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Review

Modafinil in the treatment of excessive sleepiness

Pages 71-85 | Published online: 20 May 2008

Abstract

The wake-promoting agent modafinil is approved for the treatment of excessive sleepiness associated with obstructive sleep apnea (OSA), shift work disorder (SWD), and narcolepsy. In OSA, modafinil is recommended for use as an adjunct to standard therapies that treat the underlying airway obstruction. This article reviews the literature on modafinil (pharmacology, pharmacokinetics, efficacy, tolerability, and abuse potential), with emphasis on use of modafinil in the treatment of excessive sleepiness in patients with OSA, SWD, and narcolepsy. In large-scale, double-blind, placebo-controlled studies, modafinil improved objectively determined sleep latency, improved overall clinical condition related to severity of sleepiness, and reduced patient-reported sleepiness. Improvements in wakefulness were accompanied by improvements in behavioral alertness, functional status, and health-related quality of life. In patients with SWD, diary data showed modafinil reduced the maximum level of sleepiness during night shift work, level of sleepiness during the commute home, and incidence of accidents or near-accidents during the commute home when compared with placebo. Modafinil was well tolerated, without adversely affecting cardiovascular parameters or scheduled sleep. These findings and those of extension studies which reported improvements were maintained suggest modafinil has a beneficial effect on daily life and well-being in patients with excessive sleepiness associated with OSA, SWD, or narcolepsy.

Introduction

Modafinil, an orally administered wake-promoting agent, is indicated to improve wakefulness in adults with excessive sleepiness associated with obstructive sleep apnea (OSA), shift work disorder (SWD), and narcolepsy (CitationPROVIGIL® 2007). In patients with OSA, modafinil is recommended for use as an adjunct to standard therapies prescribed for the underlying airway obstruction (CitationPROVIGIL® 2007). Modafinil was first approved in the United States in December 1998 for use in narcolepsy and subsequently in January 2004 for use in OSA and SWD. This article reviews the literature on modafinil (pharmacology, pharmacokinetics, efficacy, tolerability, and abuse potential), with emphasis on use of modafinil in the treatment of excessive sleepiness in patients with OSA, SWD, and narcolepsy.

Excessive sleepiness

Excessive sleepiness is the inability to remain awake during situations when wake-fulness and alertness are required or expected (CitationArand et al 2005; CitationWise 2006). It is a main presenting symptom of individuals seen in sleep clinics and affects a substantial proportion of the general population. In a survey conducted by the National Sleep Foundation, 37% of adults reported sleepiness severe enough to interfere with activities of daily living a few days or more each month; 16% of respondents indicated excessive sleepiness interfered with activities even more frequently (ie, a few days or more each week) (CitationNational Sleep Foundation 2002). Objective and subjective assessments of sleepiness in community-based samples suggest a prevalence of 24%–36% (CitationBaldwin et al 2004; CitationMignot et al 2006; Singh et al 2006). Causes of excessive sleepiness include inadequate restorative sleep due to shortened duration or fragmentation, circadian rhythm disturbance or misalignment, dysregulation of intrinsic mechanisms responsible for promoting sleep and wakefulness, and the use of sedating medications (CitationRoth and Roehrs 1996). Excessive sleepiness is a prominent symptom of various disorders of sleep and wakefulness (CitationAmerican Academy of Sleep Medicine 2001) and of other medical and psychiatric disorders.

In addition to impairing physical, cognitive, and psychosocial functioning, excessive sleepiness compromises the safety of individuals and the public at large. Sleepiness has been implicated in serious incidents in the workplace (CitationMitler et al 1988; CitationDinges 1995), and chronic sleepiness appears to be a significant independent risk factor for involvement in vehicular accidents (Gander et al 2004). A recent cross-sectional survey found road accidents due to sleepiness are not limited to commercial drivers during the night or early morning hours; near-miss accidents due to sleepiness are common among other types of drivers and appear to predict who is at risk for any type of actual accident (CitationPowell et al 2007). Individuals with disorders of sleep and wakefulness who have sleepiness as a prominent characteristic are among those who are at increased risk for sleep-related accidents (CitationLyznicki et al 1998; CitationMacLean et al 2003; CitationDrake et al 2004; CitationPowell et al 2007).

Disorders of sleep and wakefulness: obstructive sleep apnea, shift work disorder, and narcolepsy

These three sleep disorders, though differing in origin, are all distinguished by excessive sleepiness. OSA affects an estimated 2%–4% of middle-aged adults (CitationYoung et al 1993). This chronic disorder is characterized by repeated episodes of partial or complete collapse of the upper airway during sleep. The partial or complete obstruction causes recurrent breathing difficulties, which are associated with arousals that disrupt sleep and may also cause hypoxemia. Elevated homeostatic sleep pressure and possibly hypoxic brain injury (CitationGale and Hopkins 2004; CitationVeasey et al 2004; CitationMorrell and Twigg 2006; CitationPolotsky et al 2006; CitationZhu et al 2007) contribute to excessive sleepiness and other neurobehavioral and neuropsychological impairments in these patient. Nasal continuous positive airway pressure (CPAP) is an effective intervention for OSA (CitationEngleman et al 1994a) that works to restore patency by pneumatically splinting the airway. However, clinically significant excessive sleepiness may persist for some patients who regularly use CPAP therapy (CitationSforza and Krieger 1992). In patients with severe OSA and daytime sleepiness who were optimally treated with CPAP therapy (6 or more hours nightly), 8 of 36 patients (22%) subjectively reported ongoing daytime sleepiness (assessed by the Epworth Sleepiness Scale), and 12 of 23 patients (52%) had ongoing objectively determined sleepiness (assessed by the MSLT) despite optimal CPAP therapy (CitationWeaver et al 2007).

SWD is a circadian rhythm sleep disorder estimated to affect 32% and 26% of night shift and rotating shift workers, respectively (CitationDrake et al 2004). The disorder is caused by an inability to adapt internally driven processes that regulate sleep and wakefulness (ie, circadian cycles and homeostatic sleep drive) to externally imposed sleep-wake schedules. Minimal criteria for a diagnosis of SWD are a primary complaint of excessive sleepiness or insomnia and temporal association of symptoms with work that occurs during the period of habitual sleep (CitationAmerican Academy of Sleep Medicine 2001). Individuals with SWD have a significantly greater risk for morbidity (ie, ulcers and depression) than shift workers without SWD or day workers who have identical symptoms (CitationDrake et al 2004).

Narcolepsy is a chronic disorder of sleep/wake regulation characterized by excessive sleepiness and symptoms of dissociated rapid eye movement sleep (ie, sleep attacks, cataplexy, hypnagogic hallucinations, and sleep paralysis). With the exception of excessive sleepiness, which occurs in 100% of patients, symptoms vary both in frequency and severity among individuals with the disorder. Narcolepsy with cataplexy is the most common variant, with an estimated prevalence of 0.02% to 0.18% (CitationMignot 1998). Narcolepsy with cataplexy is associated with a deficiency of orexin-A, also known as hypocretin-1, a hypothalamic peptide implicated in energy homeostasis and arousal (CitationSakurai 2007).

Chemistry and preclinical pharmacology

Modafinil is a benzyhydrylsulfinylacetamide derivative with a molecular formula of C15H15NO2S. It is chemically unrelated to and pharmacologically distinguishable from the central nervous system (CNS) stimulants (eg, dextro-amphetamine and methylphenidate) (CitationDuteil et al 1990; CitationLin et al 1992, Citation1996; CitationSimon et al 1994, Citation1995; CitationShelton et al 1995; CitationFlorence et al 2000). The primary pharmacological activity of modafinil is promoting wakefulness. Modafinil has been shown to increase wakefulness in studies conducted in animal models of narcolepsy (CitationShelton et al 1995) and sleep-disordered breathing (CitationPanckeri et al 1996) and in sleep-deprived human volunteers (CitationLagarde et al 1995; CitationPigeau et al 1995; CitationWalsh et al 2004).

Identification of the specific molecular targets that underlie the wake-promoting activity of modafinil is ongoing. In vitro, modafinil interacted negligibly or weakly with receptors for adenosine, dopamine, serotonin, histamine, melatonin, γ-amino butyric acid (GABA), and benzodiazepines (CitationMignot et al 1994; CitationPROVIGIL® 2007). Modafinil has not been shown to be an α1-adrenergic agonist, although animal studies suggest an intact α1-adrenergic system may be necessary for modafinil-induced increases in locomotor activity (CitationDuteil et al 1990; CitationHermant et al 1991; CitationLin et al 1992). In contrast to amphetamine, modafinil-induced wake-fulness was not blocked by a dopamine-receptor antagonist or substantially affected by administration of an inhibitor of catecholamine synthesis (CitationLin et al 1992). In vitro, modafinil has been shown to bind weakly but selectively to the dopamine transporter (CitationMignot et al 1994; CitationNishino et al 1998; CitationMadras et al 2006) and, to a lesser extent, the norepinephrine transporter (CitationMadras et al 2006). Wake-promoting concentrations of modafinil increased extracellular levels of monoamines, including norepinephrine and dopamine, in certain rat brain regions (Citationde Saint Hilaire et al 2001). Mutant mice lacking the dopamine transporter gene were unresponsive to modafinil (CitationWisor et al 2001). Studies in animals suggest modafinil increases activity in the cortex through selective actions on hypothalamic regions involved in regulating sleep and wakefulness. In a study that evaluated c-fos expression in cat brain, modafinil discretely and differentially from amphetamine and methylphenidate activated areas of the hypothalamus implicated in maintaining normal wakefulness, including the anterior hypothalamic nucleus and surrounding areas, with labeling of few cells in the cortex (CitationLin et al 1996). The authors suggested modafinil may promote wakefulness by disinihibiting cortical neurons. Another study reported intraperitoneal administration of wake-promoting doses of modafinil in rats induced c-fos expression in orexin neurons in the perifornical lateral hypothalamus and also increased c-fos in the tuberomammillary nucleus (TMN) of the posterior hypothalamus (CitationScammell et al 2000). The TMN is the source of central histaminergic neurons, which are active during waking and mediate cortical arousal (CitationLin et al 1988, Citation1990, Citation1994; CitationLin 2000). The study also reported modafinil decreased activity in the ventrolateral preoptic nucleus (VLPO), a sleep-promoting region of the hypothalamus. The VLPO is active during sleep and provides inhibitory GABA-ergic input to neurons involved in wakefulness (CitationSherin et al 1996, Citation1998; CitationGallopin et al 2000). Modafinil also increased activity in cortical regions, including the frontal and cingulate cortex, compared with controls. In another study, intracerebroventricular injection of modafinil increased histamine release in anesthetized rats whereas direct injection into the tuberomammillary nucleus did not, suggesting histaminergic neurons were not directly targeted (CitationIshizuka et al 2003). Others have shown modafinil may potentiate the sleep-inhibiting activity of noradrenaline in the VLPO (CitationGallopin et al 2004). These findings suggest modafinil may promote wakefulness, at least in part, by indirectly activating ascending arousal systems via an inhibitory action on sleep-active neurons (CitationGallopin et al 2004). This action is consistent the finding that modafinil is not associated with rebound hypersomnolence (CitationEdgar and Seidel 1997; CitationLin et al 2000).

Clinical pharmacokinetics

Modafinil is a racemic compound, with two enantiomers that are pharmacokinetically dissimilar. The R-enantiomer has a longer half-life than the S-enantiomer (10–14 h vs 3–4 h) (CitationWong et al 1999a; CitationWong et al 1999b; CitationRobertson and Hellriegel 2003), and the S-enantiomer has a faster rate of clearance (CitationWong et al 1999b). The enantiomers have similar pharmacological properties, but because total exposure of R-modafinil is approximately 3 times that of S-modafinil, wake-promoting activity is likely due primarily to the R-enantiomer (CitationDinges et al 2006). The R-enantiomer, also known as armodafinil, has recently been approved to treat excessive sleepiness associated with OSA, SWD, and narcolepsy (CitationNUVIGIL® 2007), but is not yet commercially available. The effective elimination half-life of racemic modafinil allows once-daily dosing.

Orally administered modafinil is absorbed readily, with maximum plasma concentrations (Cmax) occurring at 2–4 hours (CitationRobertson and Hellriegel 2003). Absorption (tmax) may be delayed by approximately 1 hour if modafinil is taken with food (CitationPROVIGIL 2007). Steady-state plasma concentrations are reached within 4 days of dosing (CitationRobertson and Hellriegel 2003). Modafinil is well distributed in body tissue, with an apparent volume of distribution of 0.8 L/kg (CitationWong et al 1999a). Metabolism (90%) occurs primarily through the liver, with renal elimination of metabolites (CitationRobertson and Hellriegel 2003). Less than 10% of the administered dose is excreted in urine as unchanged drug (CitationRobertson and Hellriegel 2003). Two metabolites, modafinil acid and modafinil sulfone, reach appreciable levels in plasma (CitationPROVIGIL® 2007; CitationRobertson and Hellriegel 2003). Modafinil acid is the major urinary metabolite (CitationWong et al 1999a). Neither metabolite appears to contribute to the wake-promoting activity of modafinil (CitationRobertson and Hellriegel 2003).

The pharmacokinetics of modafinil is not affected by gender, but oral clearance (CL/F) of modafinil may be reduced in elderly patients (CitationWong et al 1999b). Severe chronic renal failure was not shown to significantly affect the pharmacokinetics of modafinil, but plasma concentrations of an inactive metabolite increased 9-fold (CitationPROVIGIL® 2007). In patients with cirrhosis of the liver, oral clearance of modafinil was decreased by ~60%, and steady state concentration was doubled compared with healthy subjects (CitationPROVIGIL® 2007). Adjustments in dosing should be considered for these patient populations (CitationRobertson and Hellriegel 2003; CitationPROVIGIL® 2007).

Drug – drug interactions

Modafinil has the potential to modulate the activities of hepatic cytochrome P450 (CYP) isoenzymes. In human liver microsomes, modafinil reversibly inhibited CYP2C19 (CitationRobertson et al 2000). Because of its potential to inhibit CYP2C19, modafinil may prolong elimination and increase circulating levels of drugs that are primarily metabolized via this enzyme (eg, diazepam, phenytoin, and propranolol). Dose reduction and toxicity monitoring may be required when drugs metabolized by CYP2C19 are coadministered with modafinil (CitationRobertson et al 2000; CitationPROVIGIL® 2007). In individuals who are deficient in CYP2D6, coadministration of modafinil with substrates of CYP2D6 that have ancillary routes of elimination through CYP2C19 (eg, tricyclic antidepressants and selective serotonin reuptake inhibitors) may lead to elevated circulating levels of these drugs and require dose adjustment (CitationRobertson et al 2000; CitationPROVIGIL® 2007). Modafinil suppressed CYP2C9 activity in cultures of human hepatocytes, suggesting a potential for drug interactions between modafinil and enzyme substrates (eg, S-warfarin, phenytoin) (CitationRobertson et al 2000). Despite this in vitro finding, modafinil administration for 4 weeks did not significantly alter the pharmacokinetics of S-warfarin, a substrate for CYP2C9, compared with placebo in a study of healthy volunteers who were given a single dose of racemic warfarin following long-term administration of modafinil (CitationRobertson et al 2002a). Because potential interactions between warfarin and other agents have also been documented, increased monitoring of prothrombin times/International Normalized Ratio is recommended whenever modafinil and warfarin are coadministerered (CitationRobertson et al 2000; CitationPROVIGIL® 2007).

Modafinil also has been shown to cause a modest induction of CYP3A4, CYP2B6, and CYP1A2 in human hepatocytes (CitationRobertson et al 2000). Protracted daily administration of modafinil (400 mg) decreased systemic exposure of orally administered triazolam and ethinyl estradiol, two substrates of CYP3A4, suggesting increased elimination (CitationRobertson et al 2002b). Dose adjustments may be necessary for patients taking these and similar medications (CitationPROVIGIL® 2007). Because the effectiveness of steroidal contraceptives may be reduced when taken concurrently with modafinil, additional or alternative methods of contraception should be used during treatment with modafinil and for 1 month after discontinuation of modafinil therapy (CitationRobertson et al 2002b; CitationPROVIGIL® 2007).

Modafinil is partially metabolized by CYP3A4. Coadministration of potent inducers (eg, carbamazepine, phenobarbital, rifampin) or inhibitors (eg, ketoconazole, itraconazole) of this enzyme may modify modafinil levels in plasma (CitationPROVIGIL® 2007).

Clinical efficacy and tolerability: overview of double-blind placebo-controlled studies

The efficacy and tolerability of once-daily doses (200–400 mg) of modafinil were established in large-scale, double-blind, placebo-controlled clinical studies conducted in patients with OSA (CitationPack et al 2001; CitationBlack and Hirshkowitz 2005), SWD (CitationCzeisler et al 2005; CitationErman et al 2007), and narcolepsy (CitationUS Modafinil in Narcolepsy Multicenter Study Group 1998, Citation2000). In five of the six studies, an objective measure of excessive sleepiness/sleep latency – the Multiple Sleep Latency Test (MSLT) (CitationCarskadon et al 1986) or the Maintenance of Wakefulness Test (MWT) (CitationMitler et al 1982; Doghramji et al 1997) – was chosen prospectively as a primary efficacy measure. The MSLT and MWT measure the propensity of individuals to fall asleep or remain awake, respectively, when instructed to do so in a formalized laboratory setting. Another primary end point was the investigator-rated change in overall clinical condition for severity of sleepiness (ie, the Clinical Global Impression of Change [CGI-C] [CitationGuy 1976]). All six studies evaluated tolerability and safety of modafinil administered for 4–12 weeks.

The studies also evaluated subjectively determined sleepiness with the use of the Epworth Sleepiness Scale (ESS) (CitationJohns et al 1991) or the Karolinska Sleepiness Scale (KSS) (CitationAkerstedt et al 1982). The 8-item ESS was used in the OSA and narcolepsy studies to determine the extent to which excessive sleepiness interfered with daily activities. The 9-item KSS was used in a SWD study (CitationCzeisler et al 2005) because of its widespread use in the assessment of excessive sleepiness in circadian rhythm sleep disorders. Other assessments included the Psychomotor Vigilance Task (PVT) (CitationDinges and Powell 1985), a test of sustained attention performance that was used to assess behavioral alertness (OSA and SWD studies); the Functional Outcomes of Sleep Questionnaire (FOSQ) (CitationWeaver et al 1997), a self-administered 30-item instrument that was used to determine the effect of excessive sleepiness on functional status (OSA and SWD studies); and the 36-item Short Form Health Survey (SF-36) (CitationWare 2007), a self-administered questionnaire that assessed health-related quality of life (OSA, SWD, and narcolepsy studies). Patients with SWD completed electronic diaries that contained questions about sleepiness, sleep, and caffeine use during the night shift and on the commute home.

Patients enrolled in these studies had a diagnosis of OSA, SWD, or narcolepsy and were required to meet accepted criteria for excessive sleepiness. In the OSA studies, study drug was administered in conjunction with ongoing CPAP therapy. Patients were men and women (24–76 years) with a diagnosis of OSA and evidence of residual excessive sleepiness (ie, screening/baseline ESS score of ≥10) despite CPAP use (ie, apneahypopnea index [AHI] of <10). In the 4-week study, 157 patients were randomly assigned to receive modafinil (week 1, 200 mg/day; weeks 2–4, 400 mg/day) or matching placebo once daily after the morning meal (CitationPack et al 2001). In the 12-week study, 309 patients were randomly assigned to receive modafinil 200 mg, modafinil 400 mg, or matching placebo once daily in the morning (CitationBlack and Hirshkowitz 2005). The starting dose was 100 mg, which was increased by 100-mg increments every 2 days until the final dose was reached.

In the SWD studies, men and women (18–60 years) who were diagnosed with SWD and had excessive sleepiness during the night shift were eligible. In one of the studies, patients had to have a mean sleep latency of ≤6 minutes on a night-time MSLT (CitationCzeisler et al 2005). A total of 209 patients were randomly assigned to receive modafinil 200 mg once daily or placebo, taken 1 hour before the start of the night shift. In another 12-week study, 278 patients were randomized to receive modafinil 200 mg, modafinil 300 mg, or placebo 30–60 minutes before each night shift (CitationErman et al 2007).

In the narcolepsy studies, men and women (17–68 years) with a diagnosis of narcolepsy had sleep latencies of ≤8 minutes (for those with recurrent daytime naps or lapses into sleep that were occurring almost daily for at least 3 months, with cataplexy) or ≤5 minutes (for those with a complaint of excessive sleepiness or sudden muscle weakness, with sleep paralysis, hypnagogic hallucinations, automatic behaviors, and disrupted major sleep episode). Patients had to have 2 or more sleep-onset, rapid-eye-movement periods during administration of the MSLT. Patients (n = 285 and n = 273) were randomly assigned to receive once-daily modafinil 200 mg/day, modafinil 400 mg/day, or placebo for 9 weeks using a rapid dose-titration schedule (US CitationModafinil in Narcolepsy Multicenter Study Group 1998) or a gradual step-up protocol (CitationUS Modafinil in Narcolepsy Multicenter Study Group 2000).

The 3 study populations were similar with regard to demographic characteristics (). There were proportionally more men than woman in the OSA studies, in keeping with the known epidemiology of the disorder. Most patients were rated as at least moderately ill with regard to sleepiness on the Clinical Global Impression of Severity. Patients were moderately to severely sleepy at baseline. In one study, mean sleep latency on the MSLT averaged approximately 2 minutes for patients with SWD (CitationCzeisler et al 2005). In another study, mean sleep latency was 7.5 minutes for patients with OSA (CitationPack et al 2001). Sleep latencies of 5 minutes or less are indicative of severe sleepiness (CitationCarskadon et al 1986; CitationAmerican Academy of Sleep Medicine 2001).

Table 1 Demographic characteristics and illness severity ratings at baseline for patients in large-scale, double-blind, placebo-controlled studies of modafinil

Efficacy outcomes

OSA studies

In the 4-week study, modafinil significantly improved objectively determined wakefulness and reduced patient-reported sleepiness (MSLT and ESS, respectively) compared with placebo () (CitationPack et al 2001). At week 4, 51% of patients receiving modafinil had excessive sleepiness that normalized (ie, ESS score <10) compared with 27% of patients receiving placebo (p < 0.01). Significant improvements were shown for patients receiving modafinil compared with patients receiving placebo in 4 of 14 PVT performance variables, including the number of lapses (transformed) and the median reaction time () (CitationDinges and Weaver 2003). Modafinil improved functional status on the FOSQ, with significant improvements in the total score and 2 of 5 subscales (ie, activity and vigilance) versus placebo after 4 weeks. Modafinil significantly improved overall clinical condition for sleepiness, with 71% of patients receiving modafinil rated by the investigator as improved compared with 35% of patients receiving placebo (p < 0.05) (CitationPack et al 2001).

Table 2 Summary outcomes for patients receiving modafinil or placebo in the OSA studies

In the 12-week study, modafinil significantly improved objectively determined wakefulness on the MWT, reduced sleepiness levels on the ESS, and improved the FOSQ total score and subscale scores for vigilance, general productivity, and activity but not scores for social outcome or intimacy () (CitationBlack and Hirshkowitz 2005). At week 12, overall clinical condition improved for 61% and 68% of patients receiving modafinil 200 mg and 400 mg, respectively, compared with 37% of patients receiving placebo (p < 0.001) (CitationBlack and Hirshkowitz 2005).

SWD studies

In one 12-week study, modafinil 200 mg significantly improved nighttime sleep latency on the MSLT, reduced levels of sleepiness on the KSS, and reduced the frequency of performance lapses on the PVT () (CitationCzeisler et al 2005). A greater proportion of patients receiving modafinil were rated as improved at the final visit on the CGI-C than patients receiving placebo (74% vs 36%) (p < 0.001). As reported in patient diaries, modafinil 200 mg reduced the maximum level of sleepiness during night shift work compared with placebo (mean change from baseline, −1.9 [1.4] vs −0.9 [1.0]) (p < 0.001) and the level of sleepiness during the commute home (−1.1 [1.5] vs −0.6 [1.2]) (p = 0.01). Fewer patients receiving modafinil than placebo reported having accidents or near accidents on the commute home (29% vs 54%) (p < 0.001). Modafinil was not associated with statistically significant effects on unintentional or intentional sleep episodes, caffeine intake, or mistakes, accidents, or near accidents during night shifts. During days following nights when the night shifts were not worked, no differences were reported in caffeine use or sleep efficiency between modafinil and placebo.

Table 3 Summary outcomes for patients receiving modafinil or placebo in the SWD studies

In another 12-week study, modafinil improved aspects of daily functioning and health-related quality of life the day after shifts compared with placebo () (CitationErman et al 2007). The FOSQ total score was significantly improved with modafinil 300 mg, as were vigilance, activity, and productivity subscale scores. No significant improvement was shown with modafinil 300 mg in social outcome or intimacy. Modafinil 200 mg significantly improved the activity subscale score compared with placebo. Significant improvements were shown for the SF-36 mental component score and the vitality and role-emotional domain scores.

Narcolepsy studies

In both studies, modafinil 200 and 400 mg significantly improved objectively determined sleep latency (MSLT and MWT) and subjectively assessed sleepiness levels (ESS) compared with placebo () (CitationUS Modafinil in Narcolepsy Multicenter Study Group 1998, Citation2000). Modafinil significantly improved health-related quality of life on the SF-36 compared with placebo, with greater vitality, fewer constraints on daily activities due to physical or emotional limitations, and less interference with social activities due to health () (CitationBeusterien et al 1999). No significant treatment effect was shown for physical functioning, bodily pain, general health, or mental health.

Table 4 Summary outcomes for patients receiving modafinil or placebo in the narcolepsy studies

Tolerability and safety outcomes

In these double-blind placebo-controlled studies, 1501 patients received 200, 300, or 400 mg of modafinil (n = 934) or placebo (n = 567) for up to 12 weeks (CitationRoth et al 2007). Safety was assessed in these studies by monitoring adverse events, vital signs (ie, resting systolic and resting diastolic blood pressures, heart rate, and body weight), electrocardiogram (ECG) intervals, clinical laboratory parameters, and polysomnographic parameters collected during the day (OSA and narcolepsy) or night (SWD). Across the studies, adverse event profiles were similar, with headache (34%), nausea (11%), infection (10%), nervousness (7%), rhinitis (7%), diarrhea (6%), back pain (6%), anxiety (5%), dizziness, (5%), dyspepsia (5%), and insomnia (5%) the most common treatment-emergent adverse events (CitationRoth et al 2007). Headache was considered to be dose related (CitationRoth et al 2007). Adverse events that occurred more frequently with modafinil than placebo were headache, nausea, nervousness, anxiety, insomnia, anorexia, dry mouth, hypertension, and pharyngitis (p < 0.05 vs placebo) (CitationRoth et al 2007). Most adverse events (nearly 90%) occurred during the first month and were considered by the investigator to be mild to moderate in nature (CitationPROVIGIL® 2007; CitationRoth et al 2007). For the combined modafinil group, the cumulative incidence of headache was 20% at week 1 (vs 9% for placebo), 29% at month 1 (vs 18% for placebo), and 34% at month 3 (vs 23% for placebo) (CitationRoth et al 2007). Across the studies, 8% of patients receiving modafinil discontinued because of an adverse event compared with 3% of patients receiving placebo (CitationPROVIGIL® 2007; CitationRoth et al 2007). The most frequently occurring adverse event associated with discontinuation was headache (2%) (CitationRoth et al 2007).

Although a small but statistically significant difference in the mean change from baseline in sitting systolic blood pressure was observed between modafinil and placebo in the 4-week OSA study (CitationPack et al 2001), no significant changes from baseline to final visit in mean systolic blood pressure, diastolic blood pressure, or heart rate were shown between modafinil and placebo for the combined OSA studies or the combined SWD studies (CitationRoth et al 2007). In the combined narcolepsy studies, a significant between-group difference in heart rate and blood pressure was demonstrated; the difference was attributable to a greater change from baseline for placebo than modafinil (CitationRoth et al 2007). A greater proportion of patients receiving modafinil began treatment with or increased their use of antihypertensive medications compared with patients receiving placebo (2.4% vs 0.7%) (CitationPROVIGIL® 2007; CitationRoth et al 2007). When OSA data alone were included, 3.4% versus 1.1% of patients receiving modafinil or placebo, respectively, required changes in the use of antihypertensive medications (CitationPROVIGIL® 2007; CitationRoth et al 2007). For some patients, increased blood pressure monitoring may be necessary.

Across the studies, no significant changes from baseline were shown in mean body weight. Clinically significant decreases in weight (ie, ≥7% from baseline) were reported for 3% of patients receiving modafinil (CitationRoth et al 2007). No treatment-emergent pattern of electrocardiographic abnormalities was found following modafinil administration (CitationPROVIGIL® 2007; CitationRoth et al 2007). Mean plasma levels of gamma glutamyltransferase and alkaline phosphatase were higher following administration of modafinil but not placebo (CitationPROVIGIL® 2007; CitationRoth et al 2007). Clinically significant abnormalities in laboratory parameters were rare and reported in <1% of patients receiving modafinil or placebo (CitationRoth et al 2007).

In these studies, modafinil did not adversely affect scheduled sleep. No clinically meaningful or statistically significant differences shown between groups in polysomnographically determined sleep parameters, including sleep efficiency, sleep duration, and stages of sleep (CitationUS Modafinil in Narcolepsy Multicenter Study Group 1998, Citation2000; CitationPack et al 2001; CitationBlack and Hirshkowitz 2005, CitationCzeisler et al 2005). In the 4-week OSA study, mean arousal index (ie, the number of arousals per hour of sleep) was slightly greater for patients receiving modafinil than patients receiving placebo (14.3 vs 11.8) (p = 0.018) (CitationPack et al 2001). In a 9-week narcolepsy study, sleep efficiency was slightly better for the modafinil 200-mg group than the placebo group (CitationUS Modafinil in Narcolepsy Multicenter Study Group 2000). Modafinil was not associated with symptoms of withdrawal (eg, fatigue, agitation, vivid dreams, hypersomnia, or increased appetite) when its use was discontinued for 2 weeks following 9 weeks of administration in patients with narcolepsy (CitationUS Modafinil in Narcolepsy Multicenter Study Group 2000).

Additional safety data

More than 3500 patients have been evaluated for safety in clinical studies of modafinil for treatment of excessive sleepiness associated with OSA, SWD, and narcolepsy (CitationSchwartz 2005; CitationPROVIGIL® 2007). The type and incidence of adverse events have been consistent with those reported in the placebo-controlled trials. Serious rash requiring hospitalization and treatment discontinuation have been reported in association with modafinil use (CitationFDA 2007; CitationPROVIGIL® 2007). In worldwide postmarketing experience, rare cases (exceeding the background incidence rate in the general population of 1–2 cases per million-person years) of serious or life-threatening rash, including Stevens-Johnson Syndrome, have been reported in adults and children. No factors are known that may be used to predict either rash occurrence or severity. It is recommended that modafinil be discontinued at the first sign of rash unless the rash is clearly not related to the drug.

Extension studies

An open-label extension of the 4-week OSA study reported improvements in wakefulness and sleep-related functional status were maintained for 12 additional weeks in patients receiving CPAP therapy (CitationSchwartz et al 2003c). In a long-term open-label extension conducted in patients who participated in the 12-week OSA study, improvements in subjectively determined wakefulness, functional status, and health-related quality of life were maintained with modafinil for 12 months (CitationSchwartz 2005; CitationHirshkowitz and Black 2007). The extension study did not evaluate objectively determined sleep latency. Modafinil continued to be well tolerated, with infection (11.3%), headache (9.4%), and nervousness (9.0%) being the most common adverse events reported (CitationHirshkowitz and Black 2007). Although no substantial alterations were reported in the mean change from baseline in blood pressure and heart rate, a clinically significant elevation in blood pressure was reported for 6 patients (2%) (at a single evaluation for 5 patients and at 2 consecutive evaluations for 1 patient). Five of these patients had a history of hypertension.

Patients from the narcolepsy studies participated in open-label extensions in which they received modafinil 200 mg to 400 mg once daily (CitationMitler et al 2000; CitationSchwartz 2005). Improvements in wakefulness with modafinil were maintained through 136 weeks of open-label administration. Modafinil was well tolerated, with a low likelihood for the development of tolerance.

Additional clinical studies

In addition to the large-scale placebo-controlled studies and long-term extension studies, other clinical studies and case reports have reported improvements in wakefulness with modafinil in patients with OSA (CitationKingshott et al 2001; CitationSchwartz et al 2003c) and narcolepsy (CitationBilliard et al 1994; CitationBesset et al 1996; CitationBroughton et al 1997; CitationMoldofsky et al 2000; CitationThorpy et al 2003; CitationSchwartz et al 2003a, Citationb, Citation2004a, Citationb, Citation2005). In a double-blind crossover study of 30 patients with OSA who were receiving CPAP therapy, modafinil had no effect on sleepiness as assessed on the MSLT or the ESS but significantly improved wakefulness on the MWT (Kingshott et al 2000). In patients with narcolepsy, a 24-week study which included three 2-week double-blind crossover periods, a 16-week open-label period, and a 2-week placebo-controlled discontinuation period reported improvements in objectively determined wakefulness and subjective sleepiness that were comparable to improvements shown in the 9-week double-blind narcolepsy studies (CitationBroughton et al 1997; CitationMoldofsky et al 2000).

Dosing

The recommended dose of modafinil is 200 mg, to be taken once daily in the morning for patients with OSA or narcolepsy, or approximately 1 hour before the start of the work shift for patients with SWD (CitationPROVIGIL® 2007). Once daily doses of up to 400 mg have been well tolerated in randomized placebo-controlled studies. However, in the 9-week studies of narcolepsy patients, the 400-mg dose did not provide any benefit beyond that shown for the 200-mg dose (CitationUS Modafinil in Narcolepsy Multicenter Study Group 1998, Citation2000). While no clear dose response was observed in these placebo-controlled studies, a double-blind crossover study (n = 32) subsequently showed modafinil 400 mg, taken once daily or as a split dose in the morning and at midday, was significantly better at promoting wakefulness throughout the entire day than modafinil 200 mg taken once-daily in the morning (both p < 0.05) (CitationSchwartz et al 2003b). The different findings between the placebo-controlled studies and the crossover and parallel studies likely reflect, at least in part, methodological differences in the execution and timing of sleep latency (MWT) testing protocols.

Dose-response effects were confirmed and expanded in a subsequent analysis of 2 double-blind parallel group studies conducted in patients with narcolepsy (n = 56) (CitationSchwartz et al 2005). Modafinil (200 mg once daily, 400 mg once daily, 400 mg split-dose, and 600 mg split-dose) significantly improved patients’ ability to sustain wakefulness compared with baseline in a dose-dependent manner (p < 0.05), with split-dose regimens producing significantly greater improvement in MWT sleep latency than once-daily regimens in the afternoon and evening. These studies utilized an extended-day MWT, assessing the ability to remain awake at 2-hour intervals from 9 am to 9 pm. Another study showed modafinil 600 mg taken as split dose was significantly more effective than modafinil 400 mg once daily in improving late-day MWT sleep latency in patients with narcolepsy (n = 24) (CitationSchwartz et al 2004). Others have reported modafinil taken as a split dose in the morning and at midday (300–500 mg) did not adversely affect the quantity or quality of nighttime sleep in placebo-controlled, crossover studies (CitationBilliard et al 1994; CitationBroughton et al 1997; CitationMoldofsky et al 2000). Dose escalation or split-dose regimens may be important for patients who have satisfactory responses to modafinil in the morning and afternoon but experience excessive sleepiness in the late afternoon or evening.

Abuse potential

Modafinil is listed in Schedule IV of the Controlled Substances Act (CitationPROVIGIL® 2007) because its potential for abuse is relatively low and may lead to limited physical or psychological dependence. In one preclinical study, the reinforcing and stimulant-discriminative effects of modafinil were approximately 250 times less potent than amphetamine (CitationGold and Balster 1996). Another preclinical study reported modafinil did not produce reinforcing or rewarding effects in stimulant-naïve animals (CitationDeroche-Gamonet et al 2002). In clinical studies conducted in healthy volunteers with no current or past history of substance abuse (CitationWarot et al 1993) and in volunteers with histories of illicit drug use (CitationJasinski 2000; CitationRush et al 2002a, Citationb), modafinil could be distinguished from CNS stimulants on the basis of subjective effects (eg, elation or euphoria). Postmarketing surveillance (over 4 years) has found no generalized misuse of modafinil, suggesting its potential for abuse on a large scale is limited (CitationMyrick et al 2004).

Therapeutic considerations and clinical implications

Identification of the underlying causes of excessive sleepiness, including any sleep disorders, is critical to its successful management. Persistent or severe sleepiness that interferes with daily function and poses undue health burdens or safety risks may require pharmacologic therapy. Modafinil may be prescribed for patients who have been evaluated for excessive sleepiness and have a diagnosis of OSA, SWD, or narcolepsy.

Across large-scale, double-blind studies, placebo-controlled studies, modafinil significantly improved sleep latency on the MSLT and ability to maintain wakefulness on the MWT, improved overall clinical condition for sleepiness severity, and reduced patient-reported sleepiness on the ESS and KSS. Improvements in wakefulness were accompanied by improvements in behavioral alertness, functional status, and health-related quality of life. Modafinil was well tolerated in the double-blind placebo-controlled studies and long-term studies. Noteworthy was the finding that modafinil did not elevate mean blood pressure or heart rate relative to placebo in populations at risk for cardiovascular morbidity (ie, patients with OSA [CitationNieto et al 2000; CitationPeppard et al 2000;] and night shift workers [CitationKawachi et al 1995; CitationTenkanen et al 1997]) (CitationRoth et al 2007).

The MSLT and MWT were primary measures of efficacy in the double-blind placebo-controlled studies. As objective measures of sleep latency, the MSLT and the MWT are used in research and clinical settings. Of the two, the MSLT is used more widely and is considered to be a standard test for sleepiness by most sleep medicine specialists (CitationWise 2006). The strengths and weaknesses of the MSLT and MWT have been described in a recent review that evaluated their clinical usefulness (CitationArand et al 2005). While these tests do not appear to adequately discriminate between patients with sleep disorders and control subjects due in part to floor (MSLT) and ceiling (MWT) effects and to large standard deviations (CitationArand et al 2005), they effectively monitor changes caused by interventions that alter sleepiness or alertness (CitationArand et al 2005). The MSLT in particular appears to be sensitive to changes in sleepiness across the 24-hour day and following long-term sleep debt or extension (CitationSeidel et al 1984; CitationRoehrs et al 1996). In addition, sleep latencies have been shown to reflect circadian changes in studies that simulated night shift conditions (CitationArand et al 2005), suggesting responses occur as expected when sleep cycles are reversed (eg, for night shift workers). Whether establishing a diagnosis or evaluating a response to treatment, sleep latency test findings should be interpreted within the context of other available medical information and testing (CitationArand et al 2005).

OSA is a common cause of excessive sleepiness, and residual sleepiness occurs in some patients who are otherwise well treated for the underlying airway obstruction (CitationWeaver et al 2007). While modafinil reduces residual sleepiness in these patients, it does not treat the cause of OSA. It is therefore critical that patients adhere to interventions that directly address OSA-related pathology, such as CPAP therapy (CitationHirshkowitz and Black 2007). Weaver and colleagues established a relationship between hours of CPAP use during the night and achieving normal levels of daytime sleepiness and functioning; for example, thresholds above which further improvements were less likely for ESS was 4 hours, MSLT was 6 hours, and FOSQ was 7.5 hours (CitationWeaver et al 2007). Despite concerns to the contrary (CitationPollak 2003), modafinil does not appear to adversely affect CPAP use. While a statistically significant 12-minute reduction in nightly CPAP use was shown for patients receiving modafinil compared with patients receiving placebo in a 7-week, placebo-controlled crossover study of 30 patients (Kingshott et al 2000), modafinil did not significantly alter CPAP use in the large-scale, 4-week and 12-week double-blind studies (CitationPack et al 2001; CitationBlack and Hirshkowitz 2005). In a 12-month follow-up to the 12-week study, mean nightly CPAP use declined by 34 minutes (p < 0.0001 for the change from baseline) to a final visit duration of 5.4 hours (CitationHirshkowitz and Black 2007). This duration is within the range of previously reported values for long-term CPAP use (4.3–6.5 hours) (CitationEngleman et al 1994b; CitationReeves-Hoche et al 1994; CitationKrieger et al 1996; CitationPieters et al 1996; CitationCollard et al 1997). As a precaution, CPAP use should be encouraged and periodically assessed (Black and Hirshkowitz 2007; CitationPROVIGIL® 2007). Difficulties with CPAP use, such as inadequate CPAP pressure and microarousals and sleep disruption caused by wearing the CPAP apparatus, should be addressed (CitationHirshkowitz and Black 2007).

Given the large number of individuals who work night shifts on a rotating or permanent basis or work early morning shifts (CitationBeers 2000), recognition and diagnosis of SWD remains a pressing clinical issue. The adverse consequences of shift work may be limited to those individuals who show a differential vulnerability to the effects of sleep loss (CitationDrake et al 2004; CitationVan Dongen et al 2004). Such individuals may be predisposed to developing SWD. Patients with SWD appear to be as sleepy during the night as patients with narcolepsy are during the day. Mean improvements with modafinil in MSLT sleep latency in patients with SWD were similar in magnitude to improvements reported for patients with narcolepsy who were treated with modafinil (CitationUS Modafinil in Narcolepsy Multicenter Study Group 1998, Citation2000) and to improvement reported in a meta-analysis of studies conducted in patients with OSA who were treated with CPAP therapy (0.74 min more than placebo) (CitationPatel et al 2003). Although sleep latency was improved by nearly 2 minutes, it averaged less than 5 minutes during the night, below what is considered to be normal during the daytime (CitationCzeisler et al 2005). Similarly, mean sleep latencies have been reported to improve but not to normalize completely in patients with narcolepsy, either with modafinil or CNS stimulants (US CitationModafinil in Narcolepsy Multicenter Study Group 1998; CitationMitler 1991). Despite the lack of normalization, improvements across objective and subjective measures, including those for sleepiness, overall clinical condition, and behavioral alertness (CitationCzeisler et al 2005), together with improvements in functional status and health-related quality of life (CitationErman et al 2007) and diary data that showed proportionally fewer patients reporting accidents or near accidents (CitationCzeisler et al 2005), suggest modafinil administration is associated with clinically meaningful improvement in these patients. Because modafinil may not completely eliminate excessive sleepiness in all patients, individuals should be advised to avoid activities that are potentially dangerous (eg, driving or operating machinery) or require appropriate levels of wakefulness until and unless modafinil affords sufficient wakefulness (CitationPROVIGIL® 2007).

Modafinil is an established first-line therapy for excessive sleepiness in patients with narcolepsy (CitationBlack et al 2005; CitationBilliard et al 2006). An evaluation of adverse events and the potential for abuse must be made on an individual basis when prescribing modafinil or other therapies for excessive sleepiness.

Conclusions

Multiple clinical studies indicate modafinil is an efficacious and well-tolerated therapy in the clinical management of excessive sleepiness in patients with OSA with ongoing sleepiness despite CPAP therapy, SWD, and narcolepsy. Long-term studies suggest continued efficacy, with a low likelihood of tolerance and no adverse effects on scheduled sleep. Abuse liability studies show a limited potential for abuse.

Disclosures

The author has served as a consultant and/or speaker for AstraZeneca, Boehringer Ingelheim, Cephalon, GSK, Jazz, Medpointe, Pfizer, Resmed, and Takeda.

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