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Clinical Features - Review

The ‘Sequence of Prevention’ for musculoskeletal injuries among recreational basketballers: a systematic review of the scientific literature

, , , &
Pages 197-212 | Received 23 Nov 2017, Accepted 03 Jan 2018, Published online: 16 Jan 2018

ABSTRACT

Objective: Currently, there is no overview of the incidence and (basketball-specific) risk factors of musculoskeletal injuries among recreational basketball players, nor any insight into the effect of preventive measures on the incidence of basketball injuries. This study aimed to gather systematically the scientific evidence on the incidence, prevalence, aetiology and preventive measures for musculoskeletal injuries among recreational basketball players.

Methods: Highly sensitive search strategies were built based on three groups of keywords (and related search terms). Two electronic databases were searched, namely Medline (biomedical literature) via Pubmed, and SPORTDiscus (sports and sports medicine literature) via EBSCOhost.

Results: The incidence of musculoskeletal injuries among recreational basketball players ranged from 0.0047 injuries per 1,000 athlete-exposures (AE) for dental injuries to 10.1 injuries per 1000 AE for overall injuries during match play. Significant risk factors for injuries were defending, postural sway, high vertical ground reaction force during jumping and weight >75 kg. All prevention studies have shown to have a significant effect on reducing the risk of injury ranging from an odds ratio (95% confidence interval (CI)) of 0.175 (0.049–0.626) for training injuries and a relative risk (95% CI) of 0.83 (0.57–1.19) achieved with FIFA 11+ prevention exercises and sport-specific balance training, relatively.

Conclusion: In order to gain insight in the aetiology of basketball-specific injuries and consequently facilitate the development of preventive strategies, more high quality basketball-specific and injury-specific studies among recreational basketball players are needed.

Introduction

Van Mechelen’s ‘sequence of prevention’ has been recognized as the most influential model of the past 25 years when it comes to sport injury prevention [Citation1,Citation2]. This model relies on four subsequent steps, from establishing the incidence and etiology of musculoskeletal injuries (steps 1 and 2) to the development and evaluation of preventive interventions (steps 3 and 4) [Citation1]. These four steps of van Mechelen’s ‘sequence of prevention’ are the prerequisite to any successful implementation of interventions aiming to reduce or prevent the occurrence of musculoskeletal injuries in sports.

Eleven percent of the world population plays recreational (nonelite) basketball, which makes basketball one of the most popular sports worldwide [Citation3]. While being undoubtedly beneficial to physical, mental, and social well-being, recreational basketball is like other sports also associated with a risk for musculoskeletal injuries. Basketball not only appears to have the highest frequency of injuries among noncontact sports, but is also referred as being more dangerous, with a higher injury risk, than contact sports [Citation4,Citation5]. These injuries are likely to lead to substantial direct and indirect healthcare costs, as well as to induce impairments in daily life, sport and/or work [Citation6]. Although prevention studies have shown to be effective, basketball injuries remain common [Citation7,Citation8]. In order to gain a greater focus on injury prevention among recreational basketball players, a systematic overview presenting the scientific evidence related to all steps of van Mechelen’s ‘sequence of prevention’ for musculoskeletal injuries among recreational basketball players is needed but remains at present time lacking.

Consequently, the objective of this study was to gather epidemiological information in order to answer following four research questions: 1) What are the most common musculoskeletal injuries occurring among recreational basketball players? 2) What are the risk factors and mechanisms of these most common musculoskeletal injuries among recreational basketball players? 3) What are the available primary preventive interventions in order to prevent these most common musculoskeletal injuries among recreational basketball players? 4) What is the effectiveness of the available primary preventive interventions on the reduction or prevention of musculoskeletal injuries among recreational basketball players?

Methods

A systematic review of the scientific literature was conducted in accordance with Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [Citation9].

Search strategies and database

Highly sensitive search strategies (Appendix 1) were built based on three groups of keywords (and related search terms), namely ‘injury’, ‘basketball’, and ‘cohort study’. Two electronic databases were searched up to May 2017, namely Medline (biomedical literature) via Pubmed (from 1966), and SPORTDiscus (sports and sports medicine literature) via EBSCOhost (from 1985). The following filters were applied: Humans, English, Randomized Controlled Trial, and/or Academic Journal. Within each keyword, all search terms were combined by the Boolean command OR, and the keywords (and respective search terms) were linked by the Boolean command AND. In Medline, existing medical subject headings [MeSH] were used if possible, while search terms were truncated with *.

Eligibility criteria

To retrieve articles relevant to all research questions, criteria for inclusion were:

  • (1) The population of interest consists exclusively of recreational (nonelite) basketball players.

  • (2) The article presents an available original study written in English.

  • (3a) If related to descriptive epidemiology, prospective cohort design is used.

  • (4a) If related to descriptive epidemiology, incidence (relative to exposure) or prevalence rate (overuse injuries) are reported.

  • (3b) If related to etiology, prospective cohort design is used.

  • (4b) If related to etiology, a risk estimate is reported.

  • (3c) If related to primary prevention, randomized controlled trial is conducted.

  • (4c) If related to primary prevention, incidence rates and/or effect sizes are reported.

Study selection

All studies identified through our search strategies were separately imported in a citation database (EndNote). To identify potentially relevant articles, titles and abstracts were screened independently by three researchers (KE, vOV, GV) by using the relevant eligibility criteria. If the title and abstract did not provide sufficient information to determine whether the eligibility criteria were met, it was included for the full text selection. Then, full text articles were assessed independently for eligibility by three researchers (KE, vOV, GV). Any disagreements regarding the inclusion or exclusion of articles were resolved by consulting a fourth researcher (KO). To avoid missing any relevant publications, the references of included studies were screened.

Data extraction

Data from the included articles were extracted and cross-checked by three authors (KO, vOV, GV). Therefore, two standardized extraction forms were used (one for our first and second research question, and one for our third and fourth research question) in order to report: study information (author, year), study population (sample size, age, gender, level of sport), injury definition and registration, injury incidence (inclusive pathology), risk factors and mechanism (if applicable), preventive measure (if applicable), effect (if applicable).

Risk of bias appraisal

The risk of bias of all included articles was assessed and cross-checked by two authors (KO, GV). If there was a difference in scoring an item, a consensus was reached by the authors. Any disagreements regarding the methodological appraisal of articles were resolved by consulting a third researcher (BM). For the articles related to descriptive epidemiology and etiology (first and second research question), the Quality in Prognosis Studies (QUIPS) tool was used (Appendix 2), exploring the following six bias domains: study population, study attribution, prognostic factor information, measurement of and controlling of confounding variables, measurement of outcomes, and analysis approaches [Citation10]. Each of the six potential bias domains was rated as having a high, moderate, or low risk of bias [Citation9,Citation11]. We considered a study to have an overall low risk of bias when the methodological risk of bias was rated as low or moderate in all six domains, with at least four domains being rated as low [Citation9,Citation11]. A study was rated as having an overall high risk of bias if two or more of the domains were scored as high [Citation9,Citation11]. In-between quality was scored as moderate [Citation9,Citation11]. For the articles related to prevention (third and fourth research question), the Cochrane Collaboration’s tool was used (Appendix 2), exploring the following six bias domains: sequence generation, allocation concealment, blinding of participant and personnel, blinding of outcome, incomplete data, and selective reporting [Citation12]. Studies were classified as having a low risk of bias when all items were rated as low [Citation10,Citation11]. A high risk of bias was assigned when at least one item was rated as high. A moderate risk of bias was assigned when at least one item was classified as moderate [Citation10,Citation11]. The results of the risk of bias appraisal for all included articles can be found in .

Synthesis of evidence

Because van Mechelen’s ‘sequence of prevention’ remains essential when it comes to retrieve and present epidemiological information related to injury and injury prevention in sports, its four steps were applied in order to visually synthetize and present the gathered scientific information.

Results

Search strategies

A total of 785 potentially relevant citations were retrieved from the literature search in Medline (265 citations) and SPORTDiscus (520 citations). After applying the inclusion criteria to the titles and abstracts, only 93 potentially relevant studies were included for the full text review. From those potentially relevant studies, 55 studies were excluded for various reasons (not an original study: N = 12; inappropriate study design: N = 15; data not solely about injuries among recreational basketball players: N = 28); incidence rate not presented: N = 16. Since the reference check of the included studies resulted in a single additional relevant study, 38 relevant original studies were included in our systematic review: 34 studies describing the occurrence and etiology (first and second research question) of musculoskeletal injuries [Citation13Citation46], and four studies describing the effectiveness of preventive interventions [Citation11,Citation47Citation49]. The PRISMA flow chart of the search procedure can be found in Appendix 4.

Musculoskeletal injuries in basketball: occurrence and etiology

The included studies showed that the incidence of musculoskeletal injuries among recreational basketball players ranged from 0.47 injuries per 100,000 AE (0.0047 injuries per 1000 AE) for dental injuries in male basketball players to 10.10 injuries per 1000 AE for overall injuries in match play during regular season [Citation22,Citation24]. Especially ankle and knee injuries are often reported as there are studies only focusing on these injuries [Citation14Citation16,Citation20,Citation21,Citation25,Citation29,Citation30,Citation34,Citation36,Citation44,Citation45]. There are two studies focusing only on shoulder injuries [Citation17,Citation42]. For detailed information on the incidence of injuries see and , the van Mechelen’s ‘sequence of prevention’ [Citation2]. For the incidence in the figure we only presented studies describing their injury rates as injury per 1000 AE as this description of injury rates was used in the majority of the studies. With respect to Figure 1 we divided the injury rates per 10,000 and 100,000 AE by respectively 10 and 100 to obtain injury per 1000 AE in order to maintain consistency in the figure.

Table 1. Musculoskeletal injuries among recreational basketball players: occurrence and etiology.

Figure 1. Van Mechelen ‘Sequence of Prevention’.

Figure 1. Van Mechelen ‘Sequence of Prevention’.

Several risk factors have been found to have a significant association with injuries in basketball. For instance, noncontact injuries occur more often when defending instead of ball handling with a relative risk (95% confidence interval (CI)) of 1.36 (1.08 – 1.73) for all injuries and a relative risk of 1.45 (1.01–2.50) for ankle injuries [Citation35]. Another risk factor, mentioned by multiple studies is postural sway (horizontal movement of the center of gravity while standing) [Citation30,Citation44]. McGuine et al. showed that the odds of sustaining an ankle injury is 10.2 (= 0.001) for players with a high postural sway. Additionally Wang et al. showed that for ankle injuries anteroposterior postural sway is a risk factor with an OR of 1.216 (< 0.001) [Citation30,Citation44]. Besides aforementioned risk factors, one study also showed that high vertical ground reaction force during jumping (per each 100-M increase) is associated with injuries with a HR (95% CI) of 1.26 (1–09–1.45) [Citation29]. The same study also presented that a high peak knee flexion angle during jumping (per each 10° increase) decreases the risk on an injury with a HR (95% CI) of 0.55 (0.34–0.88) [Citation29]. Also a weight of > 75 kg increases the odds of sustaining an injury with an OR (95% CI) of 3.39 (1.29–8.93) [Citation31]. For detailed information on the etiology and risk factors of injuries see and .

Preventive interventions and related effectiveness

Four studies regarding injury preventive interventions were included [Citation11,Citation47Citation49]. It is worth mentioning that all four studies showed significant effects in the prevention of injuries in basketball. The preventive measures and their effects sizes are presented in and .

Table 2. Musculoskeletal injuries among recreational basketball players: preventive intervention and related effectiveness.

Aerts (2013) researched a Jump-Landing-Technique intervention program imbedded in the warming-up, including exercises that need to be performed twice a week for a period of 3 months [Citation47]. Even though the effects of this intervention program did not achieve a statistically significant effect for acute and overuse injuries (HR (95% CI) of 0.37 (0.12–1.1) and 0.47 (0.09–2.56) respectively), it succeeded in the prevention of lower extremity injuries [Citation47]. The onset of injuries in the control and intervention group was 5.4 and 3.6 injuries per 1000 h exposure respectively, with a HR (95%) of 0.40 (0.16–0.99) [Citation47].

Eils (2010) applied a successful multi-station proprioceptive exercise program in their prevention study. This was integrated within the regular training routines consisting in six stations of exercises that needed to be performed once a week during the season [Citation48]. The intervention program showed a significant effect with an OR (95% CI) of 0.34 (0.15–0.84) as the control group had 4.31 injuries per 1000 sports participation and the intervention group 1.53 injuries per 1000 sports participation [Citation48].

Another injury preventive measure was evaluated by Emery (2007) [Citation49]. The intervention consisted of a home exercise program with a wobble board and sport-specific balance training within the warming-up routine (aerobic, static stretch and dynamic stretch) that was performed five times a week [Citation49]. Their intervention program managed to achieve a significant decrease for all acute injuries along a relative risk (95% CI) of 0.71 (0.5–0.99) with control group sustaining 43.83 injuries per 1000 players hours and the intervention group sustaining 2.77 injuries per 1000 players hours [Citation49].

Longo (2012) studied the FIFA11+ intervention program among basketball players, including 15 different exercises with the focus on neuromuscular effect to the lower extremities and to the core (running, stretching, strength, plyometrics, balance) [Citation11]. The FIFA11+ intervention program showed a significant decrease in the odds for all injuries, match injuries, training injuries and lower extremity injuries with ORs (95% CI) of respectively 0.32 (0.17–0.60), 0.48 (0.24–0.97), 0.18 (0.05–0.63), and 0.40 (0.19–0.84) [Citation11].

Discussion

The aim of this study was to present a systematic overview of the incidence, etiology as well as an insight into the effect of preventive measures on basketball-specific injuries among recreational basketball players. A total of 34 studies were found on the incidence and etiology of basketball injuries among recreational basketball players. Results of our review showed that especially ankle, knee and shoulder injuries are common among recreational basketball players. Injuries in the head/neck/face are also often reported. Of the aforementioned 34 studies only eight studies described the risk factors among recreational basketball players. Four articles were retrieved from the literature about preventive measures in recreational basketball. The incidence of musculoskeletal injuries among recreational basketball players ranged from 0.0047 injuries per 1000 AE for dental injuries to 10.1 injuries per 1000 AE for overall injuries during match play. Significant risk factors for injuries were defending, postural sway, high vertical ground reaction force during jumping and weight >75 kg. All prevention studies have shown to have a significant effect on reducing the risk of injury ranging from an odds ratio of 0.175 (95% CI: 0.049–0.626) for training injuries and a relative risk of 0.83 (95% CI: 0.57–1.19) achieved with FIFA 11+ prevention exercises and sport-specific balance training, relatively.

The four steps of van Mechelen’s ‘sequence of prevention’ model remain widely used when it comes to descriptive epidemiology, etiology and prevention of sports injuries [Citation2,Citation50]. Our results suggest that ankle and knee injuries were the most common injuries among recreational basketball players. Therefore, one might expect that the etiology of these common injuries might have been thoroughly explored. However, our results also emphasizes the lack of high-quality basketball-specific studies on the etiology of these basketball-specific injuries as well as the lack of basketball and injury-specific prevention programs concerning recreational basketball players. Two biomechanical risk factors during jumping (high vertical ground reaction force; high peak knee flexion angle) were found to lead to an increased risk for ACL injuries. Consequently, this suggests that technique during jumping/landing should be taken into consideration when it comes to AL+CL injury prevention [Citation51].

For instance, the shoulder Injury Prevention Programme, developed by the Oslo Sports Trauma Research Center, is an example of a sport- and injury-specific prevention program [Citation52]. The aim of the prevention program was to increase glenohumeral internal rotation, external rotation strength and scapular muscle strength, as well as improve kinetic chain and thoracic mobility [Citation53]. This prevention program showed to be very successful in the prevention of shoulder injuries among elite handball players. Even though the competition level of our population is recreational and not elite, such an approach might also be explored among basketball players in order to prevent shoulder injuries as those are often reported. However, one must keep in mind that mechanisms of shoulder injuries among handball players might differ from basketball players and different preventive exercises might be needed. Nevertheless, it is a successful example of an injury and sport-specific prevention program.

The results of our review present that the few available basketball-specific intervention programs among recreational players have shown to be successful for prevention of especially the lower extremity injuries. Consequently, one might hypothesize that research on injury- and basketball-specific preventive strategies and the successful implementation of these strategies will lead to a significant decrease of injury occurrence.

Methodological aspect

All included studies scored a moderate or low risk of bias. Most of the studies were scored moderate. We choose to use studies scored with a low risk of bias as well as moderate scored studies for the results of this review as a consequence of a lack of high-quality studies.

Moreover, it was hard to represent the findings as one result, since the outcome measures were described in various ways. For instance, Beynnon et al. (2005) presented their injury rate in number of injuries per 1000 participation-days, Agel et al. (2007) in number of injuries per 1000 AE, and Lanese et al. (1990) in number of injuries per 100 person-hours. This inconsistency in reporting epidemiological data makes it difficult to compare studies with each other, and does not allow to perform meta-analyses. This aspect should be taken into consideration in future studies.

We included only articles written in English. Although relevant studies might be available in other languages, we believe that this potential limitation did not affect significantly our findings. We did not include cross-sectional or retrospective designed studies, which might be a potential limitation. We only included studies with a prospective design in order to formulate valid answers to our research questions while maintaining the highest scientific quality. We are confident that our review presents an accurate overview of the available scientific literature related to the incidence, etiology and prevention of basketball-specific injuries among recreation basketball players with regards to a highly sensitive search strategy as well as the screening of references of included studies and/or retrieved reviews.

Implications for practice and further research

The results of our review presents that there is lacking scientific literature on especially the etiology of basketball-specific injuries among recreational basketball players. Studies focusing only on ankle, knee and shoulder injuries are available, whereas studies on injuries of other specific regions of the body, such as the head/neck/face region or the fingers, lack. One might logically assume that these kind of injury-specific studies give a major insight on the incidence as well as the etiology of that specific injury. This might enable the pathway to developing successful basketball- and injury-specific preventive strategies. Next to the development of preventive strategies, research on implementation of these strategies is just as important to achieve a significant reduction in the occurrence of injuries among recreation basketball players. Furthermore, future injury surveillance studies should use one consistent way of describing injury rates in order to compare the outcome measures of different studies with each other. Contrary to football, a consensus statement on injury definitions and data collection procedures in studies of basketball is lacking [Citation54]. Such a consensus statement would be a valuable tool and should be developed in order to maintain consistency in future studies of basketball.

Conclusion

The scientific literature giving an insight on the etiology as well as the prevention of basketball-specific injuries among recreational basketball players is lacking. Thus high quality and not only basketball-specific but also injury-specific studies among recreational basketball players are needed. This will not only give an insight in the etiology of basketball-specific injuries but also will facilitate the development of preventive strategies.

Declaration of interest

The authors have no relevant affiliations or financial involvement with any organization or entity with a financial interest in or financial conflict with the subject matter or materials discussed in the manuscript. This includes employment, consultancies, honoraria, stock ownership or options, expert testimony, grants or patents received or pending, or royalties. Peer reviewers on this manuscript have no relevant financial relationships to disclose.

Additional information

Funding

None.

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Appendix 1: Search strategies

Medline via Pubmed

#1 = Wounds and Injuries[Mesh] OR injur*[tiab]

#2 = Basketball[Mesh] OR basketball[tiab]

#3 = Cohort studies[mesh:noexp] OR longitudinal studies[mesh:noexp] OR follow-up studies[mesh:noexp] OR prospective studies[mesh:noexp] OR cohort[TIAB] OR longitudinal[TIAB] OR prospective[TIAB] NOT retrospective[TIAB] NOT retrospective studies[mesh:noexp]

#4 (first and second research question) = #1 AND #2 AND #3 (Filters: Humans; English)

#5 (third and fourth research question) = #1 AND #2 (Filters: Randomized Controlled Trial; Humans; English)

SPORTDiscus via EBSCOhost.

#1 = AB (injur* OR caus* OR epidemiol* OR etiolog* OR etiology* OR mechanism* OR preval* OR inciden* OR occur* OR propor* OR distribut* OR populat* OR risk factor* OR predispose* OR prevent* OR intervent*)

#2 = TI basketball

#3 (all four research questions) = #1 AND #2 (Filters: Academic Journal; English)

Appendix 2: Risk of bias appraisal

Quality in Prognosis Studies (QUIPS)

1. Study participation

  • Description of the source population or population of interest

  • Description of the baseline study sample

  • Adequate description of the study sample recruitment (place, period, sampling strategy)

2. Study attrition

  • Adequate response rate for study participants

  • Description of attempts to collect information on participants who dropped out

  • Reasons for loss to follow-up are provided

3. Prognostic factor (PF) measurement

  • A clear definition or description of the PF is provided

  • Method of PF measurement is adequately reliable and valid

4. Outcome measurement

  • A clear definition of the outcome is provided

  • Method of outcome measurement used is adequately reliable and valid

5. Study confounding

  • Clear definition/description of the important confounders measured are provided

  • Measurement of all important confounders is adequately reliable and valid

  • Important potential confounders are accounted for in the analysis

6. Analysis and reporting

  • Sufficient presentation of data to assess the adequacy of the analytic strategy

  • The statistical analyses are adequately reported (without selective reporting)

Cochrane Collaboration’s tool

1. Sequence generation

  • Describe the method used to generate the allocation sequence in sufficient detail to allow an assessment of whether it should produce comparable groups.

2. Allocation concealment

  • Describe the method used to conceal the allocation sequence in sufficient detail to determine whether intervention allocations could have been foreseen in advance of, or during, enrolment.

3. Blinding of participants, personnel and outcome assessors

  • Describe all measures used, if any, to blind study participants and personnel from knowledge of which intervention a participant received. Provide any information relating to whether the intended blinding was effective.

4. Incomplete outcome data

  • Describe the completeness of outcome data for each main outcome, including attrition and exclusions from the analysis. State whether attrition and exclusions were reported, the numbers in each intervention group (compared with total randomized participants), reasons for attrition/exclusions where reported, and any re-inclusions in analyses performed by the review authors.

5. Selective outcome reporting

  • State how the possibility of selective outcome reporting was examined by the review authors, and what was found.

6. Other sources of bias

  • State any important concerns about bias not addressed in the other domains in the tool. If particular questions/entries were prespecified in the review’s protocol, responses should be provided for each question/entry.

Appendix 4.

Flowchart of the search procedure according PRISMA

Appendix 3 Results of the risk of bias appraisal.