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REVIEW

Late gastrointestinal toxicity after radiotherapy for anal cancer: a systematic literature review

, ORCID Icon, , &
Pages 1427-1437 | Received 06 Jun 2018, Accepted 18 Jul 2018, Published online: 28 Sep 2018

Abstract

Introduction: There is a paucity of data on incidence and mechanisms of long-term gastrointestinal consequences after chemoradiotherapy for anal cancer. Most of the adverse effects reported were based on traditional external beam radiotherapy whilst only short-term follow-ups have been available for intensity-modulated radiotherapy, and there is lack of knowledge about consequences of dose-escalation radiotherapy.

Method: A systematic literature review.

Results: Two thousand nine hundred and eighty-five titles (excluding duplicates) were identified through the search; 130 articles were included in this review. The overall incidence of late gastrointestinal toxicity was reported to be 7–64.5%, with Grade 3 and above (classified as severe) up to 33.3%. The most commonly reported late toxicities were fecal incontinence (up to 44%), diarrhea (up to 26.7%), and ulceration (up to 22.6%). Diarrhea, fecal incontinence and buttock pain were associated with lower scores in radiotherapy specific quality of life scales (QLQ-CR29, QLQ-C30, and QLQ-CR38) compared to healthy controls. Intensity-modulated radiation therapy appears to reduce late toxicity.

Conclusion: Late gastrointestinal toxicities are common with severe toxicity seen in one-third of the patients. These symptoms significantly impact on patients’ quality of life. Prospective studies with control groups are needed to elucidate long-term toxicity.

Introduction

The incidence of anal cancer has been increasing for the past 30 years. In English National Cancer Data Repository, 13,940 patients were identified between 1990 and 2010 with a primary diagnosis of anal cancer, with a significant increase in squamous cell anal carcinoma [Citation1]. And more than 8500 new cases are expected in 2018 in USA [Citation2]. The first-line treatment of squamous cell carcinomas of anal canal has evolved from surgery to curative chemoradiotherapy, due to superior local control, survival and preservation of the anal sphincter function as demonstrated in phase III trials [Citation3–5]. Chemoradiotherapy with 5-fluoruracil (5-FU) and mitomycin C (MMC) is considered to be the gold standard in the treatment of anal cancer. [Citation6]. Currently, surgery is reserved for salvage [Citation3,Citation7].

Pelvic radiotherapy has some disadvantages. It may lead to a spectrum of acute and late toxicities, such as bleeding, diarrhea, or skin problems. There has been extensive reporting on acute toxicities, particularly in the setting of rigorous clinical trials. However, late complications of radiotherapy that occur beyond the setting of trials have been poorly recorded. Some of the adverse effects that occur after the completion of trials, such as fecal incontinence, urgency, anal stenosis, and evacuation difficulty of anal cancer survivors, have not received much attention to date [Citation8].

The aim of this review was to collate the current knowledge of late gastrointestinal toxicity associated with chemoradiotherapy for anal cancer by conducting a systematic literature review. The objectives were to define the prevalence and severity of gastrointestinal symptoms, and the physiology and pathology of anal canal after irradiation to elucidate the possible mechanisms of the adverse symptoms, and to evaluate various therapeutic options that have been used.

Method

Search strategy

PubMed database was searched, using the primary keywords ‘anal cancer’, ‘radiotherapy’, ‘fecal incontinence’, ‘urgency’, ‘rectal bleeding’, and ‘evacuation difficulty’ for English-language articles published from January 1980 to March 2018. A search using each keyword was performed, followed by a combination of two of them and finally all three keywords. In the second step, each combination of two primary keywords was combined with one of the following secondary keywords: ‘pathology’, ‘complication’, ‘rectal morbidity’, ‘anal morbidity’, ‘late reaction’, ‘acute reaction’, ‘toxicity’, ‘fecal urgency’, and ‘radiation’ to allow broad and comprehensive yet sufficiently focused search of the literature.

Titles and abstracts were screened permissively, such that a study was included if it had any indication of being eligible. The articles selected for full text review were evaluated as to whether they satisfied the inclusion and exclusion criteria by two authors (Y.P., Y.M.). Data were extracted to an Excel file to collate figures for incidence and frequency of adverse events.

Included studies were those regarding primary radiotherapy for anal cancer and reporting mechanisms and tissue damage descriptions of fecal incontinence, rectal bleeding, evacuation difficulties (including anal stenosis/stricture), radiation proctopathy/proctitis (enteritis, mucositis), fistula communicating with gastrointestinal tract.

Studies were excluded if they were reporting radiotherapy for a primary cancer other than anal cancer, surgical operative techniques or complications of surgical operations for anal cancer, those focusing on the technical aspects of radiotherapy with no report on adverse effects, secondary malignancy as a consequence of radiotherapy, non-gastrointestinal complications relating to radiotherapy for anal cancer (e.g. urinary incontinence, urinary retention, renal failure and sexual dysfunction, myelosuppression, skin erythema and/or desquamation), palliative radiotherapy and certain types of articles such as case reports, letters and comments, review and seminar articles, and literature written in languages other than English.

The review was undertaken in accordance with the general principles recommended in the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) [Citation9].

Definition of acute and late GI toxicity

According to literature, the most frequently used toxicity assessment tools were the national cancer institute Common Terminology Criteria for Adverse Events (CTCAE) classification [Citation10] and the Radiation Therapy Oncology Group (RTOG/EORTC) radiation morbidity scoring scheme [Citation11].

There were 13 symptoms defined as lower GI adverse events in CTCAE v3.0, namely colitis, constipation, diarrhea, fistula, hemorrhage, incontinence anal, mucositis, necrosis, obstruction, proctitis, perforation, stricture/stenosis, and ulcer. In the updated version (CTCAE v4.0), more GI adverse symptoms were added such as diarrhea, fistula, hemorrhage, necrosis, obstruction, perforation, stricture/stenosis, and ulcer. The site of these symptoms were also added with ‘anal’ or ‘rectal’ in front.

Toxicity in CTCAE is graded as mild (Grade 1), moderate (Grade 2), severe (Grade 3), or life-threatening (Grade 4), with specific parameters according to the organ system involved. Death (Grade 5) is used in some of the criteria to denote a fatality. The timing of adverse event is not defined in both versions of the CTCAE.

In the identified articles, the definition of timing was variable. Most of the reported timing of adverse events (AE) was between 2 and 6 months, and they used 3 months as the cutoff to separate acute and late toxicity [Citation12].

The Radiation Therapy Oncology Group (RTOG/EORTC) radiation late morbidity scoring scheme grades toxicity that occurred 90 days after the commencement of treatment [Citation11]. The RTOG/EORTC morbidity criteria grade severity by symptoms into four grades. For example, rectal bleeding of Grade 1 is ‘slight’, Grade 2 is ‘intermittent’, and Grade 3 is ‘bleeding requiring surgery’. Grade 4 includes necrosis, perforation and fistula. Grades 3 and above toxicities have often been grouped as ‘major’ toxicities [Citation13].

Results

Two thousand nine hundred and eighty-five titles (excluding duplicates) were identified through the search of which 174 articles fulfilled the criteria. Forty-four articles out of 174 papers referred to acute GI toxicity (symptoms during or up to three months following chemoradiotherapy) only. As we focused on the late gastrointestinal (GI) toxicity in this review, these papers were excluded. One hundred and thirty papers were included for this review. The study selection process is illustrated in .

Figure 1. PRISMA flowchartof literature search and selection.

Figure 1. PRISMA flowchartof literature search and selection.

Incidence of late GI toxicity

Overview

The overall incidence of any late GI adverse events after radiotherapy for anal cancer was reported to be 7–64.5% [Citation14–19].

Out of 130 papers, 116 papers reported all adverse events (regardless of grade), 14 papers reported only adverse events Grade 3 or above. The incidence of Grade 1 and 2 toxicities were 26.4–50%, whilst that of Grade 3 and above were reported to occur between 0 and 33.3% of patients [Citation4,Citation20–26]. Eighteen papers reported only the incidence of overall GI adverse events with no data for individual GI symptom [Citation4,Citation27–30].

Fecal incontinence

The reported rate of FI following radiotherapy ranged, from 0 to 44% [Citation18,Citation31–42]. Between 0.5 and 10.9% of anal cancer survivors were reported to have needed a colostomy due to severe anal sphincter dysfunction at a median follow-up of 32.4 months to 8.6 years [Citation43–51].

There were only five cohort or retrospective studies which specifically assessed the consequence or complications after chemoradiotherapy for anal cancer. These studies used more specific fecal incontinence assessment tools such as anorectal manometry, quality of life measurement and St. Mark’s incontinence score [Citation52]. The rate of FI was higher in these five papers, ranging from 38 to 44% [Citation31,Citation53–56].

Assessment

One of the standard assessments of fecal incontinence is anorectal manometry, which measures sphincter pressures of internal and external anal sphincters. Only three papers used anorectal manometry to assess the function of the anal sphincter. The anal cancer survivors were compared with young, healthy volunteers in two papers [Citation31,Citation54], and with age-and sex-matched control subjects hospitalized for minor operations unrelated to anal cancer in one paper [Citation53]. The numbers of included patients were very small in these three papers (n = 8, 10, and 16, respectively). There was no study that performed anorectal manometry before and after chemoradiotherapy.

The resting pressure and the maximum squeeze pressure were lower in patients who received chemoradiotherapy, compared to those in the control group [Citation31,Citation53]. The details are summarized in . Radiation may also affect the sensitivity to rectal distension. One study showed the sensation threshold volume to rectal distension was 36% lower whilst maximum tolerable volume was 45% higher in irradiated patients compared to that of controls (p = .05) [Citation53]. However, other studies did not show any differences in volumes compared to control groups [Citation31,Citation54].

Table 1. Results of anorectal manometry after radiotherapy for anal cancer.

Radiotherapy technique

The incidence of FI in patients who were treated with intensity-modulated radiotherapy (IMRT) was 0–4.6% [Citation57,Citation58], whilst those patients who were treated with three dimensional external beam radiotherapy (3D-EBRT) had an incidence of FI ranging from 3.7 to 12% [Citation59,Citation60]. There has been only one retrospective cohort study which compared the outcome of two different radiotherapy techniques: the incidence of severe (Grade 2 or 3 of CTCAE v4.0) FI was 5.4% in 3D-EBRT cohort (97.5 months follow-up), while no Grade 2 or 3 FI occurred in the IMRT cohort (30.8 months follow-up) [Citation61].

Treatment

One study reported on the use of topical phenylephrine, a selective alpha1-agonist which causes internal sphincter contraction and raises resting pressure: overall the median St. Mark’s incontinence score improved from 17 [interquartile range (IQR) 14–20] before the treatment to 14 (IQR 11–18) after the treatment (p = .005). However, there was only one anal cancer patient included in this series and the outcome of this specific patient was not available [Citation62].

Another paper used sacral nerve stimulation for FI in four anal cancer patients out of 13 pelvic radiotherapy patients. In total, seven patients (54%) had successful percutaneous nerve evaluation (PNE), with the number of incontinence episodes in the 3-week bowel diary reduced from median of 24 (range 4–56) to 4 (range3–6) [Citation63].

There have been no reports about other currently available treatments for FI (e.g. anal plug, constipating agents, biofeedback, antegrade/retrograde irrigation) specifically for post-radiotherapy FI.

Ulceration

The reported incidence of ulceration as a late complication was between 1.2–22.6%, and 2.3–7.6% of chronic ulcer needed a surgical intervention [Citation3,Citation64–70]. Two early small cases studies reported that ulcers led to formation of anal stricture (1 out of 30 and 1 out of 12, respectively) [Citation71,Citation72].

A retrospective analysis showed patients with HIV-positive status had the higher risk of developing skin toxicities [post-treatment ulcer: 43.8% (HIV-positive) versus 18.1% (HIV-negative), p = .02]. HIV status was also the only factor that predicted late severe skin and digestive toxicities (35.3 versus 14.8%, p = .04) [Citation73]. But another paper support the rate of long-term side effects was low in HIV-seropositive patients [Citation74].

Diarrhea

The incidence of diarrhea varied from 0 to 26.7% [Citation75–81]. The definition of diarrhea varied such as ‘severe diarrhea required therapy’ and ‘drug-resistant chronic diarrhea’ and some studies reported only Grade 3 and above chronic diarrhea [Citation64,Citation82]. The incidence of severe or ≥ Grade 3 diarrhea (increase of ≥7 stools per day over baseline in CTCAE, stool frequency >8/day in LENT-SOMA), range from 0.4 to 4.9% [Citation64,Citation83–85].

There has been mixed views with regards to the relationship between HIV infection status and the incidence of diarrhea [Citation75,Citation86,Citation87]. A few studies reported diarrhea scores of anal cancer patients were worse compared to volunteers (p < .001) [Citation8,Citation55,Citation88]. However, the severity of diarrhea using scores has not been reported to be different before and after the treatment [Citation89,Citation90].

An RCT study concluded that the prophylactic use of long-acting octreotide did not prevent the incidence or reduce the severity of diarrhea and had no notable impact on patient-reported bowel function or quality of life [Citation91].

Radiation proctopathy/proctitis/mucositis

The incidence of late radiation proctopathy or proctitis ranged from 0 to 40% [Citation92–97]. In CTCAE criteria, the definition of proctitis is unclear and likely to be overlapped with other late toxicities, because Grade 1 is ‘rectal discomfort’, Grade 2 is ‘passing blood or mucus’, and Grade 3 is ‘stool incontinence’. Radiation proctopathy or proctitis or mucositis is not mentioned in RTOG/EORCT and LENT-SOMA criteria.

The incidence does not appear to be different between radiotherapy modalities [Citation64,Citation98]. Two studies reported the use of formalin in treating chronic radiation-induced hemorrhagic proctitis. One study (15 patients, including two anal cancer patients) showed that 87% patients had complete cessation of bleeding [Citation99]. One prospective study (33 patients including 11 anal cancer) also stated that formalin was effective treatment for chronic radiation-induced hemorrhagic proctitis, but not suitable for anal cancer survivors due to the increased morbidities of anal stricture and FI [Citation100].

Other GI toxicities

Other symptoms of late toxicities include chronic hemorrhage or bleeding. One of the earlier papers (58 patients) published in 1993 stated that ‘Almost all patients are expected to have occasional rectal bleeding after a firm bowel movement’ [Citation101]. With the evolution of radiotherapy techniques, the incidence has become lower: Grade 1 and 2 bleeding up to 34.5% and Grade 3 to 4 bleeding late toxicity between 0.4 and 25.4% [Citation83,Citation84]. A randomized, double-blind, sham-controlled phase 3 trial studied the clinical benefits of hyperbaric oxygen in patients with chronic bowel dysfunction after radiotherapy for pelvic malignancies (84 cases, including eight anal cancer). It showed no significant differences in the change of IBDQ rectal bleeding score [median change from baseline to 12 months of 3 (1–3) in the treatment group versus 1 (1–2) in the sham group; U-score 1·69, p=·092] [Citation102].

Anal stenosis or stricture occurs in up to 8.5% of patients and 0.4–4.4% of them will require dilation or operative intervention [Citation83,Citation103,Citation104]. Anal or perineal fibrosis is reported in up to 50% [Citation72] and it can affect not only the targeted anal canal (1.5–26.7%) [Citation101,Citation103,Citation105] but also rectum (0.5%) [Citation76], intestine (2.2%) [Citation77], vagina (2.9–8%) [Citation57,Citation106], urethra (6.7%) [Citation75], and skin fibrosis [Citation107], and may contribute to a form of dysfunction of these organs. Fistulae including recto-vaginal, rectovesical, anal, or rectal fistula occur in 0.7–22.2% of patients [Citation75,Citation105,Citation108–112]. Other reported adverse symptoms included perineal/anal/rectal pain, necrosis, colonic obstruction, small bowel obstruction, perforation, telangiectasia, constipation, abdominal pain, tenesmus, enteritis, rectal mucus, and perianal numbness [Citation36,Citation66,Citation84,Citation107,Citation113–118].

It is not uncommon that multiple late toxicities occur at the same time. One toxicity may also lead to another toxicity, such as fibrosis that causes stricture or formation of an ulcer and subsequent healing can also lead to a stricture.

In the final analysis of the randomized UNICANCER ACCORD 03 Trial, 9 out of 307 patients (2.9%) needed abdomino-perineal resection or diversion colostomy for severe gastrointestinal toxicities such as necrosis, fistulae, bleeding, or pain [Citation84].

Long-term QOL of anal cancer survivors after radiotherapy

Assessment of quality of life after radiotherapy was performed using were QLQ-C30 [Citation119,Citation120], QLQ-CR38 [Citation121,Citation122], QLQ-CR29 [Citation89,Citation123], and GIQLI [Citation124].

Patients’ QoL scores were often significantly worse at the end of treatment but recovers by 3 months, except for fecal incontinence and diarrhea [Citation89,Citation107]. Cross-sectional studies reported that patients treated for anal cancer had significantly worse long-term QOL (e.g. inferior global QOL, buttock pain, fecal incontinence, and sexual problems) compared to healthy volunteers [Citation8,Citation11,Citation103,Citation125,Citation126].

Patients who survived anal cancer have significantly more gastrointestinal symptoms such as fecal incontinence, anal/perianal pain, rectal bleeding or stool frequency which are persistent up to 5 years [Citation8,Citation54,Citation56,Citation88,Citation125]. Some affected the overall quality of life score [Citation121].

It may be difficult to untangle whether the change in the quality of life is due to the results of late toxicities. Whilst a few studies found strong correlation with QLQ-CR38 and late gastrointestinal toxicity symptoms [Citation64,Citation126], others found only moderate correlation between fecal incontinence score and global QOL [Citation55].

Radiotherapy technique and dosage and their influence on late toxicity

It is known that using 3D conformal radiotherapy and more recently intensive modulation radio therapy (IMRT) have reported significant improvement in acute toxicity without compromising cancer treatment effect [Citation127,Citation128].

Studies reporting the long-term outcome of IMRT reported either no or very rare incidence of Grade 3 or higher late sequelae [Citation14,Citation58,Citation61,Citation97,Citation98,Citation129–131]. Three studies found only the gross tumor volume (GTV) dose to be predictive of acute Grade 2 GI toxicity [Citation132–134]. A retrospective study showed a trend toward fewer late complications among the patients treated with a dose of <60 Gy: the late toxicity rate was 14% for a dose <60 Gy compared to 37% for a dose of ≥60 Gy (p = .04) [Citation36]. Another retrospective study also showed late gastrointestinal toxicity was significantly higher in those patients who received a RT dose of >60 Gy compared to those who received <60 Gy (p < .001) [Citation135].

RTOG 9208 assessed an escalation of the radiotherapy dose to 59.6 Gy over 8.5 weeks with a mandatory 2 week gap. This schedule did not appear to improve local control, but showed an increased 1–2 year colostomy rate due to higher local recurrence (1-years 23%, 2-year 30%) compared to the RTOG 87-04 outcomes (1-year 6%, 2-years 7%) where patients received a dose of only 45–50.4 Gy in 1.8 Gy per fraction [Citation5].

Discussion

Late effects develop months or years after chemoradiotherapy. The symptoms may be mild or severe, self-limiting, or progressive, and may develop gradually or suddenly. Late effects tend to occur in tissues with a low turnover of cells, such as subcutaneous tissue, fatty tissue, muscle, and at sites of slow turnover within tissues that contain rapidly proliferating cells, such as the wall of the intestine [Citation136]. Therefore, it is not surprising to see that a plethora of gastrointestinal toxicities have been reported in literature. However, the data was limited because the majority of the literature comprises retrospective studies not specifically designed to look at late toxicities.

The methods of delivering radiotherapy in anal cancer have evolved over years: EBRT in most of the trials was crudely delivered using two- or three-dimensional approaches, which irradiated a large amount of normal tissues (bladder, bowel, perineal region, inguinal skin) with consistently high doses whilst more recent IMRT is more focused approach confining the therapy to the targeted areas of tumor and elective volumes, while sparing organs at risk. It may also allow dose-escalation to be performed safely. This partly explains the high rates of Grade 3–4 acute gastrointestinal (GI) side effects reported in the Radiation Therapy Oncology Group (RTOG) 98-11 trial (35% Grade 3–4, mainly diarrhea). During the RTOG 0529 trial, there was a transition in practice patterns as the contouring guidelines were published, Radiation Oncologists then ensured that there were less hot spots on plans and more formal sparing of some structures such as external genitalia contours. Although IMRT appears to be less morbid, trials have much shorter follow-up and have used more modest doses of radiotherapy. The number of published articles is small and this is yet to be fully assessed using more accurate assessment tools and longer follow-up.

Long-term fecal incontinence in prostate cancer correlates with the mean dose to the anal-sphincter region, with a cut of doses of >40 Gy conferring more risk [Citation137]. Some studies suggest the dose to the anal sphincter mechanism is more crucial rather than the surface of the anorectum [Citation138,Citation139]. A few studies looked at the lowest 2 cm of the rectum as a model for the anal canal and suggested that poor sphincter control correlates best with doses of at least 53 Gy received by the lateral extent of the anal sphincter region [Citation31,Citation140]. However, most of the trials used 45–50.4 Gy and it is difficult to ascertain the suggested distinctive threshold dose of radiation (e.g. 56 Gy) that might lead to fecal incontinence, poor function, and the eventual need for a de-functioning colostomy [Citation53]. Larger and more advanced cancers are more difficult to control than smaller ones and require higher doses of radiation, which in turn causes more morbidity. Identification the optimal radiotherapy dose, either RT alone or with chemoradiation, has been a challenge. Critically, major differences exist in the treatment schedules (planning volumes and doses), not only between but also within the individual RCTs, partly because of a reliance of early response, either histopathologically or clinically to decide the appropriate total radiation dose.

Despite GI consequences being common after chemoradiotherapy, there is infrequent use of symptom-specific assessment and treatments. For example, incontinence specific scores like St. Mark’s score and Wexner’s score that are widely used in clinical practice were not used in the selected studies. The two studies using St. Mark’s score showed a higher incidence of FI in anal cancer survivors after radiotherapy treatment than other nonspecific assessment tools such as CTCAE and LENT-SOMA. Furthermore, there are a few limitations in LENT-SOMA. For example, a huge severity increase from Grade 3 (persistent use of incontinence pads) to Grade 4 (surgical intervention/permanent colostomy) sphincter control management is found in LENT-SOMA, as is the case in CTCAE criteria. Nowadays, conservative treatment such as biofeedback and minimally invasive surgical interventions such as sacral nerve stimulation in treating FI have been established. It is likely that most patients with a variable degree of incontinence will all fall into Grade 4 and it is not possible to differentiate true Grade 4 who have end-stage fecal incontinence and need a colostomy. One of the landmark studies that established 5-fluororacil/mitomycin and radiotherapy regimen for anal cancer provided limited long-term outcomes which were an overall 3-year colostomy-free survival of 74%, and the very few (14 of 844 patients) colostomies done for late treatment effects [Citation6]. It should be also noted that the mean St. Mark’s score were correlated to the role function and social function compared to global QOL in QLQ-C30 and clearly showed that FI has impact on social interaction and affected by patients’ individual perspectives. A newly published prospective cohort study reported that a majority [124 (68.9%)] of hospitalized patients with serious illnesses (such as malignant neoplasms, class III or IV congestive heart failure etc.) considered bowel and bladder incontinence as health states the same or worse than death [Citation141]. An attempt to develop a specific QOL measure for anal cancer was published recently [Citation142]. Further studies are needed to assess the scale of GI consequences using symptom specific assessment tool and evaluating patients with longer follow-ups and including impact on quality of life.

Anorectal manometry showed the resting pressure and the maximum squeeze pressure were all significantly lower in patients who received chemoradiotherapy, compared to those in the control group. However, there appears to be discordance between the manometric data and the FI symptom reported by patients after anal irradiation as lower pressures did not necessarily correlate to symptomatic fecal incontinence. One of the possible explanations is that the decreased sphincter pressures at manometry remains subclinical as continence is a finely tuned mechanism consisting of mucosal sensitivities, reflex, and sphincter pressures and it is not solely reliant on sphincter strength. Currently, the pathophysiology of FI after radiation is poorly understood. Fibrosis is the most studied structural alteration. However, given that there is a reduction in rectal volumes in irradiated patients, fibrosis in the anal canal may not be the only and direct mechanism but it may affect function such as stool sampling and reflex.

Recommendations for future studies will include the use of a multidimensional assessment protocol, using well-validated measures and standardized pretreatment, post-treatment, and follow-up measurements. More research is needed to gain a full understanding of the complexity and variety in the effects of radiotherapy on the functions of anal canal.

Disclosure statement

No potential conflict of interest was reported by the authors.

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