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Review

Role of aripiprazole in treatment-resistant schizophrenia

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Pages 235-244 | Published online: 29 May 2012

Abstract

About one third of patients with schizophrenia respond unsatisfactorily to antipsychotic treatment and are termed “treatment-resistant”. Clozapine is still the gold standard in these cases. However, 40%–70% of patients do not improve sufficiently on clozapine either. In the search for more efficacious strategies for treatment-resistant schizophrenia, drugs with different pharmacological profiles seem to raise new hopes, but are they valid? The aim of this review was to evaluate the evidence for aripiprazole as a potential strategy in monotherapy or combination therapy for patients with treatment-resistant schizophrenia. The evidence for aripiprazole monotherapy and for the combination of aripiprazole with psychotropics other than clozapine is scant, and no recommendation can be made on the basis of the currently available data. More effort has been made in describing combinations of aripiprazole and clozapine. Most of the open-label and case studies as well as case reports have shown positive effects of this combination on overall psychopathology and to some extent on negative symptoms. Several reports describe the possibility of dose reduction for clozapine in combination with aripiprazole, a strategy that might help so-called “treatment-intolerant” patients. The findings of four randomized controlled trials with respect to changes in psychopathology seem less conclusive. The most commonly found beneficial effects are better metabolic outcomes and indicators of the possibility of reducing the clozapine dose. However, other side effects, such as akathisia, are repeatedly reported. Further, none of the studies report longer-term outcomes. In the absence of alternatives, polypharmacy is a common strategy in clinical practice. Combining aripiprazole with clozapine in clozapine-resistant or clozapine-intolerant patients seems to be worthy of further investigation from the pharmacological and clinical points of view.

Treatment-resistant schizophrenia and its management challenges

Schizophrenia is a severe psychiatric disorder with one-year incidence rates of about 15/100,000 persons that affects about 26.3 million people worldwide,Citation1 making schizophrenia and schizophrenia-related disorders frequently chronic illnesses. Schizophrenia is among the 20 leading causes of disability, and ranks even higher in low-income countries and in men.Citation1 Since the serendipitous discovery of chlorpromazine in the 1950s, antipsychotic drugs have been effective treatments for psychotic symptoms and have reduced hospitalization rates.Citation2 The majority of patients with schizophrenia respond adequately to treatment with antipsychotics.Citation3 However, more than a third of patients do not respond to conventional first-choice treatmentsCitation3 and are deemed to be “treatment-resistant”.

There have been repeated debates on the definition of treatment resistance and treatment response,Citation4 and trials have inconsistently used one or the other definition. A well known definition of treatment resistance is the one based on the criteria put forward by Kane et al, ie, at least three prior antipsychotic treatments within the previous 5 years at chlorpromazine dosages ≥ 1000 mg/day for at least 6 weeks without sufficient reduction of positive symptoms or lack of a period of good functioning in the last 5 years; additional requirements are moderately severe symptoms as well as lack of improvement with haloperidol ≤ 60 mg/day for at least 6 weeks.Citation5 In the available research trials, patients are usually deemed treatment-resistant when 1–3 trials of antipsychotic drugs, each lasting for more than 4–6 weeks at adequate doses, ie, chlorpromazine-equivalent doses of 400–1000 mg/day, have failed to reduce positive symptoms sufficiently.Citation4 For clinical decision-making in real-life settings,Citation6 several guidelines propose treatment resistance after 2–3 trials, including at least one atypical antipsychotic in adequate dosages for at least 4–6 or 6–8 weeksCitation7,Citation8 without satisfactory clinical improvement, thus taking into account a multidimensional approach of clinical symptoms, psychosocial functioning, and well-being. After that, treatment with clozapine should be considered.Citation7,Citation8

Indeed clozapine, the first atypical antipsychotics introduced in the early 1970s, is still the gold standard for patients with schizophrenia whose symptoms do not sufficiently improve on antipsychotic treatment, and its superior efficacy in treatment resistance is well documented.Citation2,Citation9,Citation10 However, about 40%–70% of patients with treatment-refractory schizophrenia do not respond fully, even to clozapine.Citation11 Further, its general use, especially at effective dosages, can be limited by a series of relevant to the point of life-threatening side effects, such as sedation, sialorrhea, metabolic disturbances, weight gain, emerging obsessive-compulsive symptoms, agranulocytosis, cardiomyopathy, and delirium or seizures,Citation12 thereby introducing a further subgroup of seemingly treatment-resistant patients, ie, those who are treatment-intolerant. Other important factors that might be related to insufficient response are comorbid substance misuse, inadequate duration of treatment, and inadequate dosage.Citation13 Also, with discontinuation rates for antipsychotic medications of 74% after 18 months in the CATIE (Clinical Antipsychotic Trials of Intervention Effectiveness) studyCitation14 and up to 90% after one year in a later study,Citation15 nonadherence or diminished treatment adherence, reflecting patient satisfaction, acceptability, quality of life, and insight, have to be taken into account as one further reason for insufficient responses.Citation16Citation18 Potential nonfatal side effects associated with clozapine such as hypersalivation, weight gain, and sedation may even foster lower adherence rates, as well as increased issues of (self-) stigmatization, low self-esteem, and relapse.

A recently published overview of systematic reviews evaluated the effectiveness and safety of different antipsychotics in treatment-resistant schizophrenia,Citation19 and concluded that the main advantage of atypical antipsychotics lies in their more favorable safety profile, which might also increase adherence to treatment. In the same vein, combination therapy of antipsychotics might also be useful, to the point of superiority of antipsychotic polypharmacy suggested for specific patient groups.Citation20 Indeed, a meta-analysis by Taylor et al conveyed evidence for a modest effect of augmenting clozapine with a second antipsychotic without significant losses in tolerability in the short term. However, important considerations, such as long-term effects and the choice of antipsychotics, are still uncertain,Citation21 and clear evidence favoring one adjunctive strategy over another are still scarce.Citation22

In the search for other strategies to treat treatment-resistant schizophrenia, drugs with unique pharmacological profiles such as aripiprazole raise new hopes, but are they valid? The aim of this review was to evaluate aripiprazole, its advantages and pitfalls as a potential strategy in monotherapy or combination therapy for patients with treatment-resistant schizophrenia.

Rationale for aripiprazole in treatment-resistant schizophrenia

Pharmacology

Among the currently available antipsychotic drugs, aripiprazole shows a unique pharmacological profile. Via its partial agonism, it binds with high affinity to dopaminergic D2 and D3 receptors and serotonergic 5-HT1A receptors, and acts as an antagonist at 5-HT2A and 5-HT2C receptors.Citation23,Citation24 Unlike other antipsychotic drugs, the affinity of aripiprazole for muscarinergic and histaminergic H1 receptors is low. Strong dopamine D2 blockade and activity at the serotonin receptors as well as at postsynaptic D2 receptors might be responsible for its efficacy in reducing positive and somewhat negative symptoms, respectively.Citation25

Early clinical trials of aripiprazole in schizophrenic patients have shown antipsychotic efficacy comparable with that of risperidone or haloperidol.Citation26Citation30 In a recent Cochrane review of 2595 patients included in nine randomized controlled trials (RCT) on the efficacy of aripiprazole versus placebo in schizophrenia and schizophrenia-like psychoses, a significant benefit of aripiprazole was found for short-term and medium-term relapse rates and compliance with the protocol. However, insufficient data were available to assess relevant outcome variables, such as death, general, cognitive and economic outcomes, engagement with the service, and patient satisfaction.Citation31 Reviewing four trials including 1404 patients for the Cochrane database, Komossa et al reported on the efficacy and tolerability of aripiprazole compared with olanzapine and with risperidone.Citation32 Aripiprazole was shown to be less effective than olanzapine but equal to risperidone in improving general mental state. With respect to side effects, patients on aripiprazole showed fewer side effects, such as cholesterol increase and weight gain, sedation and prolactin-associated side effects compared with olanzapine, and less dystonia, fewer QTc interval abnormalities, and a smaller prolactin and cholesterol increase compared with risperidone. On the other hand, more patients on aripiprazole experienced tremor than those on risperidone.Citation32 However, with patients leaving the trials early at a rate of 38.5%, the validity of these findings could be questioned. In another systematic review, 78 RCT with atypical antipsychotics including 13,558 patients were evaluated, and olanzapine was found to have superior efficacy compared with aripiprazole, quetiapine, risperidone, and ziprasidone, while risperidone was found to be superior to quetiapine and ziprasidone, and clozapine at dosages > 400 mg/day were more efficacious than risperidone.Citation33 Comparison with typical antipsychotics confers a clear advantage for aripiprazole with respect to side effects, with comparable efficacy for symptomatic improvement in a further review of nine RCT including 3122 patients with schizophrenia.Citation34

Advantages of aripiprazole

A lower propensity for extrapyramidal side effects, sedation, weight gain, hyperprolactinemia, and other potential side effects can be deduced from the pharmacological profile of aripiprazole. Treatment of schizophrenia with aripiprazole has been shown to induce fewer side effects compared with treatment using first-generation antipsychoticsCitation34 as well as with olanzapine and risperidone with regard to metabolic, prolactin-related, and dystonic side effects or QTc prolongation. Citation32,Citation35 Conversely, switching treatment to aripiprazole could reduce weight gain under olanzapine or clozapine according to a recent meta-analysis including 784 patients. However, mean weight reduction was modest (−2.55 ± 1.5 kg).Citation36 Other groups have found similar tendencies towards weight gain for aripiprazole and other antipsychotics, such as perphenazine in treatment-resistant patientsCitation37 and risperidone in patients termed “chronic” or suffering from their first schizophrenic episode.Citation38 A critical review concludes that the potential advantages of aripiprazole with respect to weight changes are still conflicting and need confirmation in a larger sample.Citation39 In a clinical practice analysis, aripiprazole, quetiapine, and amisulpride did not carry an increased risk of diabetes mellitus. Citation40 In a head-to-head meta-analysis of the metabolic side effects of second-generation antipsychotics in RCT, aripiprazole (like amisulpride) showed intermediate or low elevations in weight, cholesterol, and glucose levels in comparison with other second-generation antipsychotics.Citation41 A meta-analysis comparing amisulpride, aripiprazole, olanzapine, quetiapine, risperidone, sertindole, and ziprasidone found aripiprazole to be a second-generation antipsychotic with a statistically significant lower risk and lower mean change in QTc interval.Citation42

Further to these effects, adding aripiprazole, a partial dopamine agonist, to a strong dopamine agonistic antipsychotic such as haloperidol has been shown to reverse hyperprolactinemia and associated menstrual disturbances in a highly significant number of patients compared with placebo.Citation43 The industry-sponsored STAR (Schizophrenia Trial of Aripiprazole) study revealed improvement in sexual dysfunction with aripiprazole, in addition to decreases in prolactin levels.Citation44

The relatively fewer metabolic side effects might be one of the reasons explaining the recent finding by Azekawa et al of a significantly longer time to discontinuation of treatment compared with olanzapine, risperidone, and blonanserin in patients with schizophrenia and schizoaffective disorder.Citation45 This is of great relevance because nonadherence and early discontinuation of treatment can be in a causal relationship with supposed treatment resistance. However, within 12 months, no significant difference in discontinuation rates between aripiprazole, chlorpromazine, clozapine, sulpiride, risperidone, olanzapine, and quetiapine was demonstrated in a large Chinese multicenter study, all percentages being around 40%.Citation17

Studies have shown beneficial effects of aripiprazole on negative symptoms, but without superiority over other second-generation antipsychotics;Citation37,Citation46 albeit a lack of an improvement in negative symptoms in general, in a small pilot study, aripiprazole-treated patients with schizophrenia significantly improved on anhedonia and subjective well being scores compared with those on risperidone.Citation47

It is well known that obsessive-compulsive symptoms in schizophrenia can be worsened by atypical antipsychotics like olanzapine or clozapine.Citation48 Recently, aripiprazole has been shown to improve these symptoms, but sample sizes were very small or of a case report nature.Citation49Citation54 Nevertheless, newly emergent obsessive-compulsive symptoms during treatment with aripiprazole have also been reported in two cases.Citation55

Problems with aripiprazole

Notwithstanding the abovementioned safety benefits of aripiprazole, this antipsychotic may also pose new problems, in addition to those known from other antipsychotics. Adverse effects such as nausea, insomnia, and agitation have a higher occurrence rate with aripiprazole compared with typical antipsychotics and with placebo.Citation31,Citation34 Recently published adverse effects at a single case report level are rhabdomyolysisCitation56 and transient myopia.Citation57

Extrapyramidal symptoms and akathisia

In early industry-sponsored clinical trials, aripiprazole showed slightly more extrapyramidal symptoms and akathisia compared with placebo, but less than for haloperidol or risperidone.Citation58 Later, there were several reports of general extrapyramidal symptoms,Citation59Citation61 acute dystonic reactions,Citation62Citation65 and tardive dyskinesiaCitation66 in patients on treatment with aripiprazole. On the other hand, in some cases, treatment with aripiprazole led to improvements in antipsychotic-induced tardive dyskinesia.Citation67,Citation68 A commonly reported side effect of treatment with aripiprazole is akathisia. A recent review of clinical trials assessing the occurrence of akathisia in patients with schizophrenia and schizoaffective disorders reported mild to moderate akathisia in 9% of aripiprazole-treated and 6% of placebo-treated patients, 12.5% of aripiprazole-treated versus 24% of haloperidol-treated patients, and 11% of aripiprazole-treated versus 6% of olanzapine-treated patients. However, discontinuation due to akathisia was low, with 0.3% for aripiprazole versus 0% for placebo, 0.9% for aripiprazole versus 2.3% for haloperidol, and 1.2% for aripiprazole versus 0.2% for olanzapine. This analysis did not reveal compromise in clinical response due to treatment-emergent akathisia.Citation69 However, it should be noted that in everyday clinical practice it is not always easy to distinguish clearly whether agitation, worsening of psychotic symptoms, and akathisia are side effects of medication or inherent in the acute illness. A number of management strategies for akathisia occurring with second-generation antipsychotics have been reported, with different levels of evidence.Citation70,Citation71

Exacerbation of psychosis and induction of manic episodes

Several clinical reports describe exacerbations of psychotic symptoms either on treatment with aripiprazole or during add on therapy with aripiprazole to different antipsychotic;Citation72,Citation73 the hypothesis being that dopamine agonism by aripiprazole during a hypodopaminergic state occurring with concomitantly prescribed antipsychotics may lead to exacerbation of positive psychotic symptoms.Citation72,Citation74Citation79 Another rarely reported but important adverse event is drug-induced mania. Until now, very few cases have been described, but the potential ability of aripiprazole to precipitate manic episodes is a noteworthy phenomenon that has been described in schizoaffective disorder,Citation80 in schizophrenia,Citation81 in obsessive-compulsive disorder,Citation82 and generalized anxiety disorder.Citation83 Although manic reactions seem to be marginal with respect to frequency of occurrence, they might have a biological plausibility and warrant clinical precautions.

Suicidality

To our knowledge, there are three published reports of increased suicidality after initiation of aripiprazole (one in “psychosis”,Citation84 one in depression,Citation85 and one article published in Dutch, with no English abstract availableCitation86).

Aripiprazole monotherapy in treatment-resistant schizophrenia

A multicenter, double-blind, randomized study compared the efficacy and safety of aripiprazole with that of perphenazine in 300 patients with treatment-resistant schizophrenia. Treatment resistance was confirmed by 4–6 weeks of open-label treatment with either olanzapine 10–20 mg/day or risperidone 2–8 mg/day. Insufficient response was noted when improvements in the Positive and Negative Syndrome Scale (PANSS) total score were under 20% or the Clinical Global Impressions-Severity of Illness score was ≥4. Treatment-resistant patients were eligible to enter a 6-week, double-blind treatment phase receiving either aripiprazole 15–30 mg/day or perphenazine 8–64 mg/day. Although both drug treatments resulted in clinically relevant improvements in total PANSS scores (27% of patients treated with aripiprazole and 25% of patients treated with perphenazine were reported as being responders) and in quality of life (36% of patients treated with aripiprazole versus 21% of patients treated with perphenazine), patients on aripiprazole exhibited fewer extrapyramidal symptoms and significantly less elevated prolactin levels.Citation37 Some of the findings and conclusions of this industry-sponsored study have been criticized, including relatively more patients on aripiprazole than on perphenazine discontinuing the trial for reasons related to adverse effects.Citation87 A single case report describes complete symptomatic remission in a young patient with treatment-resistant schizophrenia during the course of a first psychotic episode on treatment with high-dose aripiprazole (75 mg/day) without occurrence of adverse events.Citation88 In summary, the evidence for aripiprazole monotherapy is currently based on one RCT with at least somewhat disputed data interpretation.

Aripiprazole as an alternative to clozapine

For the various reasons described above, many patients discontinue treatment with clozapine. There is a dearth of studies dealing with the dilemma of discontinuing and switching from clozapine in treatment-refractory schizophrenia. Two articles, including four cases, present precisely the results of switching from clozapine to aripiprazole, one due to lack of satisfactory response, the other three due to treatment intolerance because of neutropenia. The authors describe safe switches and clinically relevant effects with respect to symptom reduction and functioning.Citation89,Citation90 No broad conclusions can be drawn from these case series.

Aripiprazole and clozapine

Although combination of clozapine with another antipsychotic in patients having an unsatisfactory response is common in real-world settings, evidence-based strategies for combination therapy in clozapine-refractory schizophrenia are sparse. In recent years, efforts have been made to ascertain the evidence of such case report-based strategies. A few RCT have focused on the efficacy of combinations of clozapine with risperidone, haloperidol, amisulpride, sulpiride, and aripiprazole.Citation21 Combining clozapine, a multireceptor drug with low affinity for the dopamine D2 receptor, and an antipsychotic with antidopaminergic properties follows a comprehensible neurobiological rationale regarding the pharmacodynamics of complementary receptor profiles. Pharmacokinetic interactions between clozapine and aripiprazole, such as effects on plasma levels, are not probable, given that aripiprazole and clozapine are metabolized by different cytochrome P450 (CYP) isoforms, ie, CYP3A4 and CYP2D6 for aripiprazole, and CYP1A2 and to a lesser extent CYP2D6 for clozapine.Citation91,Citation92

Starting off with promising case reportsCitation53,Citation93Citation99 and prospective or retrospective clinical observations,Citation100Citation104 a small number of RCT were initiated to analyze the combination of clozapine and aripiprazole in treatment-resistant schizophrenia.Citation105Citation108 Most of the open-label and case studies as well as case reports show positive effects of this combination on overall psychopathologyCitation53,Citation93Citation95,Citation99,Citation101Citation104,Citation109 and on negative symptoms.Citation96,Citation97,Citation99,Citation102,Citation103 Several reports describe the possibility of dose reduction for clozapine in combination with aripiprazole, a strategy that might help so-called treatment-intolerant patients.Citation93,Citation98,Citation101,Citation102 Indeed, a review of 94 patients in 11 publications reports a clozapine dose reduction from 476.7 mg/day to 425 mg/day alongside an improvement in psychopathology, and a reduction in clozapine-related side effects with mean aripiprazole add-on therapy of 20.5 mg/day.Citation110

To our knowledge, four RCT of aripiprazole in clozapine-refractory patients with schizophrenia have been published (see ),Citation105Citation108 three of which were double-blind and placebo-controlled,Citation105,Citation106,Citation108 one comparing aripiprazole with haloperidol using blinded raters.Citation107 These RCT together included a total of approximately 400 patients. The trial by Fleischhacker et al investigated metabolic parameters as primary outcome variables, but outcome data on psychopathology are also reported.Citation106 The findings of these RCT with respect to changes in psychopathology seem less optimistic than those of the case reports and open-label trials. Two trials report no benefits from aripiprazole in combination with clozapine compared with placeboCitation106 or with haloperidol.Citation107 Improvements in negative symptoms were reported by Chang et al only after secondary analysisCitation105 and by Muscatello et al only for alogiaCitation108 compared with the several promising non-RCT reports mentioned above.

Table 1 Randomized controlled trials in treatment-resistant schizophrenia using add-on aripiprazole to clozapine

However, it should be noted that most RCT have included patients on stable mean clozapine doses at the lower end of the efficacy range (310.7 ± 73.1 mg/day,Citation108 383 ± 158.2 mg/day,Citation106 304 ± 104.8 mg/day,Citation105 421 ± 142 mg/dayCitation107), raising the question of whether patient symptoms were really refractory to treatment or if they were not treated at high enough doses because of intolerance. Furthermore, it is generally recommended to assess the efficacy of clozapine in treatment-resistant patients after a minimum of 3–6 months because delayed improvement is possible.Citation111,Citation112 However, RCT have used different inclusion criteria, thereby limiting comparability. For example, in the study by Muscatello et al, patients had to be on clozapine treatment for at least one year, but on a stable dose for a minimum of only one month,Citation108 Fleischhacker et al included patients who had been on a stable clozapine dose for a minimum of 3 months,Citation106 Chang et al reported on a minimum treatment of one year with at least 2 months at a stable clozapine dose ≥ 400 mg,Citation105 and, finally, Barbui et al included patients on stable clozapine doses for at least 6 months.Citation107

The strongest beneficial effects of adding aripiprazole to clozapine that runs through the findings of the RCT, case reports, and open-label studies combined are better metabolic outcomes and indicators of the possibility for reducing the clozapine dose. However, other side effects, such as akathisia, are repeatedly reported. Also, none of the studies report longer-term outcomes. In the light of the sobering results of the CATIE and CUtLASS (Cost Utility of the Latest Antipsychotic Drugs in Schizophrenia Studies) trials.Citation14,Citation113 Regarding the presumed superiority of second-generation antipsychotics when effectiveness instead of mere efficacy is assessed as the primary outcome parameter, it is noteworthy that most studies have assessed clinical efficacy but not effectiveness (ie, discontinuation rates).

Aripiprazole and other psychotropics

Other strategies have to be sought for patients who do not respond adequately to clozapine or its augmentation, or who are clozapine-intolerant. High-level evidence for specific augmentation strategies combining clozapine with other antipsychotics is still rather scant, and even moreso for combinations of antipsychotics other than clozapine. However, in the absence of alternatives, polypharmacy is a common strategy in clinical practice, and encouraged by meta-analytical data favoring antipsychotic combinations over monotherapy in some clinical situations, such as combinations including clozapine, a trial duration of more than ten weeks, and parallel initiation of antipsychotic combinations and combinations of first-generation and second-generation antipsychotics.Citation20

Combining aripiprazole with another antipsychotic seems to be worthy of further investigation from a pharmacological point of view, but relevant studies are almost nonexistent. A retrospective case series of combinations of aripiprazole with a wide range of other psychotropics in treatment-resistant patients, including six patients with schizophrenia, reported moderate to adequate improvement and good tolerability. Combinations included risperidone long-acting injection and haloperidol, clozapine, ziprasidone, quetiapine and olanzapine, and quetiapine and risperidone, all of which were augmented with aripiprazole.Citation114

In a multicenter RCT of 323 patients with schizophrenia or schizoaffective disorder with a chronic course, but not explicitly termed treatment-resistant, adjunctive administration of aripiprazole 2–15 mg/day with risperidone 4–8 mg/day or quetiapine 400–800 mg/day revealed no significant improvement in psychiatric symptoms assessed by PANSS, but was broadly well tolerated.Citation115 No further conclusions can be drawn regarding aripiprazole combined with other psychotropics for treatment-resistant schizophrenia from the available data.

Conclusion

From the pharmacological and clinical points of view, aripiprazole seems worthy of further investigation for clozapine-resistant and clozapine-intolerant patients. The evidence for aripiprazole monotherapy and for the combination of aripiprazole with psychotropics other than clozapine is scant, and no recommendations can be drawn from the currently available data. More effort has been made in describing combinations of aripiprazole and clozapine. While open-label and case studies show improvement in overall psychopathology and in negative symptoms, results of RCT are inconclusive regarding effects on psychopathology. Given the potential of most antipsychotics to induce deleterious metabolic effects, the repeated finding of a lesser metabolic impact of aripiprazole is noteworthy. This, as well as the potential effects concerning dosage reduction, might be of particular value in patients treated with clozapine. However, other side effects, such as agitation and akathisia, have been repeatedly reported, and others, such as exacerbation of psychosis, seem rare but severe. In summary, in this specific population unresponsive to previous treatment, a combination of clozapine with aripiprazole, as well as other augmentation strategies for clozapine, seem worthy of further exploration. However, given the lack of clearcut evidence for an advantage of antipsychotic polypharmacy in general, no confident recommendations can be made and careful clinical appraisal of the risk-benefit ratio of all options is warranted.

Disclosure

The authors report no conflicts of interest in this work.

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