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Articles

SIREN – smart ventilation for infection risk mitigation and HVAC energy efficiency: a case study amid the COVID-19 pandemic

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Pages 797-825 | Received 17 Jan 2023, Accepted 25 Apr 2023, Published online: 05 May 2023
 

Abstract

The COVID-19 pandemic has underscored the need for effective ventilation control in public buildings. This study develops and evaluates a smart ventilation control algorithm (SIREN) that dynamically adjusts zone and system-level HVAC operation to maintain an acceptable COVID-19 infection risk and HVAC energy efficiency. SIREN uses real-time building operation data and Trim & Respond control logic to determine zone primary and system outdoor airflow rates. An EnergyPlus and CONTAM co-simulation framework was developed to assess its performance across various control scenarios and US climate zones. Results show that SIREN can flexibly control infection risk within a customized threshold (e.g. 3%) for every zone, while traditional controls cannot. At the building level, SIREN’s HVAC energy consumption is comparable to a fixed 70% outdoor airflow fraction scenario, while its infection risk is lower than the 100% outdoor airflow scenario, illustrating its potential for safe and energy-efficient HVAC operation during pandemics.

Acknowledgment

We would like to extend our appreciation to Mr. William Stuart Dols for his guidance and support in integrating CONTAM and EnergyPlus.

Disclosure statement

No potential conflict of interest was reported by the author(s).

Abbreviations

ACH=

Air Change Rate Per Hour

ANN=

Artificial Neural Network

ASHRAE=

American Society of Heating, Refrigerating and Air-Conditioning Engineers

BAS=

Building Automation System

CAR=

Chinese Association of Refrigeration

CDC=

U.S. Centres for Disease Control and Prevention

CFD=

Computational Fluid Dynamics

CO2=

Carbon Dioxide

COVID-19=

Coronavirus Disease 2019

CVRMSE=

Coefficient of Variation of the Root Mean Square Error

DCV=

Demand-Controlled Ventilation

EMS=

Energy Management System

FMI=

Functional Mock-up Interface

GN=

Gammaitoni-Nucci

HEPA=

High-Efficiency Particulate Air

HVAC=

Heating, Ventilation, and Air-Conditioning

IAQ=

Indoor Air Quality

IECC=

International Energy Conservation Code

KPI=

Key Performance Indicator

MO=

Medium-sized Office

OA=

Outdoor Air

OSHA=

Occupational Safety and Health Administration

PHEIC=

Public Health Emergency of International Concern

R2=

R-squared

REHVA=

Federation of European Heating, Ventilation and Air Conditioning Associations

SIREN=

Smart ventilation for Infection Risk mitigation and HVAC ENergy Efficiency

SVM=

Support Vector Machine

T&R=

Trim and Respond

TMY3=

Typical Meteorological Year 3

UV-C=

UltraViolet-C

UVGI=

Ultraviolet Germicidal Irradiation

VAV=

Variable Air Volume

VRP=

Ventilation Rate Procedure

WHO=

World Health Organization

WR=

Wells-Riley

Acronyms

T=

Temperature Gradient of the Fluid

ϵ=

Rate of Dissipation of Turbulent Kinetic Energy

μ=

Dynamic Viscosity

ρ=

Density of the Fluid

σ=

Turbulent Prandtl Number

τ¯¯eff=

Effective Viscous Stress Tensor

ACHzone=

Zone Air Change Rate Per Hour

C=

Number of Infection Cases

Carrierratio=

Ratio of Virus Carriers

Carriernumber=

Number of Virus Carriers

CO2zone=

Zone CO2 Concentration

CO2max=

Maximum CO2 Concentration Given a Maximum infection Risk Level

CO2min=

Minimum CO2 Concentration

d¯=

Mean Diameter in the Discrete Phase Model

DesVot=

Design System Minimum Outdoor Airflow Rate

DesVou=

Design System Uncorrected Outdoor Airflow Rate

DesVps=

Design System Primary Airflow Rate

Density=

Zone Occupancy Density

E=

The Total Energy of the Fluid (including internal energy, kinetic energy, and potential energy)

hi=

Specific Enthalpy of the Fluid

I=

Number of Ignored Requests

IInfection=

Number of Infectors

Jj=

Mass Flux of the Fluid

k=

Turbulent Kinetic Energy

keff=

Effective Thermal Conductivity

n=

Number of Data Points

ndpm=

Spread Parameter in the Discrete Phase Model

N=

Air Change Rate per Hour

p=

Pulmonary Ventilation Rate of a Person

pCFD=

Pressure of the Fluid

PI=

Probability of Infection

Pk=

Generation of Turbulent Kinetic Energy

q=

Quanta Generation Rate

Q=

Outdoor Airflow Rate

R=

Total Number of Requests from the Zones

Ra=

Outdoor Airflow Rate per Unit Zone Area

RCO2=

Zone Critical Ratio based on the CO2 Concentration

Rcriticality=

Zone Critical Ratio

Rp=

Outdoor Airflow Rate per Each Occupant

Rzone=

Zone Request Number

Riskzone=

Zone Infection Risk based on the Prediction Model

S=

Number of Susceptibles

Sh=

Heat Generation of Absorption

SP0=

Initial Setpoint of Outdoor Airflow Rate

SPmax=

Maximum Setpoint of Outdoor Airflow Rate

SPmin=

Minimum Setpoint of Outdoor Airflow Rate

SPres=

Respond Amount

SPres_max=

Maximum Response per Time Interval

SPtrim=

Trim Amount

t=

Exposure Time Interval

T=

Timestep

Td=

Delay Timer

ui=

Velocity Component in Direction i

v=

Velocity Vector of the Fluid

V=

Zone Volume

Vbz=

Breathing Zone Outdoor Airflow Rate

Vot=

System Outdoor Airflow Rate

Votmin=

System Minimum Outdoor Airflow Rate

Vpz62.1=

Minimum Zone Primary Airflow Rate per ASHRAE 62.1 Requirements

Vpzload=

Minimum Zone Primary Airflow Rate based on the Heating/Cooling Load

Vpzmax=

Design Maximum Zone Primary Airflow Rate

Vpzmin=

Design Minimum Zone Primary Airflow Rate

Vpzrisk=

Minimum Zone Primary Airflow Rate based on the Infection Risk Requirements

y¯=

Mean of the Actual Values

yi=

Actual Value

y^i=

Predicted Value

Yd=

Mass Fraction of Droplets of Diameter Greater Than d

Additional information

Funding

This work was supported by The study reported in this paper is partially supported by the U.S. National Science Foundation (NSF) under award number #2029690.

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