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Technical Papers

An economic evaluation and assessment of environmental impact of the municipal solid waste management system for Taichung City in Taiwan

, &
Pages 527-540 | Published online: 24 Apr 2012

Abstract

Municipal solid waste management (MSWM) is an important environmental challenge and subject in urban planning. For sustainable MSWM strategies, the critical management factors to be considered include not only economic efficiency of MSW treatment but also life-cycle assessment of the environmental impact. This paper employed linear programming technique to establish optimal MSWM strategies considering economic efficiency and the air pollutant emissions during the life cycle of a MSWM system, and investigated the correlations between the economical optimization and pollutant emissions. A case study based on real-world MSW operating parameters in Taichung City is also presented. The results showed that the costs, benefits, streams of MSW, and throughputs of incinerators and landfills will be affected if pollution emission reductions are implemented in the MSWM strategies. In addition, the quantity of particulate matter is the best pollutant indicator for the MSWM system performance of emission reduction. In particular, this model will assist the decision maker in drawing up a friendly MSWM strategy for Taichung City in Taiwan.

Implications:

Recently, life-cycle assessments of municipal solid waste management (MSWM) strategies have been given more considerations. However, what seems to be lacking is the consideration of economic factors and environmental impacts simultaneously. This work analyzed real-world data to establish optimal MSWM strategies considering economic efficiency and the air pollutant emissions during the life cycle of the MSWM system. The results indicated that the consideration of environmental impacts will affect the costs, benefits, streams of MSW, and throughputs of incinerators and landfills. This work is relevant to public discussion and may establish useful guidelines for the MSWM policies.

Introduction

Municipal solid waste management (MSWM) is an important environmental challenge and subject in urban planning. A general life cycle of treating municipal solid waste (MSW) includes household collection, transferring, treatment, resource recycling, composting, and disposal. For sustainable MSWM strategies, the critical management factors to be considered include not only economic efficiency of MSW treatment but also its life-cycle assessment (LCA) of environmental impact. Some of the past studies have focused on mathematical programming (MP) techniques to be applied in the MSWM system, such as linear programming (LP) to achieve least-cost strategies with suitable constraint sets (CitationAbou Najm and El-Fadel, 2004; CitationChang and Chang, 1998; CitationHarrison et al., 2001; CitationLin et al., 2006; CitationWang et al., 2008), and mixed integer linear programming (MILP) to assess a feasible location and the capacity of new facilities in least-cost MSWM problems (CitationBadran and El-Haggar, 2006; CitationChang and Lin, 1997; CitationChang et al., 2005; CitationXanthopoulos and Iakovou, 2009). Other programming techniques such as interval-parameter programming (CitationHuang et al., 1992; CitationLiu et al., 2009; CitationMaqsood et al., 2004; CitationSun and Huang, 2010; CitationXu et al., 2009), probabilistic programming (CitationLiu et al., 2009), fuzzy programming (CitationLiu et al., 2009; CitationSun and Huang, 2010; CitationWang et al., 2011), stochastic programming (CitationWang et al., 2011; CitationXu et al., 2009), and quadratic programming (CitationLi et al., 2011) have also been integrated into LP or MILP to obtain optimal strategies of MSWM whose parameters encounter uncertainties. Furthermore, some researches have analyzed solid waste management strategies with environmental impact limitations such as air pollution and leachate impacts (CitationChang and Wang, 1996; CitationChang et al., 1996a, 1996b), and noise control and traffic congestion limitations (CitationChang et al., 1996b). However, further investigations about the trade-off between the economical optimization and environmental impacts should be necessary.

LCA methodology is a widely accepted method for evaluating the environmental impacts associated throughout a product's life from raw material acquisition to production, use, and disposal (i.e., from cradle to grave). In the definition of LCA, the term “product” includes not only product systems but also service systems, such as MSWM systems (CitationInternational Organization for Standardization [ISO], 1997). Therefore, LCA has been applied to compare the pollutant emissions from different MSWM strategies (CitationAye and Widjaya, 2006; CitationEriksson et al., 2005; CitationFinnveden et al., 2005; CitationMendes et al., 2004; CitationMohareb et al., 2008; CitationThorneloe et al., 2007; CitationZhao et al., 2009).

Up to now, the previous MSWM studies only evaluated individual aspects of economical optimization (CitationAbou Najm and El-Fadel, 2004; CitationBadran and El-Haggar, 2006; CitationChang and Chang, 1998; CitationChang and Lin, 1997; CitationChang et al., 2005; CitationHarrison et al., 2001; CitationHuang et al., 1992; CitationLi et al., 2011; CitationLin et al., 2006; CitationLiu et al., 2009; CitationMaqsood et al., 2004; CitationSun and Huang, 2010; CitationWang et al., 2008, 2011; CitationXanthopoulos and Iakovou, 2009; CitationXu et al., 2009) and environmental impact (CitationAye and Widjaya, 2006; CitationEriksson et al., 2005; CitationFinnveden et al., 2005; CitationMendes et al., 2004; CitationMohareb et al., 2008; CitationThorneloe et al., 2007; CitationZhao et al., 2009). The integration of economic factors and environmental impacts is seldom discussed. In this paper, an optimization model, which integrates aspects of both economic and environmental impact, is applied to investigate the correlation between economical optimization and air pollution emissions for the life cycle of MSWM systems. The air pollutants considered in this study were sulfur oxides (SOx), nitrogen oxides (NOx), carbon monoxide (CO), and particulate matters (PM). The LP-based optimization model was used to determine the least-cost MSWM strategies with different emission reduction requirements of the air pollutants. A case study based on real-world operating parameters in Taichung City is also presented.

Case Study

Taichung City is located in west-central Taiwan. It has a total area of 2214.90 km2 with a population of approximately 2.63 million. The area is composed of 29 administrative districts, and contains 22 MSW collection stations, three incinerators, six compost facilities, five landfills, and one bottom ash reuse facility, as shown in In Taiwan, the household collection of MSW is classified as general solid waste (GSW), recyclable materials, and kitchen waste. Currently, the daily MSW generation in Taichung City is about 3011 ton/day, of which GSW, recyclable materials and kitchen waste is about 72%, 22%, and 6%, respectively (Environmental Protection Administration [EPA] of Taiwan, 2009).

Figure 1. Geographical distribution of districts, collection stations, incinerators, compost facilities, and landfills in Taichung City.

Figure 1. Geographical distribution of districts, collection stations, incinerators, compost facilities, and landfills in Taichung City.

shows the framework of the life cycle of MSWM in Taichung City. All MSW must be sent to collection stations. Then the recyclable materials are sorted at the collection stations and sold. The GSW is transferred to incinerators, and the kitchen waste can be sold for feeding swine or transferred to compost facilities. Rejected materials after resource recycling and composting must be transferred to incinerators, and residuals of reused bottom ashes must be transferred to landfills. The incineration bottom ashes are transferred to landfills or bottom ash reuse facilities; but the fly ashes can only be transferred to landfills.

Figure 2. The entire life cycle of MSWM system currently operated in Taichung City.

Figure 2. The entire life cycle of MSWM system currently operated in Taichung City.

Although economic factors are very important concerns when developing a MSWM system, the environmental impacts should also be considered. The air pollution emissions are one of the major environmental impacts during the life cycle of MSWM systems. Most of the air pollutants are emitted during MSW transportation and incineration. Since the real-world emission data available in Taiwan EPA database for LCA investigation are only for CO, NOx, SOx and PM, this study employs these four pollutants as environmental impact indicators of MSWM systems. The variation of the least-cost MSWM strategies and unit costs are also examined when various pollution emission reduction requirements are applied.

Optimization Model

The optimization model developed in this study aims to obtain least-cost MSWM strategies covering the management, household collection, transfer, treatment, resource recycling, kitchen waste for composting or feeding swine, and disposal of MSW. The framework of the optimization model is shown in The constraints consist of mass balance requirements, capacity limitation of facilities, and air pollution emission limitations.

The objective is to minimize the total net cost of the MSWM system, which is the total transportation costs plus the treatment cost minus the total revenue from sales of electricity, recyclable materials and kitchen waste for feeding swine or compost, as shown in eq 1:

(1)
where TRAN_COST is the total transportation cost including the collection and transferring cost (NT$/day); TREAT_COST is the total treatment costs (NT$/day); and REVE is the total revenue (NT$/day). The total transportation cost TRAN_COST can be expressed as
where CC and TC are the unit collection cost and unit transferring cost (NT$/ton-km), respectively; Dxy is the distance from x (x = i, k, j, f, e) to y (y = k, j, f, l, e) (km); GSWik is the amount of GSW collected from district i and sent to collection station k (ton/day); RECik is the amount of recyclable materials collected from district i and sent to collection station k (ton/day); KWik is the amount of kitchen waste collected from district i and sent to collection station k (ton/day); MIXSWkj is the amount of GSW mixed with the rejected materials sorted from recyclable materials from collection station k and transferred to incinerator j (ton/day); KWkf is the amount of kitchen waste transferred from collection station k to compost facility f (ton/day); FASHjl is the amount of fly ash transferred from incinerator j to landfill l (ton/day); BASHjl and BASHje are the amount of bottom ash transferred from incinerator j to landfill l and reuse facilities e (ton/day), respectively; RESFWfj is the amount of residual materials from compost facility f transferred to incinerator j (ton/day); RESBASHRel is amount of the residual materials transferred from bottom ash reuse facility e to landfill l (ton/day).

The total treatment costs TREAT _COST can be expressed as

where RRir is the ratio of category r material to all recyclable materials of district i; RRCr is the unit treatment cost of material r (NT$/ton); SFDk (ton/day) and SFDCk (NT$/ton) are respectively the amount and unit treatment cost of kitchen waste for feeding swine of collection station k; TCj is the unit treatment cost of incinerator j (NT$/ton); KWCCf is the unit treatment cost for kitchen waste at compost facility f (NT$/ton); FASHCl and BASHCl are the unit treatment costs for fly ash and bottom ash of landfill l (NT$/ton), respectively; and BASHCe is the unit treatment cost for bottom ash of reuse facility e (NT$/ton).

The total revenue REVE is

(4)
where RRSPr is the selling price of recyclable material r (NT$/ton); SFDSPk is the selling price of kitchen waste for swine feeding (NT$/ton); WETCj , EPj , and SRj are respectively the waste-to-electricity transfer coefficient (WETC) (kWhr/ton), the selling price of electricity (NT$/kWhr), and the proportion of electricity generated by incinerator j which is sold; COMPGRf is the compost generation rate of compost facility f (%); and COMPSPf is the selling price of compost of compost facility f (NT$/ton).

The GSW, recyclable materials, and kitchen waste generated by each district should be shipped to available collection stations, as reflected in eqs 5, 6, and 7. At each collection station, the recyclable materials can be sold, and the sorted rejected materials mixed with GSW should be transferred to incinerators, as reflected in eq 8. The kitchen waste can be sold for feeding swine or transferred to available compost facilities, as reflected in eq 9. For each compost facility, compost residuals should be transferred to incinerators, as reflected in eq 10. For each incinerator, the bottom ash can be transferred to available landfills or bottom ash reuse facilities, whereas the fly ash can only be transferred to landfills, as reflected in eqs 11 and 12. The residue of reused bottom ash needs to be transferred to landfills, as reflected in eq 13.

(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
where GENEi is the MSW generated in district i; α i and β i are respectively the ratios of recyclable materials and kitchen waste to MSW in district i; RESKWGRf is generation rate of residuals for compost; FASHGRj and BASHGRj are respectively the generation rates of fly ash and bottom ash in incinerators j; and RESBASHRRe is the generation rate of residuals for bottom ash reused.

The designated treatment capacities for each collection station, incinerator, compost facility and landfill should not be exceeded, as expressed in eqs 14–18.

(14)
(15)
(16)
(17)
(18)
where CAPk , CAPj , CAPf , CAPl , and CAPe are respectively the designed capacities (ton/day) for collection station k, incinerator j, compost facility f, landfill l, and bottom ash reuse facility e.

For a MSWM system, the total emission of each air pollutant was calculated using the following formula:

(19)
where EMz is the total emissions of pollutant z (z = CO, NOx, SOx, or PM) for MSWM system (kg/day); EMCz and EMTz are the emission factors of pollutant z for collecting and transporting MSW (kg/km), respectively; CARC and CART are the capacities of collection vehicles and transportation vehicles (ton/vehicle), respectively; EMF_INCjz , EMF_KWfz , and EMF_SFDkz are the emission factors of pollutant z for incineration, composting, and feeding swine (kg/ton), respectively.

Description of the Parameters

There are several physical, economic, and environmental parameters required by this study for each component of the MSWM system. The amounts of MSW and its composition generated by each administrative district are available from the Taiwan Environment Data Warehouse (CitationEPA of Taiwan, 2009). The air pollutant emission coefficients of vehicles transporting MSW were obtained from the Taiwan Emission Data System version 7.0. The emission coefficients of NOx, SOx, CO, and PM for collection are 16.17, 0.0322, 8.45, and 1.2513 g/km, respectively, and those for transferring are 13.86, 0.0283, 4.23, and 1.2513 g/km, respectively (CitationEPA of Taiwan, 2007). Recycling of kitchen waste and other recyclable materials is implemented at each collection station, which the treatment cost and income from recyclable materials is shown in These data come from two investigative EPA reports of resource recycling in Taiwan. The operation parameters of three incinerators can be obtained from Taiwan Environment Data Warehouse of EPA of Taiwan, as shown in The parameters required for environmental emission factors are regarding to continuous monitor air pollution for stack on incinerators, as shown in The six compost facilities are respectively Taichung City, Wufong, Fengyuan, Shihgang, Sinshe, and Waipu. The design capacities are 10, 5, 8, 4, 0.3, and 100 ton/day, respectively (EPA of Taiwan, 2004, Citation2009). In addition, the unit treatment cost, unit benefit, and coefficient in which kitchen waste converted into fertilizer are 575 NT$/ton, 1500 NT$/ton, and 0.2 ton/ton, respectively (EPA of Taiwan, 2004, Citation2008b, Citation2009). Only air emission of NOx and SOx are considered for the compost, whose emission factors are 0.00129 and 0.176 kg/ton, respectively (CitationTsai, 2005). The capacities of the five landfills in Taichung City, Shengang, Houli, Dali, and Wufong are 180, 55, 62, 150, and 80 ton/day, respectively. In the following, this study will use above parameters to estimate various MSWM strategies for Taichung City in Taiwan.

Table 1. The treatment costs and selling prices of recyclable materials

Table 2. The operation parameters and pollutant emission coefficients of incinerators in Taichung City (CitationEPA of Taiwan, 2009)

Scenario Study

According to the current circumstances in Taichung City, this study proposed two scenarios to assess the impacts of economic and environmental concerns of the MSWM strategies. The scenario of each alternative is described below:

Scenario 1: Scenario 1 is to find the least-cost MSWM strategy based on the existing facilities and operating parameters described above. The environmental impacts under such a least-cost strategy are also investigated and evaluated.

Scenario 2: Scenario 2 is the same as Scenario 1, except the emission reduction of the four air pollutants are individually required. The additional constraint can be expressed as eq 20:

(20)
where EM_BASEz is the emission of pollutant z (z = CO, NOx, SOx, or PM) of Scenario 1 (kg/day); and RED_ratioz is emission reduction ratio of pollutant z.

Results and Discussion

The optimization models developed in this study were solved by PuLP package Version 1.4.7 of PYTHON Version 2.6. The models consist of 2585 decision variables, 2138 parameters, and 299 constraints. The results obtained from the two scenarios are summarized in the following sections.

Results of Scenario 1

The results of the least-cost strategy in Scenario 1, including costs, revenue, and pollution emissions, are summarized in It shows that the minimum net cost of the MSWM system in Taichung City is −712,509 NT$/day, indicating a profit of NT$712,509 per day. It was also found that the treatment of MSW is the most costly process in the MSWM system, especially the tipping fees for resource recycling. Most of the collection and transferring costs are used for GSW. The revenue is mainly achieved from the sale of recyclable materials, electricity, and kitchen waste for feeding swine. The income from recyclable materials of 3,178,418 NT$/day is the major revenue of the MSWM system, and results in a net profit of 951,653 NT$/day when the tipping fees of treatment for recyclable materials is covered. Although the sale of electricity from incinerators of 1,678,809 NT$/day is another major source of revenue for the MSWM system, its treatment and disposal costs require 1,634,349 NT$/day. Therefore, there is no significant net profit for incinerators.

Table 3. The least-cost results of MSWM strategy and pollution emissions for Scenario 1

Throughput allocation of collection stations is shown in Dongshih, Waipu, Da-an, and Heping collection stations have very few or no throughputs assigned, indicating that they may be closed to improve cost efficiency. Although composting is recognized as one of the safest and least harmful treatment methods for kitchen wastes, due to the fact that the net profit of compost is much lower than that of swine feed, all of the kitchen waste at each collection station is sold to feed swine. The throughputs, costs, revenue, amount of fly/bottom ashes, and pollution emissions generated by the three incinerators are shown in The Houli and Wurih incinerators, whose WETCs are high, are operated at full capacity to achieve a larger electricity sale income, whereas throughput at the Nantun incinerator is only 406 ton/day (about 45% capacity) due to its low WETC. also summarizes the amounts of SOx, NOx, CO, and PM emissions for Scenario 1. It was found that incinerators contribute the dominant pollutant emissions, especially SOx and PM. Transportation is another major emission source of CO. Similar to conventional MSWM optimization problems, the major concern of Scenario 1 discussed here is the least-cost strategy. As the concerns of environmental impacts need to be included, the strategy is expected to be revised and the least-cost objective can no longer be maintained. Such a trade-off situation will be discussed in the scenario of pollution reduction in the following section.

Table 4. The throughputs among collection stations for Scenario 1

Table 5. The throughputs and pollution emissions among incinerators for Scenario 1

Results of Scenario 2

In Scenario 1, whose objective is only focused on minimizing the net cost, the incinerators with lower net operation costs such as Houli and Wurih are prioritized to treat the MSW, although they emit more air pollutants. However, when the pollutant emissions require further reduction, the throughputs of MSW will be shifted to the Nantun incinerator, which has lower emission but higher net operation costs compared with Houli and Wurih. Due to the model feasibility, the maximum emission reduction rates, based on the results of Scenario 1, of SOx, NOx, CO, and PM are 16%, 6%, 20%, and 32%, respectively. No feasible solutions can be found if further reduction rates are required in the optimization model. summarized the comparisons of costs for the least-cost strategies with different emission reduction requirements in Scenario 2. It was found that the net costs increase as the emission reduction rates increase.

Table 6. Variation of related costs and benefits for different reduction levels of each pollution emissions

The MSW throughputs of the three incinerators illustrated in show that MSW originally incinerated by Houli needs to be shifted to Nantun to reduce the SOx or NOx emissions. On the other hand, Wurih incinerator's MSW must be shifted to Nantun if reduction of CO or PM emissions is required. As shown in , such MSW shifts also result in the throughputs of ash disposal landfills near the Houli incinerator (namely the Houli and Shegang landfills) and Wurih incinerator (namely the Dali landfill) being decreased and these of the landfills near the Nantum incinerator, namely Taichung landfill and Wufong landfill, being increased. Furthermore, since some MSW are transferred to the nearer collection stations and incinerators to reduce the emissions of transportation, the transportation cost is slightly decreased.

Figure 3. Variation of throughputs of incinerators for different reduction levels of pollutant emissions.

Figure 3. Variation of throughputs of incinerators for different reduction levels of pollutant emissions.

Figure 4. Variation of throughputs of landfills for different reduction levels of pollutant emissions.

Figure 4. Variation of throughputs of landfills for different reduction levels of pollutant emissions.

summarizes the emission variations of the air pollutants while the emission reduction of a specific pollutant is required in the optimization model. It was found that as SOx emission was reduced, PM emission was reduced about the same percentage, whereas the reductions of NOx and CO were not so significant. When NOx emission is reduced by r%, approximately more than a 2r% reduction of the emissions of SOx and PM will also be achieved. However, the reduction of CO and PM both result in a slight increase of SOx emission, and the reduction percentage of PM keeps steadily at 1.5 times CO's emission reduction rate. Furthermore, the unit cost of emission reduction of SOx is the highest, whereas PM is the lowest. Based on the aforementioned analysis, PM can be used as the emission reduction indicator of the MSWM due to the fact that its reduction can also results in remarkable emission reductions of other pollutants with the exception of SOx.

Table 7. Variation of pollution emissions for reducing a specific air pollutant

Conclusion

A prototype LP optimization model was developed to analyze the least-cost strategies of MSWM in Taichung City. Air pollutant emissions during the life cycle of MSWM were also evaluated. The results show that currently the MSWM of Taichung City can achieve a negative net cost. Resource recycling is the most economically efficient MSW treatment method that generates most of the net profits. However, there are no significant benefits for MSW treated in incinerators. All of the kitchen waste is sold as swine feed, and currently composting is not an economically attractive treatment method for kitchen waste. The net cost of MSWM significantly increases if the air pollutant emission reduction is implemented. The available emission reduction percentages of SOx, NOx, CO, and PM are 16%, 6%, 20%, and 32%, respectively. PM can be used as the emission reduction indicator for the MSWM system, since its reduction can also result in remarkable emission reduction of other pollutants. The model developed in this work may aid decision makers to set up least-cost and more environment friendly MSWM strategies.

The advantage of this optimization model is the ability to calculate the least-cost strategy and air pollutant emission of the life cycle at the same time. The decision maker can further explore variation of cost and profit of optimization strategy while different emission reduction of the air pollutants is implemented in the MSWM system. The current consideration of the pollution emission for this model is restricted to four air pollutants due to the fact that real-world data of other pollutants are insufficient at the moment. In addition, the optimization model of this study is a LP-based model with a single objective function. The multiobjective programming techniques can be used to obtain a trade-off solution between economical factors and environmental impacts in a future study.

Acknowledgments

This research was funded by a grant from the National Science Council of the Republic of China (NSC-99-2221-E-005-035-MY3). The authors gratefully appreciate this support.

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Appendix: List of Notations

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