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Articles

Debating globalization: cosmopolitanism and communitarianism as political ideologies

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Abstract

Economic, cultural and political systems formerly bounded by the borders of nation states are increasingly globalized. Politicians, civil society and other societal actors engage in publically debating issues related to globalization. Whether conflicts consolidate to form a stable cleavage depends among other factors on the extent to which they become ideologically underpinned. As the basis for such an underpinning, we identify philosophical debates about justice between globalists and statists and between universalists and contextualists as raw material that political entrepreneurs active in the public sphere can draw upon. On this basis, we identify four major bones of contention that could provide the core of such ideological underpinning: the permeability of borders; the allocation of authority between levels; the normative dignity of communities; and the patterns of justification. One ideal typical combination of those four components can be labelled cosmopolitanism—combining arguments from globalists and universalists; another communitarianism, combining statist and contextualist arguments. The more these two ideal types feature as political ideologies in public debate, the more do debates about globalization solidify into a new cleavage. We develop a conceptual framework which can subsequently be used in support of empirical research analysing the ideological foundations of globalization conflicts.

Acknowledgements

This article was written within the context of the WZB research project ‘The Political Sociology of Cosmopolitanism and Communitarianism’. We would like to thank our fellow project members Ruud Koopmans, Onawa Lacewell, Wolfgang Merkel, Oliver Strijbis, Céline Teney and Bernhard Wessels for the many discussions that have inspired our thinking. Earlier versions of this paper were presented at the IPSA in Madrid 2012 and at the WZB Global Governance colloquium. For all the comments we have received, our thanks go to the participants at those events and to Rainer Forst and Edgar Grande in particular.

Notes

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7. Flora, Kuhnle and Urwin, op. cit., Ref. 5.

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13. Sharpe, ibid., p. 63.

14. Since not all parts of the globe are equally affected by globalization, the conceptual intonation of the word global-ization that the entire world becomes fully integrated is misleading. One may therefore speak of ‘denationalization’ see also M. Beisheim, S. Dreher, G. Walter, B. Zangl and M. Zürn, Im Zeitalter der Globalisierung? Thesen und Daten zur gesellschaftlichen und politischen Denationalisierung (Baden-Baden: Nomos Verlagsgesellschaft, 1999); M. Zürn, Interessen und Institutionen in der internationalen Politik. Grundlegung und Anwendungen des situationsstrukturellen Ansatzes (Opladen: Leske + Budrich, 1992); M. Zürn, ‘From Interdependence to Globalization’, in W. Calsnaes, T. Risse and B. A. Simmons (Eds) Handbook of International Relations (London: Sage, 2002), pp. 235–254., which takes the extent to which national societies are opened up as reference point. For a recent overview about the logic and degree of societal and political denationalization see M. Zürn, ‘Politisierung als Konzept der Internationalen Beziehungen’, in M. Zürn and M. Ecker-Ehrhardt (Eds) Die Politisierung der Weltpolitik: Umkämpfte internationale Institutionen (Berlin: Suhrkamp, 2013), pp. 7–35.

15. A. Dreher, N. Gaston and P. Martens, Measuring Globalization. Gauging its Consequences (New York: Springer, 2008).

16. D. Held, A. McGrew, D. Goldblatt and J. Perraton, op. cit., Ref. 1.

17. C. Teney, O. P. Lacewell and P. De Wilde, ‘Winners and losers of globalization in Europe: attitudes and ideologies,’ European Political Science Review, 6 (2014), pp. 575–595.

18. M. Castells, op. cit., Ref. 2.

19. H. Kriesi, E. Grande, M. Dolezal, M. Helbling, D. Höglinger, S. Hutter and B. Wüest, op. cit., Ref. 3; A. Azmanova, ‘After the left-right (Dis)continuum: globalization and the remaking of Europe’s ideological geography,’ International Political Sociology, 5 (2011), pp. 384–407.

20. G. Marks, L. Hooghe and K. Blank, ‘European integration from the 1980s: state-centric v. multi-level governance,’ Journal of Common Market Studies, 27 (1996), pp. 63–84.

21. e.g. S. Leibfried and M. Zürn (Eds) Transformations of the State? (Cambridge: Cambridge University Press, 2005).

22. M. Zürn, M. Binder and M. Ecker-Ehrhardt, ‘International authority and its politicization,’ International Theory, 4 (2012), pp. 69–106; M. Zürn, ‘The politicization of world politics and its effects: eight propositions,’ European Political Science Review, 6 (2014), pp. 47–71.

23. P. Statham and H.-J. Trenz, ‘Understanding the mechanisms of EU politicization: lessons from the Eurozone crisis,’ Comparative European Politics, (2014), pp. 287–306; P. De Wilde, ‘No polity for old politics? A framework for analyzing the politicization of European integration,’ Journal of European Integration, 33 (2011), pp. 559–575.

24. De Wilde, ibid., p. 564.

25. H. Kriesi, E. Grande, R. Lachat, M. Dolezal, S. Bornschier and T. Frey, op. cit., Ref. 3; H. Kriesi, E. Grande, M. Dolezal, M. Helbling, D. Höglinger, S. Hutter and B. Wüest, op. cit., Ref. 3.

26. e.g. M. Zürn and M. Stephen, ‘The view of old and new powers on the legitimacy of international institutions,’ Politics, 30 (2011), pp. 91–101.

27. P. Mair, op. cit., Ref. 4, p. 373.

28. See also S. Bartolini, Restructuring Europe: Centre Formation, System Building, and Political Structuring Between the Nation State and the European Union (New York: Oxford University Press, 2005).

29. W. A. Mullins, op. cit., Ref. 9, p. 500.

30. E. E. Schattschneider, op. cit., Ref. 6.

31. K. Deegan-Krause, ‘Full and partial cleavages’, op. cit., Ref. 8.

32. S. M. Lipset and S. Rokkan, ‘Cleavage Structures, Party Systems, and Voter Alignments: An Introduction’, in S. M. Lipset and S. Rokkan (Eds) Party Systems and Voter Alignments (New York: Free Press, 1967), pp. 1–64; S. Bartolini and P. Mair, op. cit., Ref. 4.

33. B. Manin, The Principles of Representative Government (Cambridge: Cambridge University Press, 1997).

34. L. A. Coser, The Functions of Social Conflict (New York: The Free Press, 1956); J. A. Schumpeter, Capitalism, Socialism and Democracy (Chatham: George Allen & Unwin, 1976); R. Dahrendorf, ‘Toward a theory of social conflict,’ Journal of Conflict Resolution, 2 (1958), pp. 170–183.

35. J. L. Gaddis, ‘International relations theory and the end of the cold war,’ International Security, 17 (1992), pp. 5–58; R. N. Lebow, ‘The long peace, the end of the cold war, and the failure of realism,’ International Organization, 48 (1994), pp. 249–277; D. Senghaas, ‘Conflict formations in contemporary international society,’ Journal of Peace Research, 10 (1973), pp. 163–184.

36. B. Moore, Social Origins of Dictatorship and Democracy (Boston, MA: Beacon Press, 1966).

37. P. Mair, op. cit., Ref. 3; K. Deegan-Krause, ‘Full and partial cleavages’, op. cit., Ref. 8.

38. C. Teney, O. P. Lacewell and P. De Wilde, op. cit., Ref. 17; H. Kriesi, E. Grande, R. Lachat, M. Dolezal, S. Bornschier and T. Frey, op. cit., Ref. 3; H. Kriesi, E. Grande, M. Dolezal, M. Helbling, D. Höglinger, S. Hutter and B. Wüest, op. cit., Ref. 3.

39. M. Freeden, op. cit., Ref. 12.

40. K. A. Appiah, Cosmopolitanism. Ethics in a World of Strangers (New York: W.W. Norton & Company, 2006).

41. e.g. B. de Sousa Santos and C. A. Rodríguez-Garavito, ‘Law, Politics, and the Subaltern in Counter-Hegemonic Globalization’, in B. de Sousa Santos and C. A. Rodríguez-Garavito (Eds) Law and Globalization from Below. Towards a Cosmopolitan Legality (Cambridge: Cambridge University Press, 2005), pp. 1–26.

42. J. Nederveen Pieterse, ‘Emancipatory Cosmopolitanism: Towards an Agenda,’ Development and Change, 37 (2006), pp. 1247–1257;. M. Ngcoya, ‘Ubuntu: toward an emancipatory cosmopolitanism?,’ International Political Sociology, 9 (2015), pp. 248–262.

43. K. A. Appiah, op. cit., Ref. 40.

44. e.g. J. Nederveen Pieterse, op. cit., Ref. 42.

45. R. Forst, Kontexte der Gerechtigkeit. Politische Philosophie jenseits von Liberalismus und Kommunitarismus (Frankfurt a.M.: Suhrkamp, 1994), Chap. 9; M. Risse, On Global Justice (Princeton: Princeton University Press, 2012), pp. 7–8.

46. S. Caney, Justice Beyond Borders. A Global Political Theory (Oxford: Oxford University Press, 2005); T. Pogge, ‘Cosmopolitanism and sovereignty,’ Ethics, 103 (1992), pp. 48–75; T. Pogge, World Poverty and Human Rights (Cambridge: Polity Press, 2002).

47. M. J. Sandel, Liberalism and the Limits of Justice (Cambridge: Cambridge University Press, 1998).

48. T. Nagel, ‘The problem of global justice,’ Philosophy & Public Affairs, 33 (2005), pp. 113–147; M. Walzer, Thick and Thin. Moral Argument at Home and Abroad (Notre Dame: University of Notre Dame Press, 1994).

49. C. Brown, International Relations Theory. New Normative Approaches (New York: Columbia University Press, 1992).

50. M. Risse, op. cit., Ref. 45, p. 8.

51. C. R. Beitz, ‘Cosmopolitan Liberalism and the States System’, in C. Brown (Ed.) Political Restructuring in Europe: Ethical Perspectives (London: Routledge, 1994), pp. 123–136; D. Held, Democracy and the Global Order. From the Modern State to Cosmopolitical Governance (Cambridge: Polity Press, 1995).

52. J. Rawls, The Law of Peoples (Cambridge, MA: Harvard University Press, 1999); T. Nagel, op. cit., Ref. 48. Concerning the question of how to realize a just society within the confines of the nation state, a long-standing debate is available between different versions of liberalism emphasizing the individual as ultimate basis of normative concern and various collectivisms—e.g. socialism, conservatism, confessionalism, nationalism—which some consider united in their common objections to liberalism under the banner of communitarianism. See D. Bell, Communitarianism and Its Critics (Oxford: Clarendon Press, 1993); S. Mulhall and A. Swift, Liberals and Communitarians (Oxford: Blackwell Publishers, 1992). Communitarianism as a philosophical critique became especially important in the 1970s and 1980s as a response to the work of John Rawls, A Theory of Justice (Cambridge, MA: Harvard University Press, 1971).

53. R. Koopmans and P. Statham, ‘Political claims analysis: integrating protest event and political discourse approaches,’ Mobilization: An International Quarterly, 4 (1999), pp. 203–221; M. Saward, The Representative Claim (Oxford: Oxford University Press, 2010).

54. W. A. Mullins, op. cit., Ref. 9, p. 510.

55. D. Held and A. McGrew, Globalization/Anti-Globalization. Beyond the Great Divide (Cambridge: Polity Press, 2007).

56. Cf. M. Beisheim, S. Dreher, G. Walter, B. Zangl and M. Zürn, op. cit., Ref. 14.

57. As summarized by Haas et al., Controversies in Globalization. Contending Approaches to International Relations (Washington DC: CQ Press, 2010).: ‘Does trade liberalization contribute to economic prosperity?’, ‘Can foreign aid reduce poverty?’, ‘Is international terrorism a significant threat to national security?’, ‘Should the United States or the international community aggressively pursue nuclear nonproliferation policies?’, ‘Is foreign military intervention justified by widespread human rights abuses?’, ‘Should the wealthy nations promote anti-HIV/AIDS efforts in poor nations?’, ‘Should the United States aggressively promote women’s rights in developing nations?’, ‘Should countries liberalize immigration policies?’.

58. H. Kriesi, E. Grande, R. Lachat, M. Dolezal, S. Bornschier and T. Frey, op. cit., Ref. 3.

59. Cf. M. Ecker-Ehrhardt, ‘Cosmopolitan politicization: how perceptions of interdependence foster citizens’ expectations in international institutions,’ European Journal of International Relations, 18 (2011), pp. 481–508.

60. J. Friedman, ‘The politics of communitarianism,’ Critical Review, 8 (1994), pp. 297–340.

61. D. Held, ‘Democratic accountability and political effectiveness from a cosmopolitan perspective,’ Government and Opposition, 39 (2004), pp. 364–391, p. 368.

62. Z. Bauman, ‘Communitarianism, freedom, and the nation-state,’ Critical Review, 9 (1995), pp. 539–552; J. Friedman, op. cit., Ref. 60.

63. C. Broszies and H. Hahn, ‘Die Kosmopolitismus-Partikularismus-Debatte im Kontext’, in C. Broszies and H. Hahn (Eds) Globale Gerechtigkeit. Schlüsseltexte zur Debatte zwischen Partikularismus und Kosmopolitismus (Berlin: Suhrkamp, 2010), pp. 9–54.

64. S. Caney, op. cit., Ref. 46, pp. 15–16.

65. T. Nagel, op. cit., Ref. 48, p. 120.

66. S. Meckled-Garcia, ‘On the very idea of cosmopolitan justice: constructivism and international agency,’ Journal of Political Philosophy, 16 (2008), pp. 245–271; A. Sangiovanni, ‘Justice and the priority of politics to morality,’ Journal of Political Philosophy, 16 (2008), pp. 137–164.

67. C. Brown, op. cit., Ref. 49, p. 62.

68. R. A. Dahl, ‘Can International Organizations be Democratic? A Skeptic’s View’, in I. Shapiro and C. Hacker-Cordon (Eds) Democracy’s Edges (Cambridge: Cambridge University Press, 1999), p. 22.

69. T. Pogge, World Poverty and Human Rights, op. cit., Ref. 46.

70. See C. R. Beitz, ‘Human Rights and the Law of Peoples’, in D. K. Chatterjee (Ed.) The Ethics of Assistance, Morality and the Distant Needy (Cambridge: Cambridge University Press, 2004), pp. 193–215.

71. M. Zürn, Regieren jenseits des Nationalstaates (Frankfurt a. M.: Suhrkamp, 1998). Mathias Koenig-Archibugi has demonstrated in a set of studies that the achievement of this need is structurally not impossible. See M. Koenig-Archibugi, ‘Is global democracy possible?,’ European Journal of International Relations, 17 (2011), pp. 519–542.

72. D. Archibugi, ‘The Architecture of Cosmopolitan Democracy’, in G. W. Brown and D. Held (Eds) The Cosmopolitanism Reader (Cambridge: Polity Press, 2010), pp. 312–333; D. Held, ‘Principles of Cosmopolitan Order’, in G. W. Brown and D. Held (Eds) The Cosmopolitanism Reader (Cambridge: Polity Press, 2010), pp. 229–247.

73. e.g. A. Hurrelmann, Z. Krell-Laluhová, F. Nullmeier, S. Schneider and A. Wiesner, ‘Why the democratic nation-state is still legitimate: a study of media discourses,’ European Journal of Political Research, 48 (2009), pp. 483–515.

74. M. Ecker-Ehrhardt, op. cit., Ref. 59; J. Friedman, op. cit., Ref. 60.

75. C. Lu, ‘The one and many faces of cosmopolitanism,’ Journal of Political Philosophy, 8 (2000), pp. 244–267.

76. M. Nussbaum, ‘Patriotism and Cosmopolitanism’, in The Cosmopolitanism Reader, op. cit., Ref. 72, pp. 155–162.

77. A. Dobson, ‘Thick cosmopolitanism,’ Political Studies, 54 (2006), pp. 165–184; C. Lu, op. cit., Ref. 75.

78. D. Bell, op. cit., Ref. 52; M. J. Sandel, op. cit., Ref. 47.

79. M. J. Sandel, ibid.; C. Taylor and A. Gutman (Eds) Multiculturalism and ‘The Politics of Recognition’ (Princeton, NJ: Princeton University Press, 1992); M. Walzer, Spheres of Justice. A Defense of Pluralism and Equality (New York: Basic Books, 1983); J. Rawls, A Theory of Justice, op. cit., Ref. 52.

80. M. Cochran, ‘Postmodernism, ethics and international political theory,’ Review of International Studies, 21 (1995), pp. 237–250.

81. S. Stuurman, De Uitvinding van de Mensheid. Korte Wereldgeschiedenis van het Denken over Gelijkheid en Cultuurverschil (Amsterdam: Prometheus-Bert Bakker, 2009).

82. B. Anderson, Imagined Communities. Reflections on the Origin and Spread of Nationalism (London: Verso, 2006).

83. M. Castells, op. cit., Ref. 2.

84. H. Tajfel, ‘Social identity and intergroup behaviour,’ Social Science Information, 13 (1974), pp. 65–93; H. Tajfel and J. Turner, ‘An Integrative Theory of Intergroup Conflict’, in M.J. Hatch and M. Schultz (Eds) Organizational Identity. A Reader (Oxford: Oxford University Press, 2004), pp. 56–65.

85. J.-J. Rousseau, The Social Contract (Harmondsworth: Penguin, 1968).

86. Within this general characterization of cosmopolitan philosophy, we can first distinguish between ‘institutional’ and ‘moral’ conceptions of cosmopolitanism (C. R. Beitz, ‘Cosmopolitan liberalism and the states system’, op. cit., Ref. 51). Whereas a moral cosmopolitan argument seeks to develop general obligations, institutional cosmopolitanism addresses the question of the appropriate institutional design of a political order. Various versions of moral cosmopolitanism are based on various figures of justification: for example, a utilitarian cosmopolitanism (the utility of everyone in the world should be taken into account and maximized) P. W. Singer, Practical Ethics (Cambridge: Cambridge University Press, 1979), of a contract-theoretical cosmopolitanism (moral principles arise from a constructed contractual situation cf. C. R. Beitz, Political Theory and International Relations (Princeton: Princeton University Press, 1979)., a constitutionalism oriented on basic rights (everyone has the same basic rights that are to be observed—T. Pogge, World poverty and human rights, op. cit., Ref. 46.), and a discursive cosmopolitanism (moral principles must derive from an ideal speech situation—J. Habermas, The Theory of Communicative Action. Reason and the Rationalization of Society (Boston: Beacon Press, 1985).

87. Communitarianism has largely been developed in political philosophy as a response to liberalism S. Mulhall and A. Swift, op. cit.. Walzer, one of the leading thinkers in communitarianism, explicitly acknowledges this and speaks rather of a communitarian critique of liberalism than of a stand-alone philosophy or ideology of communitarianism—M. Walzer, Thinking Politically. Essays in Political Theory (New Haven: Yale University Press, 2007). Ch. 7. Also in other works of communitarian thinkers, liberalism stands out as a benchmark against which arguments are formulated—D. Bell, op. cit., Ref. 52; S. Mulhall and A. Swift, op. cit., Ref. 52. Although the group of theorists generally referred to as communitarians all share this, they have more in common than a critical view of liberalism alone. Unlike cosmopolitan and some liberal thinkers, communitarians argue there are communities of intrinsic value between the individual and humanity as a whole. These are ‘constitutive’ communities in the sense that membership is non-voluntary, cannot easily be renounced and forms a corner stone of our identity D. Bell, op. cit.. Examples of such constitutive communities include family, gender, race and nationality. Membership of a sports club, in contrast, is not constitutive since this can be easily given up. These constitutive communities shape people’s identity and their understanding of norms and values—A. MacIntyre, After Virtue. A Study in Moral Theory (London: Bloomsbury Academic, 2007). They inform distinct ‘spheres of justice’ (M. Walzer, Spheres of justice. A defense of pluralism and equality, op. cit., Ref. 79) out of which a particular understanding of justice cannot simply be transferred. Not only do particular understandings of justice diverge among constitutive groups, the intrinsic connection between an individual and her own group restricts her capacity to contribute to the realization of justice within other groups. In the communitarian philosophy, individuals’ responsibilities to others are therefore restricted (to a large extent) to their own constitutive group (M. J. Sandel, op. cit., Ref. 47, p. 11f.

88. M. B. Hamilton, op. cit., Ref. 10.

89. ‘An ideology is a system of collectively held normative and reputedly factual ideas and beliefs and attitudes advocating a particular pattern of social relationships and arrangements, and/or aimed at justifying a particular pattern of conduct, which its proponents seek to promote, realise, pursue or maintain.,’ ibid., p. 38.

90. N. Fraser, Scales of Justice. Reimagining Political Space in a Globalizing World (New York: Columbia University Press, 2009).

91. C. Calhoun, ‘The class consciousness of frequent travelers: towards a critique of actually existing cosmopolitanism,’ South Atlantic Quarterly, 101 (2002), pp. 869–897.

92. D. Held and A. McGrew, op. cit., Ref. 55.

93. See also M. Zürn, ‘The politicization of world politics and its effects: eight propositions’, op. cit., Ref. 22.

94. H. Kriesi, E. Grande, R. Lachat, M. Dolezal, S. Bornschier and T. Frey, op. cit., Ref. 3.

95. H. Kriesi, E. Grande, M. Dolezal, M. Helbling, D. Höglinger, S. Hutter and B. Wüest, op. cit., Ref. 3.

96. A. Azmanova, op. cit., Ref. 19.

97. E. Grande, ‘Cosmopolitan political science,’ British Journal of Sociology, 57 (2006), pp. 87–111.

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