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Review

A systematic review of randomized controlled trials on exercise parameters in the treatment of patellofemoral pain: what works?

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Pages 383-392 | Published online: 31 Oct 2011

Abstract

Purpose

There is research evidence which supports the effectiveness of exercise in reducing pain and increasing function in patients with patellofemoral pain syndrome. However, what is unclear are the parameters underpinning this intervention. This has led to uncertainty when operationalizing exercises for patients with patellofemoral pain syndrome in clinical practice. The aim of this review was to evaluate the parameters of exercise programs reported in primary research, to provide clinicians with evidence-based recommendations for exercise prescription for patellofemoral pain.

Methods

A systematic review of randomized controlled trials was undertaken. Only trials that identified exercise to be effective in treating patellofemoral pain were included. Appropriate databases and reference lists were searched using established keywords. Data relating to common exercise parameters such as the type of exercise, length, and frequency of intervention, intensity, repetitions, sets, and specific technique were extracted, along with details of co-interventions that may have been used.

Results

A total of ten randomized controlled trials were included in this review and from these trials 14 interventions arms were evaluated. All 14 interventions focused on active exercises, all but two of which also included a passive stretching component. The current body of evidence demonstrates positive results with exercise interventions such as knee extension, squats, stationary cycling, static quadriceps, active straight leg raise, leg press, and step-up and down exercises for patients with patellofemoral pain syndrome. A progressive regime of daily exercises of two to four sets of ten or more repetitions over an intervention period of 6 weeks or more, combined with exercises to address flexibility of the lower limb musculature was commonly used.

Conclusion

Currently, the primary research on this topic supports the use of closed kinetic chain, strengthening exercises for musculature of the lower limb, combined with flexibility options. The current evidence base supports a prescription of daily exercises of two–four sets of ten or more repetitions over a period of 6 weeks or more.

Introduction

Patellofemoral pain syndrome (PFPS) is one of the most common knee conditions seen by physiotherapists, affecting one in four people of the total population.Citation1 PFPS is characterized as a diffuse retro/peripatellar pain, aggravated with activities which load the patellofemoral joint, such as climbing stairs, squatting, running, and prolonged sitting.Citation2 Although its precise etiology is not currently universally accepted,Citation2 several neuromuscular deficits have been associated with its development, forming the basis for a plethora of different treatment options employed by researchers and clinicians alike.Citation3 Conservative management remains the treatment of choice for frontline management of PFPS, with exercise therapy forming the mainstay.Citation4 These treatments target neuromuscular deficits, including quadriceps, vastus medialis oblique (VMO), proximal strength deficits, tightness of soft tissues, or dynamic alignment/control abnormalities identified by the treating clinician.Citation5 The range of exercises employed to target these deficits include various combinations and variations of open and closed kinetic chain exercises, exercises aimed at selectively or nonselectively recruiting muscles, and stretching.Citation3

Systematic reviews on this topic have focused on the question of whether exercise is effective for PFPS and have reported mixed findings. Heintjes et alCitation6 reported conflicting results; however, a more recent review by Fagan and DelahuntCitation3 revealed that some exercise interventions have been shown to reduce pain and increase function in PFPS patients. Since then several randomized controlled trials have demonstrated positive results in pain and function using exercise-based interventions.Citation7Citation11

The plethora of different exercise interventions reported in the literature suggests a lack of universally accepted exercise protocols for the management of PFPS. The aim of this systematic review was to analyze the exercise parameters associated with positive, statistically significant effects on PFPS, as reported in the primary research, in order to advise clinicians on the evidence-based recommendations for the treatment of patellofemoral pain.

Methods

Search strategy

provides a CONSORT (Consolidated Standards of Reporting Trials) diagram summary of the search strategy employed.

Figure 1 CONSORT (Consolidated Standards of Reporting Trials) diagram summarizing search and selection process.

Abbreviation: RCT, randomized controlled trial.
Figure 1 CONSORT (Consolidated Standards of Reporting Trials) diagram summarizing search and selection process.

Databases

The following databases were searched using the devised PICO (patient, intervention, comparison, outcome) () between January 13 and February 17, 2010: SPORTDiscus, MEDLINE, CINAHL, Science Direct, PEDro, EMBASE, and Google Scholar. The search terms used were: “patellofemoral pain syndrome” OR “patellofemoral pain” OR “retropatellar pain” AND “exercise” OR “exercise therapy” OR “strength” OR “rehabilitation.” The following limits were placed on the search where able: English language, humans, age 14–65, randomized controlled trials, and years 1996–2010. The reference lists of trials identified from the databases were manually searched for potentially relevant trials.

Table 1 The search PICO used to develop keywords

Inclusion

All randomized controlled trials from peer reviewed journals written in English, available in full text, and matching the above selection criteria were included in order to increase the rigor of the systematic review design. To address this study’s research question, only trials which demonstrated a positive outcome due to the intervention were included. This allowed analysis of the parameters of exercise, which led to positive outcomes in trials thus addressing the review aims. A positive outcome is defined as “a statistically significant improvement in one or more measure of pain and function.” Exercise interventions with nonsignificant outcomes when compared with other treatments were included if at least one arm showed significant improvement from baseline scores, irrespective of whether there was a significant difference between intervention groups.

Exclusion

A trial was excluded from this review if the trial’s primary intervention was a non-exercise based intervention, or the trial did not include at least one measure of pain and function.

Methodological assessment

All included trials were critically appraised by two independent reviewers using the PEDro scale,Citation12 an eleven-point scale commonly used to rate the methodology of randomized controlled trials. The inter-rater reliability of the PEDro score has previously been shown to be “fair to good.”Citation13 See Supplementary material for the PEDro critical appraisal criteria.

Data extraction

Relevant data was extracted manually and entered into the data extraction table (see ). The parameters used were: type of exercise (eg, open or closed chain), length of intervention, frequency, sets, repetitions of exercise, intensity (eg, 60% one-repetition maximum [1RM]), co-interventions (eg, taping), and instructions/specific technique where relevant (eg, alignment or avoidance of pain during exercise).

Table 2 Characteristics of effective exercise interventions for patellofemoral pain

Results

Search findings

The literature search revealed ten studies meeting the systematic review criteria. Fourteen intervention arms reporting statistically significant improvements were included. All included trials were from peer reviewed journals. One studyCitation14 was excluded due to its poor methodological quality and high degree of bias.

Quality of the studies included

Studies meeting the inclusion criteria were scored using the PEDro critical appraisal tool. Within an exercise intervention protocol it is not possible to blind either therapist or participant, leaving the maximum score possible as 9 out of 11. The included studies scored in the range of 6–9 on the PEDro scale (see ).

Figure 2 Graph showing PEDro scores for each of the included studies.

Figure 2 Graph showing PEDro scores for each of the included studies.

The interventions

details the exercise parameters used in each of the studies. It shows the type of exercise done, the frequency, duration, intensity, and number of repetitions/sets that were performed.

Exercise type

The common interventions can be broadly categorized as “open” or “closed” kinetic chain and “selective” or “nonselective” exercises. Open chain exercises were used in eight programs, while closed chain exercises were employed by eleven. Stretching was a feature of all but one protocol and was done concurrently with the strengthening program. “Proprioceptive/ balance” exercise typeCitation11,Citation15 and “proximal stability” were features of individual studies.Citation19 Exercises were designed primarily to target strength and/or control at the knee or hip, and to correct local or peripheral muscle imbalance.

Program duration and frequency

All trials reported frequency per week and duration in weeks. The most common frequency of exercise was a 6-week period of daily exercise employed by four of the ten included trials.Citation8,Citation9,Citation15,Citation16 Three of the included studies employed 8-week rehabilitation periods,Citation10 with the remaining three studies employing 3-week,Citation7 5-week,Citation4 and 12-weekCitation11 rehabilitation periods respectively. Although Bakhtiary and FatemiCitation7 had the shortest intervention period of 3 weeks, the frequency of exercise sessions were the greatest (twice daily), bringing the total volume of exercise sessions more in line with the remaining literature that reported positive effects of exercise on PFPS.

Specific exercises used

The exercises included in the randomized controlled trials were open kinetic chain (OKC), closed kinetic chain (CKC), selective, stability/proximal control, and general exercises. The specific exercises reported in the trials for open chain exercises were: active straight leg raise (n = 4), knee extension (n = 3), and static quadriceps (n = 3). Closed chain exercises were: double/single leg squats (n = 5), step up and step down (n = 5), seated leg press (n = 3), static quadriceps contraction in knee flexion (n = 2), stationary bike (n = 4), and static hip abduction +/− external rotation (n = 2), with several other exercises appearing just once (eg, lunges and rowing machine). Selective exercises were selective VMO exercises (n = 2). Stability/proximal control exercises included: balance work (n = 2) and proximal stability/transversus abdominus (TrA) (n = 1). General exercises included progressive walk/run program (n = 1).

Intensity

Intensity ranged from varying percentages of maximum effort to failure to report. Whilst there was variability in the prescribed exercise intensities, there was a trend to increase the intensity/resistance progressively throughout the rehabilitation period, with three studiesCitation4,Citation8,Citation10 reporting this parameter and also describing its progression. The lowest frequency of exercise was two times a week but with the greatest intensity (60%–70% of 1RM) of all the included studies.Citation10 Similar prescription was practiced by three other trialsCitation4,Citation8,Citation17 with an exercise frequency of three times a week, but with higher intensities of exercise than the remaining groups. Where intensity was given, it was always above 60% of ten-repetitions maximum (10RM).

Sets and repetitions

The included trials reported a minimum of ten repetitions, except two studiesCitation9,Citation16 which involved lengthy isometric contractions repeated a lesser number of times. Studies included between one and four sets, with larger numbers of sets when the repetitions were lower (see Crossley et alCitation16) or lower numbers of sets where the repetitions were higher (see Bakhtiary and FatemiCitation7).

Technique

Although the majority of studies included specific instructions for aspects of the techniques applied, the overall explanation of the interventions was not mentioned. Three trialsCitation4,Citation8,Citation9 recorded that exercises were performed with correction of dynamic/static alignment of pelvis/hip/knee/foot. Studies also detailed amount of pain (two studiesCitation8), depth of squat or lunge (two studiesCitation6,Citation16) and used biofeedback to enhance selective muscle recruitment (one studyCitation10).

Stretching

Stretching was included in eight of the ten trials. The majority of trialsCitation9Citation11,Citation15,Citation16,Citation19 examined three repetitions of 30-second duration. The frequency of stretching varied as it was performed concurrently with strengthening; further details can be found in .

Co-interventions

Subjects participating in the exercise intervention of eight trialsCitation8Citation11,Citation15,Citation16,Citation19 were also receiving/allowed to receive other treatments, concurrently or as a part of that trial. summarizes these co-interventions. The additional interventions included advice to avoid symptom-producing activity, taping, education, nonsteroidal anti-inflammatory drugs, simple analgesics, bracing, and patella mobilizations. Taping and education were the two most common co-interventions.

Table 3 Details of stretching and co-interventions reported

Discussion

This review provides evidence-based recommendations to clinicians who wish to use exercise programs to improve pain and function in patients with patellofemoral pain.

Type of exercise

The high frequency of both OKC and CKC exercises employed by the included studies indicates support for the use of both exercise types. The apparent low frequency of use of balance and proximal stability/TrA exercises questions the need to specifically train these components.

Program duration

The majority of the trials reported an intervention period of 6 weeks, except Witvrouw et alCitation4 and Bakhtiary and Fatemi,Citation7 which reported 5- and 3-week intervention periods, respectively. Therefore, an intervention period of 6 weeks could be considered the starting length for programs targeting PFPS, as the studies with intervention periods of 6 or more weeks were most commonly reported and associated with positive outcomes.

Frequency and intensity

The majority of studies (eight out of ten) prescribed 5 or more days of exercises per week. Thus, the choice of frequency is likely to be a reflection of goals of training, and the need for adequate recovery following higher intensity training. Syme et al,Citation10 for example, aimed to improve aspects of motor control such as VMO/vastus lateralis (VL) timing and dynamic alignment, and therefore may have included daily exercises of low intensity so as to reinforce motor patterns and enhance motor learning, rather than improve raw strength. Based on these results, frequency of training should be chosen with respect to the type of exercise and the perceived goals of training, and principles of overload and progression should be considered where strength is a target of intervention.

Strength

Strength as a target of treatment was explicitly stated by nine of the ten studies. The exercise interventions incorporated into protocols demonstrating positive results (knee extension, squats, stationary cycling, static quadriceps, active straight leg raise, and step up and step down exercises) contain an implicit strengthening component. Targets of strengthening exercises varied according to the trial; however, frequently included quadriceps, gluteals, hip abductors, and external rotators, and occasionally included hip adductors. Nakagawa et alCitation9 reported significant improvement with the addition of hip and core strengthening compared with controls receiving quadriceps strengthening only. The high reporting of exercises that strengthened both hip and knee muscle groups among programs which demonstrated positive outcomes supports their inclusion in exercise programs and reflects the hip and knee strength deficits that have been shown to exist in patients with PFPS.Citation3,Citation18

Flexibility

Stretching of various lower limb musculatures was included as an adjunct to exercise in eight of the ten trials. Of these, seven trials specified the stretched muscles, with all seven including hamstring and quadriceps stretches, six including gastrocnemius, five including the iliotibial band (ITB), and two including anterior hip stretches. To date only one randomized controlled trialCitation20 has specifically investigated the effect of stretching on PFPS in isolation, concluding that although it seemed to improve flexibility and knee function there was no statistically significant improvement in pain or function with stretching alone. In a 2006 cohort study, Tyler et alCitation21 reported that successful outcomes were correlated to demonstrated improvements in ITB and iliopsoas flexibility. The frequent inclusion of stretching in studies reporting positive outcomes further supports the use of stretching as an inclusion in exercise protocols.

Selective muscle recruitment/muscle timing

There has been a great emphasis on deficits in VMO strength and timing in interventions which selectively train this muscle. Citation22 Fagan and DelahuntCitation3 found that although one research study had shown improvements in VMO/VL timing with selective muscle VMO training, they did not investigate the effect of the training on symptoms. Interestingly, only two of the included studiesCitation10,Citation16 showing positive effects of exercise incorporated selective VMO training. Syme et alCitation10 found significant improvements with general and VMO selective strengthening compared with controls; however, there was no between-group difference. The authorsCitation10 recommend that it not be overly focused on for progressing rehabilitation.

Sets and repetitions

The review revealed a minimum of 20–40 total repetitions should be considered when prescribing exercises for patellofemoral pain.

Limitations

This review focused on exercises undertaken as part of a structured exercise program rather than general exercises (such as walking) and unstructured exercises (such as Pilates). As such, this review does not provide any insight into the role of general physical activity and unstructured exercises in the management of patients with PFPS. Like previous reviews, this review has highlighted risk of bias, due to poor methodology, in some of the primary research. One study did not report concealing of subject allocation, two did not report blinding of the primary outcome assessor, and intention to treat analysis was not reported in two of the eight studies. Co-interventions such as taping, education, and patella mobilization were also a common feature. Taping for example is reported to provide benefits independent of exercise,Citation15 leading to opportunities for confounding. This does, however, reflect clinical practice where exercise is frequently combined with co-interventions.

Conclusion

Implications for practice

This systematic review builds on the current body of evidence which supports the use of exercise in reducing pain and increasing function ability in patients with PFPS. This review provides clinicians with specific parameters in order to devise an evidence-based exercise program to treat PFPS. Based on evidence from the literature, results are optimal when exercises are performed on a daily basis for 6 or more weeks. The interventions shown to be most effective are knee extension, squats, stationary cycling, static quadriceps, active straight leg raise, and step up and step down exercises combined with flexibility exercises. The evidence suggests that a progressive program of two to four sets of ten or more repetitions has the most benefit. These myriad of exercise options provide clinicians with the flexibility to tailor their exercise programs to suit individual needs and requirements of their patients. The findings from this review also suggest that exercise programs can be effective when used independently, or in combination with other treatments such as patella mobilization, taping, and education. This, too, provides clinicians with options as part of their management strategies, which can then be incorporated into an exercise program for patients with PFPS.

Implications for research

Exercise as a therapy for PFPS is a well-researched area. However, there are still key gaps in the literature that need to be addressed. Further research is required to determine exercise programs which are specific goal oriented to reflect patient outcomes rather than generalized programs, as is currently reported in the literature. Compliance with exercise programs are poorly reported in the literature and this could be the focus of future research, as poor compliance may lead to poor outcomes.

Supplementary material

The PEDro critical appraisal criteria scaleCitation12

  1. Eligibility criteria were specified

  2. Subjects were randomly allocated to groups (in a crossover study, subjects were randomly allocated an order in which treatments were received)

  3. Allocation was concealed

  4. The groups were similar at baseline regarding the most important prognostic indicators

  5. There was blinding of all subjects

  6. There was blinding of all therapists who administered the therapy

  7. There was blinding of all assessors who measured at least one key outcome

  8. Measures of at least one key outcome were obtained from more than 85% of the subjects initially allocated to groups

  9. All subjects for whom outcome measures were available received the treatment or control condition as allocated or, where this was not the case, data for at least one key outcome were analyzed by “intention to treat”

  10. The results of between-group statistical comparisons are reported for at least one key outcome

  11. The study provides both point measures and measures of variability for at least one key outcome

The PEDro scale is based on the Delphi list developed by Verhagen and colleagues at the Department of Epidemiology, University of Maastricht.Citation24 The list is based on “expert consensus” not, for the most part, on empirical data. Two additional items not on the Delphi list (PEDro scale items 8 and 10) have been included in the PEDro scale. As more empirical data comes to hand it may become possible to “weight” scale items so that the PEDro score reflects the importance of individual scale items. The purpose of the PEDro scale is to help the users of the PEDro database rapidly identify which of the known or suspected randomized clinical trials (ie, RCTs or CCTs) archived on the PEDro database are likely to be valid (criteria 2–9), and could have sufficient statistical information to make their results interpretable (criteria 10–11). An additional criterion (criterion 1) that relates to the external validity (or “generalizability” or “applicability” of the trial) has been retained so that the Delphi list is complete, but this criterion will not be used to calculate the PEDro score reported on the PEDro web site. The PEDro scale should not be used as a measure of the “validity” of a study’s conclusions. In particular, we caution users of the PEDro scale that studies which show significant treatment effects and which score highly on the PEDro scale do not necessarily provide evidence that the treatment is clinically useful. Additional considerations include whether the treatment effect was big enough to be clinically worthwhile, whether the positive effects of the treatment outweigh its negative effects, and the cost-effectiveness of the treatment. The scale should not be used to compare the “quality” of trials performed in different areas of therapy, primarily because it is not possible to satisfy all scale items in some areas of physiotherapy practice.

Last amended June 21, 1999

Disclosure

The authors report no conflicts of interest in this work.

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