Abstract
In experiments that study social phenomena, such as peer influence or herd immunity, the treatment of one unit may influence the outcomes of others. Such “interference between units” violates traditional approaches for causal inference, so that additional assumptions are often imposed to model or limit the underlying social mechanism. For binary outcomes, we propose new estimands that can be estimated without such assumptions, allowing for interval estimates that assume only the randomization of treatment. However, the causal implications of these estimands are more limited than those attainable under stronger assumptions. The estimand shows whether the treatment effects under the observed assignment varied systematically as a function of each unit’s direct and indirect exposure to treatment, while also lower bounding the number of units affected. Supplementary materials for this article are available online.
Supplementary Materials
The supplement contains additional data examples; proof of (10) and (25); asymptotic results regarding consistency and interval coverage for regression estimands (including Proposition 1); and data summaries.
Acknowledgments
The author wishes to acknowledge helpful discussions with Brian Kovak, Dan Nagin, Beka Steorts, Eric Tchetgen Tchetgen, and Stefan Wager, as well as detailed and insightful feedback from the editors and reviewers
Disclosure Statement
The author reports there are no competing interests to declare.
Notes
1 In the terminology of Imbens and Manski (Citation2004), has identification set , inducing an identification set for the prediction interval of .
2 Under conditions where is consistent for τ1, such as those of Proposition 1, assumptions that imply consistency of for the EATE also imply convergence of τ1 to the EATE.
3 To see this, consider that if Y is deterministic, then and a confidence interval for is given by , where is the variance of . As is upper bounded by 1/4, this interval is contained by the prediction interval of Proposition 1.
4 As holds with probability , adding wTY implies holds with the same probability.
5 Data available at https://www.aeaweb.org/articles?id=10.1257/app.20130442.
6 Available in the R package inferference.