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Research Articles

Values of the length function for nonassociative algebras

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Pages 392-407 | Received 08 Mar 2022, Accepted 23 Jul 2023, Published online: 17 Aug 2023

Abstract

We study realizable values of the length function for unital possibly nonassociative algebras of a given dimension. To do this we apply the method of characteristic sequences and establish sufficient conditions of realizability for a given value of length. The proposed conditions are based on binary decompositions of the value and algebraic constructions that allow to modify length function of an algebra. Additionally we provide a description of unital algebras of maximal possible length in terms of their bases.

2020 Mathematics Subject Classification:

1 Introduction

Let F be an arbitrary field. In this paper A denotes a finite dimensional unital not necessarily associative F-algebra with the multiplication (·) usually denoted by the concatenation. Let S={a1,,ak} be a finite generating set of A. Any product of a finite number of elements from S is a word in S. The length of the word w, denoted l(w), equals to the number of letters in the corresponding product. We consider 1 as a word in S with the length 0.

The set of all words in S of lengths less than or equal to i is denoted by Si, here i0.

Note that similarly to the associative case, m < n implies that SmSn.

The set Li(S)=Si is the linear span of the set Si (the set of all finite linear combinations with coefficients belonging to F). We write Li instead of Li(S) if S is clear from the context. It should be noted that for unital algebras L0(S)=1=F for any S, and for non-unital algebras L0={0}. We denote L(S)=i=0Li(S).

Since the set S is generating for A, the equality A=L(S) holds.

Definition 1.1.

The length of a generating set S of a finite-dimensional algebra A is defined as follows: l(S)=min{kZ+:Lk(S)=A}.

Definition 1.2.

The length of an algebra A is l(A)=max{l(S):L(S)=A}.

The problem of the associative algebra length computation was first discussed in [Citation19, Citation20] for the algebra of 3 × 3 matrices in the context of the mechanics of isotropic continua.

It is straightforward to see that the length of a unital associative algebra is strictly less than its dimension, and this bound is sharp. Namely, one-generated unital associative algebra of the dimension d has length d–1. The first nontrivial result in this direction is going back to Paz [Citation18]. More results on the length of abstract associative algebras can be found, for example, in [Citation13, Citation17] and their bibliography.

In general most of the known results on the length function are just bounds that are not sharp. Even the sharp upper bound for the length of the matrix algebra is not known, though such bounds are important in the number of applications, see [Citation13] and references therein. In particular, the knowledge of the universal upper bound for the length provides the maximal size of products in generators that we need to consider to verify a certain property, for example, unitary similarity, [Citation1]. Moreover, a great deal of work has been done investigating the related notion of length for given generating sets of matrices as in Definition 1.1, see [Citation5, Citation9–11, Citation16] and references therein. Finally, the questions of determining realizable values of the length and describing algebras of maximal or minimal length were previously solved for certain important classes of matrix sets and algebras, see, e.g., [Citation7, Citation8] for the realizability and [Citation6, Citation12] for the description of commutative algebras of maximal length and general matrix algebras of minimal length.

The results on the lengths of nonassociative algebras were obtained in the works [Citation2–4, Citation15]. The common tool to work without associativity is the method of characteristic sequences which are defined as follows.

Definition 1.3.

[Citation4, Definition 3.1] Consider a unital finite-dimensional F-algebra A and its generating set S. By the characteristic sequence of S in A we understand a monotonically non-decreasing sequence of non-negative integers (m0,m1,,mN), constructed by the following rules:

  1. m0=0.

  2. Denoting s1=dim L1(S)1, we define m1==ms1=1.

  3. Let for some r > 0, k > 1 the elements m1,,mr be already defined and the sets L1(S),,Lk1(S) are considered. Then we inductively continue the process in the following way. Denote sk=dim Lk(S)dim Lk1(S) and define mr+1==mr+sk=k.

Such sequences are directly connected to the dimension of algebra and the length of the respective generating set.

Lemma 1.4.

[Citation4, Lemma 3.5] Let A be an F-algebra, dim A=n>2, and S be a generating set for A. Then the characteristic sequence of S contains n terms, i.e., N=n1. Moreover, mN=l(S).

Combinatorial properties of these sequences, in turn, allow us to establish various facts about lengths. In particular, using characteristic sequences it is possible to provide a strict upper bound on length of a general nonassociative unital algebra.

Theorem 1.5.

[Citation4, Theorem 2.7] Let A be a unital F-algebra, dim A=n2. Then l(A)2n2.

The above bound is strict, see [Citation4, Example 2.8].

The following questions, generalizing the previous investigations of associative case, appear naturally.

  • What values of length between 1 and 2n2 can be obtained as lengths of general nonassociative algebras of dimension n?

  • How general are the algebras of arbitrary given length?

As it was shown in [Citation2], the nonassociative situation is quite different and a gap in the set of values of length was discovered. In particular, already for the value l=2n21 there are no algebras of length l and dimension n for n5.

In the present paper we investigate the set of realizable values for the length function on nonassociative algebras. Our main purpose is to provide an answer to the first of the above questions. As another application of the proposed method we characterize all algebras of the maximal length in terms of their bases.

Instead of the previously known combinatorial criteria based on characteristic sequences, which was nontrivial to check, see [Citation2, Theorem 3.19], we provide an efficient numerical sufficient condition for feasibility of length values. Our condition is stated in terms of the binary decomposition of an integer under consideration and is easy to check.

In particular, we show that for algebras of dimension 2, 3, 4 all values of length are realizable, and for any dimension n5 there are gaps of non-realizable values. If the value is bigger than a half of the maximal length value, then all the gaps are completely determined. Namely, we prove that only realizable values for k>2n3 are of the form 2n3+2q, and moreover, all integers of the type 2h and 2p+2q with hn2,qpn3, are realizable. If k>n2 then all values in the interval [2nk1,2nk1] are realizable. As a corollary a lower bound for the first non-realizable value is obtained. Namely, it is proved that all values between 1 and 2n2 are realizable for n6. We also compute the total number of realizable values in each interval of the form [2nk1,2nk1].

Sufficient condition is provided for a given integer to be realizable as a value of length. Namely, if l<2nk for some k such that the binary decomposition of l contains less than or equal to k entries 1, then l is realizable. An example is given that this condition is not necessary. A lower bound for the number of realizable values is obtained and several new gaps in the set of values of the length function are found.

Additionally, we expand upon connection of characteristic sequence to respective generating set. This is achieved by constructing a special basis W={e0,,en1} of words corresponding to the characteristic sequence M={m0,,mn1} such that the multiplication low of the elements of W is defined by the addition in M. As an application of this technique we characterize nonassociative algebras of maximal length in terms of their bases.

Our paper is organized as follows. In Section 2 we provide previously established results and notions, relevant for further proofs. In Section 3 we introduce basic numerical results for possible length values examining proto-characteristic sequences. Section 4 covers the application of binary decomposition of a given value in checking its feasibility as a length of an algebra. Throughout Sections 2 and 5 we provide description for algebras of maximal length in terms of their bases.

2 Basic results and notions

To formulate our results let us start by introducing basic notions and tools in the nonassociative situation.

Definition 2.1.

[Citation2, Definition 3.1] We call the sequence M=(m0,,mn1) proto-characteristic if it satisfies the following properties:

  1. m0=0.

  2. There exists k1,1k1n1, such that m1==mk1=1 and if k1<n1 it holds that mk1+1>1.

  3. The sequence (m0,,mn1) is non-decreasing.

  4. If k1<n1 then there exist two functions, t1(k) and t2(k), mapping the set {k1+1,,n1} to {1,,n1}, and satisfying two additional properties:

    1. For k such that k1<k<n the equality mt1(k)+mt2(k)=mk and inequalities t1(k),t2(k)<k hold.

    2. For all h1, h2 such that k1<h1<h2<n at least one of the following two inequalities holds: t1(h1)<t1(h2) or t2(h1)<t2(h2).

Proposition 2.2.

[Citation2, Proposition 3.2] Characteristic sequence of any generating set of any finite-dimensional unital algebra is proto-characteristic.

Theorem 2.3.

[Citation2, Theorem 3.19] Let M=(m0,,mn1), where n2, be a proto-characteristic sequence. Then there exists a unital algebra A over a field F with a generating set S, such that the following conditions hold:

  1. dim A=n.

  2. Characteristic sequence of S coincides with (m0,,mn1).

  3. l(A)=mn1.

Definition 2.4.

A word w in generators from the set S of an algebra A is irreducible, if for each integer m,0m<l(w), it holds that wLm(S).

Lemma 2.5.

[Citation4, Lemma 2.14] An irreducible word of the length greater than 1 is a product of two irreducible words of non-zero lengths.

Lemma 2.6.

[Citation4, Lemma 3.4]

Let A be an F-algebra, dimA=n>2, and S be a generating set for A. Then

  1. Positive integer k appears in the characteristic sequence as many times as many there are linearly independent irreducible words of length k.

  2. For any term mh of the characteristic sequence of S there is an irreducible word in S of length mh.

  3. If there is an irreducible word in S of length k, then k is included into the characteristic sequence of S.

Lemma 2.7.

[Citation4, Lemma 2.11] If A is an algebra and S0 and S1 are its finite subsets such that L1(S0)=L1(S1), then Lk(S0)=Lk(S1) for every positive integer k.

Proposition 2.8.

[Citation4, Proposition 3.7] Let A be an F-algebra, dim A=n>2. Assume that S is a generating set for A and (m0,m1,,mn1) is the characteristic sequence of S. Then for each h satisfying mh2 it holds that there are indices 0<t1t2<h such that mh=mt1+mt2.

Proposition 2.9.

[Citation4, Theorem 3.8] Let A be an F-algebra, dim A=n, n > 2. Let also S be a generating set for A,(m0,m1,,mn1) be the characteristic sequence of S. Then for each positive integer hn1 it holds that mh2h1.

3 General observations

As it was already mentioned in the introduction, the length of a unital associative algebra is strictly less than its dimension and the corresponding bound is sharp. Moreover, we note that there are unital associative algebras of a given dimension n and any length between 1 and (n1) as the following example shows.

Example 3.1.

Let us consider an arbitrary field F and an associative F-algebra Al with the basis {e0=1,e1,,en1} where ln1 and the multiplication determined by the following rule: epeq={ep,q=0;eq,p=0;ep+q,p1,q1,p+ql;0,otherwise.

It is straightforward to check that Al is associative and dim Al=n.

Consider the generating set S0={e1,el+1,el+2,,en1} of Al. Since el=e1l is an irreducible word of the length l, we have l(Al)l(S0)=l.

It can also be easily seen that Al is a local commutative algebra with Jacobson radical of nilpotency index l + 1, and a general upper bound for the length is known for local algebras, see [Citation13, Corollary 3.32], which gives us l(Al)l. This implies l(Al)=l.

It is worth noting that generally for a given n and ln1 the known associative algebras of dimension n and length l are local commutative algebras.

Below A is again nonassociative algebra and we discuss some general properties of the values of its length.

Proposition 3.2.

Let A be a unital algebra over a field F such that dim A=n and l(A)=l. Then there exists a unital algebra A such that dim A=n+1 and l(A)=l.

Proof.

Let S be a generating set of A with maximal length, M=(m0,,mn1) be its characteristic sequence. By Lemma 1.4 we have mn1=l.

Note that by Proposition 2.2 the sequence M is proto-characteristic with certain functions t1 and t2.

Consider the sequence M=(m0,,mn)=(m0,1,m1,mn1). It is also proto-characteristic: Properties 1–3 of the Definition 2.1 can be straightforwardly checked, and for Property 4 we can define functions t1(k) and t2(k) as t1(k)+1 and t2(k)+1. To do this we observe that for all j satisfying mj>1 it holds that mj=mj1.

By Theorem 2.3 there exists a unital algebra of dimension n + 1 and length mn=mn1=l. □

Proposition 3.3.

Let A be a unital algebra over a field F such that dim A=n and l(A)=l. Then there exists a unital algebra A such that dim A=n+1 and l(A)=2l.

Proof.

Let S be a generating set of A with maximal length, M=(m0,,mn1) be its characteristic sequence. By Lemma 1.4 we have mn1=l.

Note that by Proposition 2.2 the sequence M is proto-characteristic with certain functions t1 and t2.

Consider the sequence M=(m0,,mn)=(m0,m1,mn1,2mn1). It is also proto-characteristic: Properties 1–3 of the Definition 2.1 can be straightforwardly seen, and for Property 4 we can define functions t1(k) and t2(k) to be equal to t1(k) and t2(k), respectively, for k < n and t1(n)=t2(n)=n1.

By Theorem 2.3 there exists a unital algebra of dimension n + 1 and length mn=2mn1=2l. □

Proposition 3.4.

Let A be a unital algebra over a field F such that dim A=n and l(A)=l. Then there exists a unital algebra A such that dim A=n+1 and l(A)=l+1.

Proof.

Let S be generating set of A with maximal length, M=(m0,,mn1) be its characteristic sequence. By Lemma 1.4 the equation mn1=l holds.

Note that by Proposition 2.2 M satisfies Properties 1–4 of Definition 2.1 with certain functions t1 and t2.

Consider the sequence M=(m0,,mn)=(m0,m1,mn1,mn1+1). It is also proto-characteristic: Properties 1–3 of the Definition 2.1 can be seen easily, and for Property 4 we can define the functions t1(k) and t2(k) to be equal t1(k) and t2(k), respectively, for k < n and t1(n)=1,t2(n)=n1.

By Theorem 2.3 there exists a unital algebra of dimension n + 1 and length mn=2mn1=l+1. □

An example of the algebra of the maximal possible value of length for a given dimension is given in [Citation4, Example 2.8]. For algebras of minimal possible value of length for a given dimension, namely algebras of length 1, the work [Citation15] provides classification of such structures. In particular, the statements [Citation15, Theorem 3.8, Theorem 4.6] allow us to infer the following.

Proposition 3.5.

There exists a unital F-algebra of dimension n2 and length 1.

Observe that there are no gaps in feasible length values for small dimensions, namely dim A{1,2,3,4}.

Proposition 3.6.

For algebras of dimension n = 2, 3, 4 each value of length between 1 and 2n2 is attainable.

Proof.

1. Let n = 2. Then the statement is straightforward as 2n2=1.

2. Let n = 3. Then the statement follows from Proposition 3.5 and [Citation4, Example 2.8].

3. In the case n = 4 the values that require justification are only 2 and 3, since 1 can be attained by Proposition 3.5 and 4 can be attained by [Citation4, Example 2.8]. As both (0,1,1,2) and (0,1,2,3) fall under Theorem 2.3. □

It is shown in [Citation4] that for each n5 the gaps in the set of values of the length function do exist. To investigate their structure we need the following technical statements.

Proposition 3.7.

Let n2,hn2 be integers. Then there exists a unital F-algebra A with dim A=n and l(A)=2h.

Proof.

We will prove this statement using an induction on n.

The base. For n = 2 the only possible value of h is 0 and the statement holds by Proposition 3.5.

The step. Assume the statement holds for n=N1,N3, and consider n = N.

The case h = 0 holds by Proposition 3.5. For the case 1hN2 by the induction hypothesis there exists an algebra of dimension N–1 and length 2h1 as h–1 is nonnegative and h1N3. Thus by Proposition 3.3 there exists an algebra of dimension N and length 2·2h1=2h. □

Lemma 3.8.

Let A be an F-algebra, dim A=n>4. Assume S is a generating set for A and (m0,m1,,mn1) is the characteristic sequence of S. Then for all h such that 2hn2 it holds that mh+12mh.

Proof.

If mh = 1 this follows from the fact that mh11 .

If mh2, we have mh=mi+mj for some i,jh1 by Proposition 2.8. Since the characteristic sequence is monotonically non-decreasing, we have mh=mi+mjmh1+mh1=2mh1. □

Proposition 3.9.

Let A be a unital F-algebra, dim A=n, n > 4, S be a generating set of A,(m0,m1,,mn1) be the characteristic sequence of S. Then

  1. For each positive integer hn1 it holds that either mh=2h1 or mh3·2h3.

  2. Moreover, in the case mh=2h1 it holds that ml=2l1 for all lh.

Proof.

Note that m1=1. If (3.1) mk=2mk1(3.1) for all 2kh, then mh=2h1 and Item 2 is straightforward.

Otherwise consider the first k, 2kh such that mk2mk1, i.e. by Lemma 3.8 mk<2mk1.

  1. If mk = 1 by Lemma 3.8 it holds mh2mh12hkmk=2hk<3·2h3<2h1.

  2. If mk2 we have mh=mi+mj for some 1i,jk1 by Proposition 2.8. Note that i, j cannot be equal to k–1 simultaneously due to the choice of k. Thus mk=mi+mjmk1+mk2=2k2+2k3=3·2k3.

By Lemma 3.8 it holds mh2mh12hkmk2hk(3·2k3)=3·2h3<2h1. □

4 Binary decomposition

4.1 Gap bounds

In this subsection we further investigate the set of realizable values of the length function. In particular, we use here a new method to determine whether a certain value is a feasible length of an algebra of dimension n. This method is based on the binary decomposition of n.

The theorem below generalizes the results of Proposition 3.7.

Theorem 4.1.

Let n > 4 be integer. Then for each p{0,,n3} there exists a unital F-algebra A with dim A=n and l(A)=2n3+2p.

Proof.

Consider the sequence (0,1,2,,2n3,2n3+2p).

It is easy to see that it is proto-characteristic with functions t1(k)=t2(k)=k1 for k=2,,n2, and t1(n1)=p+1, t2(n1)=n2. Thus by Theorem 2.3 there exists an F-algebra A with dim A=n and l(A)=2n3+2p. □

The converse statement is also true and provides a generalization for Proposition 3.9.

Theorem 4.2.

Let A be a unital F-algebra, dim A=n, n > 4, S be a generating set for A,(m0,m1,,mn1) be the characteristic sequence of S. Let mh>2h2, where h{4,,n1}. Then mh=2h2+2q,q{0,,h2}.

Proof.

We will prove the theorem by induction on h.

The base. For h = 4 according to Proposition 3.9, the value m4=7 is impossible. Thus by Proposition 2.9, if mh>242=4, then mh{5=22+20,6=22+21,8=22+22}.

The step. If the statement holds for h=4,,H1, let us prove it for h=H5. Assume the contrary, i.e. that there exists Q{0,,H3} such that 2H2+2Q<mH<2H2+2Q+1, or, equivalently mH=2H2+x,2Q<x<2Q+1. As (m0,,mn1) is proto-characteristic by Proposition 2.2, we can consider respective functions t1 and t2. By Property 4a of Definition 2.1, mH=mt1(H)+mt2(H). Let T=max{t1(H),t2(H)} and t=min{t1(H),t2(H)}, so mH=mT+mt. Since (m0,,mn1) is monotonically non-decreasing, mTmt, thus mTmH2>2H3. For any p{0,,H2} by Proposition 2.9 the inequality mp2p12H3 is satisfied. Hence T=H1. By assumption, 2H3+2Q1<mH2mT, thus by the induction hypothesis mT=mH1=2H3+2Q1 for some Q1{0,,H3}. There are the following two possibilities.

  1. Q1=H3. Then mH1=2H2. It follows that mk=2k1 for p=0,,H2. Since t{1,,H1},mH=mT+mt=2H2+2t1, which contradicts the assumption.

  2. Q1<H3. Then mt=mHmT=2H32Q1+x2H4+x. By Proposition 2.9 for p{0,,H3} the inequality mp2H4 holds. Hence t{H1,H2}. If t=H1, then mT=mt=mH2=2H3+x2, which is impossible if x is odd. Then x is even. By our assumption x22q for any q{0,,H3}, which contradicts the induction hypothesis for T. Therefore, t=H2. Then by the induction hypothesis mt=mH2=2H3+2Q2 for some Q2{0,,H4}. Thus, we have the equalities: 2H2+x=mH=mT+mt=2H3+2Q1+2H4+2Q2,

or equivalently 2H4+x=2Q1+2Q2.

Again, there are several possibilities.

2.1. Q1=H4. Then we have x=2Q2, which contradicts the assumption.

2.2. Q2=H4. Then we have x=2Q1, which contradicts the assumption.

2.3. Q1,Q2<H4. Then 2Q1+2Q22·2H5=2H4<2H4+x, thus the equality is impossible.

These contradictions conclude the proof. □

Observe that Theorem 4.1 can be generalized even further.

Proposition 4.3.

Let n and k be integers such that n>k>1. Assume that l is a positive integer such that the following two conditions are satisfied

  1. l<2nk;

  2. there are no more than k elements 1 in the binary decomposition of l.

Then there exists an algebra A of dimension n and length l.

Proof.

We will prove this statement using a double induction on n and k.

The base for n. If n = 3 then the only possible values of k and l are 2 and 1 respectively and the statement is straightforward.

The step for n. Assume the statement holds for n=3,,N1 with N > 3 and consider n = N.

The base for k. If k = 2 then there are two possibilities:

  1. l=2h, where 0hN3. It is the statement of Proposition 3.7.

  2. There exist positive integers h1, h2 such that h1<h2<N2 and l=2h2+2h1. If h2=N3, then the statement follows directly from Theorem 4.1. If h2<N3, then by Theorem 4.1 there exists an algebra of length l and dimension h2+3. It follows by Proposition 3.2 that there is an algebra of length l and dimension N.

The step for k. Assume that we have proven the statement for k=2,,K1 where 2<K<N. Consider l such that l<2NK and there are no more than K 1s in its binary decomposition. If there are k1<K 1s, the statement follows from the induction hypothesis for k, since l<2NK<2Nk1. If there are exactly K 1s (it should be noted that it means that K<N1 in this case, since if K=N1, then l would be equal to 1), then we have two possibilities again.

  1. l is odd. Note that l–1 has K–1 elements 1 and l1<l<2NK=2(N1)(K1). By the induction hypothesis for n there exists an algebra of dimension N–1 and length l–1. Thus, by Proposition 3.4 there exists an algebra A of dimension N and length l.

  2. l is even. Note that l2 has K elements 1 and l2<2NK2=2(N1)K. By the induction hypothesis for n there exists an algebra of dimension N–1 and length l2. Thus, by Proposition 3.3 there exists an algebra A of dimension N and length l. □

The following set of realizable values is also a consequence from Theorem 4.1.

Proposition 4.4.

Let n > 4 be integer. Then for each p{2,,n3} and qp there exists a unital F-algebra A with dim A=n and l(A)=2p+2q.

Proof.

By Theorem 4.1 there exists an algebra A of dimension p + 3 and length 2p+2q. If p+3<n, we can apply Proposition 3.2 np3 times and get an algebra of dimension n and the same length. □

Proposition 4.5.

Let n, k be integers satisfying 1<k<n.

  1. There are at least 1+(nk11)++(nk1min(k1,nk1)) realizable length values of algebras of dimension n in the interval [2nk1,2nk1].

  2. If k>n2, then all values in the interval [2nk1,2nk1] are realizable.

  3. If k = 2, then there are exactly 1+(n31)=n2 realizable values.

Proof.

  1. Since 2nk12nk1=2nk11, there are exactly 2nk1 values in the interval. By Proposition 4.3 for a given h such that 0hmin(k1,nk1) all of the values below 2nk with h + 1 elements 1 in binary decomposition are feasible. The number of such values in the interval [2nk1,2nk1] is equal to (nk1h) as we have nk digits with the leading digit equal to 1 and we can place remaining h–1 elements 1 into other nk1 digits arbitrarily. Thus, by summing all binomial coefficients for all possible h we can infer that there are at least 1+(nk11)++(nk1min(k1,nk1)) realizable length values in the interval.

  2. If k>n2, then the binomial sum is equal to 2nk1 which means that all of the values in the interval are feasible.

  3. If k = 2, then by Theorems 4.1 and 4.2 only 1+n3=n2 values in the interval are feasible. □

Observe that the converse statement to Proposition 4.3, in the same sense as Theorem 4.2 is the “converse” to Theorem 4.1, is not true. In particular, there exist algebras of length x which has k 1s in its binary decomposition, but x2nk, and Proposition 4.5 provides only a lower bound on the number of feasible values in the specified intervals.

Example 4.6.

Consider the sequence (0,1,2,3,5,10,20,23) with the functions t1(k) and t2(k) defined as follows:

On the one hand, it is proto-characteristic, and by Theorem 2.3 there exists an algebra of dimension 8 and length 23. On the other hand, 23=101112. So, there are four elements 1 in the binary decomposition, however 23>16=284.

We conclude this subsection by the list of all realizable values in the top half of the possible length values. They appear to be rather rare and more or less isolated. Namely, the corollary below demonstrates that all realizable values of length that are bigger than the half of the maximal value have the form 2n3+2p, where 1pn3. This implies that the all the intervals [2n3+2p+1,2n3+2p+11],1pn3, are gaps in the set of values of the length function.

Corollary 4.7.

Let n > 4 be integer. Then for each unital F-algebra A with dim A=n and l(A)>2n3 we have l(A)=2n3+2p for p{0,,n3} .

Proof.

Consider a generating set S of A such that l(A)=l(S) and its characteristic sequence (m0,m1,,mn1). Since mn1=l(A)>2n3, by Theorem 4.2 we have mn1=2n3+2p,p{0,,n3}. □

4.2 Bounds for the subsequent values of the length function

Now we may investigate the upper bound for the sequence of consequent values of lengths for algebras of a given dimension, which is the same as the lower bound for the first non-feasible value.

Definition 4.8.

Let n2 be a natural number. By B(n) we understand the maximal integer l > 0 such that there exist algebras of dimension n and lengths 1,,l.

Proposition 4.9.

We have B(2)=1,B(3)=2,B(4)=4,B(5)=6.

Proof.

The first three values follow from Proposition 3.6, since these are the maximal possible values of length for n{2,3,4}. For n = 5 note that 7 is not a feasible length value by Corollary 4.7 as 7=253+3253+2p. Also the values from 1 till 4 are feasible by Proposition 3.2 as they are feasible for n = 4. The value 5 is feasible by Proposition 3.4 as 4 is a feasible length value for dimension 4. The value 6 is feasible by Theorem 4.1 as 6=253+21. □

Proposition 4.10.

Let n2 be integer. Then B(n+2)2·B(n)+1.

Proof.

By Propositions 3.3 and 3.4 there exist algebras of dimension n + 2 and lengths 2·1,,2·B(n+1) (the first proposition) and 2·1+1,2·2+1,,2·B(n)+1 (both propositions combined). By Proposition 3.2, B(h) is monotonically non-decreasing, hence B(n+1)B(n) and algebras of dimension n + 2 with lengths 1,2,,2·B(n)+1 exist, which means B(n+2)2·B(n)+1. □

Proposition 4.11.

Let n2 be integer. Then B(n)2n2 for n6.

Proof.

1. Let n be even, i.e. n=2h for some integer h3. Then by Proposition 4.5, Item 2, every length value l0[1,,2h1] is attainable for algebras of dimension n, since l0 can be placed into an interval [22hk1,22hk1] with kh. Thus, B(2h)2h.

2. Consider the case n is odd, i.e. n=2h1 for some integer h4. By Proposition 4.5, Item 2, each integer value l0[1,2h1] is realizable as a length of an algebra of dimension n, since l0[2nk1,2nk1] for some kh1. By Proposition 4.3 all integer values l1[2h1,2h2] are also realizable since 1) l1<2h=22h1(h1) and 2) l2=2h1 is the only integer with more than h–1 elements 1 in its binary decomposition satisfying l2<2h. To show that l2 is a feasible length value we use the induction on h.

The base. For h = 4, 241=15. Consider the sequence (0,1,2,3,5,10,15) with t1 and t2 defined as follows:

It is proto-characteristic, and by Theorem 2.3 there is an algebra of dimension 7 and length 15.

The step. Assume the statement holds for h=H1 with H > 4. Then for h = H we need to prove that there exists an algebra of length 2H1 and dimension 2H1. By the induction hypothesis, there exists an algebra A with l(A)=2H11 and dim A=2H3. Then by Proposition 3.3 there exists an algebra A1 such that l(A1)=(2H11)·2=2H2 and dim A1=2H2. Hence by Proposition 3.4 there exists an algebra A2 with l(A2)=2H2+1=2H1 and dim A2=2H1. This concludes the induction.

Finally, 2h is a feasible value by Proposition 3.7. Thus, B(2h1)2h. □

5 Characteristic sequence and basis

In the next section we characterize the algebras of maximal length. To achieve this goal in the current section we construct a special basis W={e0,,en1} of an algebra A corresponding well to a characteristic sequence M=(m0,,mn1) of a given generating set S of this algebra. We will approach this goal gradually.

Definition 5.1.

Consider an F-algebra A, its generating set S and a characteristic sequence M=(m0,,mn1) of S. Let k1 be such an index that m1==mk1=1 and if k1<n1 it holds that mk1+1>1 and t1, t2 be the functions mapping {k1+1,,n1} to {1,,n1}, and satisfying the two following properties (i.e. Item 4 of Definition 2.1):

  1. For k such that k1<k<n the equality mt1(k)+mt2(k)=mk and inequalities t1(k),t2(k)<k hold.

  2. For all h1, h2 such that k1<h1<h2<n at least one of the following two inequalities holds: t1(h1)<t1(h2) or t2(h1)<t2(h2).

We say that the basis W={e0,,en1} of A corresponds to the characteristic sequence M equipped with the functions t1, t2 if the following holds:

  1. For each i{0,,n1} the element eiW is a word in S of length mi.

  2. For every k such that k1<k<n the equality et1(k)·et2(k)=ek is true in A.

  3. L1(S)=e0,,ek1.

Remark 5.2.

For a characteristic sequence M at least one pair of such functions t1, t2 exists since M is proto-characteristic by Proposition 2.2, which means that Item 4 of Definition 2.1 applies to it.

Let us introduce an auxiliary definition.

Definition 5.3.

We say that the basis W={e0,,en1} of the F-algebra A is graded by the generating set S of A, or just S-graded basis, if there exists a subset SS, which is also a generating set, and a sequence of sets W0W1Wl(S)=W such that:

  1. W0={1},W1=S{1}.

  2. Wk is a basis of Lk(S) for k=1,,l(S)

  3. WkWk1 consists of irreducible words of length k in S.

  4. Each element of Wk, which is a word of length at least 2 in S, is a product of two non-unit elements from Wk.

Lemma 5.4.

Let A be an F-algebra, dim A=n2,S be a generating set of A. Then there exists an S-graded basis W of A.

Proof.

Let S={a1,,ap} be a maximal subset of S which is linearly independent modulo F and define W1 as S{1}. It is linearly independent as S is linearly independent modulo F.

Note that L1(S) by definition is equal to W1=S{1}=S{1}=L1(S). By Lemma 2.7 we have Lk(S)=Lk(S), which implies that S is a generating set. Additionally, for the purposes of Item 2 it is enough to prove that Wk is a basis of Lk(S).

We construct the sequence of Wk satisfying Items 2-4 inductively.

The base for k = 1 is provided above. Indeed, W1 is a basis of L1(S) as it is linearly independent and spans L1(S),W1W0=S consists of irreducible words of length 1 in S (as FS=, words of length 1 cannot be reduced), and, since in W1 there are no elements which are words of length at least 2 in S, Item 4 holds as well.

The step. Assume W1,,WK1 are already constructed. Consider an irreducible word w of length Kl(S). Note that w=w·w, where w has length j, 1j<K, and w has length Kj, which is also less than K. As wLj(S)=Wj and wLKj(S)=WKj, we have wWj·WKj. From this it follows that all of the irreducible words of length K belong to i=1,,K1WiWKi. Thus we can expand WK1 with irreducible words belonging to WiWKi for some indices i to obtain the basis of LK(S). We name the resulting set WK, as it satisfies Items 2-4:

  1. It is indeed a basis by construction.

  2. Only irreducible words of length K in S were added, as any word of length less than K belongs to WK1 already.

  3. Each added element is a product of two elements from WK1, which, by construction, is a subset of WK. □

Lemma 5.5.

Let A be an F-algebra, dim A=n2,S be a generating set of A. Let M=(m0,,mn1) be the characteristic sequence of S and W be an S-graded basis of A with associated set SS and sequence of sets W0W1Wl(S)=W. Then there exists a numbering ei, i=0,,n1, of the elements from W such that

  1. e0=1

  2. For all r such that 1rl(S) it holds that Wr={e0,,es1++sr}, where sr=dim Lr(S)dim Lr1(S). Additionally, the length of ej as a word in S is equal to mj for j=0,,s1++sr.

  3. Under this numbering for all r such that 1rl(S) there exist functions t1(r) and t2(r) from the set {s1+1,,s1++sr} to {1,,s1++sr} for which the following two properties are satisfied.

  4. For k such that s1<ks1++sr we have et1(r)(k)et2(r)(k)=ek.

  5. For all h1, h2 such that s1<h1<h2s1++sr at least one of the inequalities t1(r)(h1)<t1(r)(h2) or t2(r)(h1)<t2(r)(h2) is satisfied.

Proof.

We will construct this numbering and respective functions using induction on r.

The base. For r = 1 set e0=1 and e1,,es1 to be elements of S in an arbitrary order. This guarantees Item 1 and Items 2 and 3 for r = 1 with t1(1) and t2(1) having empty domain.

The step. Assume that Items 2 and 3 hold for r=1,,R1, with 2Rl(S). For r = R there are two possibilities.

1. If sR = 0, then WR=WR1={e0,,es1++sR1}={e0,,es1++sR1+sR}.

The functions t1(R) and t2(R) can be defined as t1(R1) and t2(R1) with Item 3 holding by the induction hypothesis.

2. If sR>0, then consider all the elements of W which are the words of length R in S (note that all of them belong to WR by Item 3 of Definition 5.3). Since by Item 4 of Definition 5.3 they are equal to products of two shorter, already numbered elements of W, we can establish a correspondence between them and pairs of indices: a word w of length R would correspond to (j1, j2), where ej1ej2=w. Since all the words in W are distinct, all the pairs in the resulting correspondence are also distinct.

By sorting these pairs in lexicographic order we can continue the numbering of elements of W. We name the one with the lexicographic minimal corresponding pair es1++sR1+1, the next es1++sR1+2 and continue in this way. Item 2 will hold for r = R as there are exactly sR words of length R in W. Since WR1 is a basis of LR1(S), WR is a basis of LR(S) and WRWR1 consists of irreducible words of length R. For Item 3 we define t1(R) and t2(R) as follows:

  • For k{s1+1,,s1++sR1} we define ti(R)(k)=ti(R1)(k), i = 1, 2. This guarantees Item 3 a,b for all indices k,h1,h2 less than or equal to s1++sR1.

  • For k{s1++sR1+1,,s1++sR1+sR} we define ti(R)(k) using the aforementioned correspondence between elements of lengths R and pairs of indices, with t1(R)(k) being the first and t2(R)(k) being the second index respectively. Item 3a holds by construction.

Item 3b requires us to check that t1(R)(h1)t1(R)(h2) or t2(R)(h1)t2(R)(h2) for h1, h2 such that s1<h1<h2s1++sR with h2s1++sR1+1 (as lower h2 are covered by the induction hypothesis). The proof of this property splits into two cases:

  1. If h1s1++sR1, then mh1<R=mh2. By reducing eh1=et1(R)(h1)·et2(R)(h1) and eh2=et1(R)(h2)·et2(R)(h2) to an equation on lengths we get mh1=mt1(R)(h1)+mt2(R)(h1) and mh2=mt1(R)(h2)+mt2(R)(h2). Since x1+y1<x2+y2 means that x1<x2 or y1<y2, we can infer that mt1(R)(h1)<mt1(R)(h2) or mt2(R)(h1)<mt2(R)(h2). This provides the inequalities on indices due to M being non-decreasing.

  2. If h1s1++sR1+1 the inequalities hold due to the lexicographic sorting of the elements corresponding to pairs.□

Proposition 5.6.

Consider an algebra A of dimension n2 over a field F and its generating set S such that l(S)2. Let M=(m0,,mn1) be the characteristic sequence of S. There exists a basis {e0,,en1} of the algebra A and functions t1, t2 from the set {k1+1,,n1} to {1,,n1}, here k1 is defined by mk1=1,mk1+1>1, which satisfy the following properties:

  1. for all i{0,,n1} the element ei is a word in S of length mi.

  2. For t1 and t2 it holds that

  3. For k such that k1<k<n the equality mt1(k)+mt2(k)=mk and inequalities t1(k),t2(k)<k hold.

  4. For all h1, h2 such that k1<h1<h2<n at least one of the following two inequalities holds: t1(h1)<t1(h2) or t2(h1)<t2(h2).

  5. For any k, k1<k<n, it holds that et1(k)et2(k)=ek.

  6. L1(S)=e0,,ek1.

Particularly, this means that {e0,,en1} corresponds to the characteristic sequence M equipped with the functions t1, t2.

Proof.

Consider an S-graded basis W, constructed in Lemma 5.4 and numbered in Lemma 5.5 with t1=t1(l(S)) and t2=t2(l(S)) provided by Lemma 5.5. We will demonstrate that it satisfies Items 1–4.

  • W1, which is a basis of L1(S), coincides with {e0,,es1}. As e0=1 and s1 = k1, this implies Item 4 and Item 1 for i=0,,s1.

  • For any j{s1+1,,n1} there exists R such that s1++sR1<js1++sR. We have mj = R and by Item 2 of Lemma 5.5 ej has length mj, which demonstrates the desired property 1 for all remaining j.

  • Items 2 and 3 of Lemma 5.5 for r=l(S) guarantee Items 2 and 3 of the proposition.□

6 Algebras of maximal length

With the results of the previous section we are ready to characterize algebras of maximal length for a given dimension using their basis.

Proposition 6.1.

Consider a unital algebra A over a field F of dimension n > 2 and maximal possible length. There exists a generating set S of A such that its characteristic sequence is (0,1,2,4,,2n2).

Proof.

By Theorem 1.5 the maximal possible length of a unital algebra with dimension n is 2n2. Consider a generating set S of such an algebra which has exactly this length. The last element of its characteristic sequence M=(m0,,mn1) is equal to l(S)=2n2. By Proposition 3.9 Item 2 this means that all previous mh for h > 0 are equal to 2h1. Finally, m0 is always equal to zero. □

Definition 6.2.

A basis {e0,e1,,en1} of an algebra A is called long, if e0=1 and ei2=ei+1 for i=1,,n2.

Proposition 6.3.

A unital F-algebra A of dimension n > 2 which has a long basis E={e0,e1,,en1} such that epeqe0,,emax(p,q) for pq also has length l(A)=2n2.

Proof.

Consider the generating set {e1} of A.

We demonstrate using induction on j that for each j{1,,n1} the following two statements hold:

  • There are no irreducible words in {e1} of lengths 2j2+1,,2j11 for j > 2;

  • For the generating set {e1} there exists a single irreducible word wj of length 2j1, which is equal to ej as an element of A and to wj12 as a word, with w1 being e1.

The base. For j = 1 the statement holds as w1 = e1 is an irreducible word of length 1 in {e1} with no other possible words of length 1. For j = 2 the statement holds as w2=w12=e12=e2 is an irreducible word of length 2 in {e1} with no other possible words of length 2 and the set {2j2+1,,2j11} is empty for j = 2.

The step. Assume the statement holds for j=1,,J1 with 3Jn1.

Assume that v is an irreducible word of length l{2J2+1,,2J1}. Since J3,l2. This means that v=v·v, where v and v are irreducible words of lesser positive lengths, l and l. As l+l=l, the larger one of them is greater than or equal to l/2.

1. ll. Since l/2l<l, this means that l belongs to {2J3+1,,2J2}. Since v is irreducible, by the induction hypothesis this means that v=wJ1=eJ1 and l=2J2.

1.1. If l<2J2, then by the induction hypothesis v must be equal to wr with r{1,,J2}. However, this would mean v=wJ1wr=eJ1ere1,,eJ1=L2J2({e1}), with l>2J2. This contradicts the irreducibility of v. Thus, there are no irreducible words of lengths between 2J2+1 and 2J11. From this follows L2J11({e1})=L2J2({e1}).

1.2. If l=2J2, then v=wJ1 as well and v=wJ12=:wJ. This word is indeed irreducible as wJ=eJL2J11({e1})=L2J2({e1})=e0,,eJ1.

2. A similar argument works in the case ll.

From this statement for j=n1 it follows that there exists an irreducible word in {e1} of length 2n2, which means 2n2l({e1})l(A). However, by Theorem 1.5, l(A)2n2, which allows us to conclude that l(A)=2n2. □

Proposition 6.4.

A unital F-algebra A of dimension n > 2 which has maximal length 2n2 also has a long basis E={e0,e1,,en1} such that epeqe0,,emax(p,q) for pq.

Proof.

Consider a generating set S¯ of A such that l(S¯)=l(A). By Proposition 6.1, its characteristic sequence is (0,1,2,4,,2n2). Since there is only one element in the characteristic sequence equal to 1, we have dim L1(S¯)dim L0(S¯)=1. This means that we can find a subset SS¯ such that |S|=1 and S{1}=S¯{1}. By Lemma 2.7 S is also a generating set of A of the same length and with the same characteristic sequence, since Lk(S)=Lk(S¯) for all natural k.

Note that there is only one way for (m0,,mn1)=(0,,2n2) to define functions t1, t2 from the set {2,,n1} to {1,,n1} so they would satisfy

  1. For k such that 1<k<n the equality mt1(k)+mt2(k)=mk and inequalities t1(k),t2(k)<k hold.

  2. For all h1, h2 such that 1<h1<h2<n at least one of the following two inequalities holds: t1(h1)<t1(h2) or t2(h1)<t2(h2).

Namely, we must set t1(h)=t2(h)=h1, as otherwise mt1(h)+mt2(h)=2t1(h)1+2t2(h)1 is strictly less than mh=2h1.

This means that by Proposition 5.6 applied to the generating set S there is a basis {e0,,en1} such that e0=1,S={e1} (as e1 is a word of length 1 in singleton S), ei is a word of length mi=2i1 for i=1,,n1 in S and ej2=ej+1 for j=1,,n2 as t1(j+1)=t2(j+1)=j. In particular, this basis is long.

Additionally, ei is an irreducible word. For i = 0, 1 this is evident. To prove this for i2, note that the dimension of L2i2(S) is equal to the number of elements of the characteristic sequence less than or equal to 2i2, i.e. i, which means that i linearly independent words e0,,ei1 which belong to L2i2(S) form its basis. Also by Lemma 2.6 there are no irreducible words of lengths 2i2+1,,2i11 as there are no such elements in the characteristic sequence of S. This allows us to conclude that L2i2(S)=L2i11(S)=e0,,ei1, from which follows eiL2i11(S).

To demonstrate that epeqe0,,emax(p,q) for pq, assume the opposite. Let there be p, q with pq such that epeq=frer++f0e0, where fr0 and r>max(p,q). The word er of length 2r1 is irreducible. However we can represent er=cepeq+s, where c=1fr and se0,,er1. This implies that erLmax(2r2,2p1+2q1)({e1}). Since 2r2<2r1 and 2p1+2q1<2r1, the word er is reducible. This is a contradiction, which means that the initial assumption is incorrect. □

The following is immediate from the two propositions above.

Theorem 6.5.

A unital F-algebra A of dimension n > 2 has maximal length 2n2 if and only if it has a long basis E={e0,e1,,en1} such that epeqe0,,emax(p,q) for pq.

Corollary 6.6.

For every unital F-algebra A with dim A=n>2 and l(A)=2n2 there exist elements fp,q(j) and f(0),,f(n1) in F,p,q{1,,n1}, pq,j=0,,max(p,q) such that A is isomorphic to an algebra defined by generators x0,,xn1 and relations x0=1,xi2=xi+1,i=1,,n2,xpxq=j=0max(p,q)fp,q(j)xj,xn12=i=0n1f(i)xi.

Proof.

By the theorem above, A has a long basis E={e0,e1,,en1} such that epeqe0,,emax(p,q) for pq. Using this basis as well as the fact that en12A we can find the elements fp,q(j) and f(0),,f(n1)F such that epeq=j=0max(p,q)fp,q(j)ej,en12=i=0n1f(i)ei.

This allows to construct the desired isomorphism simply by mapping ei onto xi. □

A possible further avenue of investigation is to attempt to find an algorithm checking whether the given algebra has maximal length. A related algorithmic question for lengths of matrix algebras has been recently investigated in [Citation14].

Acknowledgments

The authors are very grateful to the referee for the helpful comments.

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