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Original Articles

Clinical value of positive BET and pelvic floor dyssynergia in Chinese patients with functional defecation disorder

, , &
Pages 775-782 | Received 21 Nov 2021, Accepted 02 Feb 2022, Published online: 18 Feb 2022

Abstract

Background

Functional defecation disorder (FDD) is a common subtype of functional constipation (FC). Balloon expulsion test (BET) and high resolution anorectal manometry (HR-ARM) are significant tools but their results are not always consistent.

Aims

To investigate the characteristics of patients with positive BET and pelvic floor dyssynergia (PFD) and explore the value of both positive results in FDD diagnosis.

Methods

We retrospectively diagnosed FC subtypes and enrolled FDD patients based on Rome-IV criteria. They underwent HR-ARM, BET and CTT tests. Then they were classified to two groups and further stratified by FDD subtypes. Validated questionnaires were applied to investigate patients’ constipation, anxiety/depression and quality of life.

Results

335 FDD patients were finally enrolled. They were classified into two groups according to whether BET and PFD were both positive (consistent or not). 84.48% showed consistent results. These patients had significantly higher anal residual pressure, lower anal relaxation rate, manometric defecation index (MDI) and a more negative rectoanal pressure gradient (RAPG) (Ps < .05). The specific distribution of FDD phenotypes in two groups showed significant difference (p = .021). Males suffered a more negative RAPG (p < .001) and age was correlated with anal relaxation rate (p < .001). A subset (177 individuals) was investigated with validated questionnaires. Scores for Defecation Symptoms, Physical Discomfort and GAD-7 score were significantly high in Consistent Group (Ps < .05). GAD-7 score was associated with Defecation Symptoms (p < .001) while anal residual pressure, GAD-7 and Defecation Symptoms score were linked to Physical Discomfort (Ps < .05). The diagnostic specificity and PPV for FDD rose significantly with positive BET and PFD.

Conclusion

FDD patients with positive BET and PFD suffered from severe defecation symptoms, anxiety and impaired QOL. Positive BET and PFD could be an ideal tool for screening FDD.

Introduction

Functional constipation (FC) is a common disease impairing patients’ well-being worldwide but some individuals are dissatisfied with their therapy, which is probably related to not targeting the underlying pathophysiology. Functional defecation disorder (FDD) is an important but under-recognized subtype of FC, referring to the paradoxical contraction and/or inadequate relaxation of the pelvic floor muscles during attempted defecation [Citation1], which affects nearly one half of constipated patients [Citation2]. FDD impairs patients’ mental health and quality of life (QOL) much more than other constipation subtypes [Citation3]. There are three FDD phenotypes based on high resolution anorectal manometry (HR-ARM): high anal sphincter pressure during defecation, inadequate propulsive force, and hybrid of both disturbance [Citation4]. Understanding different pathophysiological mechanisms might help patients be better treated so it’s essential to identify FDD. HR-ARM and balloon expulsion test (BET) are pivotal in investigation of anorectal disorders [Citation5] and more relevant with treatment outcomes [Citation6].

BET is a convenient, inexpensive and accessible tool used for identifying patients with FDD. It provides an assessment of patients’ ability to evacuate artificial stool during simulated defecation within the laboratory environment. However, its sensitivity and specificity are not consistent in various studies [Citation7]. Positive BET alone does not sufficiently predict response to biofeedback treatment [Citation8]. HR-ARM indirectly evaluates anorectal function by measuring recto-anal pressures and motor coordination and assessing rectal sensation, reflexes, and rectal compliance for FDD diagnosis. However, this test costs much more and is less accessible in primary clinics. Digital rectal examination (DRE) is a simple clinical method to assess the anal sphincter and puborectalis muscle tone during squeezing and attempted defecation [Citation9], which is helpful to diagnose dyssynergia but is often overlooked by even specialized gastroenterologists (DRE was performed in only 56.4% constipation patients) [Citation10].

There is no single gold standard for FDD diagnosis [Citation11]. In a majority of FDD cases, positive BET is consistent with pelvic floor dyssynergia (PFD), defined as the failure to relax or paradoxical contraction of puborectalis muscle and anal sphincters during straining on HR-ARM, imaging and/or EMG [Citation12,Citation13]. However, there are some exceptions. We aimed to find difference between patients with and without consistent BET and PFD, then explore the associated factors. Furthermore, we tried to assess the value of positive BET and PFD in detecting FDD individuals.

Methods

It’s a retrospective clinical study, conducted on patients in the gastrointestinal motility clinic of the First Affiliated Hospital with Nanjing Medical University from January 2015 to October 2019. We used Rome IV criteria retrospectively to enroll the target patients. Patients with drug-induced, organic lesion-associated constipation, a history of prior anorectal surgery, inflammatory bowel disease or an abuse history were excluded. This study was approved by the Ethical Committee of the First Affiliated Hospital with Nanjing Medical University (No. 2020-SR-061).

Every enrolled patient was subjected to HR-ARM, BET, and colonic transit time (CTT) tests.

HR-ARM. A high resolution solid-state anorectal manometry device (Manoscan AR 360; Given Imaging, Yoquem, Israel) with 12 sensors was used in this study. Patients underwent HR-ARM in the left lateral decubitus position with hips flexed to 90° after using enemas. The proficient doctor placed the catheter with a rectal balloon (which is used together with Manoscan AR probe) 3 cm proximal to the superior aspect of the external anal sphincter. The absolute parameters were collected in the following order: Anal resting pressure (20 to 30 s), anal sphincter length, duration of sustained squeeze, anal pressure during squeeze (three attempts for a maximum duration of 20 to 30 s), rectal and anal residual pressure during attempted defecation (typically 20 to 30 s, three times) [Citation14]. Rectal sensation was simultaneously evaluated by incrementally distending the rectal balloon by 10 mL from 0 to 350 mL; threshold volumes for first sensation, urgency, and maximum discomfort were recorded.

In this study, not only absolute pressure values but also quantification of pressure changes in the rectum and anus during attempted defecation were recorded and interpreted (anal relaxation rate, manometric defecation index and rectoanal pressure gradient). Manometric defecation index (MDI) is the ratio of rectal pressure to anal pressure during simulated defecation (rectal/anal pressure). Rectoanal pressure gradient (RAPG) was defined by the difference between the rectal pressure and anal pressure during attempted defecation (rectal pressure minus anal pressure) [Citation15].

BET. We measured the time taken for patients to expel a balloon filled with 50 mL of warm water from the rectum in the left lateral decubitus position in privacy. If 3 min went by with no expulsion, the balloon was removed and the BET was regarded as positive [Citation5,Citation16].

CTT. CTT was evaluated using radiopaque marker technique [Citation17]. Patients ingested 20 radiopaque markers (tube-shaped, with a diameter of 2 mm and a length of 6 mm) on day 1 morning. Erect abdominal plain radiographs were obtained 48 and 72 h later. The X-rays were analyzed to count the remanent number and distribution of the markers. Delayed colon transit was recognized when more than 4 markers were observed throughout the colon at 72 h. When remanent radiopaque markers are scattered in the whole digestive tract, slow transit constipation could be diagnosed. While more than one half of remanent markers were in sigmoid colon and rectum, patients are considered as FDD [Citation18]. This has been shown to be reproducible in 70% of the patients being evaluated for constipation [Citation19].

Diagnostic criteria for FDD

The ROME IV diagnostic criteria for FDD are as follows [Citation20]. During repeated attempts to defecate the result must meet at least two following criteria: (a) evidence of impaired evacuation based on BET; (b) inappropriate contraction of the pelvic floor muscles or inadequate propulsive forces by HR-ARM or EMG; and (c) impaired rectal evacuation by imaging. In this study, we diagnosed patients with FDD when they had two or more abnormal results of HR-ARM, BET and CTT tests. ROME IV separates FDD into two subtypes: (1) paradoxical contraction or inadequate relaxation of the pelvic floor muscles during attempted defecation with normal propulsive forces (dyssynergic defecation, DD); (2) inadequate propulsive forces during attempted defecation (inadequate defecatory propulsion, IDP) with or without dyssynergic defecation.

Group

Patients were classified into two groups according to whether BET and PFD were both positive or not. Then data were further stratified by FDD subtypes based on HR-ARM results [Citation15,Citation21] (IDP means rectal defecation pressure <40 mmHg with or without PFD; DD means PFD with normal rectal defecation pressure).

As this is a retrospective study, only 177 FDD patients completed the following questionnaires.

Living habits

We investigated patients’ daily water intake, physical exercises and sleep quality using “living diary” reports.

Constipation symptoms

FDD patients were asked about their spontaneous bowel movements (SBMs) (times per week), stool consistency using Bristol Stool Formation Scale (BSFS) and defecation time during last 6 months. Then we used Patient Assessment of Constipation Symptoms (PAC-SYM) [Citation22] to measure patients’ subjective feelings about constipation from three dimensions (abdominal symptoms, rectal symptoms, defecation symptoms), with higher scores indicating severer symptoms.

Anxiety and depression symptoms

General Anxiety Disorder 7-item (GAD-7) [Citation23] and Patient Health Questionnaire-9 (PHQ-9) [Citation24] were adopted to measure anxiety and depression symptoms, respectively. In both questionnaires, higher scores suggested severer mental symptoms.

QOL

Patient Assessment of Constipation Quality of Life (PAC-QOL) questionnaire specifically assesses constipated patients’ QOL [Citation25]. It contains 28 items divided into four subscales (physical discomfort, psychosocial discomfort, worry/anxiety, and satisfaction with treatment). The subscale scores varied from 0 (absent) to 4 (very severe). Higher scores indicated poorer constipation-related QOL.

Statistical analysis

Statistical analyses were conducted with SPSS version 20.0 (IBM Corp, Armonk, NY, USA). Normally distributed continuous data were presented as mean ± SD; otherwise, the data were presented as median (interquartile range). Categorical data were analyzed using chi-square tests, and continuous variables were analyzed using independent-sample t-tests or rank-sum tests. Spearman’s correlation was used to measure the relationships between variables. Statistical significance was set at a P-value less than .05.

Results

Demography

62.73% FC patients (534) were diagnosed as FDD (335) and finally enrolled. There were 137 males and 198 females with mean age 49.41 y in FDD. They were classified into two groups according to positive BET and PFD (consistent or not). In total, 84.48% FDD (283) patients showed both positive BET and PFD. The two groups did not differ in BMI, constipation duration, daily water intake, exercise frequency and sleep quality (). Patients in Consistent Group were older (52.81 ± 15.73 and 42.17 ± 14.74, p < .001) and more males were seen in this group (p < .001).

Table 1. Demographic data.

FDD patients were further separated into IDP (197) and DD (138) subgroup. 80.71% (159 out of 197) patients were with positive BET and PFD results in IDP Group and 89.86% (124 out of 138) in DD Group, respectively (p = .023).

HR-ARM variables analyses

As shown in , Consistent Group showed significantly higher anal residual pressure, lower anal relaxation rate, a more negative median RAPG and lower MDI than Inconsistent Group (Ps < .001). DD was predominant in Consistent Group compared with that in Inconsistent Group (43.82% vs 26.92%, p = .023). Hybrid phenotype of FDD was the most common in Consistent Group, followed by high anal sphincter pressure phenotype while inadequate propulsive force phenotype was the mainstream in Inconsistent Group. The specific distribution of FDD phenotype had significant difference (p = .021).

Table 2. HR-ARM variables of Consistent Group and Inconsistent Group in Total FDD patients.

Furthermore, the above similar results in total FDD patients were also observed in both IDP and DD subtypes (Ps < .001, ). In terms of rectal sensory testing, in DD Group, volume for urge to defecate was larger in Consistent Group than that in Inconsistent Group (p = .044).

Table 3. HR-ARM Variables of Consistent Group and Inconsistent Group in IDP.

Table 4. HR-ARM Variables of Consistent Group and Inconsistent Group in DD.

In total FDD patients, males showed significantly higher anal residual pressure (101.2[36.85] vs 88.45[45.50], p < .001), lower anal relaxation rate (−26.34% [52.11%] vs 3.48%[34.53%], p < .001) and lower RAPG (−62.37 ± 35.09 vs −52.97 ± 33.85, p = .014) than females. Males were more seen in Consistent Group (45.94% vs 13.46%, p < .001) and Consistent Group showed severer defecation function as mentioned above. We found that male gender was associated with anal residual pressure (p < .001), anal relaxation rate (p < .001) and RAPG (p = .037) in total FDD patients. Besides, Patients in Consistent Group were older (52.81 y vs 42.17 y, p = .001) and age was negatively correlated with anal relaxation rate (r = −0.236, p < .001). However, no correlation has been seen between age and anal residual pressure, RAPG or MDI.

Similar results concerning gender and age factors as in total FDD patients were observed in IDP patients, in other words, there were more males (X2 = 15.15, p < .001) and older patients (Z = 2.83, p = .005) in Consistent Group. However, DD patients did not differ in gender and age between Consistent and Inconsistent Group.

Clinical manifestation evaluation

177 out of 335 FDD patients were investigated by validated questionnaires. Among them, 128 patients were with both positive BET and PFD. Compared with Inconsistent Group, the score for Defecation Symptoms in PAC-SYM of Consistent Group was significantly high (p = 0.021) while other items in PAC-SYM showed no difference (). SBMs, BSFS and defecation duration did not differ between two groups. Mental evaluation suggested GAD-7 score was higher in Consistent Group (p = .036), however, PHQ-9 scores were not significantly different between two groups.

Table 5. Constipation symptoms of patients with FDD.

As shown in , the score for Physical Discomfort in PAC-QOL was significantly higher in Consistent Group (p = .01) whereas there was no difference in other items of PAC-QOL. However, when analyzing constipation and related QOL in IDP and DD patients separately, no significant difference was observed between Consistent and Inconsistent Groups.

Table 6. Constipation related QOL of patients with FDD.

Furthermore, score for Defecation Symptoms in PAC-SYM was correlated with GAD-7 score (r = .323, p < .001). Physical Discomfort in PAC-QOL was correlated with anal residual pressure (r = .167, p = .027), GAD-7 (r = .344, p < .001) as well as Defecation Symptoms score (r = .388, p < .001).

Diagnostic value of positive BET and PFD

534 FC patients were included in our analyses. The diagnostic sensitivity and specificity of BET for FDD was 95.82% and 66.83% while the diagnostic sensitivity and specificity of PFD was 87.46% and 71.86%, respectively. BET had a positive predictive value (PPV) of 82.95% and a negative predictive value (NPV) of 90.47% while PFD had a PPV of 83.95% and a NPV of 77.30%. The diagnostic specificity and PPV rose to 100% when BET and PFD were both positive.

We further studied the diagnostic value of positive BET and PFD in FDD subtypes. The diagnostic sensitivity was 80.51% and specificity was 63.42% in IDP patients. The diagnostic sensitivity and specificity in DD patients was 89.86% and 60.35%, respectively.

Discussion

FC was the most prevalent among functional bowel disorders with pooled rates of 11.7% (11.4%–12.0%) and 6.6% (6.3%–6.9%) for Internet and household surveys [Citation26]. The population prevalence of FDD is unknown, although in tertiary care centers it can affect up to one half of chronic constipation cases [Citation27]. Our study retrospectively investigated a consecutive Chinese FC population and 62.73% were FDD. The high prevalence of FDD in our clinic might be related to patients’ severe constipation and previous unsatisfied treatment experience . In view of the difficulty in diagnosing FDD with symptoms alone, anorectal physiological testings and imaging are strongly suggested [Citation28].

Function testings need to be carried out in specialist centers, including ARM, BET, CTT test, defecography, EMG, etc [Citation29]. However, given the limited availability of these testings in primary clinics, the work-up for FDD often remains inadequate [Citation30]. The most recent review on Rome IV functional disorders of chronic constipation suggested BET, ARM and defecography be implemented following the abnormal DRE or when standard medical therapy has failed [Citation27]. ARM and BET are pivotal in identifying patients with FDD [Citation31,Citation32]. However, limited agreement among the two tests has been achieved and there is no single gold standard for FDD diagnosis [Citation11].

We diagnosed FDD using BET, HR-ARM and CTT. The majority of our patients with FDD showed fine agreement in BET and HR-ARM results. Compared with other physiology testings such as barium or MR defecography, currently ARM and BET are more available, less costly and correlated with treatment outcomes [Citation2]. BET is used as a direct tool to indicate defecation dysfunction while HR-ARM as an indirect tool. BET can be used to assess rectoanal coordination and the abnormal result suggests an impaired defecatory maneuver [Citation33]. HR-ARM provides a comprehensive assessment of rectoanal pressures and motor coordination combined with an assessment of rectal sensation and rectoanal reflexes [Citation34]. The pressure measurements can identify rectoanal dyssynergia as a cause of FDD [Citation35]. PFD identified by HR-ARM have been widely used to diagnose and classify FDD [Citation15].

84.48% patients with FDD in our study were found showing positive BET and PFD, revealing good agreement between positive BET and PFD. These patients showed high anal residual pressure, low anal relaxation rate, RAPG and MDI. During normal defecation, there is a rise in rectal pressure, which is synchronized with a relaxation of the external anal sphincter and a decrease in anal pressure. The inability to perform this coordinated movement represents the main pathophysiological mechanism in FDD. This may be related to inadequate pushing force, paradoxical anal sphincter contraction, impaired anal sphincter relaxation, or a combination of above [Citation36,Citation37]. Anal residual pressure indicates whether there is a failure in anal relaxation during attempted defecation. Besides, the quantitative parameters of pressure changes in the rectum and anus during attempted defecation, such as anal relaxation rate, MDI and RAPG, are useful to diagnose FDD [Citation15] and MDI serves as a simple and useful quantitative measure of rectoanal coordination during defecation [Citation38]. According to our findings, FDD patients with positive BET and PFD mainly had problems with impaired anal sphincter relaxation and paradoxical anal sphincter contraction, which may be associated with abnormal external anal sphincter (EAS) and/or puborectalis muscle contraction [Citation21].

A previous study suggested abnormal anal sphincter contraction or relaxation in patients with FDD was mainly attributed to increased resistance to evacuation, rather than weak propulsive force and DD would be more predominant than IDP [Citation15]. Our study showed the percentage of consistent results was larger in DD patients. Furthermore, high anal sphincter pressure phenotype of FDD was more frequently observed when BET and PFD were both positive. These findings revealed patients with DD usually have both positive BET and PFD. Meanwhile, their impairment of EAS and/or puborectalis muscle contraction is likely severer.

Zakari et al found that men had higher median resting anal pressure and mean squeeze pressure compared to women [Citation39]. Different from the results, no difference of resting anal pressure and squeeze pressure between genders was observed in our study. Instead, the percentage of males is larger in Consistent Group and males tended to suffer from much more paradoxical anal sphincter contraction and impaired anal sphincter relaxation. A previous study found that males with FC were significantly more likely to suffer defecation dysfunction than female patients [Citation40]. In addition, our results showed increasing age played a negative role in anal relaxation during defecation and patients with positive BET and PFD were older than other patients with FDD. The findings above indicated male and older age might predict both positive BET and PFD as well as severer defecation dysfunction.

Four of the six symptoms in Rome IV criteria for constipation are highly indicative of FDD: straining, sensation of incomplete evacuation, sensation of anorectal obstruction/blockage, and manual maneuvers to facilitate defecation [Citation41].While the BSFS is commonly used in clinical practice, a previous study did not find a report of hard or lumpy stools associated with FDD [Citation42]. In this study, defecation symptoms assessed by PAC-SYM were severer in Consistent Group. However, SBMs, BSFS and defecation duration did not differ between the two groups. It suggested FDD patients with positive BET and PFD might have severer clinical manifestation, especially the defecation symptoms. Furthermore, constipation is associated with high psychological stress and impaired QOL [Citation43] and FDD carries a significant impact on them [Citation3,Citation44]. Our findings suggested FDD patients with positive BET and PFD suffered from more anxiety and impaired QOL, particularly physical health related QOL. Furthermore, we found that anxiety played a role in defecation symptoms and the impaired QOL might be related to anxiety and defecation symptoms [Citation45]. Depression symptoms did not differ between the two groups. More relevant evidence concerning the relationships between symptoms, mental health and QOL in FDD patients is warranted.

BET has a diagnostic accuracy sufficient to identify patients without FDD. Patients with negative BET may not need other onerous tests to exclude FDD. In our study, positive BET alone had a good diagnostic sensitivity and NPV for FDD as well as its two subtypes so it could be used as an excluding tool. Besides, BET was reported to have high specificity as a diagnostic tool for FDD [Citation46]. According to the 3 min criteria of BET based on ARM and EMG during biofeedback training, PPVs were 93% and 100%, respectively [Citation47]. However, the specificity and PPV of BET in our study were relatively low. The difference might be attributed to patients without FDD failing BET with left lateral decubitus position. When positive BET was combined with PFD, the specificity and PPV rose evidently to 100%, indicating that positive BET and PFD can be used as a good screening tool for FDD.

DRE shows high sensitivity (93.2%) and PPV (91.0%) in detecting dyssynergia compared with ARM, and could be used as a bedside screening test for the diagnosis of FDD [Citation48]. Based on the previous and our studies, we speculate PFD identified by DRE and BET might be sufficient for screening FDD when ARM is not available in primary clinics.

This study investigated the characteristics of FDD patients with positive BET and PFD. We also explored possible pathophysiological mechanism and associated risk factors of patients’ severe symptoms and impaired QOL. Furthermore, we evaluated the diagnostic value of positive BET and PFD and then suggested BET combined with PFD (obtained from ARM or DRE) be applied to help identify FDD.

However, there are some limitations as follows. First, this study was performed with data retrospectively analyzed in a single tertiary care center and questionnaire investigation was not carried out in all the FDD patients (only 177 out of 335) who had undergone ARM and BET, resulting in data scarcity and lack of universality. Second, function testings were not performed following London Protocol because it was a retrospective study when London Protocol was not available between 2015 and 2019. Furthermore, position is a key component as demonstrated in a study recruiting 25 healthy people that found an increase in dyssynergia in the left lateral position (36%) compared with the seated position (20%) [Citation49]. Left lateral position was adopted for BET, which might be linked to low specificity of BET in our study compared to others’ results and that is why we take 3 min as a cut-off value (instead of 1 or 2 min). However, concordance between BET performed in the left lateral position or seated position was observed in a previous study [Citation50]. At last, as DRE is not a common exam in our outpatient, only few patients underwent it and the data could not be tracked due to retrospective investigation. Some prospective studies are needed in the future.

Complex procedures are needed to diagnose FDD so it is hard for primary or secondary clinics outside referral centers [Citation5] to distinguish FDD from other constipation subtypes. We found that positive BET and PFD could be an ideal screening tool, in which PFD could be diagnosed by ARM or DRE instead. FDD patients with positive BET and PFD suffer from severer defecation symptoms, anxiety and impaired QOL. Paradoxical anal sphincter contraction or impaired anal sphincter relaxation might be the key factor.

In conclusion, patients with FDD request more concern and need to be treated properly based on clinical manifestations and specific pathophysiology. Positive BET and PFD shed light on diagnosing FDD more conveniently.

Disclosure Statement

No potential conflict of interest was reported by the author(s).

Additional information

Funding

This work was supported by National Natural Science Foundation of China.

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