Questionnaire on switching from the tiotropium HandiHaler to the Respimat inhaler in patients with chronic obstructive pulmonary disease: changes in handling and preferences immediately and several years after the switch

Abstract

Background

Tiotropium (Spiriva) is an inhaled muscarinic antagonist for patients with chronic obstructive pulmonary disease (COPD), and is available in two forms: the HandiHaler and the Respimat inhaler. The aim of this study was to investigate the handling of and preference for each device immediately after switching from the HandiHaler to the Respimat and 2–3 years after the switch.

Materials and methods

The study comprised two surveys. A questionnaire was first administered to 57 patients with COPD (male:female 52:5, mean age 73.6±7.1 years) 8 weeks after switching from the HandiHaler (18 μg) to the Respimat (5 μg). A second similar but simplified questionnaire was administered to 39 of these patients who continued to use the Respimat and were available for follow-up after more than 2 years. Pulmonary function was also measured during each period.

Results

In the first survey, 17.5% of patients preferred the HandiHaler, and 45.6% preferred the Respimat. There were no significant changes in pulmonary function or in the incidence of adverse events after the switch. In the second survey, performed 2–3 years later, the self-assessed handling of the Respimat had significantly improved, and the number of patients who preferred the Respimat had increased to 79.5%.

Conclusion

The efficacy of the Respimat was similar to that of the HandiHaler. This was clear immediately after the switch, even in elderly patients with COPD who were long-term users of the HandiHaler. The preference for the Respimat increased with continued use.

Keywords:

• chronic obstructive pulmonary disease
• tiotropium
• HandiHaler
• Respimat
• questionnaire
• pulmonary function

Introduction

Inhaled medications are the first choice for treating airway disease, as they enable direct delivery into the airway, are instantly effective, and require only small doses, which reduces the incidence of systemic side effects.¹ Aside from the characteristics of the drug itself, the inhalation device also affects adherence, drug distribution, and drug deposition into the airway.^1,2 Therefore, the therapeutic success of inhaled medications relies not only on the efficacy of the drug but also on the handling characteristics of and preference for a particular inhalation device.

Long-acting muscarinic antagonists are very important in the management of chronic obstructive pulmonary disease (COPD).³ Tiotropium (Spiriva^®) is a once-daily inhaled long-acting muscarinic antagonist used to treat COPD, and has a duration of action greater than 24 hours.^4–6 Tiotropium exhibits pharmacokinetic selectivity for the M₃ and M₁ receptors.⁷ It was introduced in capsule form for inhalation using the HandiHaler^®, which is a single-dose dry-powder inhaler, and received marketing approval in Japan in 2004. In 2010, a new inhalation device for delivering tiotropium became available, the Respimat^® Soft Mist™ Inhaler, which is a novel, propellant-free inhaler that delivers a fine-particle fraction of over 65%.⁸ The Respimat reportedly has high levels of satisfaction in COPD patients, due to its inhalation and handling characteristics.⁹

The administration of tiotropium via the Respimat has been reported to be potentially toxic,^10–12 and further study comparing tiotropium delivery with the HandiHaler has been suggested.¹³ One recent mega-study, the TIOSPIR trial, did not report any difference in mortality or exacerbation rates between tiotropium delivered by the HandiHaler or the Respimat.¹⁴ Moreover, the Respimat (5 μg) and the HandiHaler (18 μg) reportedly exert a similar clinical effect.^15,16 Chorão et al reported similar findings in a survey study comparing the correct use, ease of administration, and daily preference between patients using the Respimat or HandiHaler.¹⁷ However, little is known on the potential temporal changes in the handling of and preference for inhalation devices, although surveys evaluating the use of these devices have been conducted previously.^9,17,18

In the present study, a questionnaire was administered to patients with COPD who switched to the Respimat after using the HandiHaler, and their level of satisfaction with each was investigated and compared. The clinical effect of switching to the Respimat on pulmonary function was also evaluated. A second, simpler questionnaire was administered to the patients who continued to use the Respimat for 2–3 years after the switch, and their satisfaction with the Respimat was examined. Finally, the relationship between any decline in pulmonary function and questionnaire responses was evaluated.

Materials and methods

This open-label clinical observational study was performed in two stages. In the first stage, a questionnaire on the use of each inhaler was administered 8 weeks after the patients switched from the HandiHaler to the Respimat. Changes in pulmonary function associated with the switch were also investigated. In the second stage, patients who continued to use the Respimat for 2–3 years after the initial switch were administered a similar but simplified questionnaire, and the annual change in pulmonary function was examined. The study protocol was approved by the institutional review board at Nara Hospital, Kinki University Faculty of Medicine, and informed consent was obtained from all patients. The study was performed in a real-world setting without randomization.

The first survey enrolled 57 patients with COPD examined at the Department of Respiratory Medicine and Allergol-ogy at Nara Hospital, Kinki University Faculty of Medicine, Ikoma, Japan between August 2010 and May 2011. COPD was diagnosed according to the GOLD (Global initiative for chronic Obstructive Lung Disease) 2006 criteria.¹⁹ The inclusion criteria were as follows: age over 40 years, smoking history of >10 pack-years, and stable disease without any exacerbations during the 3 months prior to the study. The exclusion criteria were as follows: inability to inhale on own; inability to perform spirometry; pregnancy; severe comor-bidities affecting the quality of life, such as malignancy, cardiac failure, renal failure, or severe liver dysfunction; and contraindications to muscarinic antagonist medication. Due to a change in the prescription practices at our institution, COPD patients were consecutively switched from the HandiHaler (one cap =18 μg, once daily in the morning) to the Respimat (two puffs =5 μg, once daily in the morning). Pharmacists instructed patients on the use of the Respimat device using an illustrated pamphlet and manual demonstration, and observed the patients utilizing the device. The patients were administered a baseline questionnaire during a morning appointment after receiving a written summary describing the correct use of each inhalation device. Eight weeks after the switch, the first questionnaire for the two tiotropium inhalers was administered. Pulmonary function testing was conducted before and 8 weeks after the switch using a Chestac-33 (CHEST MI, Tokyo, Japan) 2–4 hours after the patients were administered their normal morning medications (tiotropium and all other morning medications). Pulmonary function was compared between 24 subjects who provided additional informed consent for this procedure.

The first questionnaire comprised seven questions, as follows: inhaler use (question one), perceived efficacy (question two), difficulties with administration (question three), adverse events (question four), overall satisfaction (question five), preference for Respimat versus HandiHaler (question six), and free comments (question seven).

The second survey was similar, but omitted several questions from the first questionnaire, and was administered to the 39 subjects who had continued to use the Respimat for 2–3 years after the switch and were available for follow-up. Because more than 2 years had passed since discontinuation of the HandiHaler inhaler, several items in the first questionnaire were deleted from the second questionnaire. The second survey evaluated changes in inhaler use and satisfaction 2–3 years after switching to the Respimat, and was conducted between May 2013 and November 2013. Associations between the survey responses and pulmonary function were evaluated in 37 subjects with a measurable decline in their annual forced expiratory volume in 1 second (FEV₁). Pulmonary function was measured in patients with stable disease, the values were plotted graphically, and the annual change in function was derived from the slope of the resulting equation.

Statistical analysis

Data are presented as means ± standard deviation. Statistical differences were assessed using the Wilcoxon signed-rank test. Survey responses were scored from one to five. Statistical analyses were performed using JMP version 10.0.2 statistical software (SAS Institute Japan, Tokyo, Japan), and P<0.05 was considered statistically significant.

Results

First survey: HandiHaler versus Respimat

Fifty-seven patients completed the first survey (Table 1). The population included 52 (91.2%) men, and had a mean age of 73.6±7.1 years. The mean maximum inspiratory flow was 44.1±8.8 L/min, as measured using an In-Check Oral Inspiratory Flow Meter (Matsuyoshi, Tokyo, Japan); an adaptor was used for the HandiHaler. The percentage of patients with moderate (GOLD II) and severe (GOLD III) airflow limitation was high.³ The survey results 8 weeks after switching to the Respimat are summarized in Figures 1–3. No concomitant medications were added during the 8-week period, and all patients completed the survey. There was no significant difference between the HandiHaler and Respimat in the self-reported usage, although the percentage of Respi-mat users rating their technique as “rather poor” or “poor” was higher than the percentage for HandiHaler users. There was no significant difference between the HandiHaler and Respimat in the incidence of shortness of breath (dyspnea), the use of breath-holding, or overall handling (Figure 1). However, the inhalation technique for the Respimat was significantly more difficult than the technique for the HandiHaler (P=0.049). Significantly more respondents reported a milder aftertaste with the Respimat compared with the HandiHaler (P=0.004), but no other significant adverse events were reported (Figure 2). No significant differences were detected in the overall satisfaction with the HandiHaler and Respimat, but the proportion of both good and bad responses was higher with the Respimat compared with the HandiHaler (Figure 1). A total of 45.6% of patients preferred the Respimat, while 17.5% preferred the HandiHaler (Figure 3).

Table 1 Patient characteristics

	First surveya	Second survey
n	57	39
Age (years)	73.6±7.1 (53–87)	73.1±7.3
Sex (male:female)	52:5	37:2
Body mass index (kg/m^2)	21.0±2.6	20.7±2.7
Peak inspiratory flow (L/min)
Without adaptor	175.8±67.8 (50–327)	176.5±61.2 (60–327)
With adaptor (HH)	44.1±8.8 (30–65)	43.8±7.9 (30–65)
VC (%)	96.3±21.4	96.7±19.1
FVC (%)	94.6±22.3	95.6±20.6
FEV1/FVC (%)	46.4±10.7	44.4±10.0
Predicted % FEV1 (%)	64.0±24.4	61.8±24.2
Severity of airflow limitation (%)
GOLD 1: mild	9.6	8.6
GOLD 2: moderate	44.2	42.9
GOLD 3: severe	36.5	37.1
GOLD 4: very severe	9.6	11.4
Long-term oxygen therapy (%)	12 (21.1)	9 (23.1)
Asthma complications (%)	8 (14.0)	2 (5.1)
Duration of HandiHaler use
<1 year	8	4
≥1 year	49	35
Duration between the surveys	NA	933±51 (735–1,072)

Notes:

a The first survey was administered 8 weeks after patients switched from the HandiHaler to the Respimat, and the second survey was administered 2–3 years after patients continued Respimat treatment. Data presented as the mean ± standard deviation (range) unless otherwise indicated.

Abbreviations: n, number of patients; HH, HandiHaler; VC, vital capacity; FVC, forced vital capacity; FEV₁, forced expiratory volume in one second; NA, not applicable; GOLD, Global Initiative for Chronic Obstructive Lung Disease.

Figure 1 Initial questionnaire on usage, effectiveness, inhalation technique, and overall satisfaction 8 weeks after switching from the HandiHaler to the Respimat inhaler.

Notes: Question 1, Do you think that you can use Spiriva well? Question 2: What do you think about the effect of Spiriva on shortness of breath or dyspnea? Question 3: Please tell us about any difficulties you experienced when using each inhaler as follows: Q3–1, on inhalation technique; Q3–2, on breath-holding technique; Q3–3, on overall handling or usability. Question 5: Please tell us your overall satisfaction with Spiriva for each inhaler. The inhalation technique required for Respimat was significantly more difficult than that required for the HandiHaler (P=0.049, question 3–1), but there was no significant difference in the usage (question 1), perceived effect of the medication (question 2), breath-holding technique (question 3–2), or overall handling (question 3–3). Evaluations of the Respimat were classified as “good” or “bad” (question 5), but no significant difference was detected between the devices.

Figure 2 Questionnaire on adverse events 8 weeks after switching from the HandiHaler inhaler to the Respimat inhaler.

Notes: Respimat had a significantly milder aftertaste than the HandiHaler (P=0.004), but there were no other significant differences in the incidence of adverse events (question 4: Please indicate whether you experienced any of the following symptoms after using each device).

Figure 3 Comparison of patient preference for the HandiHaler and Respimat.

Note: A total 45.6% of patients preferred the Respimat compared with 17.5% who preferred the HandiHaler (question 6: Which inhaler do you prefer?).

Changes in pulmonary function after switching from the HandiHaler to the Respimat

Pulmonary function was evaluated before and 8 weeks after the switch to the Respimat in 24 subjects who completed the first questionnaire survey and completed the pulmonary function test on the day of the switch and again at the time of survey. The mean vital capacity significantly improved after the switch from the HandiHaler to the Respimat (P=0.018); no other significant differences in pulmonary function were detected (Table 2). Furthermore, when the rate of change (∆) in pulmonary function before and after the switch was compared between patients who preferred the HandiHaler and those who preferred the Respimat, no significant difference was detected (data not shown).

Table 2 Pulmonary function before and after switching from the HandiHaler to the Respimat

N=24	Before Respimat treatment	After Respimat treatment	P-value
VC (L)	3.01±0.68	3.10±0.60	0.018
IC (L)	2.01±0.60	2.05±0.55	0.218
FVC (L)	2.99±0.69	3.07±0.61	0.108
FEV1 (L)	1.39±0.55	1.43±0.59	0.195
V50	0.57±0.41	0.61±0.44	0.095
V25	0.18±0.08	0.19±0.09	0.180
V50/V25	2.95±1.27	2.93±1.10	0.396

Notes: Data presented as the mean ± standard deviation. Significance at P<0.05.

Abbreviations: VC, vital capacity; IC, inspiratory capacity; FVC, forced vital capacity; FEV₁, forced expiratory volume in 1 second; V₅₀, expiratory flow at 50% of vital capacity; V₂₅, expiratory flow at 25% of vital capacity.

Second survey: HandiHaler versus Respimat 2–3 years after switching to the Respimat

Thirty-nine of the 57 patients included in the first survey continued to use the Respimat and were available for follow-up. Eighteen patients were excluded for the following reasons: death (n=6, two respiratory-related, two circulatory-related, and two of unknown etiology), switching to a different hospital (n=5, including one case of comorbid lung cancer); discontinuing the Respimat (n=2; one patient stopped after 3 months due to stomatitis, and the second at 14 months due to insufficient efficacy); and dropout for unknown causes (n=5). The two patients who stopped Respimat therapy did not request further treatment with the HandiHaler, and the patient who complained of stomatitis had a history of stomatitis while using the HandiHaler. A total of 21 patients were assessed.

In the second survey, the number of patients responding that they were able to use the Respimat inhaler “well” or “rather well” increased significantly to 68.4% from 47.4% in the first survey (P=0.0008, question one in Figure 4). The use of breath-holding (question 3–2 in Figure 4) and overall handling of the Respimat (question 3–3 in Figure 4) also significantly improved (P=0.0017 and P=0.031, respectively). Overall satisfaction with the HandiHaler 2–3 years after it was discontinued significantly decreased (P=0.0436, question 5 in Figure 4). In contrast, the percentage of patients who reported “good” or “relatively good” satisfaction with the Respimat increased from 46.2% to 74.4% over the same period, resulting in a significant improvement in overall satisfaction with the Respimat (P=0.0086, question five in Figure 4). When the preference for HandiHaler versus Respimat was compared directly, the percentage of patients who preferred the Respimat significantly increased from 38.5% to 79.5% during the 2- to 3-year follow-up (P<0.0001, question six in Figure 5). In the free-comment section of the survey (question seven), 13 patients reported preferring the Respi-mat due to the “experience”, and eight patients attributed their satisfaction to the “easy handling without the need to replace the inhalation capsule”. Conversely, some dissatisfied patients reportedly disliked having to hold their breath after inhalation (n=2). One patient reported failing to press the button and inhale at the appropriate moment on a few occasions, and another reported that having to inhale twice was troublesome.

Figure 4 The second questionnaire administered 2–3 years after switching from the HandiHaler to the Respimat, and comparison of responses to those in the first survey.

Notes: Question 1: Do you think that you can use Spiriva well? Question 3: Please tell us about any difficulties you experienced when using each inhaler, as follows: Q3–2, on breath-holding technique; Q3–3, on overall handling or usability. Question 5: Please give us your overall satisfaction with Spiriva for each device. The usage (question 1), perceived breath-hold technique (question 3–2), overall handling (question 3–3), and overall satisfaction (question 5) with Respimat were significantly improved compared to the results of the first survey (P=0.0008, P=0.0017, P=0.031, and P=0.0086, respectively). The overall satisfaction with the HandiHaler was significantly worse in the second survey (P=0.0436, question 5).

Figure 5 Changes in preference for Respimat between the first and second surveys.

Note: The preference for Respimat significantly increased at the second survey (question 6: Which inhaler do you prefer? [P<0.0001]).

Associations between questionnaire responses and FEV₁ decline

Overall satisfaction with the Respimat was compared with the measured decline in FEV₁ (∆FEV₁) in the 39 patients who continued Respimat therapy and were available for follow-up. Eighteen patients who had had concomitant medications changed or added to their regimen were excluded from the analysis, and the data from 21 patients were analyzed.

Associations between ∆FEV₁ and changes in overall satisfaction with the Respimat were also measured (Figure 6). Aggravation was defined as a negative change between the first and second survey responses, such as a change from “good” to “relatively good” or from “fair” to “relatively bad”. Improvement was defined as a positive change, such as from “bad” to “relatively bad” or from “relatively good” to “good”. No change was defined as unchanged, such as from “bad” to “bad” or from “good” to “good”. None of the differences between the three groups was statistically significant, but FEV₁ was less likely to decline in patients who reported increased overall satisfaction with the Respimat.

Figure 6 Annual decline in FEV₁ in patients classified according to the change in overall satisfaction with each device.

Notes: A greater improvement in overall satisfaction was associated with a lower decline in FEV₁, although the differences between the three groups were not significant. Data are presented as the mean ± standard deviation.
Abbreviation: ∆FEV₁, decline in forced expiratory volume in 1 second.

Discussion

Several inhaled medications are used to treat COPD, and are delivered through various devices. The most commonly used devices are metered-dose inhalers, dry-powder inhalers, and nebulizers. All have limitations, particularly in elderly adults, as error rates rise with increasing age and severity of airflow obstruction.²⁰ According to several reports, tiotropium has superior clinical efficacy in patients with COPD and improves dyspnea, quality of life,²¹ and exercise tolerance;²² it also prevents COPD exacerbations,^23–25 may suppress disease progression,^26–28 and decreases mortality.^29,30

The HandiHaler is a dry-powder, breath-activated inhalation system developed for inhalation therapy in patients with COPD. The device acts to evacuate the powder from a pierced capsule. Compared with metered-dose inhalers, the HandiHaler is associated with fewer errors during long-term use.³¹ In an experimental study, the HandiHaler was shown to deliver particles effectively to the lungs of COPD patients, despite a wide range of airflow limitations.³² However, it is unclear how much of the drug is deposited in the airways or where the drug particles are distributed in patients with airway disease.

The Respimat requires the patient to rotate part of the device and press a spray button to release the drug as a fine mist over 1.5 seconds.³³ The device generates a slow-moving aerosol with a high fraction of fine particles, resulting in greater drug deposition into the lungs.^9,34 Handling is simple, and does not require continued replacement of drug capsules. Like the HandiHaler, the Respimat promotes bronchodilation, prevents exacerbations,²⁴ and improves physical function.³⁵ In addition, the Respimat has a similar clinical efficacy and safety profile while using less than a third of the tiotropium dose required for the HandiHaler.^14,15

In the first survey, which was administered 8 weeks after the patients had switched from the HandiHaler to the Respimat, the patients’ self-reports of their inhalation technique and handling (especially the inhalation technique) were worse for the Respimat compared with their self-assessments for the HandiHaler, although the reported difference was not significant. This may have been because the majority of the patients were elderly and were long-term users of the HandiHaler, seven patients had used the HandiHaler for 1–2 years, 38 for more than 2 years, and four patients for more than 1 year, though the exact periods of use were unknown. Therefore, at the time of the survey, the patients had had less experience with the Respimat. However, their impression of the effect of the Respimat on shortness of breath (dyspnea) was similar to or better than their evaluations of the Han-diHaler, though this difference was not significant; slightly more patients responded that Respimat was “effective” or “improved” their control of dyspnea. There was no signifi-cant difference between the HandiHaler and Respimat in the incidence of adverse events, except for a milder aftertaste with the latter. Collectively, these findings may explain the higher frequency of extremely good and bad responses for the Respimat after the switch from the HandiHaler. Despite the high number of elderly and long-term HandiHaler users, more patients preferred the Respimat in the final analysis. Asakura et al similarly reported that there were no major complications in patients switching from the HandiHaler to the Respimat, although they did observe coughing in patients just after inhalation.³³ Several patients also reported a cough after inhalation in the present study, but none discontinued the Respimat despite the cough, and we did not observe any significant adverse effects following the switch.

In the present study, no significant changes in pulmonary function were observed 8 weeks after the switch to the Respimat, except in vital capacity. The equivalent effect of the HandiHaler (18 μg/day) and the Respimat (5 μg/day) on pulmonary function confirms previous findings.^11,15,16,36 A recent large-scale study also confirmed the efficacy and safety of the Respimat.¹⁴ The mean plasma concentration of tiotropium was slightly lower with the Respimat 5 μg compared with the HandiHaler 18 μg, yet the Respimat 5 μg had comparable bronchodilator efficacy to the HandiHaler 18 μg with lower systemic exposure.¹⁶

A variety of inhalation devices are currently available to COPD patients, and the choice of device is an important consideration, because it influences patient adherence to treatment, potentially affecting long-term outcomes.⁹ A second questionnaire was administered to assess changes in the handling of and preference for the Respimat in COPD patients who had continued to use the Respimat for more than 2 years. The handling and overall evaluation of the Respimat significantly improved over 2–3 years, while the evaluation of the HandiHaler worsened significantly. One reason for this finding may have been the improved experience reported by the users, which may have promoted a change in preference. In addition, continual use of the Respimat may have increased trust in the medication and confidence in its handling.

There are several limitations in the present study. Only a small number of patients were assessed; therefore, it is possible that there was no significant change in mean FEV₁ decline over the 2- to 3-year period between patients reporting an improvement and those reporting an aggravation. Improved handling or preference may have contributed to the improvement or prevention of further decline in pulmonary function, which highlights the clinical importance of the preference for the Respimat.

This study was not a parallel randomized trial of two groups, but was instead an observational study in a clinical setting in a small number of patients. The switch to the Respimat was not done at the patients’ request, which may have negatively influenced the overall preference for each inhaler. However, none of the patients, even those who initially preferred the HandiHaler, requested transition back to the HandiHaler, and all agreed to continue the Respimat, with the exception of two patients who discontinued Respi-mat treatment. In addition, the simple questionnaire used in the present study has not been validated. The survey was not designed to assess the total score of the responses as a whole, but instead only assessed each item individually.

Also notable, while the subjects were able to use the Respimat correctly at the first survey following detailed instruction, we did not confirm whether the patients used the HandiHaler correctly. The study was based on the self-perception of the patients, who responded to the questionnaire after reviewing instruction on handling procedures for the Respimat. As a result, the objectivity of the responses may be weak, as the inhaler technique could not be assessed for both devices, and there was no mechanism to account for incorrect use.

In some patients, the COPD medications were changed during the 2- to 3-year period of Respimat treatment, and the effects of concomitant medications for comorbidities were not assessed. Furthermore, patient adherence to each treatment could not be assessed using the present study design. The change in smoking status was not completely investigated, though none of the patients enrolled in the study of FEV₁ decline, who were all ex-smokers, resumed smoking; therefore, the study may be statistically underpowered. Finally, over 90% of our cohort were men; therefore, the findings may be invalid in women, although the male-to-female ratio of COPD in Japan is 16.4:5.³⁷

Conclusion

Although the majority of patients in the present study were elderly and were long-term users of the HandiHaler, a preference for the Respimat over the HandiHaler was clear even at 8 weeks. No serious adverse events were encountered when switching from the HandiHaler to the Respimat. In addition, the preference for and handling of the Respimat improved with continual use of the device. The Respimat thus appears to be therapeutically indicated for many patients with COPD, and the improved handling and preference for the Respimat may lead to superior COPD management. However, the different responses obtained in the first and second surveys may also indicate that the change in inhaler was stressful for the COPD patients. Suitable selection of an appropriate inhalation device for primary therapy is thus extremely important.

Acknowledgments

This study was funded by the Department of Respiratory Medicine and Allergology, Nara Hospital, Kinki University Faculty of Medicine.

Disclosure

The authors report no conflicts of interest in this work.