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Original Articles

An automated inverse method for slug tests—over-damped case—in confined aquifers

Une méthode inverse automatisée pour l’interprétation des essais d’injection (cas suramorti) en aquifères captifs

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Pages 285-293 | Received 09 May 2013, Accepted 15 Jan 2014, Published online: 20 Dec 2014

Abstract

Slug tests offer an efficient method for estimating the hydraulic parameters of an aquifer without water pumping. Two inverse methods are typically used to assess the slug test data and derive parameter estimates of a confined aquifer. The first method provides estimates of both hydraulic conductivity and specific storage, is visual (hence difficult to automate), and is based on the transient-flow analytical solution of Cooper et al. The second method, proposed by Hvorslev, is very straightforward, but provides only hydraulic conductivity estimates. In this study, we are testing the recently proposed quasi-steady method of Koussis and Akylas, which enables the estimation of both hydraulic parameters and, furthermore, can be easily implemented in computer code or an electronic spreadsheet. This quasi-steady method was coupled with the shuffled complex evolution optimization method to fully automate parameter estimation. This coupling is tested using data from field observations, synthetic data produced from the transient-flow analytical solution, and synthetic data with noise. The results show the usefulness and the limitations of the proposed method.

Editor Z.W. Kundzewicz

Résumé

Les essais d’injection sont une méthode efficace pour estimer les paramètres hydrauliques d’un aquifère sans pompage d’eau. Deux méthodes inverses sont généralement utilisées pour évaluer les données des essais d’injection et obtenir des estimations des paramètres d’un aquifère captif. La première méthode, qui fournit des estimations de la conductivité hydraulique et de l’emmagasinement spécifique, est visuelle (donc difficile à automatiser) et est basée sur la solution analytique du régime transitoire de Cooper et al. La seconde méthode, proposée par Hvorslev, est très simple mais ne fournit que des estimations de la conductivité hydraulique. Dans cette étude, nous testons la méthode du régime quasi-permanent récemment proposée par Koussis et Akylas qui permet d’estimer les deux paramètres hydrauliques et peut être facilement mise en œuvre dans un code informatique ou une feuille de calcul. Cette méthode de quasi-équilibre a été couplée avec la méthode d’optimisation « Shuffled Complex Evolution » pour automatiser entièrement l’estimation des paramètres. Ce couplage a été testé en utilisant de données de terrain, de données synthétiques produites à partir de la solution analytique en régime transitoire et de données synthétiques bruitées. Les résultats montrent l’utilité et les limitations de la méthode proposée.

1 INTRODUCTION

Slug tests offer an efficient means of estimating the hydraulic parameters of a geological formation and are very well suited to contaminated site assessment, because no water is withdrawn. In this in situ test, head variations are generated in the aquifer through an initial rapid change of water level in the borehole, Ho, from static conditions induced by either adding or bailing water, by placing a metal piece (a slug) in the well casing causing a change in the water level or pneumatically. The hydraulic parameters of a confined aquifer, the radial hydraulic conductivity Kr and the coefficient of specific storage Ss, are determined by an inverse procedure in which the monitored variation of the head inside the borehole, H(t), is compared to head responses—type curves—computed by a theoretical model for a series of assumed values of these parameters.

The established procedure is based on the transient-flow analytical solution of Cooper et al. (Citation1967) of a slug test for over-damped conditions carried out in a well fully penetrating a confined aquifer:

(1)

where Ji and Yi are Bessel functions of ith order of the first and second kinds, respectively; β = Krbt/rc2 is dimensionless time; α = rs2Ssb/rc2 is a dimensionless storage parameter; b is the formation thickness; rs is the effective radius of the well screen; and rc is the effective radius of the well casing.

However, this procedure is computationally involved and awkward to use. Thus, groundwater professionals often use a few pre-prepared type curves H(t)/Ho = f(β,α) to fit the normalized head response data by a visual matching procedure and to calculate the hydraulic parameters of the formation. The matching procedure of Cooper et al. (Citation1967) is as follows: (a) fit the observations optimally with a type curve (αopt) (abscissas must have scales with equal number of log-cycles); (b) select a convenient match point, e.g. β = 1, for which the time tβ=1.0 is read off the x-axis of the data plot ; and (c) use the definitions of α and β, with β = 1, tβ=1.0 and αopt, to compute Kr = rc2/btβ-1.0 and Ss = αoptrc2/rs2b.

In contrast, the very straightforward method of Hvorslev (Citation1951) focuses only on the head variation inside the well to yield an estimate of the conductivity of a formation, but it cannot estimate the specific storage coefficient, because it ignores the storage balance inside the aquifer. Koussis and Akylas (Citation2012) have developed an inverse procedure that considers the flow in the aquifer to be quasi-steady; this method is much simpler than Cooper’s method (compare equation (1) with equations (2) and (3)), yet it provides estimates for Kr and for Ss. In a quasi-steady solution, a series of steady states substitutes the transient process, considering the physical system to evolve in abrupt steps from one steady state to the next one. This is a well-established concept in subsurface hydrology, dating back to Lembke (1887) and still in use (e.g. Verhoest and Troch (Citation2000), Akylas et al. (Citation2006) and Rozos and Koutsoyiannis (Citation2010)). Besides subsurface hydrology, Adams and Koussis (Citation1980) have also analysed the response of cooling ponds to transient atmospheric forcing with the quasi-steady approach.

The operational equations of this quasi-steady flow model are as follows:

(2)
(3)
in which R(t) is the unknown time-varying radial distance to the edge of the quasi-steady flow domain (radius of influence), where the head lowering/rising in the aquifer vanishes, i.e. H(R) = 0. These two equations form a system of nonlinear equations that is solved numerically (see Appendix).

This model closely approximates the model of Cooper et al. (Citation1967) and has the practical advantage that its solution type curves can be generated very simply, e.g. with an electronic spreadsheet, for use in matching the (dimensionless) well response data (Koussis and Akylas Citation2012). Therefore, an optimal fit of observation data by a solution curve could be readily embedded in a manual exhaustive search. That search procedure, however, would be heuristic, involving repeated computation of the quasi-steady flow solution, until locating an optimal pair of Kr and Ss values, visually or according to some criterion of optimality. In the sequel, we present a fully automated inverse procedure for estimating the optimal hydraulic formation parameters Kr and Ss that uses the quasi-steady flow solution and a formal optimization method. Then, we test this inverse procedure on three field slug tests and on a series of synthetic data that correspond to hypothetical confined aquifers with a wide range of hydraulic properties.

2 OPTIMIZATION

In order to automate the estimation of both hydraulic formation parameters, Kr and Ss, we coupled the quasi-steady (QS) flow solution with the shuffled complex evolution (SCE) optimization method (Duan et al. Citation1992). The SCE method is based on a synthesis of four concepts that have been proven successful for global optimization: (a) combination of probabilistic and deterministic approaches; (b) clustering; (c) systematic evolution of a complex of points spanning the space in the direction of global improvement; and (d) competitive evolution (Duan et al. Citation1993). The algorithm starts by sorting into groups, or complexes, an initial population of points in the n-dimensional parameter space. Then, the algorithm evolves the population of each complex using a geometric-probabilistic approach. Afterwards, the complexes are shuffled, to share the information gained by each complex independently, and the algorithm starts over again, until convergence is achieved.

The objective function used in the optimization is the root mean square error between the normalized measurements of head, H/Ho, and the HH0j values calculated by the QS solution. The objective function exhibits multiple minima at all scales and hence cannot be minimized with a more straightforward algorithm (e.g. Fibonacci search algorithm). Instead, a global optimization algorithm, like the SCE method here, must be employed.

Because the dimensionless time steps βj of HH0j values and the dimensionless time steps of the measurements are not expected to coincide, linear interpolation is used. The logarithms of Kr and Ss are used as arguments of the objective function (which wraps the QS method) instead of the plain values, to tackle the wide range of parameter values that extend over several orders of magnitude (Efstratiadis et al. Citation2008). The optimization uses only the measurements with H/Ho > 1/3. This is dictated by the lesser accuracy of the QS solution for small H/Ho values (see of Koussis and Akylas Citation2012), probably because of imposing the condition H = 0 at r = R instead of at r → ∞. An apparent side effect of this restriction is that since the S-curves (see right panel of ) are differentiated between each other mainly by the shape of their two bends and since the lower bend is omitted due to the H/Ho > 1/3 restriction, a sufficient number of measurements should exist on the upper bend of the S-curve.

Fig. 1 Measurements actually used in Hvorslev’s method as recommended by Butler (left panel) and in the QS method (right panel).

Fig. 1 Measurements actually used in Hvorslev’s method as recommended by Butler (left panel) and in the QS method (right panel).

Fig. 2 Dependence of Kr estimation error (EK) on Ss; EK = 10.43 ln(Ss ×1 m) + 85.72 fits the HB points with r2 = 0.99.

Fig. 2 Dependence of Kr estimation error (EK) on Ss; EK = 10.43 ln(Ss ×1 m) + 85.72 fits the HB points with r2 = 0.99.

It should be noted that Butler (Citation1998) has also suggested a restriction on the data actually used in the inverse solution with Hvorslev’s method. The condition that Butler introduced to decide whether a measurement should be used, or not, is for H/Ho to lie between 0.15 and 0.25. displays the fit to slug test measurements (taken from Butler (Citation1998)) of the curves created by Hvorslev’s method and the QS method. The measurements actually used in Hvorslev’s method following Butler’s suggestion (left panel) and in the QS method (right panel) are highlighted with orange triangles.

3 IMPLEMENTATION

The algorithm that solves the nonlinear system of equations of the QS method (equations (4)(6)), the objective function and some support scripts (100 lines of code in total) were implemented in MATLAB m-files (also compatible with GNU Octave). The SCE algorithm code was obtained from MATLAB CENTRAL (Duan Citation2013). For execution, the automated parameter optimization procedure requires a two-column csv file containing the absolute time (in seconds) and normalized head observations in semicolon-separated data fields, and a text file with the aquifer thickness, screen radius and casing radius. To visualize how the optimal QS type curve fits the measurements, csv files are prepared that can be plotted and analysed with a spreadsheet.

To make this software available without requiring installation of MATLAB or Octave, a stand-alone version was prepared based on the Octave 3.6.2 engine. The model runs as a command-prompt application providing the user with a menu of the available actions, to: (a) run the QS method to determine the optimal set of hydraulic formation parameters, Kr and Ss; (b) prepare a csv file of the type curve optimally fitting the data for exporting to a spreadsheet; (c) run Hvorslev’s method; (d) run Hvorslev’s method as suggested by Butler (see (left panel)); and (e) quit. A typical optimization run completes in ~4 s on a PC with a 3.4 GHz CPU. This software package is named HydroCthon—chthon is an ancient Greek word for earth; chthonic pertains to underworld deities in Greek mythology.

4 APPLICATION TO FIELD OBSERVATIONS

The reliability of the proposed automated method was tested initially using three time series derived from field measurements. The first one was derived from a slug test at the Lincoln County monitoring site ( of Butler Citation1998). The aquifer thickness b, the screen radius rs and the casing radius rc were 3.05, 0.071 and 0.025 m, respectively (Butler Citation1998, ). According to Butler, the visual matching of the measurements with the type curves of Cooper et al. (Citation1967) yields the estimates Kr = 3.69 × 10-4 m d-1 and Ss = 4.38 × 10-4 m-1. The second series of measurements was taken from Todd and Mays (Citation2005); the reference values are Kr = 1.006 m d-1 and Ss = 4.94 × 10-5 m-1. The third series is from well DOW-4 in the Deerfield site (Test 4, Figures 16–19 in Butler and Healey Citation1998), with reference values Kr = 21.9 m d-1 (72 ft d-1) and Ss = 4.59 × 10-8 m-1 (1.4 × 10-8 ft-1). It should be noted that any reference values of real aquifers are estimates derived with a method of good accuracy, not the (unknown) actual values of the hydraulic parameters of the aquifer.

In the case of the Lincoln County slug test, the QS-SCE method estimated the hydraulic parameters as Kr = 3.71 × 10-4 m d-1 and Ss = 5.14 × 10-4 m-1. Therefore, the estimation errors are EK = 0.5% and ES = 17.4%. In the case of the slug test data in Todd and Mays (Citation2005), the QS-SCE method estimated the hydraulic parameters as Kr = 8.94 × 10-1 m d-1 and Ss = 1.62 × 10-4 m-1. Therefore, the estimation errors are EK = −11.1% and ES = 227.9%. Finally, for the Deerfield site, the estimated hydraulic parameters are Kr = 21.7 m d-1 and Ss = 6.9 × 10-8 m-1, with EK = –0.9% and ES = 50.3%. Regarding the Deerfield data, Butler and Healey (Citation1998) note that the optimal fit of the Cooper et al. (Citation1967) model was accomplished with an implausibly low Ss value (as is the QS-SCE Ss value), however, they considered the estimated hydraulic conductivity value to be reasonable, and unaffected by low-K skin or vertical flow, which is reassuring for the estimation ability of the QS-SCE method.

For comparison, the Kr estimate of Hvorslev’s method with R/rs = 200 (recommended by the US Navy (Butler Citation1998)) and fitting a straight line to only the nearly-linear mid portion of the data (mentioned hereafter as Hvorslev-Butler method, or just HB), was for the first case study 3.88 × 10-4 m d-1, for the second 9.01 × 10-1 m d-1 and for the third 9.7 m d-1. The corresponding estimation errors EK are  5.1%, −10.4% and 55.7%, respectively (see ). The sizeable error of the HB estimate in the Deerfield case must be attributed to non-negligible elastic storage effects indicated by a concave-upward curvature of the semi-logarithmic plot of the response data (Butler Citation1998, p. 68).

Table 1 Comparison of QS, HB and Hvorslev (Hv) estimations using field observations.

also compares the HB method against the original Hvorslev’s method (fit a straight line to all measurements). In two of the three cases, the original method had worse performance whereas in the third case the original method and the HB were equivalent. This verifies the credibility of the HB method, which should be preferred over the original one.

5 APPLICATION TO SYNTHETIC DATA

To further test our method under a wide range of Kr and Ss values, we used synthetic data. As a first step to produce these ‘observations’, Kr and Ss reference values were chosen. The chosen reference values were 2.02 × 10-4, 2.02 × 10-2, 1, 10 and 100 m d-1 for Kr and 4.07 × 10-3, 4.07 × 10-4, 4.07 × 10-5, 4.07 × 10-6, 4.07 × 10-7, 4.07 × 10-8 and 4.07 × 10-9 m-1 for Ss. Therefore, five Kr reference values combined with seven Ss reference values give 35 (Kr, Ss) pairs. From these 35 pairs and assuming identical values of b, rs and rc to those of the Lincoln site slug test, 35 measurement time series were produced with the following procedure:

  • The dimensionless storage parameter α = rs2Ssb/rc2 was calculated for each (Kr, Ss) pair.

  • several pairs of normalized head values H/Ho vs dimensionless times βi were obtained from the Cooper pre-prepared type curves for each α (Table 5.14.1a of Todd and Mays Citation2005).

  • The absolute time ti corresponding to each normalized head value H/Ho was calculated with the formula ti = βirc2/Krb.

The results of the optimizations are summarized in (note: values of and should be compared against the column heading, whereas values of should be compared against the row heading). According to these results, the estimation error of Kr for the QS and HB methods was not influenced by the magnitude of Kr (nor was the estimation error of Ss in the QS method). However, the obtained results indicate that the estimation error was influenced by the magnitude of Ss, especially in the HB method.

Table 2 Estimated Kr values (note: compare against column heading) with QS method using synthetic observations.

Table 3 Estimated Kr values (note: compare against column heading) with HB method using synthetic observations.

Table 4 Estimated Ss values (note: compare against row heading) with QS method using synthetic observations.

shows how the estimation error of Kr varies with Ss for the QS and HB methods. In this figure, the results of each method are represented with a different group of lines (i.e. two groups for the two methods), with each individual line of each group corresponding to a different Kr value (lines of each group almost coinciding, which indicates that the estimation error of Kr does not depend on the magnitude of Kr).

indicates that the Ss magnitude does not have significant impact on the Kr estimation error of the QS method. On the contrary, the Kr estimation error of the HB is influenced significantly. This behaviour has been detected also by Butler (Citation1998), who notes that a distinct concave-upwards curvature in the semi-log plot of measurements indicates that the influence of elastic storage cannot be neglected and therefore the accuracy of Hvorslev’s method is reduced.

presents the dependence of the Ss estimation error on the magnitude of Ss (the two lines give the maximum and minimum estimation errors of the five reference Kr). According to this figure, the estimation error (computed by the formula (Est. − Ref.)/min(Est., Ref.)) depends strongly on the magnitude of Ss, with the error rising sharply for Ss values smaller than ~5 × 10-8. This is attributed to the fact that the QS solution curves, like those of Cooper et al. (Citation1967), become almost parallel for small Ss values. However, it should be noted that, for Ss values greater than ~5 × 10-6 m-1, the QS method estimates correctly the order of magnitude of Ss.

Fig. 3 Dependence of Ss estimation error (ES) on Ss.

Fig. 3 Dependence of Ss estimation error (ES) on Ss.

6 APPLICATION TO SYNTHETIC DATA WITH NOISE

As a final test, and in order to check the influence of measurement error on the efficiency of the automated method, we combined six sets of time series of white noise ξ (1000 series in each set with length equal to the length of measurements) with the six synthetic measurements corresponding to the reference values that can been seen in and (reference Ss in first row and reference Kr in caption of these tables). The noise ξ follows the normal distribution (0 m, 0.025 m) normalized by Ho, which was assumed equal to 2 m. The standard deviation 0.025 m corresponds to the worst precision that Sorensen and Butcher (Citation2011) mention, after comparing 19 transducers from 14 leading brands (i.e. the standard deviation 0.025 m corresponds to the less accurate instrument of that study). The series of measurements with noise were produced using the formula , where the H/Ho values were taken from the Cooper et al. (Citation1967) type curves, as explained above.

Table 5 Normalized statistical metrics of QS and HB methods for Kr = 2.02 × 10-4 m d-1 derived using synthetic observations with errors.

The performance of the QS and HB was evaluated using as a statistical metric, the relative (i.e. normalized by the reference value) root mean square error. The latter is calculated as the RMSE between the 800 estimated values and corresponding reference values (Kr and Ss are estimated for each one of the 1000 synthetic measurements with noise of each one of the six sets, but only the 800 that fall in the 10–90% quantile are used in the calculation of the RMSE to exclude the synthetic measurements with unrealistic errors).

and provide the statistical metrics for Kr and Ss estimated by QS and for Kr estimated by HB. The corresponding values of these two tables differ slightly, verifying the previous findings that the magnitude of Kr does not influence significantly the estimation reliability of either method. The RMSE of the HB method seems to have a linear relationship with Ss. The RMSE of the QS method seems constant for Ss ≤ 4.07 × 10-4 m-1. For these values of Ss, the RMSE of the QS method is considerably lower than that of HB, implying better estimations of Kr. For larger Ss values, the RMSE of the QS method is just slightly lower. Finally, the RMSE of Ss estimates increases considerably for Ss < 4.07 × 10-4 m-1. This finding is in agreement with Papadopulos et al. (Citation1973), who noted that the reliability of the Ss estimation becomes questionable for α < 10-5, since “Even the most carefully and accurately collected test data could easily be matched with more than one of the type curves. The best one could expect, is to be within one or two orders of magnitude of the actual value”. It should be mentioned that the difficulty of estimating Ss is generally admitted (see Butler Citation1998) and has been already pointed out by Cooper et al. (Citation1967). McElwee et al. (Citation1995) noted that single-well slug tests do not provide good estimates of specific storage due to the insensitivity of test responses to the storage parameter and uncertainty regarding the effective screen radius.

Table 6 Normalized statistical metrics of QS and HB methods for Kr = 1 m d-1 derived using synthetic observations with errors.

7 SUMMARY AND CONCLUSIONS

In this study we have presented an automated inverse method for estimating the hydraulic parameters Kr and Ss of confined aquifers from slug test measurements for the over-damped case. This method is based on the coupling of the quasi-steady flow solution of Koussis and Akylas (Citation2012) and the shuffled complex evolution (SCE) optimization method of Duan et al. (Citation1992). The developed software package is available as a stand-alone application, based on the Octave 3.6.2 engine (it does not require installation of MATLAB or Octave), and runs efficiently as a command-prompt application, providing the user with a simple menu of the available actions for the optimal estimation of Kr and Ss. It also facilitates visualising how the solution or type curve calculated with the estimated hydraulic parameters fits the data and exporting the results to a spreadsheet for further analysis. To test the coupled quasi-steady solution – SCE optimization method, field and synthetic observations were used, the latter with and without error. The performance of the proposed method was also compared against that of the established method of Hvorslev-Butler for estimating the hydraulic conductivity. The tests indicated that:

  • The coupled quasi-steady solution – SCE optimization method performs generally well, providing Kr estimates of high quality. Useful estimates of Ss, i.e. of the correct order of magnitude, can be obtained for Ss values greater than 5 × 10-6, provided the measurement error is low. If there is significant measurement error, then the magnitude threshold for obtaining useful Ss estimates rises to ~10-4 m-1.

  • The reliability of the optimal Kr estimates determined by the quasi-steady solution – SCE optimization method is influenced marginally by the magnitude of Ss. In contrast, the reliability of Hvorslev’s Kr estimates appears to depend strongly on Ss. However, the magnitude of Kr does not influence significantly the Kr estimates of either method (and the Ss estimates of the quasi-steady method).

  • The quasi-steady solution – SCE optimization method uses measurements that have H/Ho greater than 0.33 and requires measurements with H/Ho greater than 0.8 to be accurate. The Hvorslev-Butler method uses only measurements that have H/Ho values between 0.15 and 0.25.

The parameter estimation software HydroCthon—the quasi-steady flow method of slug test analysis of Koussis and Akylas (Citation2012) combined with the shuffled complex evolution optimization method—along with the data used in this study are available for downloading and testing at: http://itia.ntua.gr/en/softinfo/30/.

REFERENCES

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  • Butler, J.J. and Healey, J.M., 1998. Performance and analysis of June 1998 and October 1999 slug tests in Kearny, Finney, and Ford Counties, Kansas. Kansas Geological Survey, Open-file Report 1999-8.
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APPENDIX

The system of nonlinear equations (2) and (3) can be solved numerically with the following algorithm.

  • Set the variable y : = R/rs and compute it in n non-constant increments, i.e. yj yj-1 + Δyj with y0 = 1, Δyj = 0.015 exp(0.015 j) and j = 0, 1, ..., n (n should be large enough to ensure that βn, last value of βj calculated by equation (A3), is greater than the maximum dimensionless time of measurements).

  • For each value yj, calculate a value of F(yj) by the formula (term in parentheses on the right-hand side of equation (2)):

    (A1)

  • Set HH0j : = H(βj)/Ho, i.e. the value of H/Ho at the dimensionless time βj. Then, estimate the pairs (HH0j, βj), which give the curves of the quasi-steady (QS) solution, with the following formulae:

    (A2)
    (A3)

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