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Original Articles

ANTICIPATING NUCLEAR PROLIFERATION

Insights from the Past

Pages 467-477 | Published online: 29 Jul 2010
 

Abstract

Good intelligence is critical to support U.S. policy efforts to counter nuclear proliferation, but the historical record is mixed. This article reviews several past cases of nonproliferation success and failure, including the Soviet Union, China, India, Libya, Iraq, and the A. Q. Khan network. Intelligence frequently provides warning, and in some cases concrete and timely information has enabled nonproliferation successes. On the other hand, failures often result from a lack of detailed and specific information adequate to overturn erroneous assumptions or preconceptions. Improvements in intelligence are needed, but correct assessments of foreign programs cannot be guaranteed. A close and healthy relationship between intelligence analysts and policymakers is also a key factor in making the most of insights that are developed.

Notes

1. Donald Steury, ed., Sherman Kent and the Board of National Estimates—Collected Essays (Washington, DC: Central Intelligence Agency, 1994), p. 3.

2. Henry S. Lowenhaupt, “On the Soviet Nuclear Scent,” Studies in Intelligence 11 (Fall 1967), pp. 13–29, <www.cia.gov/csi/kent_csi/Default.htm>.

3. Central Intelligence Group, “Soviet Capabilities for the Development and Production of Certain Types of Weapons and Equipment,” ORE 3/1, Oct. 31, 1946, document available at the Central Intelligence Agency's (CIA's) Electronic Reading Room Web Site, <www.foia.cia.gov>.

4. CIA, “Status of the U.S.S.R. Atomic Energy Project,” OSI/SR-10/49/1, Aug. 1949, cited in Donald P. Steury, “How the CIA Missed Stalin's Bomb,” Studies in Intelligence 49 (2005), <www.cia.gov/csi/studies/vol49no1/html_files/stalins_bomb_3.html>.

5. Steury, “How the CIA Missed Stalin's Bomb,” p. 20.

6. Charles A. Ziegler, “Intelligence Assessments of Soviet Atomic Capability, 1945–49: Myths, Monopolies, and Maskirovka,” Intelligence and National Security 12 (Oct. 1997), p. 5; Steury, “How the CIA Missed Stalin's Bomb,” p. 22.

7. Charles A. Ziegler and David Jacobson, Spying Without Spies (Westport, CT: Praeger, 1995), pp. 21–33. Ziegler and Jacobson note that most public estimates at the time—made without the benefit of secret knowledge or special expertise—were that the U.S. nuclear monopoly would be relatively short-lived.

8. Henry S. Lowenhaupt, “Chasing Bitterfeld Calcium,” Studies in Intelligence 17 (Spring 1973), p. 24, <www.cia.gov/csi/kent_csi/Default.htm>.

9. Doyle L. Northrop and Donald H. Rock, “The Detection of Joe 1,” Studies in Intelligence 10 (Fall 1966), p. 25–27, <www.foia.cia.gov>.

10. Doyle L. Northrop and Donald H. Rock, “The Detection of Joe 1,” Studies in Intelligence 10 (Fall 1966), p. 25–27, <www.foia.cia.gov>., p.32.

11. CIA, “Development of Nuclear Capabilities by Fourth Countries: Likelihood and Consequences,” National Intelligence Estimate (NIE) 100-2-58, July 1, 1958, p. 16, <www.foia.cia.gov>.

12. CIA, “Likelihood and Consequences of the Development of Nuclear Capabilities by Additional Countries,” NIE 100-4-60, Sept. 20, 1960, pp. 1–2, <http://www.foia.cia.gov>.

13. CIA, “Chinese Communist Advanced Weapons Capabilities,” NIE 13-2-62, April 25, 1962, pp. 11–12, <www.foia.cia.gov>.

14. CIA, “Communist China's Advanced Weapons Program,” Special National Intelligence Estimate (SNIE) 13-2-63, July 24, 1963, p. 4–6, <www.foia.cia.gov>.

15. Willis C. Armstrong, William Leonhart, William J. McCaffrey, and Herbert C. Rothenberg, “The Hazards of Single Outcome Forecasting,” in H. Bradford Westerfield, ed., Inside CIA's Private World (New Haven, CT: Yale University Press, 1995), pp. 244–6.

16. William Burr and Jeffrey T. Richelson, “Whether to Strangle the Baby in the Cradle: The United States and the Chinese Nuclear Weapon Program, 1960–64,” International Security 25 (Winter 2000–2001), pp. 54–99.

17. CIA, “Nuclear Weapons Production in Fourth Countries: Likelihood and Consequences,” NIE-100-6-57, June 18, 1957, p. 10, <www.foia.cia.gov>.

18. CIA, “Prospects for Proliferation of Nuclear Weapons Over the Next Decade,” NIE 4-2-64, Oct. 21, 1964, p. 1, <www.foia.cia.gov>.

19. CIA, “India's Nuclear Weapons Policy,” NIE 31-1-65, Oct. 21, 1965, p. 7, <www.foia.cia.gov>.

20. CIA, “India's Nuclear Weapons Policy,” NIE 31-1-65, Oct. 21, 1965, p. 7, <www.foia.cia.gov>.

21. George Perkovitch, India's Nuclear Bomb: The Impact on Global Proliferation (Berkeley and Los Angeles, CA: University of California Press, 1999), p. 172.

22. George Perkovitch, India's Nuclear Bomb: The Impact on Global Proliferation (Berkeley and Los Angeles, CA: University of California Press, 1999), pp. 227–8, 353–77.

23. George Perkovitch, India's Nuclear Bomb: The Impact on Global Proliferation (Berkeley and Los Angeles, CA: University of California Press, 1999), p. 408.

24. Raj Chengappa, Weapons of Peace: The Secret Story of India's Quest to be a Nuclear Power (New Delhi: Harper Collins , 2000), p. 17.

25. See, for example, Jeffrey T. Richelson, Spying on the Bomb (New York: W.W. Norton, 2006), pp. 338–46.

26. CIA, Speeches and Testimony, “Remarks as prepared for delivery by Director of Central Intelligence George J. Tenet at Georgetown University,” Feb. 5, 2004, <www.cia.gov/cia/public_affairs/speeches/2004/tenet_georgetownspeech_02052004.html>.

27. CIA,; U.S. Senate, Select Committee on Intelligence, “The Worldwide Threat 2004: Challenges in a Changing Global Context,” testimony of Director of Central Intelligence George J. Tenet, Feb. 24, 2004, CIA Web Site, <www.cia.gov/cia/public_affairs/speeches/2004/dci_speech_02142004.html>.

28. Richelson, Spying on the Bomb, pp. 324–7.

29. Tenet, “Remarks at Georgetown University.”

30. Leonard Spector, Nuclear Ambitions (Boulder, CO: Westview Press, 1990), pp. 191–93.

31. U.S. Senate Select Committee on Intelligence, Report of the Select Committee on Intelligence on the U.S. Intelligence Community's Prewar Intelligence Assessments on Iraq, July 9, 2004, <www.gpoaccess.gov/serialset/creports/iraq.html>; Charles Duelfer, Special Advisor to the DCI on Iraq WMD, concluded after extensive postwar investigations carried out by the Iraq Survey Group that Iraq had not tried to “reconstitute a capability to produce nuclear weapons after 1991.” See the nuclear section of Vol.II of the Comprehensive Report of the Special Advisor to the DCI on Iraq WMD, Sept. 30, 2004, p. 7, <www.cia.gov/cia/reports/iraq_wmd_2004/>; Commission on the Intelligence Capabilities of the United States Regarding Weapons of Mass Destruction, Report of the Commission on the Intelligence Capabilities of the United States Regarding Weapons of Mass Destruction, March 31, 2005, <www.wmd.gov/report/>.

32. Robert Jervis, “Reports, Politics, and Intelligence Failures: The Case of Iraq,” Journal of Strategic Studies 29 (Feb. 2006), pp. 40–5.

33. Carl von Clausewitz, On War [1832] (Princeton, NJ: Princeton University Press, 1984), p. 117.

34. Richards J. Heuer, Jr. “Limits of Intelligence Analysis,” Orbis 49 (Winter 2005), p. 76. Heuer's work, Psychology of Intelligence Analysis (Washington, DC: CIA Center for the Study of Intelligence, 1999) is a classic exposition of the role of psychological and cognitive factors in intelligence analysis.

35. Malcolm Gladwell, “Connecting the Dots: The Paradoxes of Intelligence Reform,” New Yorker, March 10, 2003. Gladwell attributes the term to Baruch Fischhoff.

36. For example, see L. Keith Gardiner, “Dealing with Intelligence-Policy Disconnects,” in Westerfield, Inside CIA's Private World, pp. 344–46.

37. Veteran CIA analyst Jack Davis provides guidance for analysts in dealing with this perennial divide in “Tensions in Analyst-Policymaker Relations: Opinions, Facts, and Evidence,” Kent Center Occasional Papers 2 (Jan. 2003), <www.cia.gov/cia/publications/Kent_Papers/vol2no2.htm>.

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