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REGIONAL SECURITY

Persistence and Change in Regional Security Institutions: Does the OAS Still Have a Project?

Pages 360-383 | Published online: 04 Jul 2012
 

Abstract

This article follows the recent trend of bringing the Organization of American States (OAS) back into the debate on regional security, previously dominated by the accomplishments of European institutions and the shortcomings of their Asian and African counterparts. The study of the OAS is advanced here through application of an analytical framework derived from institutionalist theory. A security organization may change its form during its lifetime and pursue different kinds of tasks. The oldest regional security institution, the OAS was designed for collective security. This yielded to collective defence during the Cold War, and to cooperative security in the 1990s. After 11 September it returned to collective defence, but the contradictory reassertion of United States leadership and the emergence of South American regional power made hemispheric cooperation more difficult again. The OAS's main achievement is the extension of essential principles – democracy, human rights, and peaceful conflict resolution – to the entire hemisphere. As a diversified institution addressing a wide variety of security challenges, however, the OAS must find a coherent project alongside more focused sub-regional organizations such as the Union of South American Nations (UNASUR).

ACKNOWLEDGEMENTS

This article is the by-product of a research project entitled ‘The International Organization of the Democratic Peace’, which explored the role of regional security institutions in rivalry mitigation. The author thanks Lilli Banholzer, Jorge Heine, Detlef Nolte, Rafael A.D. Villa, participants in lectures at the German Institute for Global and Area Studies Hamburg and the Institute of International Relations, University of São Paulo, as well as four anonymous reviewers and the editors from Contemporary Security Policy for their helpful comments on earlier drafts of this article. She gratefully acknowledges financial support from the German Foundation for Peace Research, the Fritz Thyssen Foundation, and the Institute for Advanced Study Konstanz.

Notes

Mônica Herz, The Organization of American States (OAS) (London/New York: Routledge, 2011); Brigitte Weiffen, ‘OAS – Organisation Amerikanischer Staaten’, in Katja Freistein and Julia Leininger (eds), Handbuch Internationale Organisationen. Theoretische Grundlagen und Akteure (München: Oldenbourg, 2012) pp. 175–83.

Rodrigo Tavares, Regional Security. The Capacity of International Organizations (London/New York: Routledge, 2010), chapter 6; Alejandro Chanona, ‘Regional Security Governance in the Americas. The Organization of American States’, in Emil J. Kirchner and Roberto Domínguez (eds), The Security Governance of Regional Organizations (London/New York: Routledge, 2011), pp. 107–35.

See Tavares, Regional Security (note 2), pp. 155–6.

Emanuel Adler and Michael Barnett (eds), Security Communities (Cambridge: Cambridge University Press, 1998); Karl Deutsch, ‘Security Communities’, in James N. Rosenau (ed.), International Politics and Foreign Policy: A Reader in Research and Theory (New York: Free Press, 1961), pp. 98–105.

David A. Lake and Patrick M. Morgan (eds), Regional Orders. Building Security in a New World (University Park, PA: Pennsylvania State University Press, 1997).

Barry Buzan and Ole Waever, Regions and Powers: The Structure of International Security (Cambridge: Cambridge University Press, 2003).

Paul F. Diehl and Joseph Lepgold (eds), Regional Conflict Management (Lanham, MD: Rowman & Littlefield, 2003); Amitav Acharya and Alastair Iain Johnston (eds), Crafting Cooperation. Regional International Institutions in Comparative Perspective (Cambridge: Cambridge University Press, 2007); Chester A. Crocker, Fen Osler Hampson, and Pamela Aall (eds), Rewiring Regional Security in a Fragmented World (Washington, DC: United States Institute of Peace Press, 2011).

On security architecture, see Joseph McMillan, Richard Sokolsky, and Andrew C. Winner, ‘Toward a New Regional Security Architecture’, Washington Quarterly, Vol. 26 (2003), pp. 161–75; Joseph R. Núñez, A 21st Century Security Architecture for the Americas: Multilateral Cooperation, Liberal Peace, and Soft Power (Carlisle, PA: Strategic Studies Institute, US Army War College, 2002); William T. Tow and Brendan Taylor, ‘What Is Asian Security Architecture?’, Review of International Studies, Vol. 36, No. 1 (2010), pp. 95–116. On security governance, see Emil J. Kirchner and James Sperling, EU Security Governance (Manchester: Manchester University Press, 2007); Elke Krahmann, ‘Conceptualizing Security Governance’, Cooperation and Conflict, Vol. 38, No. 1 (2003), pp. 5–26; Andrea Oelsner, ‘Consensus and Governance in Mercosur: The Evolution of the South American Security Agenda’, Security Dialogue, Vol. 40, No. 2 (2009), pp. 191–212.

Muthiah Alagappa, ‘Regional Institutions, the UN and International Security: A Framework for Analysis’, Third World Quarterly, Vol. 18, No. 3 (1997), pp. 421–41; Michael Barnett, ‘Partners in Peace? The UN, Regional Organizations, and Peace-Keeping’, Review of International Studies, Vol. 21, No. 4 (1995), pp. 411–33; Kennedy Graham and Tânia Felício, Regional Security and Global Governance (Brussels: VUB Brussels University Press, 2006); Michael Pugh and Waheguru Pal Singh Sidhu (eds), The United Nations & Regional Security. Europe and Beyond (Boulder, CO/London: Lynne Rienner, 2003); Thomas G. Weiss (ed.), Beyond UN Subcontracting. Task-Sharing with Regional Security Arrangements and Service-Providing NGOs (London: Macmillan, 1998).

Tavares, Regional Security (note 2).

Kirchner and Domínguez, The Security Governance of Regional Organizations (note 2).

Emil J. Kirchner and Roberto Domínguez, ‘Regional Organizations and Security Governance’, in Kirchner and Domínguez, The Security Governance of Regional Organizations (note 2), pp. 1–21.

Helga Haftendorn and Otto Keck (eds), Kooperation jenseits von Hegemonie und Bedrohung. Sicherheitsinstitutionen in den internationalen Beziehungen (Baden-Baden: Nomos, 1997); Helga Haftendorn, Robert O. Keohane, and Celeste A. Wallander (eds), Imperfect Unions. Security Institutions over Time and Space (Oxford: Oxford University Press, 1999); Celeste A. Wallander, ‘Institutional Assets and Adaptability: NATO after the Cold War’, International Organization, Vol. 54, No. 4 (2000), pp. 705–35; Steve Weber, ‘Shaping the Postwar Balance of Power: Multilateralism in NATO’, International Organization, Vol. 46, No. 3 (1992), pp. 634–80.

Celeste A. Wallander and Robert O. Keohane, ‘Risk, Threat, and Security Institutions’, in Haftendorn, Keohane, and Wallander, Imperfect Unions (note 13), pp. 22–3.

Ibid.

Helga Haftendorn, ‘Sicherheitsinstitutionen in den internationalen Beziehungen. Eine Einführung’, in Haftendorn and Keck, Kooperation jenseits von Hegemonie und Bedrohung (note 13), pp. 11–33; Ingo Peters, ‘Von der KSZE zur OSZE: Überleben in der Nische kooperativer Sicherheit’, in Haftendorn and Keck, Kooperation jenseits von Hegemonie und Bedrohung (note 13), pp. 57–100; Wallander and Keohane, ‘Risk, Threat, and Security Institutions’ (note 14). In their recent volume, Kirchner and Domínguez do make reference to a similar typology of security institutions. However, this differentiation is launched in the concluding chapter only and does not form part of the analytical framework guiding the case studies. See Emil J. Kirchner and Roberto Domínguez, ‘The Performance of Regional Organizations in Security Governance’, in Kirchner and Domínguez, The Security Governance of Regional Organizations (note 2), pp. 324–6.

Margaret P. Karns and Karen A. Mingst, International Organizations: The Politics and Processes of Global Governance (Boulder, CO: Lynne Rienner, 2004), chapter 8; Volker Rittberger and Bernhard Zangl, International Organization. Polity, Politics and Policies (Houndmills: Palgrave Macmillan, 2006), chapter 8.

Kenneth Abbott and Duncan Snidal, ‘Why States Act through Formal International Organizations’, Journal of Conflict Resolution, Vol. 42, No. 1 (1998), pp. 3–32.

Boutros Boutros-Ghali, An Agenda for Peace. Preventive Diplomacy, Peacemaking and Peace-keeping (New York: United Nations, 1992), paragraph 20.

I. William Zartman and Saadia Touval, ‘International Mediation in the Post-Cold War Era’, in Chester A. Crocker, Fen Osler Hampson, and Pamela Aall (eds), Managing Global Chaos: Sources of and Responses to International Conflict (Washington, DC: United States Institute of Peace Press, 1996), p. 446.

Michael Colaresi, Karen A. Rasler, and William R. Thompson, Strategic Rivalries in World Politics. Position, Space and Conflict Escalation (Cambridge: Cambridge University Press, 2007).

Marcela Donadio and Luis Tibiletti, ‘Strategic Balance and Regional Security in the Southern Cone’, in Joseph S. Tulchin and Francisco Rojas Aravena (eds), Strategic Balance and Confidence Building Measures in the Americas (Stanford, CA: Stanford University Press, 1998), p. 108; Francisco Rojas Aravena, ‘Confidence Building Measures and Strategic Balance: A Step Toward Expansion and Stability’, in Tulchin and Aravena, Strategic Balance and Confidence Building Measures in the Americas, p. 136.

Wallander and Keohane, ‘Risk, Threat, and Security Institutions’ (note 14), p. 34.

See for example Karns and Mingst, International Organizations (note 17), chapter 8; Bob Reinalda and Bertjan Verbeek, ‘The Issue of Decision Making within International Organisations’, in Bob Reinalda and Bertjan Verbeek (eds), Decision Making within International Organizations (London: Routledge, 2004), pp. 9–41; Rittberger and Zangl, International Organization (note 17).

Rittberger and Zangl, International Organization (note 17).

Haftendorn, ‘Sicherheitsinstitutionen in den internationalen Beziehungen’ (note 16).

Rittberger and Zangl, International Organization (note 17), pp. 106–12.

These periods have been discerned before for the evolution of the OAS and inter-American relations. See Carolyn M. Shaw, Cooperation, Conflict, and Consensus in the Organization of American States (New York: Palgrave Macmillan, 2004); Peter H. Smith, Talons of the Eagle. Latin America, the United States, and the World, 3rd edition (New York/Oxford: Oxford University Press, 2008); Herz, The Organization of American States (note 1); Oelsner, ‘Consensus and Governance in Mercosur’ (note 8).

OAS, Charter of the Organization of American States, signed in Bogotá in 1948, available at http://www.oas.org/juridico/English/charter.html.

Herz, The Organization of American States (note 1); Shaw, Cooperation, Conflict, and Consensus (note 28).

Smith, Talons of the Eagle (note 28), p. 5.

Carolyn M. Shaw, ‘The United States: Rhetoric and Reality’, in Thomas Legler, Sharon F. Lean, and Dexter S. Boniface (eds), Promoting Democracy in the Americas (Baltimore, MD: Johns Hopkins University Press, 2007), pp. 63–84; Smith, Talons of the Eagle (note 28), chapter 5.

Lothar Brock, ‘Die Funktion der OAS für die Rechtfertigung der Lateinamerika-Politik der USA’, Politische Vierteljahresschrift, Vol. 19, No. 1 (1978), pp. 3–22.

The underlying assumption is that the acceptance of externally induced norms may enhance the credibility of leaders' commitment to democratic reforms and protects them against actors who would benefit from rolling back liberalization. See Edward D. Mansfield and Jon C. Pevehouse, ‘Democratization and International Organizations’, International Organization, Vol. 60, No. 1 (2006), pp. 137–67.

Jon C. Pevehouse and Bruce Russett, ‘Democratic International Governmental Organizations Promote Peace’, International Organization, Vol. 60, No. 4 (2006), pp. 969–1000; Andreas Hasenclever and Brigitte Weiffen, ‘International Institutions Are the Key: A New Perspective on the Democratic Peace’, Review of International Studies, Vol. 32, No. 4 (2006), pp. 563–85; Brigitte Weiffen, Matthias Dembinski, Andreas Hasenclever, Katja Freistein, and Makiko Yamauchi, ‘Democracy, Regional Security Institutions, and Rivalry Mitigation: Evidence from Europe, South America, and Asia’, Security Studies, Vol. 20, No. 3 (2011), pp. 378–415.

See Russell C. Crandall, The United States and Latin America after the Cold War (Cambridge: Cambridge University Press, 2008), chapter 3.

Claudio Fuentes, ‘Fronteras calientes’, Foreign Affairs Latinoamérica, Vol. 8, No. 3 (2008), pp. 12–21; David R. Mares, ‘Los temas tradicionales y la agenda latinoamericana’, Foreign Affairs Latinoamérica, Vol. 8, No. 3 (2008), pp. 2–11.

Rut Diamint, ‘Security Challenges in Latin America’, Bulletin of Latin American Research, Vol. 23, No. 1 (2004), pp. 43–62.

Osvaldo Kreimer, ‘Conflict Prevention in the Americas: The Organization of American States (OAS)’, in David Carment and Albrecht Schnabel (eds), Conflict Prevention: Path to Peace or Grand Illusion? (Tokyo: United Nations University Press, 2003), pp. 254–78; Paz Verónica Milet, ‘El rol de la OEA. El difícil camino de prevención y resolución de conflictos a nivel regional’, Pensamiento Propio, Vol. 19 (2004), pp. 143–79; Socorro Ramírez, ‘La prevención internacional de conflictos: Tendencias y riesgos a nivel global y hemisférico’, Pensamiento Propio, Vol. 19 (2004), p. 112; Yadira A. Soto, ‘The Role of the Organization of American States in Conflict Prevention’, in Albrecht Schnabel and David Carment (eds), Conflict Prevention from Rhetoric to Reality. Volume 1: Organizations and Institutions (Lanham, MD: Lexington Books, 2004), pp. 223–61.

Domingo E. Acevedo and Claudio Grossman, ‘The Organization of American States and the Protection of Democracy’, in Tom Farer (ed.), Beyond Sovereignty. Collectively Defending Democracy in the Americas (Baltimore, MD/London: Johns Hopkins University Press, 1996), pp. 132–49; Dexter S. Boniface, ‘Is There a Democratic Norm in the Americas? An Analysis of the Organization of American States’, Global Governance, Vol. 8, No. 3 (2002), pp. 365–81; Andrew F. Cooper and Thomas Legler, ‘The OAS Democratic Solidarity Paradigm: Questions of Collective and National Leadership’, Latin American Politics and Society, Vol. 43, No. 1 (2001), pp. 103–26.

See Michael Radseck, ‘El Sistema Interamericano de Seguridad: quo vadis? Posiciones del Cono Sur a la luz de la Conferencia Especial sobre Seguridad Hemisférica’, in Klaus Bodemer and Francisco Rojas Aravena (eds), La seguridad en las Américas. Nuevos y viejos desafíos (Frankfurt am Main: Vervuert, 2005), pp. 57–91.

Carlos Escudé and Andrés Fontana, ‘Argentina's Security Policies. Their Rationale and Regional Context’, in Jorge I. Domínguez (ed.), International Security and Democracy. Latin America and the Caribbean in the Post-Cold War Era (Pittsburgh, PA: University of Pittsburgh Press, 1998), pp. 59–60.

Bernardo Arévalo de León, ‘Good Governance in Security Sector as Confidence Building Measure in the Americas: Towards Pax Democratica’, Working Paper, Geneva Centre for the Democratic Control of Armed Forces, Geneva, 2002; Andrés Fontana, ‘Las relaciones de seguridad interamericanas’, in Wolf Grabendorff (ed.), La Seguridad Regional en las Américas (Bogotá: Friedrich Ebert Stiftung en Colombia-Fescol/Fondo Editorial Cerec, 2003), pp. 169–98.

An exemplary list of recent OAS electoral observation missions is provided by Chanona, ‘Regional Security Governance in the Americas’ (note 2), pp. 124–7.

Fontana, ‘Las relaciones de seguridad interamericanas’ (note 43), pp. 173–5.

On the resurgence of regionalism, see Andrew Hurrell, ‘Explaining the Resurgence of Regionalism in World Politics’, Review of International Studies, Vol. 21, No. 4 (1995), pp. 331–58.

Ivelaw L. Griffith, ‘Security Collaboration and Confidence Building in the Americas’, in Domínguez, International Security and Democracy (note 42), pp. 169–87; Francisco Rojas Aravena, ‘América Latina, las medidas de confianza mutua y de seguridad regional. Evaluación y perspectivas’, Estudios Internacionales, Vol. 129 (2000), pp. 18–32.

Shaw, Cooperation, Conflict, and Consensus (note 28), chapter 7.

Luis Bitencourt, ‘Security Issues and Challenges to Regional Security Cooperation: A Brazilian Perspective’, in Pedro Villagra Delgado, Luis Bitencourt, and Henry Medina Uribe (eds), Shaping the Regional Security Environment in Latin America. Perspectives from Argentina, Brazil, and Colombia (Carlisle, PA: Strategic Studies Institute, US Army War College, 2003) pp. 13–33.

See Mónica Hirst, ‘Seguridad regional en las Américas’, in Grabendorff, La Seguridad Regional en las Américas (note 43), p. 57.

Crandall, The United States and Latin America (note 36), chapters 5 and 6; Smith, Talons of the Eagle (note 28), chapter 7.

Peter Hakim, ‘Is Washington Losing Latin America?’, Foreign Affairs, Vol. 85, No. 1 (2006), pp. 39–53.

See paragraph 2 of OAS, Declaration on Security in the Americas, adopted at the Special Conference on Security in Mexico City in 2003, available at http://www.oas.org/documents/eng/DeclaracionSecurity_102803.asp.

See Joseph S. Tulchin, ‘Creando una comunidad de seguridad en el hemisferio’, in Joseph S. Tulchin, Raúl Benítez Manaut, and Rut Diamint (eds), El Rompecabezas. Conformando la seguridad hemisférica en el siglo XXI (Buenos Aires: Bononiae Libris, 2005), pp. 101–4.

Joseph S. Tulchin, Raúl Benítez Manaut, and Rut Diamint, ‘Introducción’, in Tulchin, Benítez Manaut, and Diamint, El Rompecabezas (note 54), p. 19; Gaston Chillier and Laurie Freeman, Potential Threat: The New OAS Concept of Hemispheric Security, WOLA Special Report (Washington, DC: Washington Office on Latin America, 2005).

Luis Bitencourt, ‘Latin American Security: Emerging Challenges’, in Richard L. Kugler and Ellen L. Frost (eds), The Global Century: Globalization and National Security (Washington, DC: National Defense University Press, 2001), pp. 895–913.

OAS, Inter-American Democratic Charter, adopted in Lima in 2001, available at http://www.oas.org/en/democratic-charter/pdf/demcharter_en.pdf. On the emergence of the IADC, see John W. Graham, ‘A Magna Carta for the Americas. The Inter-American Democratic Charter: Genesis, Challenges and Canadian Connections’, FOCAL Policy Paper FPP-02-09, Canadian Foundation for the Americas, Ottawa, 2002; Andrew F. Cooper, ‘The Making of the Inter-American Democratic Charter: A Case of Complex Multilateralism’, International Studies Perspectives, Vol. 5, No. 1 (2004), pp. 92–113; Thomas Legler, ‘The Inter-American Democratic Charter: Rhetoric or Reality?’, in Gordon Mace, Jean-Philippe Thérien, and Paul Haslam (eds), Governing the Americas. Assessing Multilateral Institutions (Boulder, CO: Lynne Rienner, 2007), pp. 113–30.

Sabine Kurtenbach, ‘Lateinamerika und der 11. September 2001 – Rückkehr zu den Konfliktlinien des Kalten Krieges?’, Nord-Süd Aktuell, No. 1 (2002), pp. 103–10; Tulchin, ‘Creando una comunidad de seguridad en el hemisferio’ (note 54), p. 98.

Gregory Weeks, ‘Fighting Terrorism While Promoting Democracy: Competing Priorities in U.S. Defense Policy toward Latin America’, Journal of Third World Studies, Vol. 23, No. 2 (2006), pp. 59–77.

The work plans and calendars are available on the website of the Committee of Hemispheric Security: http://www.oas.org/csh/english/workplan.asp.

Several earlier missions in support of peace processes in the region are described in Chanona, ‘Regional Security Governance in the Americas’ (note 2), pp. 120–22.

For a compilation of information on CSBM reporting to the CHS and the IADB, see Chanona, ‘Regional Security Governance in the Americas’ (note 2), p. 119.

Alexandru Grigorescu, ‘Transparency of Intergovernmental Organizations: The Roles of Member States, International Bureaucracies and Nongovernmental Organizations’, International Studies Quarterly, Vol. 51, No. 3 (2007), pp. 625–48.

Fontana, ‘Las relaciones de seguridad interamericanas’ (note 43), pp. 171.

Mario E. Carranza, ‘The North–South Divide and Security in the Western Hemisphere: United States–South American Relations after September 11 and the Iraq War’, International Politics, Vol. 46, Nos. 2/3 (2009), pp. 276–97; R. Guy Emerson, ‘Radical Neglect? The “War on Terror” and Latin America’, Latin American Politics and Society, Vol. 52, No. 1 (2010), pp. 33–62; Kurtenbach, ‘Lateinamerika und der 11. September 2001’ (note 58).

Tavares, Regional Security (note 2), pp. 157–9.

Tulchin, Benítez Manaut, and Diamint, ‘Introducción’ (note 55), pp. 22–3; Daniel Flemes and Michael Radseck, ‘Creating Multilevel Security Governance in South America’, GIGA Working Paper No. 117, German Institute of Global and Area Studies, Hamburg, 2009; Monica Herz, ‘Institutional Mechanisms for Conflict Resolution in South America’, in Crocker, Hampson, and Aall, Rewiring Regional Security (note 7), pp. 437–61.

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