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Original Research

Effectiveness of a lifestyle exercise program for older people receiving a restorative home care service: a pragmatic randomized controlled trial

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Pages 1591-1601 | Published online: 02 Dec 2013

Abstract

Background

Restorative home care services are short-term and aimed at maximizing a person’s ability to live independently. They are multidimensional and often include an exercise program to improve strength, mobility, and balance. The aim of this study was to determine whether a lifestyle exercise program would be undertaken more often and result in greater functional gains than the current structured exercise program delivered as part of a restorative home care service for older adults.

Methods

A pragmatic randomized controlled trial was conducted in an organization with an established restorative home care service. Individuals who were to have an exercise program as part of their service were randomized to receive either a lifestyle and functional exercise program called LiFE (as this was a new program, the intervention) or the structured exercise program currently being used in the service (control). Exercise data collected by the individuals throughout and pre and post intervention testing was used to measure balance, strength, mobility, falls efficacy, vitality, function, and disability.

Results

There was no difference between the groups in the amounts of exercise undertaken during the 8-week intervention period. Outcome measurement indicated that the LiFE program was as effective, and on 40% of the measures, more effective, than the structured exercise program.

Conclusion

Organizations delivering restorative home care services that include an exercise component should consider whether LiFE rather than the exercise program they are currently using could help their clients achieve better outcomes.

Introduction

As in many countries around the world, Australia’s population is aging. It is projected that by 2056, Australians aged 65 years and over will constitute almost a quarter of the population compared with only 13% in 2007.Citation1 As people get older, many will require assistance at some stage to stay living in the community. The Australian Productivity Commission Inquiry report estimated the lifetime risk for an Australian aged 65 years ever requiring an aged care service during their lifetime was 58%.Citation2 However, this increased to 80% for females and 62% for males aged 85 years.Citation2 Currently, over one million older people receive home care services in Australia each year,Citation2 and this number is expected to rise in proportion to the anticipated growth in the aging population over the coming decades.

To combat the current and anticipated future increase in the need for home care, restorative home care services were developed. The aim of a restorative home care service is to “create independence, improve self-image and self-esteem, and reduce the level of care required” through the delivery of an individualized program.Citation3 Restorative home care services are available in the UK, US, Australia, and New Zealand.Citation4 The services are generally delivered over 6–12 weeks and comprise a number of components, including a physical activity/exercise program to assist the older person to regain function and maintain independence. The exercise programs used in restorative home care services are generally “structured” in nature, where structured exercise programs are defined as those which require the client to complete a set number of exercises a number of times each day and a number of times each week.

There are a vast number of structured exercise programs that have been trialed for older community-dwelling people, particularly for the prevention of falls. One well known structured exercise program is the Otago exercise program, which was developed by Campbell et alCitation5 in New Zealand and was designed to prevent falls in community-dwelling older people. Initial research on this home-based strength and balance training program involved 233 women living in the community and aged 80 years and over (Otago exercise group, n=116; control group, n=117).Citation5 The program included four visits with a physical therapist and exercises used weight cuffs between 0.5 kg and 1 kg, and increased in weight as the participants progressed.Citation5 Participants completed the exercise three times a week, plus they were asked to undertake a walk outside of their house on another 3 days of the week. The rate of falls significantly decreased for those exercising compared with the control group at both one-year and 2-year follow-up. The Otago exercise program has been shown to be effective in reducing the number of falls and injuries resulting from falls, for both men and women, in four randomized controlled trials (RCTs) involving over 1,000 participants.Citation6

Recent research found that many older home care clients prefer to incorporate exercise into their daily routines and tasks, such as housework, gardening, and walking to the shops, rather than completing the more structured, sets, repetitions, and volume-based exercise programs usually delivered in restorative home care services.Citation7 Lifestyle or incidental exercise programs have been gaining in popularity over the last few decades and have been shown to result in improved function and a reduction in falls in community-dwelling older people with a history of falling.Citation8Citation11 However, no research has as yet been undertaken to identify whether older people receiving a restorative home care service could benefit more from participating in a lifestyle exercise program compared with a more structured exercise program. Before being able to conduct a study to address this question, it was necessary to conduct a pilot study to ensure that it was feasible to deliver a lifestyle exercise program within a restorative home care service. The pilot found that with some minor changes to the administrative side of the program, the lifestyle and functional exercise program (LiFE) could feasibly be delivered to older people receiving a restorative home care service.Citation12 This having been established, the present study was designed to compare the effectiveness of LiFE with the more traditional structured exercise program being used in a restorative home care service. The two hypotheses to be tested were that the lifestyle exercise intervention would be undertaken more often (preferred more) than the structured exercise program and that the lifestyle exercise intervention would result in greater functional gains.

Materials and methods

A relatively brief methodology is provided here, given that a detailed trial protocol has recently been published.Citation13

Study design

The study was a parallel pragmatic RCT in which the effectiveness of a lifestyle functional exercise program (the intervention) was compared with a structured exercise program (the control) when included in a restorative home care service. Pragmatic trials aim to test an intervention within a “real life” situation and are conducted on people who represent the full spectrum of the population being studied. “If the intervention has a significant effect in a pragmatic trial then it has shown not only that it can work, but that it also works in real life.”Citation14

Setting and participants

Silver Chain is an Australian health and community care organization that delivers a number of health care services, including restorative home care services. The restorative home care services are delivered by an interdisciplinary team consisting of occupational therapists, physiotherapists, and registered nurses acting as care managers, and are assisted by aides where required. Silver Chain delivers two restorative home care services to their older clients, ie, the Home Independence Program (HIP) and the Personal Enablement Program (PEP). HIP is delivered to older people living in the community who need short-term assistance to regain their independence, while PEP is delivered to older people who have been in hospital and need a short-term service on discharge to help them return to living independently.

HIP and PEP restorative home care services comprise a number of components, including: chronic disease self-management; promotion of active engagement in activities of daily living through work simplification and assistive technology; an exercise program to improve strength, balance, and endurance; falls prevention strategies; improvement and maintenance of skin integrity; and medication, continence, and nutrition management.Citation15 PEP is generally delivered for a maximum of 8 weeks and HIP for 12 weeks. It was expected that the majority of older people who would be involved in this RCT would be PEP clients, referred after hospital discharge because their referral numbers are higher than for HIP.

The study participants were persons living in Perth suburbs (Western Australia) referred for a restorative home care service between August 2011 and April 2012 and who met the RCT inclusion criteria. These criteria were: over 65 years of age; assessed by their care manager as needing an exercise program; not having a diagnosis of dementia or other progressive neurologic disorder; and able to communicate in English.

Sample size and randomization

The intention was to achieve a total sample size of 150, with baseline and follow-up data for 75 in each group. The sample size was calculated based on the following assumptions: a 12% attrition rate (found in the pilot study);Citation12 hypothesis tests at the 0.05 level; and an 80% power to detect “medium” effects (0.5 standard deviation)Citation16 in the primary outcome (composite measure, incorporating balance, strength, and mobility).Citation13

The randomization process was conducted by a senior researcher not involved in the study. Cases were randomly allocated using the (simple) random number generator in Stata version 10 into the LiFE (intervention) group or the structured exercise (control) group. The randomized cases were then placed in sequentially numbered envelopes.

Recruitment was slower than anticipated, and when it was clear the 150 sample was not going to be achieved even with an extension of the recruitment period by 3 months, and visiting the care managers a number of times to try to understand what was happening and respond to any study-related issues, a revision of the sample size was undertaken. It was estimated that 85 was the maximum that was likely to be achieved by the end of the extended recruitment period. It was therefore necessary to rerandomize cases from 50 to 85 to ensure balance among the two groups. Once again the allocation was concealed from the researchers.

Recruitment process and data collection

When a care manager identified that a client met the study inclusion criteria they gave the client a brief explanation of the study, a letter from the researcher, an information sheet and consent form, and asked the client if they were happy for the researcher to contact them to discuss the project further. If the client agreed, the care manager informed the researcher, who called the client within 3 days to answer questions and set up a time to visit, gain consent, and complete baseline data collection.

Baseline data collection involved the use of eight different outcome measures which are commonly used in studies that examine the effectiveness of exercise programs and have been found to be appropriate for use with older people.Citation17 These measures were: functional reachCitation18 to measure static balance; chair Sit to Stand 1 and 5 timesCitation19 for measuring strength; Timed Up and GoCitation20 to assess functional mobility; tandem walkCitation21 to measure dynamic balance; Falls Efficacy ScaleCitation22 for the subject to rate how confident they were that they would not fall when completing daily tasks; the Activities-specific Balance Confidence (ABC) ScaleCitation23 to ascertain their confidence regarding completing more challenging tasks without falling; the Vitality Plus ScaleCitation24 to measure any effect on factors such as pain levels, sleep, appetite, and mental and physical well-being; and The Late Life FunctionCitation25 and DisabilityCitation26 instruments to assess individuals’ level of function and disability in everyday activities. The scores of interest in these latter instruments were: the function total which is based on the overall functional ability of the participant,Citation25 the lower extremity score which is based on tasks such as stair climbing, reaching overhead, standing from a low, soft chair, using a step stool and making a bed,Citation25 and the advanced lower extremity score which was based on physical activities that involve a high level of physical ability and endurance, such as walking a mile briskly and walking up multiple levels of stairs.Citation25

Once baseline data collection was complete, the researcher opened the envelope which contained the information regarding group allocation and notified the care manager which exercise program should be commenced during their next visit. In addition to the outcomes data collected again at the 8-week follow-up visit, using the same tools as baseline, demographic and service data were extracted from the organization’s client database.

Tracking specific client exercises and how many times a day they were completed was trialed during the pilot study.Citation12 However, this was found to be too onerous on the client and as such was replaced by a specifically designed calendar. Study participants were asked by their care manager to record how often they did their exercises for the duration of the study. Due to financial constraints, the same researcher conducted both the baseline and follow-up home visits and as a consequence was not blinded to group allocation.

Exercise programs

All care managers undertook a training session outlining their requirements for the study and delivering LiFE to their clients. The training session was led by the researchers and three of the care managers who were part of the pilot study. Care managers had delivered the structured exercise program for a number of years within the restorative home care services and were asked to continue this if the client was randomized to the structured exercise group.

In general, care managers saw their clients a minimum of two times prior to the start of an exercise program and during this time they completed a client functional assessment to determine whether an exercise program was needed. Care managers maintained client progress notes throughout the service; however, these were not specific to the project or used in the study. Care managers offered support and encouragement, not only for the client completing their exercises but for other areas of their restorative home care service, such as removing rugs as tripping hazards and reiterating the importance of clear space, at the next service visit.

LiFE program (intervention)

The LiFE program was developed to improve balance and increase strength in older community-dwelling people by embedding exercise into everyday activities.Citation8 It was also developed as a falls prevention exercise program.Citation27 Seven of the activities in the program are designed to challenge balance and six are for improving lower limb strength. The care manager explained the program to the client and described the different exercises it included. How these exercises could be incorporated into their daily routines, and which they would start with, was then discussed and agreed, and the older person was given a manual explaining each of the exercises. Follow-up visits were used to monitor how the client was managing the initial exercises and encouraged to begin doing others. Clients were visited every 10–14 days by their care manager (average three visits), and LiFE was just one aspect of their service that was discussed during these visits. This training and support for implementation was much less than in the original LiFE study.Citation27,Citation28

Structured exercise program (control)

The exercise program being delivered within the restorative home care service at the start of this study was “based” on the Otago falls prevention program developed by Campbell and Robertson, and is called the structured exercise program within this paper.Citation6 The program had been modified over time in response to client preferences, to not include weights depending on the client’s requirements and sometimes included additional exercises. outlines the features of the LiFE program used in this study, the original Otago falls prevention program, and the structured exercise program to show how they differed.

Table 1 Features of the exercise programs

After giving written consent and completing baseline data collection, participants allocated to the current exercise program were given a sheet illustrating (back and front) the exercises (picture), and number of times per day and number of days per week to complete them. The care managers explained the exercises and during follow-up visits reviewed the exercises with the participants.

Data analysis

Data were analyzed using Statistical Package for the Social Sciences version 19 software (SPSS Inc, Chicago, IL, USA). Both intention-to-treat and per protocol analyses were performed. Intention-to-treat results only are presented except when per protocol results were notably different and then both are presented. Initially paired t-tests or Wilcoxon signed-rank tests were employed (depending on normality of data) to determine the functional improvement of clients in their individual exercise group. For each variable, we then measured the change that occurred over the intervention period by subtracting the baseline from the 8-week values. Where the distribution of the change was approximately normal, an independent t-test was used to compare the groups. When the data were not normally distributed a Mann–Whitney U test was used. Categorical data were analyzed using a chi-square test.

A new summary variable was created using the functional reach, chair Sit to Stand, Timed Up and Go, and tandem walk variables.Citation13 Any change in the summary variable over the 8-week period was assessed for statistical significance in the same manner as the other outcome variables (as described above). Data analysis was supervised by a statistician who was not involved in screening, recruitment, or follow-up of study participants. Statistical significance was determined at P<0.05.

Ethics approval

Ethics approval was obtained from the Curtin University and Silver Chain human research ethics committees prior to commencement of the study. The RCT was registered with the Australian and New Zealand Clinical Trials Registry.Citation29

Results

shows the participant flow for this RCT. A total of 1,993 clients were referred to a restorative home care service at Silver Chain between August 2011 and April 2012. One hundred and seven clients were identified as meeting the eligibility criteria, but 27 who met the eligibility criteria declined to participate, due to already being involved in a physiotherapy program (n=10), lack of interest (n=6), no time available (n=2), being stressed (n=2), and a number of other reasons (see ). Eighty clients randomized to the study were included in the intention-to-treat analysis. Baseline and follow-up data were available for all participants; however, there were two clients at pre-test and five clients at post-test who were unable to complete the physical tests. Four clients were lost to follow-up: one in the LiFE group (family problems) and three in the structured exercise group (no longer interested, health difficulties, and taking too long to receive the program).

Figure 1 Participant flow through study.

Abbreviation: LiFE, lifestyle and functional exercise.
Figure 1 Participant flow through study.

Baseline

The baseline demographics are summarized in . No significant differences were found between the groups at baseline for any demographic, level of dependency, or outcome measure (see and ). The average age of the LiFE clients was 80.2 years and that of the structured exercise group was 79.6 years. More women than men were involved in the study for both groups and almost two-thirds of each group (LiFE 60%; current 67.5%) lived alone.

Table 2 Demographics

Table 3 Results of measurement outcomes per exercise group

Nineteen hundred and ninety-three clients received a restorative home care service during the recruitment period and the demographics and levels of dependency for the population were compared with those of the study sample. No significant differences in demographics (age, sex, language, country of birth, living arrangement, and carer information) were found between clients involved in the RCT and the general restorative home care population for this time. Levels of dependency were also not significantly different.

Exercise program participation

Three quarters (n=31) of the LiFE clients and two thirds (n=27) of the structured exercise group completed their daily calendars. LiFE clients undertook exercises on average 4.91 times a week during the intervention compared with the structured exercise group who averaged 4.42 times per week. No significant difference was found between the groups in the number of times they exercised during the intervention period.

Outcomes measured

shows that the LiFE group significantly improved in 95% (19 of 20) of the outcome measures during the intervention period, compared with the structured exercise group which significantly improved in 70% (14 of 20). All of the physical tests showed a significant improvement for clients who participated in the LiFE program, particularly for the summary score, tandem walk, and tandem walk errors (P<0.001), whereas clients in the structured exercise group showed no significant improvement on functional reach and chair Sit to Stand five times or on tandem walk errors.

No difference was seen between the groups at baseline for the summary variable, but the LiFE group was significantly better than the structured exercise group at post-testing (t[69[=−2.742, P=0.008). However, no significant difference was found between the groups for the summary variable when looking at change over time (t[66[=−1.763, P=0.08). When the results of the physical tests were analyzed individually, a significant difference between the groups over time was shown for the tandem walk and the number of errors when completing the tandem walk ().

Table 4 Results of measurement outcomes over time between the groups

Significant differences between the groups were also found on the ABC Scale and the Vitality Plus Scale, which are indicators of improved balance confidence when completing challenging daily activities and of potential health-related benefits of exercise, respectively. No difference was found on the Falls Efficacy Scale. The Late Life Function and Disability Instruments measure a number of factors and only one significant difference was found between the groups using the Disability Instrument. The total limitation component, which signifies levels of capability of participating in life tasks, showed that the LiFE group had significantly greater improvement compared with the structured exercise group. There were also significant differences between groups in the instrumental (Z=−1.98, P=0.048) and management (Z=−2.04, P=0.041) role components of the Disability Instrument in the per protocol analysis. These were the only variables in the per protocol analysis showing a significant difference between the groups, where it was not found in the intention-to-treat analysis.

Three functional components of the Late Life Function Instrument (function total, basic lower extremity, and advanced lower extremity) showed the LiFE group improved significantly more than the structured exercise group.

The LiFE group were also found to have a significant reduction in the number of different home care services (for example, domestic assistance, personal care, and meals on wheels) received between baseline and follow-up (t[74[=−1.99, P=0.049) compared with the structured exercise group. This reduction is a crude measure and does not include number of hours received within each service.

Discussion

Participants in the LiFE program were not found to exercise more frequently than individuals who received a structured exercise program. The first hypothesis we tested did not therefore receive any support. In addition to undertaking similar amounts of exercise, clients in both exercise groups showed significant improvement on many of the functional measures. However, the structured exercise participants only improved on 14 of the 20 measures, whereas the LiFE group improved on 19 measures. These results therefore support our second hypothesis that LiFE would result in greater functional gains than the structured exercise program currently in use in the agency’s restorative home care services. The level of improvement on eight of the measures was also larger in the LiFE group. These are discussed in more detail below.

Dynamic balance in the LiFE group improved significantly more than in the structured exercise group. Having poor dynamic balance can contribute to a fear of falling, mobility restrictions, and fall injuries.Citation30 Improvements in dynamic balance are important, given that they would be expected to contribute to the older person regaining their independence and improving their confidence, and assist them to remain living in their home.

Improved balance confidence was also found in the LiFE group, because their ABC score was significantly better than in the structured exercise group. The LiFE group’s confidence in undertaking more challenging activities, such as riding an escalator, walking through a crowded shopping center, and reaching for items up high within their home was markedly better. Myers et alCitation31 suggest that an ABC score of 90%–100% is expected for a well older person, 50%–80% indicates a moderate level of physical functioning, and under 50% suggests a low level of physical functioning. Mean baseline scores for both groups (LiFE 56.37±20.57, structured 52.74±21.72) show they were in the lower end of the moderate level of physical functioning; however, at 8-week post-testing, the LiFE group (77.52±19.02) was close to the high level of functioning category compared with the structured exercise group (65.22±23.73). Lajoie and GallagherCitation32 also advise that a score under 67% may show the older person is at risk of falling or be predictive of a fall in the future. The structured exercise group score was below this threshold, indicating that clients in this group may be at greater risk of a future fall than those in the LiFE group.

The Vitality Plus Scale was developed to measure potential health-related benefits of exercising for older people, that are often missing from other measures, such as improved sleep, higher energy levels, fewer aches and pains, and feeling “good”.Citation24 Ongoing injury causing pain and feeling too old and tired to exercise have been identified as barriers to older home care clients being active.Citation33 The LiFE group displayed significantly greater improvement on this measure compared with the structured exercise group. Because pain and low energy are common experiences for older home care clients, participation in the LiFE program could well benefit all home care clients, not only those receiving a short-term restorative service. Further research is required to determine whether this is the case.

The LiFE group also showed better lower body function than the structured exercise group, and given that both exercise programs were lower body-dominant, this provides further support for our recommendation to the manager of the restorative home care services that the LiFE exercise program should be considered as an option for clients receiving their services.

Our recommendation of LiFE to the restorative home care service manager is also based on the similarity of the study sample to the larger restorative client population shown earlier, indicating that the findings are potentially generalizable to the larger population.

This study can be considered to have two limitations. The first is that the same researcher collected both the baseline and follow-up data and therefore was not blinded to group allocation. However, even if it had been possible to reduce the potential for observer bias through blinding, clients often had their exercise manual or exercise sheet with them and referred to how they were incorporating their exercises into their daily activities.

The second limitation was the smaller than desired sample size, which reduced the study’s power to detect change in some of the outcome variables, such as the summary variable, which was trending towards change. The size of the sample was a direct consequence of the lower than expected number of clients being judged appropriate for an exercise program by the care managers during the recruitment period. This had also been an issue during the pilot study, when excessive paperwork associated with the trial and a higher than usual workload at the time of the pilot were identified as the main reasons.Citation12 The first issue was addressed by reducing the paperwork needed in the RCT and the second by discussing with the care managers whether for each of them to have eight new clients over the recruitment period on an exercise program would be achievable. They said it would, but this did not turn out to be the case. One of the risks of undertaking a pragmatic RCT in a service that has been operating for a number of years is that organizational structure and service changes may occur during the recruitment and data collection periods, which are beyond the control of the research team. This unfortunately was the case here, with a new service being introduced during the study period, with care managers being asked to act as mentors for the staff of the new service; a turnover of staff (including maternity leave) with new staff taking longer to be trained and recruit clients; and the reduction in workload expected after the pilot study not occurring. A number of strategies were tried to assist the care managers with these issues, but a proportion found their involvement in the study too onerous and did not meet their recruitment targets. Although the sample size was smaller than originally calculated, the dropout rate was better than expected (5%, n=4 compared with 12%, n=15 expected), and in several instances the sample was still large enough for differences between the exercise programs to emerge.

Conclusion

Participating in a lifestyle exercise program is at least if not more effective for older restorative home care clients than undertaking a structured exercise program based on sets, repetitions, and volume. The LiFE group performed significantly better on 40% of the outcome measures. Health practitioners and health and community care organizations that work in services focused on functional improvement should consider the LiFE program for their older clients, particularly for those who suggest they have no extra time available in their day or do not like undertaking structured exercise programs.

Acknowledgments

EB is supported by a Healthway PhD research scholarship which includes $6,500 (AUD) towards project costs per year. No additional external funding was granted for this study. The authors would like to thank Richard Parsons for his supervision of the data analysis section of the paper, as well as the clients and care managers from Silver Chain who kindly agreed to be involved in the study.

Disclosure

The authors report no conflicts of interest in this work.

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