, 2010.

Registration: The paliperidone palmitate trials included in this analysis are registered in ClinicalTrials.Gov (Hough et al., 2010 [NCT00111189], Pandina et al., 2010 [NCT00590577]). Those trials with the first generation antipsychotics included in this analysis were conducted before registration was required.

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