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Article

On NI and NJ skew PBW extensions

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Pages 3261-3275 | Received 23 Aug 2021, Accepted 07 Jan 2022, Published online: 07 Feb 2022

Abstract

We establish necessary or sufficient conditions to guarantee that skew Poincaré–Birkhoff–Witt extensions are NI or NJ rings. Our results extend those corresponding for skew polynomial rings and establish similar properties for other families of noncommutative rings such as universal enveloping algebras and examples of differential operators.

2020 Mathematics Subject Classification:

1. Introduction

Several kinds of rings are defined in terms of their set of nilpotent elements. For example, a ring R is called NI if its set N(R) of nilpotent elements coincides with its upper radical N*(R) (the sum of all its nil ideals of R). If N(R)=J(R), where J(R) is the Jacobson radical of R, then R is called NJ. R is said to be 2-primal if N(R) is equal to the prime radical N*(R) of R (the intersection of all prime ideals of R). R is called weakly 2-primal if N(R) coincides with its Levitzki radical L(R) (the sum of all locally nilpotent ideals of R).

The NI and NJ rings have recently been investigated by several authors. For instance, Hwang et al. [Citation16] studied the structure of NI rings related to strongly prime ideals and showed that minimal strongly prime ideals can be lifted in NI rings [Citation16, Theorem 2.3]. They proved that for an NI ring R, R is weakly pm (every strongly prime ideal of R is contained in a unique maximal ideal of R) if and only if the topological space of maximal ideals of R is a retract of the topological space of strongly prime ideals of R, or equivalently, if the topological space of strongly prime ideals of R is normal [Citation16, Theorem 3.7]. Also, they proved that R is weakly pm if and only if R is pm (every prime ideal of R is contained in a unique maximal ideal of R) when R is a symmetric ring (that is, rst = 0 implies rts = 0, where r,s,tR) [Citation16, Theorem 3.8].

Concerning skew polynomial rings (also known as Ore extensions) introduced by Ore [Citation35], Bergen and Grzeszczuk [Citation5] studied the Jacobson radical of skew polynomial rings of derivation type R[x;δ] when the base ring R has no nonzero nil ideals. They proved that if R is an algebra with no nonzero nil ideals satisfying the acc condition on right annihilators of powers, then J(R[x;δ])=0 [Citation5, Theorem 2]. In the case that R is a semiprime algebra where every nonzero ideal contains a normalizing element, then J(R[x;δ])=0 [Citation5, Theorem 3]. Related to this topic, Nasr-Isfahani [Citation31] gave necessary and sufficient conditions for a skew polynomial ring of derivation type R[x;δ] to be semiprimitive when R has no nonzero nil ideals [Citation31, Corollary 2.2]. He also proved that J(R[x;δ])=N(R[x;δ])=N(R)[x;δ] if and only if N(R) is a δ-ideal of R (i.e., N(R) is an ideal of R and δ(N(R))N(R)) and N(R[x;δ])=N(R)[x;δ] [Citation31, Proposition 2.7]. Now, according to [Citation31, Proposition 2.8], if R[x;δ] is NI then J(R[x;δ])=N(R[x;δ])=N(R)[x;δ]=N*(R)[x;δ]=N*(R[x;δ]).

Later, Nasr-Isfahani [Citation32] computed the Jacobson radical of an NI Z-graded ring R=iZRi. He showed that J(R)=N(R) if and only if R is NI ring and J(R)R0 is nil [Citation32, Theorem 2.4]. He also proved that R[x;σ] is NJ if and only if R[x;σ] is NI and J(R[x;σ])RN(R) [Citation32, Corollary 2.5(1)]. For a skew polynomial ring of mixed type R[x;σ,δ], he showed that R[x;σ,δ] is NI and N(R) is σ-rigid (i.e., rσ(r)N(R) implies rN(R), where rR) if and only if N(R) is a σ-invariant ideal of R (N(R) is an ideal and σ1(N(R))=N(R)) and N(R[x;σ,δ])=N(R)[x;σ,δ], and equivalently, N(R) is a σ-rigid ideal of R and N*(R[x;σ,δ])=N*(R)[x;σ,δ] [Citation32, Theorem 3.1].

Jiang et al. [Citation17] studied the relationship between NJ rings and some families of rings. They investigated extensions as Dorroh, Nagata, and Jordan. For a ring R and an automorphism σ of R, they proved that if R is weakly 2-primal σ-compatible (following Annin [Citation1, Definition 2.1], R is said to be σ- compatible if for each a,bR, ab = 0 if and only if aσ(b)=0), then R[x;σ] is NJ [Citation17, Theorem 3.10(1)], and if R is a weakly 2-primal δ-compatible ring (R is said to be δ- compatible if for each a,bR, ab = 0 implies aδ(b)=0 [Citation1, Definition 2.1]), then R[x;δ] is NJ [Citation17, Theorem 3.12(1)]. Moreover, they considered some topological conditions for NJ rings and showed relations between algebraic and topological notions [Citation17, Section 4].

Han et al. [Citation11] showed that if R is an NI ring, a,bR, and abZ(R), the center of R, then abbaN*(R), and there exists l1 such that (ab)n=(ba)n, for every nl [Citation11, Theorem 1.3(3)]. They also proved that for the ideal I of R generated by the subset {abba|a,bR,such thatabZ(R)}, if R is NI then I is nil and R/I is an Abelian (i.e., the idempotents of R are central elements of R) NI ring [Citation11, Theorem 1.3(5)].

With respect to the objects of interest in this paper, the skew Poincaré–Birkhoff–Witt (PBW) extensions, these were defined by Gallego and Lezama [Citation8] with the aim of generalizing families of noncommutative rings as PBW extensions introduced by Bell and Goodearl [Citation3], skew polynomial rings (of injective type) defined by Ore [Citation35], and others as solvable polynomial rings, diffusion algebras, some types of Auslander–Gorenstein rings, some Calabi–Yau and skew Calabi–Yau algebras, some Artin–Schelter regular algebras, some Koszul algebras, and others (see [Citation7] or [Citation46] for a detailed reference to each of these families). Several ring and theoretical properties of skew PBW extensions have been studied by different authors (Artamonov [Citation2], Fajardo et al. [Citation7], Hamidizadeh et al. [Citation10], Hashemi et al. [Citation12, Citation14], Lezama et al. [Citation18, Citation21, Citation23, Citation24, Citation27], Tumwesigye et al. [Citation47], and Zambrano [Citation48]). In particular, the 2-primal property for these objects has been investigated by Hashemi et al. [Citation13], Louzari and Reyes [Citation28], and the authors [Citation42]. Nevertheless, NI and NJ properties have not been studied for skew PBW extensions, so it is a natural task to find necessary or sufficient conditions under which they can be NI and NJ. This is the objective of the paper, and therefore our results contribute to the study of ideals and radicals of skew PBW extensions that has been partially carried out (see [Citation13, Citation22, Citation28, Citation33, Citation34, Citation39]), and establish ring-theoretical properties for noncommutative rings not considered in the literature. As a matter of fact, we generalize some results appearing in Jiang et al. [Citation17] and Nasr-Isfahani [Citation31, Citation32].

The paper is organized as follows. In Section 2, we recall definitions and properties needed for the rest of the paper. Section 3 contains the results about the NI property for skew PBW extensions. More exactly, for A=σ(R)x1,,xn a skew PBW extension over a ring R, we prove the following results: if R is weak (Σ,Δ)-compatible, then R is NI if and only if A is NI (Theorem 3.3). If A is of derivation type over R, then A is NI if and only if N(R) is a Δ-invariant ideal of R and N(A)=N(R)x1,,xn (Proposition 3.7). A is NI and N(R) is Σ-rigid if and only if N(R) is a Σ-ideal of R and N(A)=N(R)x1,,xn, and equivalently, N(R) is a Σ-rigid ideal of R and N*(A)=N*(R)x1,,xn (Theorem 3.8). Next, in Section 4, results about NJ property and their relations with NI property for skew PBW extensions are presented. We prove that if A is a graded skew PBW extension over an N-graded ring R=nNRn, then A is NJ if and only if A is NI and J(A)R0 is a nil ideal (Theorem 4.3). If furthermore A is connected, then A is NJ if and only if A is NI (Corollary 4.4). If A is quasi-commutative, bijective and R is a weakly 2-primal weak Σ-compatible ring, then A is NJ (Theorem 4.7). If A is of derivation type, then A is NI if and only if A is NJ, and equivalently, R is NI and N(A)=N(R)x1,,xn if and only if R is NI and N*(A)=N*(R)x1,,xn (Proposition 4.13). Finally, if A is quasi-commutative, then A is NJ and N(A)=N(R)x1,,xn if and only if N(R) is a Σ-ideal of R and N(A)=N(R)x1,,xn, or equivalently, A is NI and N(R) is Σ-rigid if and only if N(R) is Σ-rigid ideal of R and N*(A)=N*(R)x1,,xn (Proposition 4.14). Finally, we present some ideas for a future work.

2. Preliminaries

Throughout the paper, the term ring means an associative ring with identity not necessarily commutative. K denotes a field and all algebras are K-algebras. For a ring R, as we saw above, we fix the following notation: N*(R) is its prime radical, N*(R) is its upper radical, N(R) is its set of nilpotent elements, J(R) is its Jacobson radical, and L(R) is its Levitzki radical. It is well-known that the following relations hold: N*(R)L(R)N*(R)N(R) and N*(R)L(R)N*(R)J(R) (see [Citation19, Citation30] or [Citation31], for more details).

R is called nil-semisimple if it has no nonzero nil ideals. Recall that nil-semisimple rings are semiprime [Citation16, p. 187]. If P is a prime ideal of R, P is called completely prime if R/P is a domain, and P is said to be strongly prime if R/P is nil-semisimple. Note that maximal ideals and completely prime ideals are strongly prime; any strongly prime ideal contains a minimal strongly prime ideal; N*(R) is the unique maximal nil ideal of R; N*(R)={aR|RaR is a nil ideal of R}={P|Pis a strongly prime ideal of R} (see [Citation16] or [Citation19] for more details).

For a ring R, 2-primal implies weakly 2-primal, whence NI and NJ are examples of 2-primal rings. R is reduced (i.e., without nonzero nilpotent elements) if and only if R is nil-semisimple and NI, or equivalently, R is semiprime and 2-primal [Citation16, p. 187]. As we can check, R is 2-primal if and only if N*(R)=N*(R)=N(R). Shin [Citation44, Proposition 1.11], proved that the set of nilpotent elements of a ring R coincides with its prime radical if and only if every minimal prime ideal of R is completely prime. Thus, R is 2-primal if and only if every minimal prime ideal of R is completely prime, or equivalently, R/N*(R) is reduced.

A ring R is said to be semicommutative if for every pair of elements a,bR, we have that ab = 0 implies aRb = 0. Shin [Citation44, Lemma 1.2 and Theorem 1.5], established that semicommutative rings are 2-primal, and hence semi-commutative rings are NI. Note that domains are reduced rings, reduced rings are symmetric, symmetric rings are reversible (R is said to be reversible if ab = 0 implies ba = 0, where a,bR), and reversible rings are semicommutative, but the converses are not true in general (for more details, see [Citation30]). A ring is called right (left) duo if every right (left) ideal of it is two-sided. Shin [Citation44, Lemma 1.2] showed that right (left) duo rings are semicommutative. Therefore, NI rings contain several families of rings such as domains, reduced rings, symmetric rings, semi-commutative rings, reversible rings, one-sided duo rings, 2-primal rings and NJ rings (see [Citation29] for a detailed description). Köthe’s conjecture that establishes that the upper nilradical contains every nil left ideal holds for NI rings (Hwang et al. [Citation16, p. 192]). Equivalent definitions for NI rings are presented in Proposition 2.1.

Proposition 2.1

([Citation16, Lemma 2.1]). For a ring R, the following conditions are equivalent.

  1. R is NI.

  2. N(R) is an ideal.

  3. Every subring (possibly without identity) of R is NI.

  4. Every minimal strongly prime ideal of R is completely prime.

  5. R/N*(R) is a reduced ring.

  6. R/N*(R) is a symmetric ring.

Some examples of NJ rings are nil rings, division rings, Boolean rings, commutative Jacobson rings, commutative affine algebras over a field K, semi-Abelian π-regular rings, locally finite Abelian rings (Jiang et al. [Citation17, Example 2.5]). Every reduced regular ring is NJ [Citation17, Proposition 2.11]. Note that R=Z[[x]] is a domain and hence NI with N(R)={0}, but J(Z[[x]])=xZ[[x]]{0}, and so R is not an NJ ring [Citation17, Example 2.2]. This example shows that NI are not included in NJ rings.

Next, we present the objects of interest in this paper with some of their ring-theoretical notions. The symbol N denotes the set of natural numbers including the zero element.

Definition 2.2

([Citation8, Definition 1]). Let R and A be rings. A is called a skew PBW extension over R, denoted by A=σ(R)x1,,xn, if the following conditions hold:

  1. R is a subring of A sharing the same identity element.

  2. There exist finitely many elements x1,,xnA such that A is a left free R-module, with basis the set of standard monomials Mon(A):={xα:=x1α1xnαn|α=(α1,,αn)Nn}. Moreover, x10xn0:=1Mon(A).

  3. For each 1in and any rR\{0}, there exists an element ci,rR\{0} such that xirci,rxiR.

  4. For 1i,jn, there exists di,jR\{0} such that (2.1) xjxidi,jxixjR+Rx1++Rxn.(2.1)

Note that every element fA{0} can be expressed uniquely as f=a0+a1X1++amXm, with aiR{0} and XiMon(A),0im [Citation8, Remark 2]. For X=xα=x1α1xnαnMon(A),deg(X)=|α|:=α1++αn.

Proposition 2.3

([Citation8, Proposition 3]). Let A=σ(R)x1,,xn be a skew PBW extension over R. For each 1in, there exist an injective endomorphism σi:RR and a σi-derivation δi:RR such that xir=σi(r)xi+δi(r), for every rR.

From now on Σ:={σ1,,σn} and Δ:={δ1,,δn}. We say that (Σ,Δ) is a system of endomorphisms and Σ-derivations of R with respect to A. For α=(α1,,αn)Nn,σα:=σ1α1°°σnαn,δα:=δ1α1°°δnαn, where ° denotes composition of functions.

Following [Citation8, Definition 4], a skew PBW extension A is called bijective if σi is bijective and di,j is invertible for any 1i<jn. A is called quasi-commutative if the conditions (iii) and (iv) in Definition 2.2 are replaced by the following:

  1. for each 1in and all rR\{0}, there exists ci,rR\{0} such that xir=ci,rxi;

  2. for any 1i,jn, there exists di,jR\{0} such that xjxi=di,jxixj.

If σi is the identity map of R, for each i=1,,n, (we write σi=idR), we say that A is a skew PBW extension of derivation type. Similarly, if δi=0, for each δiΔ, then A is said to be a skew PBW extension of endomorphism type.

Remark 2.4.

  1. From Definition 2.2(iv), it is clear that skew PBW extensions are more general than iterated skew polynomial rings (cf. [Citation9]). For example, universal enveloping algebras of finite dimensional Lie algebras and some 3-dimensional skew polynomial algebras in the sense of Bell and Smith [Citation4] (see also Rosenberg [Citation43]) cannot be expressed as iterated skew polynomial rings but are skew PBW extensions. For quasi-commutative skew PBW extensions, these are isomorphic to iterated Ore extensions of endomorphism type [Citation26, Theorem 2.3].

  2. Skew PBW extensions of endomorphism type are more general than iterated Ore extensions of endomorphism type. Let us illustrate the situation with two and three indeterminates.

For the iterated Ore extension of endomorphism type R[x;σx][y;σy], if rR then we have the following relations: xr=σx(r)x,yr=σy(r)y, and yx=σy(x)y. Now, if we have σ(R)x,y a skew PBW extension of endomorphism type over R, then for any rR, Definition 2.2 establishes that xr=σ1(r)x,yr=σ2(r)y, and yx=d1,2xy+r0+r1x+r2y, for some elements d1,2,r0,r1, and r2 belong to R. From these relations, it is clear which one of them is more general.

If we have the iterated Ore extension R[x;σx][y;σy][z;σz], then for any rR,xr=σx(r)x,yr=σy(r)y,zr=σz(r)z,yx=σy(x)y,zx=σz(x)z,zy=σz(y)z. For the skew PBW extension of endomorphism type σ(R)x,y,z,xr=σ1(r)x,yr=σ2(r)y,zr=σ3(r)z,yx=d1,2xy+r0+r1x+r2y+r3z,zx=d1,3xz+r0+r1x+r2y+r3z, and zy=d2,3yz+r0+r1x+r2y+r3z, for some elements d1,2,d1,3,d2,3,r0,r0,r0,r1,r1,r1,r2,r2,r2,r3,r3,r3 of R. As the number of indeterminates increases, the differences between both algebraic structures are more remarkable.

  • (iii) PBW extensions introduced by Bell and Goodearl [Citation3] are particular examples of skew PBW extensions (see [Citation8, Section 1], for a detailed description). By definition, the first objects satisfy the relation xir=rxi+δi(r), so that these structures are examples of skew PBW extensions of derivation type. As examples, we mention the following: the enveloping algebra of a finite-dimensional Lie algebra; any differential operator ring R[θ1,,θ1;δ1,,δn] formed from commuting derivations δ1,,δn; differential operators introduced by Rinehart; twisted or smash product differential operator rings, and others (for more details, see [Citation3, p. 27]).

From Definition 2.2, it follows that skew PBW extensions are not N-graded rings in a non-trivial sense. With this in mind, Proposition 2.5 allows to define a subfamily of these extensions, the graded skew PBW extensions (Definition 2.6) that were introduced by the first author in [Citation45]. Before presenting the definition, we recall that if R=pNRp and S=pNSp are N-graded rings, then a map φ:RS is called graded if φ(Rp)Sp, for each pN. For mN, R(m):=pNR(m)p, where R(m)p:=Rp+m.

Proposition 2.5

([Citation45, Proposition 2.7(ii)]). Let A=σ(R)x1,,xn be a bijective skew PBW extension over an N-graded algebra R=m0Rm. If the following conditions hold:

  1. σi is a graded ring homomorphism and δi:R(1)R is a graded σi-derivation, for all 1in, and

  2. xjxidi,jxixjR2+R1x1++R1xn, as in Equation(2.1) and di,jR0,

then A is an N-graded algebra with graduation given by A=p0Ap, where for p0, Ap is the K-space generated by the set {rtxα|t+|α|=p,rtRt and xαMon(A)}.

Definition 2.6

([Citation45, Definition 2.6]). Let A=σ(R)x1,,xn be a bijective skew PBW extension over an N-graded algebra R=m0Rm. If A satisfies both conditions established in Proposition 2.5, then we say that A is a graded skew PBW extension over R.

We present some remarkable examples of graded skew PBW extensions.

Example 2.7.

The Jordan plane, homogenized enveloping algebras, and some classes of diffusion algebras [Citation45, Example 2.9] are graded skew PBW extensions. If we assume the condition of PBW basis, then graded Clifford algebras defined by Le Bruyn [Citation20] are also examples of graded skew PBW extensions. Let us see the details.

Following Cassidy and Vancliff [Citation6], let K be an algebraically closed field such that char(K)2 and let M1,,MnMn(K) be symmetric matrices of order n × n with entries in K. A graded Clifford algebra A is a K-algebra on degree-one generators x1,,xn and on degree-two generators y1,,yn with defining relations given by

  1. xixj+xjxi=k=1n(Mk)ijyk for all i,j=1,,n;

  2. yk central for all k=1,,n.

Note that the commutative polynomial ring R=K[y1,,yn] is an N-graded algebra where R0=K,R1={0}, y1,,ynR2, and Ri={0}, for i3. If we suppose that the set {x1a1xnan|aiN,i=1,,n} is a left PBW R-basis for A, then the graded Clifford algebra A is a graded skew PBW extension over the connected algebra R (an N-graded algebra R is called connected if R0 = K), that is, Aσ(R)x1,,xn. Indeed, from the relations (i) and (ii) above, it is clear that σi=idR,δi=0,di,j=1R0, for 1i,jn, and k=1n(Mk)ijykR2, where di,j is given as in expression (2.1). In this way, A is a bijective skew PBW extension that satisfies both conditions of Proposition 2.5.

Let A=σ(R)x1,,xn be a skew PBW extension over a ring R, and consider the sets Σ={σ1,,σn} and Δ:={δ1,,δn} as above. An ideal I of R is called Σ-ideal if σi(I)=I, for each 1in. From Lezama et al. [Citation22, Definition 2.1], I is called Σ-invariant if σi(I)I, and it is called Δ-invariant if δi(I)I, for 1in. If I is both Σ and Δ-invariant, we say that I is (Σ,Δ)-invariant. From Reyes [Citation36, Definition 3.2], R is Σ-rigid if rσα(r)=0 implies r = 0, where rR and αNn. A subset SR is Σ-rigid if rσα(r)S implies rS, for rR and αNn. Following Hashemi et al. [Citation13], for SR, we denote the set of all elements of A with coefficients in S by Sx1,,xn. Definitions of (Σ,Δ)-ideal I and Ix1,,xn=Ix1,,xn;Σ,Δ introduced by Hashemi et al. [Citation13] are the same as those of (Σ,Δ)-invariant ideal I and IA, respectively, considered in [Citation22]. Note that the terminology used by Nasr-Isfahani [Citation32] is different, since for σ an endomorphism of R, δ a σ-derivation of R, and I an ideal of R, I is called σ- invariant if σ1(I)=I, and it is called a δ- ideal if δ(I)I; this same terminology is used in Nasr-Isfahani [Citation31, Citation32]. Finally, from [Citation22, Proposition 2.6(i)], if I is a (Σ,Δ)-invariant ideal of R, then IA=Ix1,,xn;Σ,Δ=Ix1,,xn is an ideal of A, IAR=I and IA is proper if and only if I is proper.

Next, we present different ring-theoretical notions that have been defined for skew PBW extensions and extend corresponding notions for skew polynomial rings (for more details, see [Citation38]).

Definition 2.8.

Let A=σ(R)x1,,xn be a skew PBW extension over R.

  1. ([Citation38, Definition 3.3]) R is called a Σ-skew Armendariz ring if for elements f=i=0maiXi and g=j=0tbjYj in A, the equality fg = 0 implies aiσαi(bj)=0, for all 0im and 0jt, where αi=exp(Xi). R is called a weak Σ-skew Armendariz ring if for elements f=i=0naixi and g=j=0nbjxj in A (x0:=1), the equality fg = 0 implies aiσi(bj)=0, for all 0i,jn (σ0:=idR).

  2. ([Citation12, Definition 3.2]; [Citation39, Definition 3.1]) R is said to be Σ- compatible if for each a,bR, aσα(b)=0 if and only if ab = 0, where αNn. R is said to be Δ-compatible if for each a,bR, ab = 0 implies aδβ(b)=0, where βNn. If R is both Σ-compatible and Δ-compatible, then R is called (Σ,Δ)- compatible.

  3. ([Citation41, Definition 4.1]) R is said to be weak Σ-compatible if for each a,bR,aσα(b)N(R) if and only if abN(R), where αNn. R is said to be weak Δ-compatible if for each a,bR,abN(R) implies aδβ(b)N(R), where βNn. If R is both weak Σ-compatible and weak Δ-compatible, R is called weak (Σ,Δ)-compatible.

Several relations between above skew Armendariz notions and different examples can be found in [Citation38] and [Citation40, Section 5].

Remark 2.9.

Let A=σ(R)x1,,xn be a skew PBW extension over a ring R and I an ideal of R.

  1. I is Σ-invariant if and only if σα(I)I, for every αNn.

  2. I is Δ-invariant if and only if δα(I)I, for every αNn.

  3. I is Σ-ideal if and only if σi1(I)=I, for each 1in. Also, if for each 1in,σi1(I)=I then σα(I)=I, for αNn. Therefore, the definition of Σ-ideal given in this paper coincides with the definition of Σ-invariant ideal given by Hashemi et al. [Citation13, Definition 3.1], and the definition of α-invariant ideal presented by Nasr-Isfahani [Citation32, p. 5116].

3. NI skew PBW extensions

This section contains the original results of the paper about NI property for skew PBW extensions. We start with Proposition 3.1 which follows directly from [Citation28, Theorem 3.9] and [Citation42, Proposition 4.4]. Recall that a ring R is locally finite if every finite subset in R generates a finite semigroup multiplicatively.

Proposition 3.1.

Let A=σ(R)x1,,xn be a skew PBW extension over R. If R satisfies one of the following conditions,

  1. R is 2-primal and (Σ,Δ)-compatible, or

  2. R is locally finite, (Σ,Δ)-compatible and Σ-skew Armendariz,

then A is an NI ring.

Proposition 3.2.

If A=σ(R)x1,,xn is an NI skew PBW extension over R, then R is an NI ring, N(R)J(R), N(A)J(A), and therefore N(R)J(A).

Proof.

From Definition 2.2(i), we know that R is a subring of A. Since A is NI, Proposition 2.1 implies that R is NI. Now, since the Jacobson radical of a ring contains the nil ideals, by Proposition 2.1 we have that N(A) and N(R) are nil ideals of A and R, respectively. Hence, N(R)J(R) and N(A)J(A). As N(R)N(A), then N(R)J(A).

From Propositions 3.1 and 3.2, we deduce that if R is locally finite, (Σ,Δ)-compatible and Σ-skew Armendariz, then R is NI. This result has been proved by Reyes and Suárez [Citation42, Theorem 4.3].

Since weak (Σ,Δ)-compatible rings are more general than (Σ,Δ)-compatible rings, and NI rings are more general than 2-primal rings, the following theorem generalizes [Citation13, Theorem 4.11], and some other results of [Citation13, Citation28] formulated for skew PBW extensions over 2-primal (Σ,Δ)-compatible rings.

Theorem 3.3.

If A=σ(R)x1,,xn is a skew PBW extension over a weak (Σ,Δ)-compatible ring R, then R is NI if and only if A is NI.

Proof.

Suppose that R is an NI ring. Let us first see that N(R) is a (Σ,Δ)-invariant. By Proposition 2.1, N(R) is an ideal of R. For a fixed i, if σi(r)σi(N(R)), where rN(R), then σi(rk)=σi(r)k=0, for some positive integer k. Thus σi(r)N(R), i.e., σi(N(R))N(R). Now, for rN(R),δi(r)N(R), since R is weak (Σ,Δ)-compatible, whence δi(N(R))N(R). Since N(R) is a (Σ,Δ)-invariant ideal or R, [Citation22, Proposition 2.6(i)], implies that N(R)x1,,xn is an ideal of A.

Let us show that N(R)x1,,xn=N(A). From [Citation41, Theorem 4.6], f=i=0taiXiN(R)x1,,xn if and only if aiN(R), for 0it, if and only if f=i=0taiXiN(A). Therefore, N(A) is an ideal of A, and by Proposition 2.1, we have that A is an NI ring.

Conversely, if A is an NI ring, then by Proposition 3.2 we have that R is an NI ring. □

If A=σ(R)x1,,xn is a skew PBW extension over a (Σ,Δ)-compatible ring R, then N(R) is Σ-rigid. Indeed, for rR and αNn, if rσα(r)N(R), then [Citation40, Lemma 2], implies that r2N(R), whence rN(R).

For the next result, recall that a ring R is said to be Dedekind finite if ab = 1 implies ba = 1, where a,bR.

Proposition 3.4.

If A=σ(R)x1,,xn is an NI skew PBW extension over R, then:

  1. N(R) and N(A) are completely semiprime.

  2. di,j in Definition 2.2 are units. In general, left (resp. right) invertible elements in A are units.

Proof.

  1. Since A and R are NI rings, then N(R) is an ideal of R and N(A) is an ideal of A. If r2N(R) then (r2)k=r2k=0, for some positive integer k, and so rN(R). Analogously, if f2N(A) then fN(A). Therefore, N(R) and N(A) are completely semiprime.

  2. By [Citation8, Remark 2(iii)], for every 1i<jn,di,j has a left inverse and dj,i has a right inverse. In this way, there exist elements r, sR such that rdi,j=1=dj,is. Since R is an NI ring, then by [Citation16, Proposition 2.7(1)], R is Dedekind finite, whence di,jr=1=sdj,i. Now, if fA is left (resp. right) invertible, then gf = 1 (resp. fh = 1), for some g,hA. Since A is NI, A is Dedekind finite and so fg = 1 (resp. hf = 1).□

Remark 3.5.

In [Citation37, Theorem 3.14], it was presented a relation between skew PBW extensions of endomorphism type and the notion of Dedekind finite by considering a skew notion of McCoy ring.

Proposition 3.6.

Let A=σ(R)x1,,xn be a skew PBW extension of derivation type over R and IR. Then Ix1,,xn is an ideal of A if and only if I is a Δ-invariant (and therefore (Σ,Δ)-invariant) ideal of R.

Proof.

If Ix1,,xn is an ideal of A, then I is an ideal of R. Let δi(r)δi(I) such that rI. Then xir=rxi+δi(r)Ix1,,xn, for each 1in. As rxiIx1,,xn then δi(r)Ix1,,xn; in particular, δi(r)I. This means that I is a Δ-invariant ideal. Since A is of derivation type, I is a Σ-invariant ideal.

The converse follows from [Citation22, Proposition 2.6(i)]. □

Proposition 3.7.

If A=σ(R)x1,,xn is a skew PBW extension of derivation type over R, then the following assertions hold:

  1. N(R) is Σ-rigid.

  2. If A is NI then N(R) and N*(R) are Σ-rigid ideals.

  3. For every completely prime P of A, PR is a completely prime ideal of R.

  4. A is NI if and only if N(R) is a Δ-invariant ideal of R and N(A)=N(R)x1,,xn.

Proof.

  1. If rR satisfies r2=rσα(r)N(R), then rN(R), i.e., N(R) is Σ-rigid.

  2. If A is NI, then R is NI and therefore N(R) is an ideal of R. By (1), N(R) is Σ-rigid, so N(R) is a Σ-rigid ideal. Since N(R)=N*(R), then N*(R) is a Σ-rigid ideal.

  3. From [Citation34, Theorem 1], for every completely prime ideal P of A, PR is a completely prime ideal of R.

  4. If A is NI, then by Proposition 3.2 R is NI, and so N(R) is an ideal of R. Let rN(R)N(A). Since A is NI, N(A) is an ideal of A and xir=rxi+δi(r)N(A), for each 1in. As rxiN(A), then δi(r)N(A)R=N(R), which means that N(R) is a Δ-invariant ideal. From [Citation13, Proposition 4.1], N(A)N(R)x1,,xn. For the another inclusion, let f=a0+a1X1++atXtN(R)x1,,xn, with aiN(R)N(A), for 0it. Since N(A) is an ideal of A, a0,a1X1,,atXtN(A), and so f=a0+a1X1++atXtN(A).

Conversely, if N(R) is a Δ-invariant ideal, Proposition 3.6 guarantees that N(A)=N(R)x1,,xn is an ideal of A. Proposition 2.1 implies that A is an NI ring.□

The following result is one of the most important in the paper. This extends Nasr-Isfahani [Citation32, Theorem 3.1].

Theorem 3.8.

If A=σ(R)x1,,xn is a skew PBW extension over a ring R, then the following statements are equivalent:

  1. A is NI and N(R) is Σ-rigid.

  2. N(R) is a Σ-ideal of R and N(A)=N(R)x1,,xn.

  3. N(R) is a Σ-rigid ideal of R and N*(A)=N*(R)x1,,xn.

Proof.

(1) (2) Suppose that A is NI and N(R) is Σ-rigid. By Proposition 3.2, R is NI and so N(R) is an ideal of R. From Proposition 2.3, we know that every σi is injective, whence rN(R) if and only if rk=0, for some positive integer k, if and only if σi(rk)=(σi(r))k=0 if and only if σi(r)N(R), and equivalently, rσi1(N(R)), which shows that N(R) is a Σ-ideal of R.

With the aim of showing that N(A)=N(R)x1,,xn, before consider the following facts.

Note that N(R) is Δ-invariant; indeed, if rN(R)N(A), then xir=σi(r)xi+δi(r)N(A). Since N(R) is a Σ-ideal, then σi(r)N(R)N(A), and so σi(r)xiN(A), which implies that δi(r)N(A), that is, δi(r)N(R). By [Citation22, Proposition 2.2(i)], the system of endomorphisms and Σ-derivations (Σ,Δ) induces over R/N(R) a system (Σ¯,Δ¯) of endomorphisms and Σ-derivations defined by σ¯i(r¯):=σi(r)¯ and δ¯i(r¯):=δi(r)¯,1in. Since N(R) is proper, [Citation22, Proposition 2.6(ii)], implies that A/N(R)x1,,xn is a skew PBW extension over R/N(R). Note that R/N(R) is a Σ¯-rigid ring, since if r¯σ¯α(r¯)=0, then rσα(r)¯=0, and so rσi(r)N(R). Having in mind that N(R) is Σ-rigid, rN(R) and so r¯=0. By [Citation38, Theorem 4.4], A/N(R)x1,,xn is a reduced ring (cf. [Citation7, Theorem 6.1.9]).

Let us see that N(A)N(R)x1,,xn. If fN(A), then fk=0, for some positive integer k. Thus fk¯=f¯k=0 in A/N(R)x1,,xn, and so f¯N(A/N(R)x1,,xn)=0. Hence fN(R)x1,,xn, that is, N(A)N(R)x1,,xn.

For the another inclusion, if f=r0+r1X1++rtXtN(R)x1,,xn, where r0,r1,,rtN(R)N(A), since N(A) is an ideal of A, then r0,r1X1,,rtXtN(A), and therefore f=r0+r1X1++rtXtN(A).

(2) (1) Let rN(R)N(A). Then rxiN(R)x1,,xn, for 1in, whence xir=σi(r)xi+δi(r)N(R)x1,,xn=N(A). Thus δi(r)N(R), i.e., N(R) is Δ-invariant. Since N(R) is proper, [Citation22, Proposition 2.6(i)], implies that N(R)x1,,xn is an ideal of A and AN(R)N(R)x1,,xn. Using that N(R)x1,,xn=N(A), we obtain that N(A) is an ideal of A, and hence A is NI.

To show that N(R) is Σ-rigid it is enough to see that for rR and 1in,rσi(r)N(R) implies that rN(R). If for rR,rσi(r)N(R),1in, then rσi(r)xiN(A)=N(R)x1,,xn, 1in, and so σi(r)xir=σi(r)σi(r)xi+σi(r)δi(r)N(R)x1,,xn. Thus σi(r2)N(R)=σi1(N(R)), since N(R) is Σ-ideal. Then r2N(R) and so rN(R).

(1) (3) If A is NI then N*(A)=N(A), and by Proposition 3.2, R is NI, i.e., N*(R)=N(R). From implication (1) (2) we have that N(A)=N(R)x1,,xn, and so N*(A)=N(A)=N(R)x1,,xn=N*(R)x1,,xn.

(3) (2) Suppose that N(R) is a Σ-rigid ideal of R. By the same argument as in the proof of (1) (2), we have that N(R) is a Σ-ideal of R. If rN(R), then xir=σi(r)xi+δi(r)AN(R)N(R)x1,,xn, and so δi(r)N(R), for 1in, which shows that N(R) is Δ-invariant. Using the same argument as in the proof of (1) (2), we see that N(A)N(R)x1,,xn. Since N(R) is an ideal then R is NI, and so N*(R)=N(R). By assumption N*(R)x1,,xn=N*(A), whence N(R)x1,,xn=N*(R)x1,,xn=N*(A)N(A).

As a particular case of Theorem 3.8, we have the following corollary.

Corollary 3.9

([Citation32, Theorem 3.1]). Let R be a ring, σ an endomorphism of R, and δ a σ-derivation of R. Then the following statements are equivalent:

  1. R[x;σ,δ] is NI and N(R) is σ-rigid.

  2. N(R) is a σ-ideal of R and N(R[x;σ,δ])=N(R)[x;σ,δ].

  3. N(R) is a σ-rigid ideal of R and N*(R[x;σ,δ])=N*(R)[x;σ,δ].

4. NJ skew PBW extensions

In this section, we present the original results of the paper about NJ property for skew PBW extensions. We start with the following assertion that follows directly from the definitions of NI and NJ rings.

Proposition 4.1.

If A=σ(R)x1,,xn is an NJ skew PBW extension over a ring R, then R is NI and J(A)R=N(R).

From [Citation7, Propositions 3.2.1 and 3.2.3], it follows the next result.

Proposition 4.2.

Skew PBW extensions over a domain R are NJ rings, and hence, NI rings.

Theorem 4.3.

If A=σ(R)x1,,xn is a graded skew PBW extension over R=nNRn, then A is NJ if and only if A is NI and J(A)R0 is a nil ideal.

Proof.

Suppose that A is NI and J(A)R0 is nil. By [Citation45, Remark 2.10(i)], R0 = A0, whence J(A)R0=J(A)A0 is nil. From [Citation32, Theorem 2.4], J(A)=N(A), i.e., A is an NJ ring.

Conversely, if A is an NJ ring, then A is NI. Since R0 is a subring, J(A)R0 is an ideal, and as A is an NJ ring, J(A)=N(A). In this way, J(A)R0J(A)=N(A), and hence J(A)R0 is a nil ideal. □

Corollary 4.4.

If A=σ(R)x1,,xn is a graded skew PBW extension over a connected algebra R=nNRn, then A is NJ if and only if A is NI.

Proof.

Since R is connected, [Citation45, Remark 2.10(i)], implies that A0=R0=K, whence J(A)A0={0} is nil. The result follows from Theorem 4.3. □

Corollary 4.5.

Let A=σ(R)x1,,xn be a quasi-commutative skew PBW extension over a ring R. Then A is NJ if and only if A is NI and J(A)R is a nil ideal of R.

Proof.

From [Citation46, Proposition 2.6], we know that quasi-commutative skew PBW extensions where R has the trivial graduation are graded skew PBW extensions, so [Citation45, Remark 2.10(i)], guarantees that A0=R0=R. Thus, the assertion follows from Theorem 4.3. □

Corollary 4.6.

If A=σ(R)x1,,xn is an NJ quasi-commutative skew PBW extension over a ring R and J(R)J(A), then R is NJ.

Proof.

By Proposition 4.1, we have that J(A)R=N(R). As J(R)J(A),J(R)N(R). Since A is NJ, then it is NI, so by Proposition 3.2, N(R)J(R). This shows that R is NJ. □

The next theorem presents similar results to [Citation17, Theorem 3.10(1)].

Theorem 4.7.

Let A=σ(R)x1,,xn be a quasi-commutative bijective skew PBW extension over R. If R is a weakly 2-primal weak Σ-compatible ring, then A is NJ.

Proof.

Since A is quasi-commutative, δi=0 for 1in, and so A is weak Δ-compatible. If R is weakly 2-primal then it is NI, and by Theorem 3.3, A is NI. Let us show that J(A)R is nil. If rJ(A)R, then rx1J(A). From [Citation46, Proposition 2.6], A is a graded skew PBW extension with the trivial graduation of R, and so rx1 is a homogeneous component of J(A) with degree 1. By [Citation32, Lemma 2.3(2)], rx1N(A). In this way, [Citation41, Theorem 4.6] implies that rN(R). The assertion follows from Corollary 4.5. □

Remark 4.8.

Let A=σ(R)x1,,xn be a skew PBW extension over a ring R.

  1. If R is 2-primal and (Σ,Δ)-compatible, then by Proposition 3.1(1) we have that A is NI, that is, N*(A)=N(A). Now, from [Citation28, Theorem 4.11], J(A)=N*(A), whence N(A)=J(A) and thus A is NJ.

  2. If R is locally finite and weak Σ-skew Armendariz, then R is NJ. More exactly, since R is weak Σ-skew Armendariz [Citation38, Proposition 4.9], implies that R is Abelian. Now, by assumption R is locally finite, so [Citation15, Proposition 2.5], guarantees that N(R)=J(R), that is, R is an NJ ring.

  3. If A is NJ and J(R) is nil (or N*(R)=J(R) or R/N*(R) is semiprimitive), then R is NJ. Notice that if A is NJ, Proposition 4.1 shows that R is NI, and if J(R) is nil (or N*(R)=J(R) or R/N*(R) is semiprimitive), then by [Citation17, Proposition 2.3], R is NJ.

Proposition 4.9.

Let A=σ(R)x1,,xn be a skew PBW extension of derivation type over R.

  1. If A is NI and R is Δ-compatible and right duo, then A is NJ.

  2. A is NI and IN(R) if and only if A is NJ, where IR is the set of all coefficients of all terms of all polynomials of J(A).

Proof.

  1. If A is NI then N(A)=N*(A)J(A). For the other inclusion, if f=a0+a1X1++atXtJ(A), then fxn=a0xn+a1X1xn++atXtxnJ(A) and therefore 1+fxn=1+a0xn+a1X1xn++atXtxn is a unit of A. Since R is (Σ,Δ)-compatible and right duo, [Citation10, Theorem 4.7], guarantees that a0,a1,,atN(R). So, f=a0+a1X1++atXtN(R)x1,,xn. As A is NI, Proposition 3.7 (4) implies that N(R)x1,,xn=N(A), that is, fN(A).

  2. Suppose that A is NI and IRN(R). By Proposition 3.7 (4), N(A)=N(R)x1,,xn. If f=a0+a1X1++atXtJ(A), then by hypothesis akN(R), for 0kt, whence akXkN(R)x1,,xn, for every k. Since A is NI, then N(A) is an ideal of A, and hence f=a0+a1X1++atXtN(A).

For the converse, suppose that A is NJ. Then A is NI, and so Proposition 3.7 (4) implies that N(A)=N(R)x1,,xn. Now, if rI, then for some f=a0+a1X1++atXtJ(A) there exists 1kt such that r = ak. Since J(A)=N(A)=N(R)x1,,xn, it follows that rN(R).

The following theorem is another important result of the paper.

Theorem 4.10.

Let A=σ(R)x1,,xn be a skew PBW extension of derivation type over R. Then A is NI if and only if A is NJ.

Proof.

By Proposition 4.9(2), it is enough to prove that every coefficient of each term of each polynomial of J(A) is nilpotent. Let f=r0+r1X1++rtXtJ(A). Since A is NI then N(A) is an ideal of A, and by Proposition 3.7(4), N(R) is a Δ-invariant ideal of R and N(A)=N(R)x1,,xn. Since A is of derivation type, N(R) is a Σ-ideal. By [Citation22, Proposition 2.6(ii)], A/N(R)x1,,xn is a skew PBW extension of R/N(R). By considering the notation of the proof of [Citation22, Proposition 2.6(ii)], and identifying xi¯ with xi, 1in, we use A/N(A)=A/N(R)x1,,xnσ¯(R/N(R))x1,,xn to denote such an extension. Now, by [Citation22, Proposition 2.2(i)], the system of endomorphisms and Σ-derivations (Σ,Δ) induce over R/N(R) a system (Σ¯,Δ¯) of endomorphisms and Σ-derivations defined by σ¯i(r¯):=σi(r)¯ and δ¯i(r¯):=δi(r)¯,1in. If r¯σ¯i(r¯)=rσi(r)¯=0, then rσi(r)N(R) and so rN(R), since by Proposition 3.7(1), N(R) is Σ-rigid. Therefore r¯=0 and so R/N(R) is Σ¯-rigid. By [Citation39, Theorem 3.9], R/N(R)x1,,xnA/N(A) is (Σ,Δ)-compatible (see also [Citation7, Proposition 6.2.4]). Now, as fJ(A), then f¯:=f+N(A)J(A)/N(A)=J(A/N(A)), since by Proposition 3.2 N(A)J(A). So, f¯xn=r0¯xn+r1¯X1xn++rt¯XtxnJ(σ¯(R/N(R)x1,,xn), with rk¯:=rk+N(R),1kn. Having in mind that f¯xnJ(σ¯(R/N(R)x1,,xn), then 1¯+f¯xn=1¯+r0¯xn+r1¯X1xn++rt¯Xtxn is a unit of σ¯(R/N(R)x1,,xn. Thus, by [Citation28, Remark 4.9(ii)], rk¯N(R/N(R)),0kn. Since R/N(R) is reduced we have that rk¯=0, for each 0kn. In this way, rkN(R), for each 0kn. The result follows from Proposition 4.9 (2). □

Remark 4.11.

Let A=σ(R)x1,,xn be a skew PBW extension of derivation type over R. By Propositions 3.7 and 4.9, and Theorem 4.10, if A is NI then N(A)=N*(A)=N(R)x1,,xn=N*(R)x1,,xn=J(A).

We immediately have the following corollary.

Corollary 4.12

([Citation31, Proposition 2.8]). Let R be a ring and δ a derivation of R. If R[x;δ] is NI, then J(R[x;δ])=N(R[x;δ])=N(R)[x;δ]=N*(R)[x;δ]=N*(R[x;δ]).

The next result, Proposition 4.13, extends [Citation32, Corollary 3.2].

Proposition 4.13.

If A=σ(R)x1,,xn is a skew PBW extension of derivation type over R, then the following statements are equivalent:

  1. A is NJ.

  2. A is NI.

  3. R is NI and N(A)=N(R)x1,,xn.

  4. R is NI and N*(A)=N*(R)x1,,xn.

Proof.

(1) (2) It follows from Theorem 4.10.

(2) (3) If A is NI then by Proposition 3.2 we have that R is NI. From Proposition 3.7 (4), N(A)=N(R)x1,,xn.

(3) (2) If R is NI then N(R) is an ideal of R, and by Proposition 3.7 (4), N(R) is Δ-invariant and therefore A is NI.

(3) (4) If R is NI then N(R) is a Σ-ideal. Theorem 3.8 (2) (3), shows that N*(A)=N*(R)x1,,xn.

(4) (3) Since R is NI, then N(R) is an ideal of R. Now, by Proposition 3.7 (1), N(R) is Σ-rigid. Theorem 3.8 (3) (2), implies that N(A)=N(R)x1,,xn.

The next proposition establishes similar results to [Citation32, Corollary 3.3].

Proposition 4.14.

If A=σ(R)x1,,xn is a quasi-commutative skew PBW extension of R, then the following statements are equivalent:

  1. A is NJ and N(A)=N(R)x1,,xn.

  2. N(R) is a Σ-ideal of R and N(A)=N(R)x1,,xn.

  3. A is NI and N(R) is Σ-rigid.

  4. N(R) is Σ-rigid ideal of R and N*(A)=N*(R)x1,,xn.

Proof.

(1) (2) If A is NJ we know that A is NI, and therefore R is NI, so N(R) is an ideal of R. In the proof of Theorem 3.8 (1) (2), it was already shown that N(R) is a Σ-ideal.

(2) (3) Theorem 3.8 (2) (1).

(3) (1) If rJ(A)R then rx1J(A). From [Citation46, Proposition 2.6], A is a graded skew PBW extension with the trivial graduation of R. Thus rx1 is a homogeneous component of J(A) with grade 1. By [Citation32, Lemma 2.3(2)], we have that rx1N(A). Since A is NI and N(R) is Σ-rigid, then Theorem 3.8, implication (1) (2), guarantees that N(A)=N(R)x1,,xn. Since rx1N(A), it follows that rN(R), and thus J(A)R is a nil ideal of R. Corollary 4.5 implies that A is NJ.

(3) (4) This is precisely the content of Theorem 3.8 (2) (3). □

5. Future work

In this article, we have established necessary or sufficient conditions to ensure that skew PBW extensions are either NI or NJ rings. Now, since the notion of weak compatibility introduced in [Citation41] is more general than the notion of compatibility defined in [Citation12, Citation39], a first task is to extend the results obtained here that used the compatibility condition, now assuming the weak compatibility condition.

On the other hand, since skew PBW extensions are part of a more general family of noncommutative algebraic structures such as the semi-graded rings introduced by Lezama and Latorre [Citation25], which have been studied recently from the point of view of noncommutative algebraic geometry (topics such as Hilbert series and Hilbert polynomial, generalized Gelfand–Kirillov dimension, non-commutative schemes, and Serre–Artin–Zhang–Verevkin theorem, see Lezama et al. [Citation21, Citation24]), and having in mind that semi-graded rings are more general than N-graded rings (of course, we mean rings that do not admit a non-trivial N-graduation), the natural task is to investigate NI and NJ properties for semi-graded rings with the aim of extending results established by Nasr-Isfahani [Citation32] in the context of graded rings.

Additional information

Funding

The authors were supported by the research fund of Faculty of Science, Code HERMES 52464, Universidad Nacional de Colombia - Sede Bogotá, Colombia.

References