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Original Research

Long-term follow-up of seven patients with ophthalmopathy not associated with thyroid autoimmunity: heterogeneity of autoimmune ophthalmopathy

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Pages 1063-1071 | Published online: 12 Jul 2012

Abstract

Background

Ophthalmopathy is the most common extrathyroidal manifestation of Graves’ disease. However, in approximately 5% of cases this autoimmune eye disorder occurs in the apparent absence of Graves’ hyperthyroidism: the so-called euthyroid Graves’ disease (EGD).

Methods

Seven patients with EGD were followed for evidence of thyroid and orbital autoimmunity, for up to 10 years. Calsequestrin and collagen XIII antibodies were measured by enzyme linked immunosorbent assay (ELISA), and TSH-receptor (TSH-r) antibodies were measured as TSH-r-binding antibody (TRAb) and thyroid-stimulating immunoglobulin (TSI). Eye signs were characterized and quantified as clinical activity score (CAS), NOSPECS classes, Nunery types 1 and 2, and margin-reflex distance (MRD).

Results

Calsequestrin antibodies were detected on at least one occasion in three of the seven patients and collagen XIII antibodies were detected one or more times in five patients. In one patient with isolated congestive ophthalmopathy who was studied intensely, collagen XIII antibodies were initially positive and then became negative as the eye disease stabilized, while antibodies targeting calsequestrin were always negative. TRAb was not detected in any patient, but TSI was detected in three patients on one occasion each. Ultrasound abnormalities were found in four of the six patients for whom this was carried out, but there was no clear evidence for thyroiditis in any of these patients. For comparison, 13 patients were studied with typical Graves’ ophthalmopathy. There were no significant differences compared to EGD in respect to the prevalence of positive calsequestrin or collagen XIII antibodies, but these patients included more smokers (eight out of 13 versus none out of seven).

Conclusions

Earlier studies suggesting that patients with EGD eventually develop thyroid dysfunction have not been confirmed here, although follow-up continues, and the possibility that such patients have had thyroid autoimmunity in the past, or that they will develop it in the future cannot be excluded. Overall, it is likely that the ophthalmopathy associated with Graves’ hyperthyroidism is the same disease as that observed in patients – such as those reported here – in whom thyroid dysfunction and thyroid autoimmunity are not present during the period of follow- up. The role of autoimmunity against the TSH-r in euthyroid patients with ophthalmopathy has not been proven and the significance of the orbital antibodies is unclear.

Ophthalmopathy is the most common extrathyroidal manifestation of Graves’ disease occurring in approximately 50% of patients.Citation1Citation3 General, mild ophthalmopathy also occurs in a small proportion of patients with transient (subacute, silent) thyroiditisCitation4 and in about one-third of patients with progressive (Hashimoto’s) thyroiditis.Citation5 In approximately 5% of cases, ophthalmopathy occurs in the absence of Graves’ hyperthyroidism, where it is called EGD, even though this is an incorrect description of the disorder since these patients do not have, or do not develop over a 10-year period (as will be shown here), Graves’ hyperthyroidism. However, for the purpose of this study we will refer to these patients as having “EGD.”

The association between thyroid autoimmunity and ophthalmopathy is best explained by cross-reactivity against a thyroid- and orbital–tissue-shared antigen such as the TSH-r, which is expressed in the orbital preadipocyteCitation6,Citation7 and TSH-r antibodies are generally accepted as playing a role in the pathogenesis of thyroid-associated ophthalmopathy.Citation8,Citation9 However, their role in EGD is unclear; consequently, other possibilities must be considered.Citation10

Several other autoantibodies are associated with ophthalmopathy; in particular, those targeting the calcium-binding skeletal muscle protein calsequestrin (CASQ1), which is localized to the sarcoplasmic reticulum of the skeletal muscle fibreCitation11 and to the fibroblast cell membrane protein collagen XIII.Citation12 Antibodies against CASQ1 are sensitive indicators of the ocular myopathic subtype of ophthalmopathy in patients with Graves disease,Citation13,Citation14 while those targeting collagen XIII are linked to the congestive ophthalmopathy subtype.Citation15 Here, seven patients with EGD have been studied, including one patient with severe isolated congestive ophthalmopathy – who was studied intensively over a 6-year period – in whom collagen XIII antibodies were positive in the early stages, while calsequestrin antibodies were always negative and, for comparison, 13 patients with typical Graves’ ophthalmopathy were examined. The findings suggest that the ophthalmopathy of EGD and that associated with thyroid autoimmunity are the same disease, and in both cases are associated with other autoimmune disorders or markers.

Patients and methods

Clinical subjects

Seven patients with EGD, six females and one male, aged 30–63 years (mean age 51 years) were studied. Their demographic data, baseline thyroid function, and thyroid ultrasound findings are summarized in . Thyroid antibody testing results and details of any other personal or family history of autoimmunity are shown in . Three of the patients (patients 2, 4, and 5, ), who had severe active disease, were being treated with steroids at the time of their first visit to the Thyroid Clinic and they all subsequently improved. The other four had never been treated with steroids or immunosuppressive drugs. For comparison, we studied 13 patients with typical “Graves’ ophthalmopathy” (ie, ophthalmopathy associated with Graves’ hyperthyroidism) matched for age, sex, ethnicity, and severity and activity of the eye disease with the seven patients with EGD. Their demographics and other details are shown in .

Table 1 Demographics, thyroid function, and thyroid ultrasound findings at the first visit in seven patients with euthyroid Graves’ disease

Table 2 Thyroid antibodies, other autoantibodies, personal and family history of thyroid, and other autoimmune disorders in seven patients with euthyroid Graves’ disease

Table 3 Eye findings, smoking status, and treatment in seven patients with euthyroid Graves’ disease

Table 5 Eye findings, smoking status, and treatment at the time of the first clinic visit in 13 patients with Graves’ ophthalmopathy matched for age, sex, and ophthalmopathy severity, and activity with the patients with EGD

Eye assessment

The grade, severity, and activity of the ophthalmopathy were classified as: (1) Nunery type 1 (without restrictive myopathy) or type 2 (with restrictive myopathy);Citation16 (2) CAS (0–10) of Mourits et al,Citation17 which is a measure of disease activity; (3) Werner’s NOSPECS classes;Citation18 and (4) upper eyelid MRD, which is the distance between the center of the pupillary light reflex and the upper eyelid margin with the eye in primary gaze, as a measure of eyelid retraction; an MRD of >5 mm is taken as a significant upper eyelid retraction (UER). The degree of proptosis (mm) was measured using a Hertel exophthalmometer, where a positive reading was defined as ≥18 mm in either eye or >2 mm difference between the eyes.

Methods

Serum CASQ1 and collagen XIII antibodies were measured via a standard ELISA, as described in previous publications from this laboratory.Citation4,Citation5,Citation13,Citation14 Purified rabbit skeletal muscle calsequestrin, which has 97% homology with the human protein, was supplied by Dr Nicole Beard (ANU, Canberra, Australia) and recombinant human collagen XIII was provided by Drs Taina Pihlajaniemi and Tu Min (Oulu University, Finland). In preliminary studies, the assay was optimized in respect to antigen concentration and serum dilution as follows: 0.25 μg/mL for collagen XIII, and 0.5 μg/mL for CASQ1, and the optimal serum dilution was 1:25 for both antigens. The secondary antibody was a goat antihuman IgG at a dilution of 1 in 2000. A positive test was taken as an OD greater than the upper limit of normal for 30 healthy males aged <30 years; namely, 194 for CASQ1 and 174 for collagen XIII.

Other tests

Plasma-free thyroxin (fT4), and TSH and serum thyroglobulin (Tg) and thyroid peroxidise (TPO) antibodies were measured by Barratt and Smith Pathology (Sydney, Australia), using commercial kits according to the manufacturers’ instructions. TSH-r antibodies were measured as (1) TRAb, using a commercial kit according to the manufacturer’s instructions and (2) TSI, using fresh human thyroid cells as a source of human TSH-r and a commercial cAMP kit according to the manufacturer’s instructions (all kits were from Barratt and Smith Pathology). Local Ethical Committee approval was received for the study and the informed consent of the participating subjects was obtained for the extra blood taken for research.

Statistical analysis

Differences between the prevalence of smoking and positive serum calsequestrin and collagen XIII antibodies between patients with EGD and Graves’ ophthalmopathy were assessed using Fisher’s exact test (two-sided). A P value of <0.5 was taken as significant in all assessments.

Results

Thyroid antibodies

TPO and Tg antibodies were measured on several occasions in all seven patients (). Although the methodology changed over the period of follow-up, the tests were carried out on many occasions and were always clearly negative. Although not tested as frequently, TSH-r antibodies, measured as TRAb, were negative in all five of the patients tested, while TSI tests were borderline positive in patients 1 and 2, on one occasion each, and strongly positive in patient 4, 16 months after her first visit, but were otherwise negative ().

Thyroid ultrasonography

Thyroid ultrasound was carried out in six of the patients, of whom four had abnormalities; namely, a large suspicious nodule in patient 2, which was shown at thyroidectomy to be a follicular adenoma, one small benign nodule in patient 4, a multinodular goiter in patient 6, which was confirmed as colloid nodules from fine needle aspiration (FNA) biopsy, and an enlarged thyroid with normal texture and no nodules in patient 7. There was no evidence for thyroiditis in any of these patients at FNA (patients 4, 6) or thyroidectomy (patient 2) ().

Eye findings and orbital antibody levels

The nature and severity of the eye signs at the first visit to the Thyroid Clinic, Nepean Hospital, are summarized in . In all patients, the eye disease had been present for some time and was considered moderately severe or severe, with CAS ranging from 1 to 5 and NOSPECS classes from 2 to 4. The duration of the eye disease varied from 3–10 years. None of the patients were smokers. Orbital CT scans were carried out in all patients and showed definitely increased eye muscle volumes in three of them, all of whom had clinical eye muscle involvement (Nunery type 2, NOSPECS class 4). Three of the patients (patients 1, 3, 7) had UER. Three of the patients, all of whom had severe disease with eye muscle involvement (patients 2, 5) or severe congestive changes (patient 4, see below), were being treated with steroids at the time of their first visit.

Serum orbital antibodies were measured in all seven patients, in five of whom two or more tests were carried out (). Initial CASQ1 tests were positive in only one patient (patient 2) but collagen XIII antibodies were detected in three of the patients (patients 3, 4, 7) at their first visit. On follow-up testing, CASQ1 antibodies were detected in patient 1 at the most recent visit only, patient 2 at the fourth and fifth visits – associated with worsening of her eye signs (see below) – and in patient 5 at the second visit only. Collagen XIII antibodies were positive in one or more serum samples from five of the seven patients ().

Table 4 Correlations between parameters of the ophthalmopathy and serum levels of thyroid and orbital antibodies in seven patients with euthyroid Graves’ disease studied prospectively

Patients 2, 4, and 7 were of special interest. Patient 2 initially had severe ophthalmopathy with eye muscle dysfunction (Nunery 2, CAS 3, NOSPECS class 4) but negative CASQ1 and collagen XIII antibody tests. The eye signs then improved over the next 2 years with steroid treatment (for 3 months) to Nunery 1, CAS 1, NOSPECS class 2, at which time both antibodies were positive, then worsened to CAS 2, NOSPECS class 3 (Nunery 1) as antibody tests became strongly positive ().

Patient 4 developed marked congestive ophthalmopathy in 2003, 3 years before she was first seen at the Thyroid Clinic, where she was studied in more detail. Throughout the study period her eyes had been variably itchy, gritty, watery, and swollen (CAS 3 or 4) with intermittent flareups requiring treatment with oral steroids, steroid eye drops, or both. At the time of her first clinic visit, she was being treated with prednisolone 50 mg/day, which was reduced over the next 3 months, and was then stopped. She had never complained of double vision or reduced vision, and her eye muscle function had always been normal. A CT scan of her orbits carried out in 2005 and 2006 showed normal eye muscle volumes. She had no upper eyelid lag, or UER, or proptosis at any stage. CASQ1 antibody tests were always negative, while collagen XIII antibodies were positive in the early samples, then negative or borderline positive in later samples ().

Patient 7, the only male in the group, who was first seen in December 2010, had marked UER of the right eye, slight chemosis of the right eye, and 2 mm of proptosis when compared to the left eye, but no signs in the other (left) eye. He had no eye pain or diplopia (NOSPECS class 3, Nunery 1, UER). He slept with the right eye open. An orbital MRI showed normal extra ocular muscles (EOM) but a dilated ophthalmic vein and increased cerebrospinal fluid around the optic nerve. An MRI of the arteries and veins revealed no evidence for an AV malformation and there was no evidence of an orbital tumor.

Except for patient 2 during the last 12 months of her follow- up where worsening congestive features were associated with high serum levels of both antibodies, and patient 4, in whom levels of collagen XIII antibodies correlated generally with the severity of her congestive signs, there was no significant correlation between levels of either antibody and the clinical features ().

Patients with Graves’ ophthalmopathy

For comparison, we studied a group of 13 patients with Graves’ ophthalmopathy, twelve females and one male, seen at the Thyroid Clinic over the same period of time and matched for age, sex, ethnicity, and duration and severity of their eye disease with the patients with EGD. Details of their ophthalmopathy and serum levels of thyroid and orbital antibodies at the time of the first clinic visit and subsequently (orbital antibodies only) are summarized in . Their thyroid status was variable at the time of their first clinic visit depending on the stage of their disease and its treatment and thyroid antibodies were usually strongly positive. TSH-r antibodies were initially positive in all seven patients in whom this test was carried out. Three of the patients (patients 4, 6, 7) were being treated with prednisolone, alone, or with Imuran (two patients), at the time of their first clinic visit. Compared to the patients with EGD, the main differences were: (1) there were more smokers (eight out of 13 versus none out of seven, two-sided Fisher’s exact test, P < 0.05); (2) their thyroid glands were diffusely enlarged with increased vascularity, as expected, and a few had benign thyroid nodules on real-time ultrasonography; (3) calsequestrin antibodies were initially detected in five out of the 13 (38%) patients in whom this test was performed, at the first clinic visit, while tests were always negative in the other six patients (results not shown) [compared to one out of seven (15%) and four out of seven (67%), respectively, patients with EGD (two-sided Fisher’s exact test, P = NS, P = NS, respectively)] and; (4) collagen XIII antibodies were detected in five out of the 13 (38%) patients in whom this test was performed, at the first clinic visit, and in another two patients at some time during their course (results not shown) (overall 75% of patients) [compared to one out of 7 (14%) and 5 out of 7 (71%), respectively, EGD patients (two-sided Fisher’s exact test, P = NS, P = NS, respectively)].

Discussion

That the ophthalmopathy of Graves’ disease can occur in the apparent absence of hyperthyroidism or hypothyroidism is well known, but it is not clear whether the two disorders have the same pathogenesis. Here, we report seven patients with “EGD” who were studied over a 10-year period and who have not developed Hashimoto’s thyroiditis or Graves’ disease as determined from thyroid function tests, thyroid antibody testing and, where available, histological examination of their thyroid tissue at thyroidectomy or FNA biopsy. Some of the patients had a personal or family history of other autoimmune disorders or autoantibodies, suggesting that “autoimmune ophthalmopathy” can be considered one component of a limited, multisystem autoimmune disorder, as previously postulated.Citation19,Citation20

Serum calsequestrin and collagen XIII antibodies were measured in these patients and real-time thyroid ultrasonographic findings are reported. Included in these seven patients was a patient with severe congestive ophthalmopathy, but who had no evidence for eye muscle damage, in whom collagen XIII antibodies were initially positive and then became negative and in whom antibodies targeting calsequestrin were always negative. We believe that this case study supports the role of autoimmunity against collagen XIII in the pathogenesis of a putative congestive ophthalmopathy subtype of thyroid eye disease.

In an earlier study,Citation21 we found that all patients with EGD who were followed for up to 3 years developed clinical or immunological evidence for either Hashimoto’s thyroiditis or Graves’ disease. Then, in a study where we additionally tested for cytotoxicity against thyroid and eye muscle cells in patients with EGD, over half of a group of patients with EGD showed evidence of thyroid autoimmunity.Citation22 However, most of these latter patients would now have been classified as having Hashimoto’s thyroiditis with upper eyelid disease, rather than as having “EGD.”

For comparison, a group of 13 age-, sex-, and ethnicity-matched patients with typical Graves’ ophthalmopathy who attended the thyroid clinic over the same period of time, and who had similar eye disease in respect of activity and severity were studied. Overall, there were no significant differences between the two groups in respect to the prevalence of calsequestrin and collagen XII antibodies, but there were significantly more smokers among the Graves’ ophthalmopathy patients, the significance of which is unclear. This suggests that the ophthalmopathy is the same whether it is associated with thyroid autoimmunity or not, and that it is one feature of an autoimmune cluster that includes thyroid autoimmunity and inflammation of the bones, skin, and lacrimal glands.

Collagen XIII is a fibroblast cell membrane protein and serum antibodies against collagen XIII have been linked to recent onset, congestive ophthalmopathy in patients with Graves’ ophthalmopathy.Citation14,Citation15 Five of our patients had detectable collagen XIII antibodies, including patient 4, in whom serum levels correlated generally with the clinical severity of her eye signs and symptoms. Since collagen XIII is expressed in the orbital fibroblast cell membranesCitation12 its targeting by collagen XIII antibodies might lead to fibroblast stimulation, fibrosis, and glycosaminoglycans overproduction – well recognized features of Graves’ ophthalmopathy.Citation23,Citation24

The TSH-r is expressed in the orbital preadipocytes and fibroblasts and many researchers propose that its targeting there leads to the development of ophthalmopathy.Citation2,Citation7,Citation9 However, in patient 4 with severe isolated congestive ophthalmopathy, TSH-r antibodies were always negative, except for one strongly positive test, as TSI, on one occasion, and the overall prevalence of these antibodies was lower than in patients with Graves’ ophthalmopathy. It is therefore tempting to conclude that these antibodies play no major role in the pathogenesis of this “autoimmune ophthalmopathy.” However, TSH-r antibodies might have been present before the onset of ophthalmopathy in patients without associated thyroid disease, but not tested for. In order to elucidate the significance of TSH-r antibodies, a long-term study of patients with recent onset ophthalmopathy with and without thyroid autoimmunity in which the TSH-r-binding–blocking antibodies that have been implicated in the pathogenesis of Graves’ ophthalmopathy,Citation25 other TSH-r antibodies, as well as calsequestrin, Fp, and collagen XIII antibodies are measured, needs to be carried out.

The major calcium-binding protein, CASQ1, seems to be an important target of the autoimmune reactions of the eye muscle component of the ophthalmopathy associated with Graves’ hyperthyroidism (“Graves ophthalmopathy”)Citation26,Citation27 and of the upper eyelid muscle reaction of Hashimoto’s thyroiditis. Citation5 CASQ1 is expressed 4.7 times more in eye muscle than in other skeletal muscle,Citation28 which could partly explain the localization of skeletal muscle inflammation in the orbit and upper eyelids in these patients.

Finally, although out of the scope of the present study, the role of cytokines and other chemokines in the pathogenesis of ophthalmopathy is also likely to be important.Citation29,Citation30 It is interesting to speculate that the profile of these mediators may differ in patients with “EGD” and those with typical Graves’ ophthalmopathy, that is, where there is associated thyroid autoimmunity. The role of cytokines and T-cell autoimmunity can be studied in an animal model for “autoimmune ophthalmopathy,” which we are currently developing.

In conclusion, earlier studies suggesting that patients with EGD eventually develop thyroid dysfunction have not been confirmed here, although the possibility that patients with “EGD” had thyroid autoimmunity in the past, or that they will develop it in the future, cannot be excluded. Overall, it is likely that the ophthalmopathy associated with Graves’ hyperthyroidism (“Graves’ ophthalmopathy”) is the same disease as that observed in patients, such as those reported here, in whom thyroid dysfunction and thyroid autoimmunity are not present initially, nor where such dysfunction and autoimmunity do not develop during the period of follow-up that we have called “EGD”. In both cases, there is an association with other autoimmune disorders or markers. As the role of autoimmunity against the TSH-r in ophthalmopathy has not been proven, and because the significance of orbital antibodies is unclear, additional pathogenetic mechanisms for this autoimmune eye disorder need to be considered.

Acknowledgments

We thank Dr Harry Grunstein for providing clinical information about one of the patients, Dr Gary Ma for performing the TSH-r antibody tests, Drs Tania Pihlajaniemi and Hongmin Tu (Oulu, Finland) for supplying the collagen XIII protein, and Dr Nicole Beard (The John Curtin School of Medical Research, ACT, Australia) for supplying purified rabbit skeletal muscle calsequestrin.

Disclosure

The authors report no competing financial interests in this work.

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