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Research Articles

Global stabilization of a class of nonlinear systems with polynomial nonlinearities by output feedback

ORCID Icon, ORCID Icon & ORCID Icon
Pages 148-154 | Received 27 Jun 2019, Accepted 29 Dec 2019, Published online: 10 Jan 2020

Abstract

This article deals with the problem of global stabilization by output feedback for a class of nonlinear systems with high-order and low-order nonlinearities. By generalizing a reduced-dimensional design method, adding a power integrator technique and choosing an appropriate Lyapunov function, a continuous output feedback controller is constructed. A simulation example is given to verify the effectiveness of the proposed scheme.

1. Introduction

As we all know, output feedback stabilization of nonlinear systems is a problem that attracts much attention and challenges. Due to the lack of consistent non-observability and non-observable linearization of nonlinear systems, the traditional output feedback design method is not applicable in Ref. [Citation1]. Ever since the output feedback stabilization of planar systems was established and improved by Refs. [Citation2–4] and other references, the analysis and design of reduced-dimensional observer for a nonlinear system have made remarkable progress in recent years, see, e.g. Refs. [Citation5–7]. Global finite-time stabilization by output feedback for a class of nonlinear systems was studied in Refs. [Citation8,Citation9]. Moreover, a dual-observer approach for global output feedback stabilization of nonlinear systems was obtained in Refs. [Citation10,Citation11]. In addition, there are many studies on nonlinear feedback control problems in Refs. [Citation12–21]. Only recently, a homogeneous observer design method was developed systematically [Citation22,Citation23]. Asymptotic stability analysis and qualitative analysis of delay systems were investigated [Citation24,Citation25], respectively. Optimal control problem for coupled time-fractional diffusion systems was studied in Ref. [Citation26].

With the help of backstepping strategy, the output feedback stabilization of nonlinear systems with low-order and high-order nonlinearities was addressed [Citation27]. Recently, global state feedback stabilization for nonlinear systems with a known constant growth rate has been investigated in Refs. [Citation28–30]. Furthermore, the authors consider the problem of global state feedback stabilization for nonlinear systems whose nonlinearities are bounded by both low- and high-order terms multiplied by a polynomial-type growth rate in Refs. [Citation31,Citation32].

In this article, we focus on global output feedback stabilization for a wider class of nonlinear systems with both low- and high-order terms multiplied by a smooth function. The main contributions are as follows:

  • The nonlinear assumptions' conditions in this article are more general than some existing results such as Refs. [Citation3,Citation4]. To overcome the increase of nonlinear terms, it brings difficulties to the observer design. By adding one power integrator technique and nonlinear gain function, output feedback controller of the nonlinear system with high- and low-order nonlinearities is proposed.

  • An appropriate Lyapunov function is constructed to ensure the globally asymptotical stability of the closed-loop system.

  • The reduced-order continuous observer is constructed, by which the estimator of the unmeasurable state x2 is builded.

The rest of this article is organized as follows. In Section 2, we introduce the problem formulate and the necessary notation. In Section 3, we develop a reduced-dimensional observer design algorithm and the adding one power integrator technique to achieve output feedback stability of nonlinear systems with high- and low-order nonlinearities. A numerical example is given to show the validity of the new method in Section 4. Finally, some conclusions are drawn in Section 5.

2. Problem formulation

In this article, we consider the following nonlinear systems: (1) x˙1=x2p+f1(x1),x˙2=u+f2(x1,x2),y=x1,(1) where x=(x1,x2)TR2 is the system state and uR is the control input. fi(),i=1,2, are C0 functions and locally Lipschitz with fi(0)=0,i=1,2. p1 is an odd integer.

Assumption 2.1

For each i = 1, 2, there exist two constants τ((1/p),0], ω0 such that (2) |fi()|γi(x1)j=1i(|xj|ri+ωrj+|xj|gi+τgj),x1,x2R,(2) where γi(x1)0 is a smooth function, and ri, gi are defined as (3) r1=1,r2=r1+ωp;g1=1,g2=g1+τp.(3)

Remark 2.1

For simplicity, in this article, we assume that τ and ω are ratios with even integer and odd integer.

Remark 2.2

In this article, the nonlinear assumption conditions are more general. More precisely, there are many results dealing with the nonlinear systems with low- and high-order nonlinearities [Citation5,Citation6,Citation10,Citation27–30], but the results about output feedback stabilization are relatively small, mainly because of the great challenge in the construction of output feedback observers under states unmeasurable.

The objective of this article is to construct a continuous output feedback control law of the form (4) z˙=ϕ(z,y),zR,u=u(z,y),(4) such that the corresponding closed-loop system is globally asymptotically stable at the origin, where ϕ:R×RR and u:R×RR are C1 functions, with ϕ(0,0)=0 and u(0,0)=0.

In order to study the output feedback stabilization of system (Equation1), the following three key Lemmas are introduced.

Lemma 2.1

[Citation33], Lemma 2.4

Let d>0 and e>0 and γ(x,y)>0 is a real value function. Then, we have (5) |x|d|y|edγ(x,y)|x|d+ed+e+eγd/e(x,y)|y|d+ed+e.(5)

Lemma 2.2

[Citation33], Lemma 2.3

For x,yR, p1 is an odd integer, then (6) |xy|p2p1|xpyp|,(6) (7) |x1/py1/p|2(p1)/p|xy|1/p.(7)

Lemma 2.3

[Citation5], Lemma 2.4

Let 0α1αn be real numbers and cj>0,j=1,,n. Then, xR, (8) c1|x|α1+cn|x|αnj=1ncj|x|αj(j=1ncj)(|x|α1+|x|αn).(8)

3. Global output feedback stabilization

In this part, we propose a recursive design method to construct the continuous feedback control law of the system (Equation1) by means of the adding one power integrator technique.

Theorem 3.1

Under Assumption 2.1, there exists a continuous output feedback controller of the form of (Equation4) such that the closed-loop system (Equation1)–(Equation4) is globally asymptotically stable.

Proof.

Controller design with the help of backstepping strategy. The proof can be divided into three parts. First, the state feedback controller is constructed by the improving adding one power integrator technique. Then, we design a continuous reduced-order observer with gain function, whose gain function will be determined in the next step. Finally, with the help of the state of the observer, the estimation of the unmeasurable state is given and substituted into the controller obtained in the first step. The observer gain function is properly selected to make the corresponding closed-loop system globally asymptotically stable.

3.1. Design of continuous state feedback controller

Let ξ1=x1, and construct the function V1=VL1+VH1=12τx12τ+12μωx12μω, where μ is a nonnegative integer constant and satisfying μ>ωτ+1.

The time derivative of V1 along system (Equation1) is (9) V˙1=(x11τ+x12μω1)x˙1=(x11τ+x12μω1)(x2p+f1(x1))(x11τ+x12μω1)(x2px2p)+(x11τ+x12μω1)x2p+(x11τ+x12μω1)γ1(x1)(|ξ1|1+ω+|ξ1|1+τ).(9) Clearly, by choosing the virtual controller (10) x2p=(2+γ1(x1))(ξ11+ω+ξ11+τ):=β1(x1)(ξ11+ω+ξ11+τ),(10) where β1(x1)=2+γ1(x1)0 is a C1 function. Using Lemma 2.3, we have (11) V˙12(ξ12+ξ12μ)+(x1+x12μ1)(x2px2p).(11) Denote ξ2=x2px2p=x2p+β1(x1)(ξ11+ω+ξ11+τ) and choose the following function: (12) V2=V1+WL+WH,(12) where WH and WL are the high- and low-order parts of V2, respectively, defined by (13) WL=x2x2(spx2p)2r2+ωpr2ds(13) and (14) WH=x2x2(spx2p)2μg2+τpg2ds.(14) Hence, the time derivative of V2 is (15) V˙2V˙1+(WLx2+WHx2)x˙2+(WLx1+WHx1)x˙12(x12+x12μ)+(x1+x12μ1)(x2px2p)+(ξ22r2+ωpr2+ξ22μg2+τpg2)(u+f2(x1,x2))+(WLx1+WHx1)(x2p+f1(x1)).(15) For the second term in (Equation15), one has the following estimation: (16) (ξ1+ξ12μ1)(x2px2p)ξ12+ξ12μ4+ρ1(x1)(ξ22+ξ22μ),(16) where ρ1(x1) is a C1 function.

Noting that WLx2=ξ22r2+ωpr2,WHx2=ξ22μg2+τpg2, and (17) |WLx1|=|(2r2+ωpr2)x2px1×x2x2(spx2p)1r2+ωpr2ds|2r2+ωpr2|x2x2||ξ2|1r2+ωpr2|x2px1|a1(x1)|ξ2|1ωpr2|x2px1|,(17) where a1(x1)0 ia a C1 function.

Then, combining (Equation17) and Assumption 2.1 yields (18) |WLx1x˙1|a1(x1)|ξ2|1ωpr2|x2px1x˙1|=a1(x1)|ξ2|1ωpr2|x2px1||x˙1|ξ122+a¯1(x1)ξ22,(18) where a¯1(x1)0 is a C1 function.

The estimation of the last term in (Equation15) is as follows: (19) |WHx1|=|(2μg2+τpg2)x2px1×x2x2(spx2p)2μg2+τpg21ds||2μg2+τpg2||x2x2||ξ2|2μg2+τpg21|x2px1|b1(x1)|ξ2|2μτpg21|x2px1|,(19) where b1(x1)0 is a C1 function.

Then, combining (Equation19) and Assumption 2.1 yields (20) |WHx1x˙1|b1(x1)|ξ2|2μτpg21|x2px1x˙1|=b1(x1)|ξ2|2μτpg21|x2px1||x˙1|ξ12μ2+b¯1(x1)ξ22μ,(20) where b¯1(x1)0 is a C1 function.

Now, we are estimating other terms on the right side of formula (Equation15). By Lemma 2.2 and (Equation10), we obtain (21) |x2|=|x2x2|+|x2|211pξ21p+(2+γ1(x1))1p(|x1|r2+|x1|g2),(21) (22) |x2|r2+ωr22(11p)r2+ωr2ξ2r2+ωpr2+(2+γ1(x1))r2+ωpr2(|x1|r2+ω+|x1|(r2+ω)g2r2),(22) and (23) |x2|g2+τg22(11p)g2+τg2ξ2g2+τpg2+(2+γ1(x1))g2+τpg2(|x1|(g2+τ)r2g2+|x1|g2+τ).(23) With the help of above inequalities, using Lemma 2.1, we have (24) |ξ22r2+ωpr2+ξ22μg2+τpg2||f2(x1,x2)|γ2(x1)|ξ22r2+ωpr2+ξ22μg2+τpg2|×(|x1|r2+ω+|x1|g2+τ+|x2|r2+ωr2+|x2|g2+τg2)γ2(x1)|ξ22r2+ωpr2+ξ22μg2+τpg2|||x1|r2+ω×[1+(1+|x1|g2r2)(2+γ1(x1))r2+ωpr2]+|x1|g2+τ[1+(1+|x1|r2g2)(2+γ1(x1))g2+τpg2]+2(11p)r2+ωr2ξ2r2+ωpr2+2(11p)g2+τg2ξ2g2+τpg2|ξ12+ξ12μ4+ϕ1(x1)ξ22+ϕ2(x1)ξ22μ+γ21(x1)ξ22r2+ωpr2+g2+τpg2+γ22(x1)ξ22μg2+τpg2+r2+ωpr2,(24) where ϕi(x1)0, γ2i(x1)0, i=1,2 are C1 functions.

Substituting estimates (Equation16), (Equation18), (Equation20), and (Equation24) into (Equation15), we arrive at (25) V˙2(ξ12+ξ12μ)+[ρ1(x1)+a~1(x1)+ϕ1(x1)]ξ22+γ21(x1)ξ22r2+ωpr2+g2+τpg2+[ρ1(x1)+b~1(x1)+ϕ2(x1)]ξ22μ+γ22(x1)ξ22μg2+τpg2+r2+ωpr2+(ξ22r2+ωpr2+ξ22μg2+τpg2)u(ξ12+ξ12μ)+ρ~(x1)×[x12+ξ22μ+ξ22r2+ωpr2+g2+τpg2+ξ22μg2+τpg2+r2+ωpr2]+[ξ22r2+ωpr2+ξ22μg2+τpg2]u,(25) where ρ~(x1)0 is a C1 function. Moreover, a continuous controller is designed as (26) u=(1+ρ~(x1))(ξ2r2+ωpr2+ξ2g2+τpg2)=β2(x1)(ξ2r2+ωpr2+ξ2g2+τpg2),(26) with β2(x1)=1+ρ~(x1)>0 is a C1 function, such that (27) V˙2(ξ12+ξ12μ)(ξ22+ξ22μ).(27)

3.2. Observer design

Motivated by the reduced-order observer in Refs. [Citation3,Citation4], we now construct a continuous control law as follows: (28) z˙=l(x1)x1[z+l(x1)+f1(x1)],(28) where l(x1) with l(x1)/x1>0, l(0)=0 is the gain function.

Let xˆ2=z+l(x1) and e=x2xˆ2. Then, we have (29) e˙=u+f2(x1,x2)z˙l(x1)x1(x2p+f1(x1))=u+f2(x1,x2)l(x1)x1(x2pxˆ2).(29) Choose the Lyapunov function V3=12e2+(1/2μ)e2μ. Then, a simple calculation can be obtained (30) V˙3(e+e2μ1)u+f2(x1,x2)l(x1)x1(x2pxˆ2)(e2+e2μ)l(x1)x1+p|e+e2μ1||x2|p1(u+|x1|r2+ω+|x1|g2+τ+|x2|r2+ωr2+|x2|g2+τg2)γ2(x1)(e2+e2μ)l(x1)x1+|e+e2μ1|(|x1|+|x2|p+|u|)γ~2(x1),(30) where γ~2(x1)0 is a C1 function.

3.3. Determination of the observer gain l(x1)

Noting that the state x2 is not measurable, the controller (Equation26) cannot be implemented directly. To get an achievable controller, we replace x2 in (Equation26) by (z+l(x1))1/p. Result in (31) u(x1,xˆ2)=β2(x1)((xˆ2px2p)r2+ωpr2+(xˆ2px2p)g2+τpg2)=β2(x1)((ξ2e)r2+ωpr2+(ξ2e)g2+τpg2).(31) With this new controller, we have (32) V˙2|u(x1,xˆ2)(ξ12+ξ12μ)(ξ22+ξ22μ)+|ξ22r2+ωpr2+ξ22μg2+τpg2|×(u(x1,xˆ2)u(x1,x2))(ξ12+ξ12μ)(ξ22+ξ22μ)+|ξ22r2+ωpr2+ξ22μg2+τpg2|[(ξ2e)r2+ωpr2ξ2r2+ωpr2+(ξ2e)g2+τpg2ξ2g2+τpg2]β2(x1).(32) Using Lemma 2.1 results in (33) V˙2|u(x1,xˆ2)(ξ12+ξ12μ)(ξ22+ξ22μ)+|ξ22r2+ωpr2+ξ22μg2+τpg2|[21r2+ωpr2er2+ωpr2+21g2+τpg2eg2+τpg2]β2(x1).(33) Applying Lemmas 2.1 and 2.3, we obtain (34) V˙2|u(x1,xˆ2)(ξ12+ξ12μ)(ξ22+ξ22μ)+(e2+e2μ)R(x1),(34) where R(x1)0 is a smooth function.

Utilizing (Equation31) and x2p=ξ2β1(x1)(ξ11+ω+ξ11+τ), then (Equation30) becomes (35) V˙3(e2+e2μ)l(x1)x1+|e+e2μ1|[|ξ1|+|ξ2β1(x1)(ξ11+ω+ξ11+τ)|+|β2(x1)((ξ2e)r2+ωpr2+(ξ2e)g2+τpg2)|]γ~2(x1)(e2+e2μ)l(x1)x1+|e+e2μ1|[|ξ1|+|ξ2|+|e|]γ¯2(x1),(35) where γ¯0 is a C1 function. Using Lemma 2.1, we have (36) V˙3(e2+e2μ)l(x1)x1+12(ξ12+ξ12μ)+12(ξ22+ξ22μ)+(e2+e2μ)G(x1),(36) where G(x1)0 is a C1 function.

According to (Equation34) and (Equation36), we obtain (37) V˙2|(x1,xˆ2)+V˙312(ξ12+ξ12μ)12(ξ22+ξ22μ)(e2+e2μ)[l(x1)x1R(x1)G(x1)].(37) Obviously, the choice of (38) l(x1)=12x1+0x1[R(s)+G(s)]ds(38) yields (39) V˙2|(x1,xˆ2)+V˙312(ξ12+ξ12μ)12(ξ22+ξ22μ)12(e2+e2μ).(39) Therefore, the corresponding closed-loop system is globally asymptotically stable.

Remark 3.1

It is worthwhile pointing out that the control scheme proposed in this article is different in Ref. [Citation2]. The main difference lies in the construction of our nonlinearities assumption conditions including two different nonlinear terms, and a new Lyapunov function is constructed.

Remark 3.2

In fact, we can also construct the one-dimensional compensator similar to that in Ref. [Citation2]. Specifically, we can modify the observer as follows: z˙=u(l(y)/y)[(z+l(y))p+f1(y)].

Remark 3.3

Under Assumption 2.1 with p = 1 and ω=τ=0, there is a continuous control law shown in (Equation4), rendering the planar feedback linearizable system global asymptotically stable.

4. Simulation example

In this part, a simulation example is used to illustrate the effectiveness of the proposed results.

Example 4.1

We consider the nonlinear system as follows: (40) x˙1=x23+x1(x145+x143),x˙2=u+x1(x1115+x179+x214+x274),y=x1.(40) By using Theorem 3.1, we can explicitly construct an output feedback controller for this example. Specifically, we can choose (41) z˙=M(z+Mx1+x1(x145+x243)),u=(2+0.5x1)[(z+Mx1+(2+x1)(x145+x143))3/4+(z+Mx1+(2+x1)(x145+x143))7/12],(41) with appropriate constant M such that the control law (Equation41) renders system (Equation40) globally stable.

Figure 1. State response x1 with the controller (Equation41).

Figure 1. State response x1 with the controller (Equation41(41) z˙=−M(z+Mx1+x1(x145+x243)),u=−(2+0.5x1)[(z+Mx1+(2+x1)(x145+x143))3/4+(z+Mx1+(2+x1)(x145+x143))7/12],(41) ).

Figure 2. State response x2 with the controller (Equation41).

Figure 2. State response x2 with the controller (Equation41(41) z˙=−M(z+Mx1+x1(x145+x243)),u=−(2+0.5x1)[(z+Mx1+(2+x1)(x145+x143))3/4+(z+Mx1+(2+x1)(x145+x143))7/12],(41) ).

Figure 3. Observer z.

Figure 3. Observer z.

Figure 4. State responses of closed-loop systems (Equation40)–(Equation42) starting from (1,2,0).

Figure 4. State responses of closed-loop systems (Equation40(40) x˙1=x23+x1(x145+x143),x˙2=u+x1(x1115+x179+x214+x274),y=x1.(40) )–(Equation42(42) z˙=−u−N((z+Nx1)3+x1(x145+x243)),u=−(10+2x1)[((z+Nx1)3+(2+x1)(x145+x143))1/12+((z+Nx1)3+(2+x1)(x145+x143))7/12].(42) ) starting from (1,2,0).

For the initial condition [x1(0),x2(0),z(0)]=[1,2,0], the simulation results are shown in Figures . The state response x1 with the controller (Equation41) is shown in Figure . The state response x2 with the controller (Equation41) is shown in Figure . The state observer z is depicted in Figure . It is pointed out that the numerical example can also be designed according to the observer design scheme mentioned in Remark 3.2. The state responses of closed-loop systems (Equation40)–(Equation42) starting from (1,2,0) are shown in Figure . (42) z˙=uN((z+Nx1)3+x1(x145+x243)),u=(10+2x1)[((z+Nx1)3+(2+x1)(x145+x143))1/12+((z+Nx1)3+(2+x1)(x145+x143))7/12].(42)

5. Conclusion

In this article, we have studied global stabilization by output feedback for second-order nonlinear systems with high- and low-order nonlinearities. Nonlinear assumption is more general, so we deal with a larger class of nonlinear system in this article. With the hope of the technique of adding one power integrator, we have exploited a reduced-order design approach for designing a feedback control law, which guarantees the global stability of the corresponding closed-loop system. In addition, our design method in this article is quite different from the homogeneous methods used in most of the existing results. Moreover, an example is given to show the effectiveness of our design scheme. In the future, we will consider output feedback finite-time stabilization of nonlinear systems with polynomial nonlinearities.

Disclosure statement

No potential conflict of interest was reported by the authors.

Additional information

Funding

This work was supported by the National Natural Science Foundation of China (Grant No. 11661065) and the Scientific Research Fund of Jiangxi Provincial Education Department (Grant Nos. GJJ181101 and GJJ171135).

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