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Review Article

Anti-inflammatory and immunomodulatory properties of Carica papaya

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Pages 590-602 | Received 14 Dec 2015, Accepted 29 Jan 2016, Published online: 14 Jul 2016

Abstract

Chronic inflammation is linked with the generation and progression of various diseases such as cancer, diabetes and atherosclerosis, and anti-inflammatory drugs therefore have the potential to assist in the treatment of these conditions. Carica papaya is a tropical plant that is traditionally used in the treatment of various ailments including inflammatory conditions. A literature search was conducted by using the keywords “papaya”, “anti-inflammatory and inflammation” and “immunomodulation and immune” along with cross-referencing. Both in vitro and in vivo investigation studies were included. This is a review of all studies published since 2000 on the anti-inflammatory activity of papaya extracts and their effects on various immune-inflammatory mediators. Studies on the anti-inflammatory activities of recognized phytochemicals present in papaya are also included. Although in vitro and in vivo studies have shown that papaya extracts and papaya-associated phytochemicals possess anti-inflammatory and immunomodulatory properties, clinical studies are lacking.

Introduction

Inflammatory conditions activate immune defense mechanisms and, under persistent stimuli, chronic inflammation may occur. Chronic inflammation thus triggers the generation and progression of pro-inflammatory cytokines, transcription factors and oncogenes (Dinarello & Pomerantz Citation2001; Khansari et al. Citation2009; Vidal-Vanaclocha Citation2009). Moreover, the immune-inflammatory components such as immunoglobulins, T-cells and antioxidant enzymes are also affected by chronic inflammation conditions (Di Sabatino et al. Citation2004; Agarwal et al. Citation2006; Pedicino et al. Citation2013). The variations in the levels of immune-inflammatory factors have significant implications in the pathophysiology of various diseases such as cancer, obesity, diabetes, fibrosis and atherosclerosis (Meyer et al. Citation2011; Scrivo et al. Citation2011; Ramos-Nino Citation2013). For these reasons, the role of inflammatory and immune markers in augmenting the therapeutic effect of drugs on chronic inflammation associated diseases (CID) has attracted the attention of researchers (Dinarello Citation2010; Esser et al. Citation2014). Anti-inflammatory agents such as non-steroidal anti-inflammatory drugs (NSAIDs) are successfully used in treating CID (Elizabeth et al. Citation2009; Ridker & Lüscher Citation2014); however, the long-term use of these drugs may result in damage to the gastric intestinal mucosa, heart and kidney (de Groot et al. Citation2007), thereby limiting their usage. A variety of plant extracts and their secondary metabolites exhibit a broad spectrum of anti-inflammatory and immunomodulatory activities with, to date, relatively few safety concerns (Aravindaram & Yang Citation2010; Recio et al. Citation2012).

The presence of a strong chemical defense system in tropical plants, comprising secondary metabolite compounds, has attracted the attention of researchers who study bioactive phytochemicals (Rasmann & Agrawal Citation2011). Caricaceae is a small family of angiosperms comprising six genera and 43 species (http://www.theplantlist.org). Carica papaya or papaw or papaya is the most popular and economically important species among the Caricacae family. Among the total tropical fruit production in the world (2012), papaya was ranked third (15.4%), following production of mango (52.9%) and pineapple (26.6%) (Edward & Fredy Citation2012). The digestive enzyme papain, isolated from papaya, is used as an ingredient in brewing, meat tenderizing, pharmaceuticals and cosmetic industries (Ezekiel Amri & Mamboya Citation2012).

Carica papaya (known in Ayurveda as Erand-karkati) is also well known for its medicinal properties (Khare Citation2004). Traditionally, different parts of the papaya plant are used in the treatment of various ailments such as asthma, ulcers, eczema, diabetes, helminth infections and fever (Nguyen et al. Citation2013). Research also demonstrated its beneficial traditional role in wound healing, and in the treatment of cardiovascular diseases, dengue fever, cancer, malaria, hypoglycemia, hyperlipidemia, fungal diseases and as a male contraceptive (Gupta et al. Citation1990; Nayak et al. Citation2007; Goyal et al. Citation2010; Otsuki et al. Citation2010; Iyer et al. Citation2011; Pedro et al. Citation2011; Kovendan et al. Citation2012; Yasmeen & Prabhu Citation2012; Nunes et al. Citation2013). Papaya extracts have also been reported to have significant anti-inflammatory activity (Owoyele et al. Citation2008; Lee et al. Citation2011).

This review focused on studies of the anti-inflammatory and immunomodulatory activities of C. papaya published since 2000. The literature search was based on several databases: PubMed, Scopus, Embase, Web of Science, Scifinder and Google Scholar. The keywords used were: “papaya”, “anti-inflammatory and inflammation” and “immunomodulation and immune”. In addition, cross-referencing was performed using relevant articles. In addition to examining the potential importance of bioactive phytochemicals in inflammation, the possible effects of papaya-associated phytochemicals on immune inflammatory markers are also discussed. This review will be useful for researchers and practitioners interested in the biological effects of papaya, and those scientists keen to identify novel target anti-inflammatory nutraceuticals.

In vitro studies

Several in vitro cell studies have focused on the role of bioactive compounds present in papaya in modulating immune-inflammatory markers. Most of these have been undertaken using papaya leaves extracted with polar solvents (primarily water and alcohol). Other studies have used papaya seeds extracted with both water and hexane.

An enhanced innate immune response is a potential biomarker in CID (Generaal et al. Citation2014). Endotoxin lipopolysaccharide (LPS) is used to stimulate innate immunity by regulating production of various inflammatory mediators (including tumor necrosis factor [TNF]-α, inter-leukin [IL]-1β, IL-6 and interferon [IFN]-γ) in monocytes/macrophages (Bertrand et al. Citation2014). TNFα secreted by monocytes/macrophages has an important role in the pathophysiology of inflammation by initiating other pro-inflammatory cytokines (such as IL-1β, IL-6 and IFNγ). Agents that blocked TNFα action during chronic inflammatory conditions accordingly demonstrated anti-inflammatory activity (Bradley Citation2008). An ethanolic papaya leaf extract (1 μg/ml) displayed significant (p < 0.05) inhibition of isopentenyl pyrophosphate (IPP) induced TNFα production in LPS (0.2 μg/ml)-induced dendritic cells. In addition, the same extract (at <12.5 μg/ml) also imparted an antioxidant effect by protecting DNA damage in Escherichia coli and lymphocytes (Bertrand et al. Citation2014). A methanol extract of papaya leaf (5 μg/ml) used to treat LPS (0.1 μg/ml)-stimulated human peripheral blood mononuclear cells (PBMC) inhibited the release of pro-inflammatory TNFα, IL-1α, IL-1β, IL-6 and IL-8 by 10.8%, 12.5%, 27.4%, 42.9%, and 8.4%, respectively (Salim et al. Citation2014). In another study, a methanol extract of papaya leaf inhibited nitric oxide (NO) production (IC50: 60.18 μg/ml) in IFNγ (100 U/ml)- or LPS (5 μg/ml)-stimulated murine monocytic macrophages (RAW 264.7 cell line) (Lee et al. Citation2011).

Regulation of immune responses in a body demands balance between T helper (TH)-1 and TH2-cell cytokines (Sredni-Kenigsbuch Citation2002). An aqueous papaya leaf extract at concentrations of 0.0125–0.05 mg leaves/ml upregulated the production of TH1-type cytokines (IL-12p40, IL-12p70, IFNγ and TNFα) and induced 23 immunomodulatory genes in immunosuppresed (anti-CD3 and anti CD-28 monoclonal antibody-treated) PBMC whereas reducing the amount of IL-2 and IL-4 (Otsuki et al. Citation2010). Papaya seed extracts (both water and hexane fractions), at concentrations of 200, 20 and 2 ng/ml, in the presence of phytohemagglutinin mitogen, imparted significant anti-inflammatory effects by inhibiting the classical complement-mediated lymphocyte hemolysis. In addition, it also promoted growth of lymphocytes (Mojica-Henshaw et al. Citation2003). The flavonoid-rich fraction of aqueous papaya seed extract at 10 μg/ml yielded significant (p < 0.05) anti-inflammatory effects by inhibiting expression of inflammatory IFNγ, TNFα, IL-6 and nuclear factor (NF)-κB in methyl isocyanate (MIC)-stimulated pancreatic (HPDE-6) epithelial cells. This extract also demonstrated cytoprotective, antioxidant and geno-protective activities in normal kidney (HEK-293), colon (FHC), lung (IMR-90) and pancreatic (HPDE-6) epithelial cell lines exposed to MIC (Pathak et al. Citation2014).

Collectively, the in vitro studies reported here indicated that papaya extracts (leaf and seed) possess an ability to modulate inflammatory markers in various cell types exposed to a variety of stressors. The role of tissue-resident macrophages in inflammation conditions is evident. With comparison to PBMC, differentiated THP-1 (acute monocytic leukemia) cells has been proposed to be a better in vitro model for anti-inflammatory studies of nutraceuticals (Chanput et al. Citation2014). However, there are no in vitro studies reported for anti-inflammatory effect of papaya extracts on THP-1 cells. To verify the effect of papaya extracts over inflammatory markers, comparative studies using different cells such as PBMC, THP-1, RAW-247 and lymphocytes are required. All in vitro studies (except one, described above) have used polar solvent extracts of papaya tissues and therefore, the anti-inflammatory activity of nonpolar extracts has not been thoroughly explored. In vitro studies are also lacking, which have studied the effects of other parts of papaya such as the fruit and peel.

In vivo studies

In vivo studies are essential to understand the in-use potential and activities of plant extracts. summarizes the animal (stimulated inflammation and immune model) and human (healthy and dengue fever patients) studies that have demonstrated the potential for use of papaya extracts (consumed in the forms of leaf, fruit and peel) to modulate immune-inflammatory markers, antioxidant enzymes and platelets.

Table 1. In vivo studies of papaya extracts over immune-inflammatory markers.

Various in vivo studies (mice and human) have demonstrated the anti-inflammatory (Owoyele et al. Citation2008; Adeolu & Vivian Citation2013) and platelet enhancing activities of papaya leaf (juice and aqueous ethanol extract) (Ahmad et al. Citation2011; Fenny et al. Citation2012; Dharmarathna et al. Citation2013; Osama et al. Citation2014). For example, Gammulle et al. reported significant anti-inflammatory activity of papaya leaf juice (at 0.72 ml/100 g body weight) against carrageenan-induced rat paw edema and impaired in vivo vascular permeability (82.0%); while inducing (10.1%) membrane-stabilizing activity of rat RBC. In addition, it also imparted an immunomodulatory effect in the hydroxyurea-induced thryombocytopenic rat model. A significant increase in platelets, WBC and RBC (76.5%, 30.5% and 9.1%, respectively) was observed in this rat model in comparison with control hosts (Achini et al. Citation2012). Dengue fever patients, who consumed the leaf juice for three consecutive days had very significant (p < 0.01) increases in their mean platelet counts and platelet-producing gene expression (e.g. ALOX 12, PTAFR) (Soobitha et al. Citation2013).

Although no in vitro studies have yet examined the immunomodulatory activity of papaya fruit, several in vivo studies have investigated its immunomodulatory activities. Oral dose (500 mg/kg) of ripe papaya fruit in a rat model of colitis reduced the level of myeloperoxidase (MPO) and inducible nitric oxide synthase (iNOS) (Lima de Albuquerque et al. Citation2010). An aqueous extract of unripe papaya fruit administered to acrylamide-treated rats modulated the levels of malondialdehyde, superoxide dismutase, glutathione and catalase (Mohamed Sadek Citation2012). The same extract also significantly enhanced immunoglobulin IgG and IgM levels (from 0.120 → 0.132 and 0.892 → 0.108 mg/ml, respectively), in the same study.

Factors such as the degree of maturation, ripeness and plant cultivar type may affect extract bioactivity (due to variation in the composition and the levels of phytochemicals) (Pablito & Charles Citation2003; Ayoola & Adeyeye Citation2010; Tripathi et al. Citation2011). Topical application of the aqueous extracts of unripe fruit (5 mg/ml) exhibited faster wound healing (13 d) in mice than a similar aqueous extract of ripe fruit (17 d) (Anuar et al. Citation2008). This could be because chronic wounds are highly pro-oxidant microenvironments and unripe papaya has better antioxidant activity (unripe fruit > ripe fruit > seed) (Maisarah et al. Citation2012). Chen et al. examined and reported on the immunomodulatory properties of transgenic and native papaya fruits (both ripe and unripe) using an ovalbumin (OVA)-sensitized mouse model. An oral dose of 1.6 g/kg body weight [for five weeks] native green papaya fruit supplementation significantly decreased (0.04 μg/ml vs. 0.08 μg/ml in control group) the OVA-specific IgE titre. However, a significant increase in OVA-specific IgG2a titre was observed with hosts provided native papaya fruit (green and ripe). The ripe transgenic papaya fruit significantly enhanced humoral immunity by increasing serum total IgM level (2062 vs. 1583 μg/ml in control group) (Mohamed Sadek Citation2012). Healthy male and female human subjects, following a pre-exposure period of 2 d (without papaya), were fed 100 g fresh papaya fruit for 2 d (in a day’s three major meals consisting of bread/rice, chicken/fish, vegetables and liquid). A peripheral blood sample was collected at Day 3 that displayed significant suppression of IFNγ+CD4+ (1.48 vs. 3.52%; p = 0.03), and upregulation of IL-4+CD4+ (2.08 vs. 1.44%; p = 0.04) T-cells and CD3+CD4+CD25+CD127- T-cells (9.01 vs. 5.30%; p = 0.001) (Abdullah et al. Citation2011). This study indicated papaya imparted an immunomodulatory effect in human subjects. However, it lacked information about control (no papaya after pre-exposure) and further studies are required with longer exposure times (>2 d).

Papaya seeds (methanol and aqueous extract) have also been examined and found to display anti-inflammatory activity in in vivo study (Amazu et al. Citation2010; Umana et al. Citation2014). However, their activity toward immune-inflammatory markers (such as those in in vitro studies) in vivo has not been reported to date. To investigate the bioactivity of phytochemicals, studies should include both polar and nonpolar extracts (Pandey et al. Citation2014). Unfortunately, none of the in vivo studies reported thus far investigated the anti-inflammatory or immunomodulatory effects of nonpolar extracts of any part of the papaya plant.

To date, seven papaya-based clinical studies are listed in the ClinicalTrials.gov (http://www.clinicaltrials.gov) database. Three of these investigated effects of papaya preparations on common cold symptoms, platelet counts and in treatment of impetigo. The other four studied effects of fermented papaya preparation in the treatment of inflammation (wound and systemic), diabetes and cardiac diseases. However, no clinical trials of the possible role of the anti-inflammatory activity of papaya in CID have been done. Although the potential anti-cancer activity of papaya is well established (Nguyen et al. Citation2013), and strong link between inflammation and cancer progression, the possible role of papaya anti-inflammatory effects individually or as an adjuvant in any anti-cancer activity should be explored.

Considering the nutritional and therapeutic effects of papaya, an increase in the intake of papaya supplements is expected. The possibilities of side effects (such as allergic reactions, changes in hematology parameters and gastric irritation) associated with consumption or topical application of high doses of papaya preparations are indicated (Oduola et al. Citation2007; Duru et al. Citation2012; Enaibe et al. Citation2014; http://www.drugs.com/npp/papaya.html). There are only a few scientific studies that have reported interactions between papaya components and synthetic conventional drugs (Fakeye et al. Citation2007; Rodrigues et al. Citation2014). For further confirmation of anti-inflammatory and immunomodulatory effects, as well as of any side effects and drug interactions with papaya extracts, double-blind placebo-controlled clinical trials still need to be carried out.

Anti-inflammatory activities of papaya-associated phytochemicals

Carica papaya, as noted above, is a tropical plant containing a wide range of bioactive secondary metabolites (e.g. alkaloids, phenolics, flavonoids, carotenoids, tannins, saponins, etc.) and proteolytic enzymes (papain and chymopapain) (). A number of the phytochemicals found in papaya (though not restricted to papaya only) have been shown to reduce chronic inflammatory conditions and associated side-effects by modifying the levels of inflammatory markers (Duke Citation2015). summarizes the role of papaya-associated bioactivities in the modulation of immune-inflammatory markers.

Figure 1. Carica papaya-derived substances.

Figure 1. Carica papaya-derived substances.

Table 2. Proteolytic enzymes and phytochemicals of C. papaya and their responses over inflammatory immune markers.

In addition to secondary metabolites, the proteolytic enzymes present in papaya (papain and chymopapain) have also shown immunomodulatory and anti-inflammatory activities (Rakhimov Citation2001; Rose et al. Citation2006; Mohr & Desser Citation2013). The role of transforming growth factor (TGF)-β in anti-inflammation is evident. Over-production and/or activation of TGFβ contribute to persistent inflammation (Chen & Wahl Citation1999). Papain – in combination with other proteolytic enzymes (trypsin and chymotrypsin) – significantly reduced TGF-β1 levels in patients with rheumatoid arthritis (p < 0.005), osteomyelofibrosis (p < 0.05) and herpes zoster (shingles) (p < 0.05) (Desser et al. Citation2001). It also reduced (p < 0.001) radiotherapy-associated inflammatory side effects (mucositis and skin reaction) in head and neck cancer patients (Gujral et al. Citation2001).

Papaya alkaloids (nicotine and choline) also displayed anti-inflammatory potential (Razani-Boroujerdi et al. Citation2004; Parrish et al. Citation2006; Yoshikawa et al. Citation2006; Takahashi et al. Citation2007; Aldhous et al. Citation2008; Nizri et al. Citation2009; Mehta et al. Citation2010; Mabley et al. Citation2011; Zhou et al. Citation2012). However, any anti-inflammatory activity of a major papaya alkaloid, carpaine, has not yet been reported. Other phytochemicals in papaya from the phenolic, carotenoid and glucosinolate secondary metabolite compound classes have also been proven to modulate levels of cytokines, transcription factors and antioxidant enzymes ().

In general, papaya extracts and papaya-associated phytochemicals have demonstrated some potential anti-inflammatory and immunomodulatory activities. However, a safe, reliable and efficient extraction methodology is critical to study the bioactivity of plant extracts (Franz et al. Citation2013). Selective extraction using pH control and non-conventional extraction methods (such as supercritical fluid extraction, sonication, etc.) may potentially offer a better route for the isolation of papaya phytochemicals prior to bioactivity studies (Pandey et al. Citation2014).

Conclusions

Several studies have shown significant anti-inflammatory and immunomodulatory activities of different parts of the papaya plant by different mechanisms. Although extent of maturation, cultivar type, different parts of the plant and extraction method may affect the levels and types of bioactive phytochemicals (Pandey et al. 2015), there were no studies on the effects of these factors on the bioactivity of papaya. To date, in vitro studies have only focused on the extracts of leaves and seeds and not on the edible parts of the papaya plant. Only one in vitro study has examined the potential anti-inflammatory and immuno-modulatory activities of non-polar extracts of any parts of the papaya plant. Despite the encouraging information available, including a number of in vitro cell line and in vivo (animal and few human) studies, there are no clinical studies carried out to examine the role of papaya in the treatment of CID’s (including cancer) either alone or as an adjuvant to anti-inflammatory drugs. Further, the safety and efficacy of papaya extracts as therapeutically active agents have not been subjected to additional scrutiny using high quality in vivo trials. In general, both the studied plant extracts and the phyto-chemicals in papaya that have been investigated show some promise as potential drug targets for inflammatory diseases.

Disclosure statement

The authors declare no conflicts of interest. The authors alone are responsible for the content of this manuscript.

Funding information

Saurabh Pandey is funded by an International Postgraduate Research Scholarship (IPRS) and Centennial Scholarship of the University of Queensland.

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