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Research Article

Understanding long-term behaviour change techniques: a mixed methods study

ORCID Icon, ORCID Icon, ORCID Icon & ORCID Icon
Pages 383-410 | Received 18 Apr 2023, Accepted 18 Jun 2023, Published online: 23 Jun 2023

Abstract

Long-term behaviour change is essential to many societal and personal challenges, ranging from maintaining sustainable lifestyles to adherence to medical treatment. However, prior research has generally focused on interventions dealing with bounded, present-tense, and discretely measurable behaviour change problems, evaluated via relatively short-term trials. This has led to a skewed prioritisation of behaviour change techniques and left a critical gap in design guidance. Hence, there is an urgent need to (i) examine how behaviour change techniques can be abstractly prioritised and (ii) related to contextual, embodied interventions during long-term behavioural design. We address this need using a Delphi survey method with 12 international experts on behavioural intervention complemented by a reanalysis of over 100 real-world cases. This provides the basis for examining how experts prioritise the Behaviour Change Technique Taxonomy (BCTT) for the long-term, as well as how this corresponds to real-world long-term interventions. Based on this we provide essential, and as a first, guidance for long-term behavioural design as well as contributing to wider research on how to deal with the demands of long-term behaviour change.

Introduction

Long-term behaviour change is essential to addressing many societal challenges, including sustainable ways of living and healthier lifestyles (Green and Vergragt Citation2002; Kelly and Barker Citation2016), as well as more personal challenges, including medical treatment or diet (Jack et al. Citation2010; MacPherson et al. Citation2021). However, to ethically deliver and then maintain such long-term change requires behavioural designers to balance the dual demands of efficacy and effectiveness (Lilley and Wilson Citation2013; Mejía Citation2021; Michie, Atkins, and West Citation2015). Specifically, behavioural designers create interventions that are both contextually relevant and impactful as well as explicable and predictable, typically via the integration of design and behavioural science guidance (Niedderer, Clune, and Ludden Citation2017; Schmidt Citation2020). Yet, both design and behavioural science research focused on long-term behavioural change is limited (Kwasnicka et al. Citation2016; Pschetz and Bastian Citation2018; Schmidt and Stenger Citation2021).

Behavioural design synthesises insights from design and behavioural science to deliver interventions that shape behaviour (Bucher Citation2020; Wendel Citation2013). Here, the abductive reasoning, creative reframing, and context sensitivity scaffolded by design (Dorst Citation2011; Kouprie and Visser Citation2009) are critical to identifying and delivering the most relevant and impactful interventions and then deploying and maintaining them in context. Complementary to this, the inductive/deductive reasoning, evidence based testing, and abstract theory supported by behavioural science (Dolan et al. Citation2014; West and Michie Citation2016) are essential to the detailed design, validation, and explanation of interventions with – at least somewhat – predictable outcomes. This creates a back-and-forth between design-led exploration and contextual embodiment and behavioural science-led explanation and validation. Hence, behavioural design is most effective when it integrates the best of design and behavioural science guidance (Cash et al. Citation2022b; Reid and Schmidt Citation2018).

In this context, designers repeatedly translate between abstract explanations of potential behaviour change techniques and their contextual embodiment in interventions, with projects faltering or failing when either side of this equation is neglected (Cash, Gram Hartlev, and Durazo Citation2017; Fogg Citation2009a). This creates a major challenge to long-term behavioural design due to two main deficits in current guidance. First, while research on abstract techniques is extensive their long-term validity is much less well understood. This is due to difficulties in conducting rigorous longitudinal studies and the diminishing impact of interventions over time (Hedin et al. Citation2019; Kwasnicka et al. Citation2016; Michie, Atkins, and West Citation2015), with limited and inconsistent evidence for the long-term effectiveness of many interventions (Gourlan et al. Citation2016; Williams and French Citation2011). Second, lists of techniques are often disconnected from the contextual realities faced by behavioural designers, being abstracted from the context of application as well as the embodiment of the interventions themselves (Hagger and Weed Citation2019; Schmidt and Stenger Citation2021). These deficits have the potential to derail long-term behavioural design efforts by simultaneously over-emphasising short-term techniques and de-emphasising the complexities of contextual intervention embodiment. Thus, there is an urgent need to (i) examine how behaviour change techniques can be abstractly prioritised and (ii) related to contextual, embodied interventions during long-term behavioural design.

Given this need, and limitations in current theory, we employ two complementary analyses to connect abstract prioritisation with contextual, embodied interventions used in practice. First, we examine how experts prioritise one of the most widely researched sets of behaviour change techniques, the Behaviour Change Technique Taxonomy (BCTT) (Michie et al. Citation2013). To this end we follow prior research on technique prioritisation when faced with limited evidence and theory (Kwasnicka et al. Citation2016; Samdal et al. Citation2017) by using the Delphi method (Vestjens et al. Citation2015; Willems et al. Citation2019). Second, we contextualise this by examining real-world embodied interventions in long-term behavioural design, based on the set of cases described by Cash et al. (Citation2020). Together these explicitly connect design and behavioural science relevant considerations in this context.

Theoretical background

Behavioural design integrates aspects of design and behavioural science to address behavioural and social challenges (Bucher Citation2020; Niedderer et al. Citation2016; Reid and Schmidt Citation2018). These range in scale from the personal to the societal and from the short- to the very long-term (Maier and Cash Citation2022; Schmidt and Stenger Citation2021). This makes behavioural design a key means of delivering interventions that impact everything from maintaining sustainable food consumption to adherence to medical rehabilitation or increasing socially responsible behaviour (Hedin et al. Citation2019; MacPherson et al. Citation2021; Tromp, Hekkert, and Verbeek Citation2011). Thus, behavioural designers develop interventions, often comprising multiple design artefacts, which ‘explicitly and ethically realise positive behaviour, desired by both the individual and society’ based on behavioural theory (Khadilkar and Cash Citation2020, 521).

The behavioural design process typically involves five main phases that both individual and as a whole can serve to scaffold a ‘best of both’ balance between design and behavioural science guidance. For example, it is possible to see this interplay across the five phases described by Cash et al. (Citation2022a): (i) Identification and Framing: emphasises framing and reframing of the problem/solution in conjunction with characterising the problem and developing empathetic understanding; (ii) Mapping and Description: balances the development of empathy and deep contextual understanding with the detailing of root causes and their explanation via behavioural theory; (iii) Framing and Development of Interventions: emphasises framing and reframing of the solution space to identify interventions that are both contextually relevant and impactful as well as valid and explicable; (iv) Iterative Testing and Refinement: balances creative design and refinement with validation focused behavioural evaluation; (v) Scaling up, Launching and Maintenance: emphasises context specific delivery, monitoring, and maintenance of interventions to realise the desired behaviour change.

During this process – and particularly Phase 3 – behavioural designers translate between abstract explanations of potential behaviour change techniques and their contextual embodiment in tangible interventions. This iterative translation balances abduction and reframing in search of the most contextually relevant and valuable intervention with the need to explain and subsequently predict and test the validity of interventions that are often deployed into critical contexts such as health or safety. However, to support this work designers must connect abstract explanations, typically associated with isolated behavioural change techniques, and contextual understanding of potential embodiments that often combine techniques (Bohlen et al. Citation2020; Schmidt and Stenger Citation2021). Hence, there is a need to understand both the abstract and embodied prioritisation of techniques relevant to the context of the design work. As such, the deficits highlighted in the introduction pose a major challenge to long-term behavioural design.

Long-term behavioural design

Two major literature streams have developed that are relevant to supporting long-term behavioural design: processes for organising development (Cash, Gram Hartlev, and Durazo Citation2017; Fogg Citation2009a; Wendel Citation2013), and guidelines or techniques for translating behavioural theory into artefacts and interventions (Bhamra, Lilley, and Tang Citation2011; Lockton, Harrison, and Stanton Citation2010; Tromp and Hekkert Citation2014). Critically, while numerous aspects relevant to long-term behavioural design are highlighted across this literature (e.g. relating to habits or personal identity (Lockton, Harrison, and Stanton Citation2008; Michie et al. Citation2013)), there is a general focus on achieving intervention delivery and measurable impact within the context of a project, and hence, typically in the short-term (Khadilkar and Cash Citation2020; Schmidt and Stenger Citation2021). Thus, processes and techniques for delivering long-term behavioural design are less well developed.

This creates an important gap in behavioural design knowledge, as insights from short-term development and measurement can not necessarily be directly translated to the long-term (Fogg Citation2009b; Schmidt and Stenger Citation2021). This is because long-term interventions are impacted by dynamic changes in, for example, the physical and social environment as well as personal behaviours and habits (Schmidt Citation2022; Schmidt and Stenger Citation2021). In terms of processes, this has led authors such as Schmidt and Stenger (Citation2021) to highlight the need for the creation of more resilient solutions by embracing more diverse forms of evidence and applied foresight coupled with the iterative development of interventions within ecosystems over time. Similarly, Maier and Cash (Citation2022) argue for an integrative view of interventions within a system, explicitly adopting a reflexive, agile approach able to monitor, reflect on, and react to a changing system over time. While these works feature potential ways forward in terms of long-term behavioural design processes, it is less clear how current techniques should be contextually understood and prioritised in guidance for long-term applications. This is despite authors such as Fogg (Citation2009b) highlighting the need for general differentiation between the short- and long-term. Thus, there is a specific need to examine how techniques should be understood in the context of long-term behavioural design.

Behaviour change techniques for long-term behavioural design

Behavioural designers have access to a wide array of behaviour change techniques described in numerous lists, taxonomies, and frameworks (for overview see Maier and Cash (Citation2022)). These range in scope and abstraction i.e. the degree to which they concretise the link between general behavioural theory and specific intervention design. For example, works such as the Behaviour Change Technique Taxonomy (BCTT) (Michie et al. Citation2013) or Mindspace (Dolan et al. Citation2014), are both broad and abstract, while the frameworks provided by Cash et al. (Citation2020), Tromp, Hekkert, and Verbeek (Citation2011), Bhamra, Lilley, and Tang (Citation2011), or Lockton, Harrison, and Stanton (Citation2010), offer various degrees of specificity in the link between abstract theory and contextualised intervention. While these works provide overall guidance to designers, they provide little support for the essential translation between abstract technique and contextually embodied intervention. In particular, few works explicitly address interactions between possible techniques and contextual factors that might impact prioritisation when designing and typically offer only limited guidance on technique embodiment in context. Further, none of these works offer in depth guidance on how their lists of behaviour change techniques should be prioritised for long-term interventions. Therefore, we build on the BCTT (the most widely recognised, researched, and applied set of abstract behaviour change techniques) as a starting point for our research. This list is also at the heart of many behavioural science-led projects, yet at the same time, is one of the most abstract. As such, contextualisation of this list offers great potential in developing the connection between design and behavioural science guidance.

The BCTT contains 16 clusters, with 93 individual BCTs, presenting a huge, yet abstract, scope for intervention design (Michie et al. Citation2013). This breadth has supported application across a wide range of long-term oriented settings, including rehabilitation (Meng et al. Citation2014), lifestyle change (Willems et al. Citation2019), elderly care (Vestjens et al. Citation2015; Walsh et al. Citation2021), and smoking cessation (O’Neill et al. Citation2018; Ubhi et al. Citation2016). However, much of the research on BCTT application reflects trials adopting a primarily behavioural science approach and typically not addressing more design related contextual and embodiment related considerations. This has led to a situation where despite strong support for the validity and efficacy of the BCTs themselves there is still a high failure rate in real-world interventions (Hagger and Weed Citation2019; Schmidt and Stenger Citation2021). Further, Nieuwenhuijsen et al. (Citation2006) specifically highlight how personal context and environmental factors can act as facilitators or barriers to change, and it is generally acknowledged in the design literature that embodiment considerations can make or break intervention outcomes. Thus, in order to scaffold the translation between abstract and contextual guidance at the heart of behavioural design – and essential to integrating the best of both design and behavioural science – there is a need to better understand BCTT prioritisation in relation to intervention embodiment and change over time (following recent work on the need to consider temporality in design (Pschetz and Bastian Citation2018)), as well as interaction with changes in the physical, social, and technological environment (following recent work highlighting interactions between intervention and context (Cash et al. Citation2020; Schmidt and Stenger Citation2021)).

Research framework

Given the needs outlined in the previous section, our research framework starts by building on the 16 major clusters in the BCTT (Michie et al. Citation2013). We subsequently examine how these BCTT clusters can be abstractly prioritised and related to contextual, embodied interventions during long-term behavioural design. Specifically, we compare and contrast abstract and embodied prioritisation and implementation of the BCTT clusters with respect to long-term interventions, susceptibility to change over time, and interaction with changes in the physical, social, and technological environment. Here, long-term is defined as lasting three months or longer, following research on general habit formation (Lally et al. Citation2010) as well as more specific studies in, for example, health related contexts such as stroke rehabilitation (Teasell et al. Citation2012). This leads to two main research questions that explicitly connect design and behavioural science relevant considerations for long-term behavioural design:

RQ1: What are the most important BCTT clusters for long-term behavioural design?

RQ2: How susceptible are these BCTT clusters to change over time and in different contexts?

Methodology

Given the nature of the research need outlined in the previous section our methodology builds out from a classic Delphi study, which we first elaborate by adding additional context related questions, and then complement via a systematic analysis of real-world cases. This mixed-methods methodology seeks to connect abstract and contextual insights and thus draws together approaches found in design i.e. case-based ranking, and behavioural science i.e. expert-based ranking.

First, the multi-round Delphi method has proven a reliable means of eliciting knowledge from a varied group of experts (as found in behavioural design) (Okoli and Pawlowski Citation2004). This has four features: (1) anonymity via using questionnaires, (2) iteration to achieve consensus, (3) controlled feedback, and (4) statistical aggregation to distil the final response (Rowe, Wright, and Bolger Citation1991). The Delphi method is especially appropriate when there are limitations in available theory or empirical data – as is the case in long-term behavioural design – with experts offering insights not accessible via other means, based on years of collective experience. Here, experience from diverse experts is brought together to provide a distillation of best practice that can help guide others. This approach has been widely used in the context of BCTT ranking (Vestjens et al. Citation2015) and seen more limited application in the design domain when seeking to elicit insights from across expert groups (Adams and Meyer Citation2009; McMahon and Bhamra Citation2015). Further, the type of ranking produced by the Delphi method is readily comparable to other rankings or similarly structured guidance, which are already common in the context of behavioural design (Bhamra, Lilley, and Tang Citation2011; Lockton, Harrison, and Stanton Citation2010; Tromp, Hekkert, and Verbeek Citation2011).

Second, providing a contextual, embodied counterpoint to the abstract Delphi results, we systematically examined real-world interventions targeting long-term change. This built on the set of cases previously described by Cash et al. (Citation2020). This type of approach has been widely used in the design literature (Kelders et al. Citation2012; Lockton, Harrison, and Stanton Citation2010; Tromp, Hekkert, and Verbeek Citation2011), and allows for the examination of how BCTT clusters are embodied in real-world interventions. This provides critical nuance to the Delphi method results. For example, while BCTT clusters are typically ranked individually they are frequently embodied in combination in actual interventions and hence understanding their real-world implementation is key to scaffolding translation between ranking and reality. This is important as it emphasises the guiding and explanatory role of such rankings as well as that they should not form a prescriptive straitjacket. Rather there is significant scope and need for design exploration and reframing in the translation between abstract ranking and contextual embodiment.

This combination of methods allows us to distil insights relevant to designers working with long-term change by connecting design and behavioural science perspectives, whilst minimising the ethical complexities associated with behavioural trials and long-term data collection. To provide a common basis for building this connection we take the BCTT clusters as a widely understood and applied starting point (Michie et al. Citation2013; Vestjens et al. Citation2015; Willems et al. Citation2019). The 16 BCTT clusters are: (1) goals and planning, (2) feedback and monitoring, (3) social support, (4) shaping knowledge, (5) natural consequences, (6) comparison of behaviour, (7) associations, (8) repetition and substitution, (9) comparison of outcomes, (10) reward and threat, (11) regulation, (12) antecedents, (13) identity, (14) scheduled consequences, (15) self-belief, and (16) covert learning.

Sampling

Delphi panel

Following the considerations outlined by Cash et al. (Citation2022a) we first bounded the scope of this work by sampling experts from across the behavioural design spectrum, from design-led to behavioural science-led (Reid and Schmidt Citation2018). This provides the basis for deriving generalised insights by seeking consensus across a diverse sample, and a specific set of criteria for a purposive sampling schema – aligned with the Delphi method (Onwuegbuzie and Leech Citation2007; Sumsion Citation1998). Specifically, we identified 12 international experts on behavioural intervention, based on authors’ networks, following prior BCT focused Delphi studies (Garvin and Simon Citation2017; Vestjens et al. Citation2015). Here our sampling criteria was expertise in long-term behavioural design, development of interventions in this context, and familiarity with the BCTT i.e. they were able to distinguish the BCTT clusters in principle, distinct from embodied interventions. Experts were drawn from a range of backgrounds including behavioural design, behavioural science, and healthcare, all working with long-term behaviour change. For the purposes of this research these were broadly categorised as predominantly design- (n = 6) or behavioural science-led (n = 6) (Reid and Schmidt Citation2018). Amongst the six design-led experts two had PhDs and all worked in practice ranging from founder of an internationally recognised behavioural design consultancy known for drawing on both design and behavioural science guidance to experienced UX, wayfaring, and digital/physical product design. Amongst the six behavioural science-led experts two had PhDs and one was a medical doctor and all worked in practice ranging from head of a neurological and research department to stroke and other rehabilitation. All experts had at least a master’s degree as well as multiple years of experience in practice. The panel is summarised in Table .

Table 1. Overview Delphi panel.

Based on this sampling approach, 12 experts completed the first round and 9 (75% – meeting the 70% threshold for acceptability (Sumsion Citation1998)) the second round. While Delphi studies can vary in sample size there is a need to ensure balanced representation of groups within the sample as well as sufficient expertise in use of the BCTT. As such, our identified sample of 12 experts, while small, is aligned with many other recent studies specifically dealing with BCT prioritisation (Davies, Martin, and Foxcroft Citation2016; McCarthy et al. Citation2020; O’Neill et al. Citation2018; Vestjens et al. Citation2015; Walsh et al. Citation2021; Willems et al. Citation2019), as well as similar Delphi type studies in the design domain. For example, McMahon and Bhamra (Citation2015) had a sample of 19 experts when examining competencies for social sustainability and Adams and Meyer (Citation2009) complemented a sample of eight experts with a wider secondary sample. Across contexts, there is an acknowledgement that relevant experts are difficult to access and that valid Delphi results can be derived from small sample sizes. Specifically, the heterogeneous nature of the sample allows insights to be derived from small groups and hence is in line with guidelines in this context (Clayton Citation1997; Humphrey-Murto et al. Citation2020).

Real-world cases

To provide a contextual, embodied counterpoint to the abstract Delphi results, and hence scaffold designer’s translation between design and behavioural science guidance we systematically examined real-world interventions stemming from long-term behavioural design. To do this we re-analysed the set of 139 cases previously identified by Cash et al. (Citation2020).

This set of cases was derived from across domains (including regulation, safety, and security; health habits, activity, and food; personal routines and finances; sustainability; and volunteering (Cash et al. Citation2020, fig. 2a)) and included numerous short- and long-term interventions, drawing on reports published by specialist behavioural design companies, internal reporting from companies, intervention databases, and interventions described in academic literature. Key inclusion criteria for this sample were data quality (i.e. describing both problem and solution), solution quality (i.e. inclusion of behavioural success measures), validity (i.e. the testing methodology was robust), and ethics (i.e. following ethical best practice).

While Cash et al. identified 218 interventions based on their coding schema some of these combined BCTT clusters and hence we identified 321 unique BCT interventions across the dataset. For example, some cases comprised multiple artefacts and/or service components (e.g. an app, a messaging service, and a discussion group all packaged together) each drawing on a distinct BCTT cluster in their delivery. This allowed us to contrast the ranking of individual BCTT clusters in the Delphi method with both their individual application in real-world interventions and their combination in this context. Each intervention was coded in terms of both its focus (dealing with the short- or long-term) and the BCTT cluster it utilised. Of the 321 interventions 123 focused on short-term change while 198 focused on long-term. Here, short-term was defined as interventions focused on a one-time event or rare behaviour. For example, choosing an insurance policy or deciding whether to be an organ donor were considered rare short-term decisions. In contrast, long-term was defined as interventions focused on repeated or frequent behaviours (e.g. daily or weekly). For example, rehabilitation exercises after surgery or a stroke must be done most days over an extended period and hence, they are long-term. This also supported the generalisation of the results by contrasting the abstract Delphi ranking with interventions drawn from across different long-term behavioural design contexts. Intercoder reliability was evaluated in two rounds by the first and second author. In round one 10% of interventions were analysed and revealed 83% agreement – primarily due to ambiguity in the coding of the Associations BCTT cluster. This ambiguity was clarified and round two evaluated a further 10% to achieve 98% agreement. Based on the high level of agreement at this stage the rest of the cases were coded by the second author. Ranking results were then calculated based on the long-term uses of a BCTT cluster normalised against the total uses of that BCTT cluster to produce a score from 1-5. This allowed for comparison with the Likert based rankings.

Overall, this comparison with the Likert based rankings serves to contextualise the expert data because while the expert questions could focus on abstract validity the case data reflects real world usage, which can be impacted by ease of delivery or maintenance over time, preferred delivery modes, or other pragmatic design factors. As such, the two datasets complement one another by providing abstract and contextual counterpoints in validity and usage.

Delphi procedure

Qualtrics software was used for the first round of the Delphi study, which took the form of an online questionnaire. Following informed consent and demographic information, participants were asked to review each of the 16 BCTT clusters based on a summary overview and image, as illustrated in Figure . They then answered three main questions for each cluster using a five-point Likert scale (rated from ‘not at all important’ to ‘extremely important’ for Question 1 and from ‘not at all’ to ‘A great deal’ for Questions 2 and 3):

  1. In your opinion, how important is [BCTT cluster] for long-term behaviour change?

  2. In your opinion, how much does the effectiveness of [BCTT cluster] change over time? (For example, would it work equally well in a course of a month, 3 months, 6 months, a year?)

  3. In your opinion, how susceptible is [BCTT cluster] to changes in each of these factors? (In other words, if person’s physical, social, or technological environment changes, would it affect this behaviour change technique?)

    1. Physical environment (e.g. home, hospital, surroundings)

    2. Social environment (e.g. family, friends, social network)

    3. Technological environment (e.g. available equipment, such as computer, tablet, phone, or rehabilitation aids)

Figure 1. Example of BCTT cluster presentation for cluster: 4) shaping knowledge.

Figure 1. Example of BCTT cluster presentation for cluster: 4) shaping knowledge.

Based on the results from the first round, a second questionnaire was developed specific to each participant and delivered via email. Here, each participant received a spreadsheet overview of their own answers in comparison to the round 1 median and were then invited to reconsider their answer and offer comments. Following standard Delphi method practice (Willems et al. Citation2019), this provided feedback on the responses from the first round, as a basis for participants to reflect on and potentially alter their previous answers. Thus, participants had the chance to either change their prior answer or to give additional explanation of their reasoning. The same explanation of each BCTT cluster was provided as in the first round.

Data analysis

Based on the survey results the level of consensus was calculated for each question. This first evaluated the whole sample, and then also the design and behavioural science sub-samples. Following prior works in this context, consensus was evaluated as ≥50% agreement around a median (Gracht Citation2012). This allowed for a more nuanced understanding of the results in relation to RQ2 and provided a basis for ranking the BCTT clusters with respect to importance for long-term behavioural design in relation to RQ1.

The percentage consensus and median are summarised for all BCTT clusters in Table (as an illustration of the analysis of survey Question 1) and in Appendix Tables 7, 8, and 9 for Questions 2 and 3. For Question 1 good consensus was found across the sample for all but three BCTT clusters. For Questions 2 and 3 consensus was found for the majority of BCTT clusters but also showed divergence between the design and behavioural science sub-samples (discussed in more detail in the results). Once consensus was evaluated, rankings were calculated based on the mean response for each BCTT cluster, following prior BCT rankings (Vestjens et al. Citation2015).

Table 2. Overview of consensus results for ranking of importance for long-term behavioural design.

Results

In answer to our research questions, we first rank the importance of BCTT clusters for long-term behavioural design, before examining the varied expert views on the susceptibility of these clusters to change over time and in different contexts.

Ranking importance for long-term behavioural design

In answer to RQ1, consensus was reached for 13 out of 16 BCTT clusters. The importance of all clusters for long-term behaviour design is summarised in Table , with the most and least relevant denoted in italics. The most relevant BCTT clusters-based on the combined sample and case means-were self-belief (mean = 4.61), repetition and substitution (mean = 4.50), feedback and monitoring (mean = 4.35), and goals and planning (mean = 4.27); while the least relevant were scheduled consequences (mean = 3.11), antecedents (mean = 3.05), natural consequences (mean = 2.94), and covert learning (mean = 2.33). The full details of the mean scores and ranks for all sub-samples is provided in Appendix Table 10 (here columns are organised sub-samples associated with the six design-led experts, six behavioural science-led experts, and the real-world cases; mean results were used for consistent comparability across sub-samples), while Table 11 provides the supporting details of the case mean calculation.

Table 3. Ranking of importance for long-term behavioural design.

Contrasting factors influencing long-term interventions

The answer to RQ2 was less clear because, while sub-sample (design and behavioural science) consensus was relatively high (circa 13 out of 16 BCTT clusters with ≥ 50% agreement for all questions), agreement between the samples diverged as highlighted in comments by the experts during the second round of the Delphi method (see Appendix Tables 7–9). Results are summarised in Tables and .

Table 4a. Ranking of susceptibility to other factors (Questions 2–3).

Table 4b. Continued.

In terms of susceptibility to change over time, there was a greater than eight rank disagreement on natural consequences (rank = 4 design v. 14 behavioural science), covert learning (rank = 5 design v. 12 behavioural science), and antecedents (rank = 13 design v. 3 behavioural science). Similarly, in terms of susceptibility to change in physical environment there was a greater than eight rank disagreement on antecedents (rank = 9 design v. 1 behavioural science) and reward and threat (rank = 14 design v. 4 behavioural science), social environment on associations (rank = 2 design v. 14 behavioural science), and technological environment on comparison of outcomes (rank = 3 design v. 14 behavioural science) and antecedents (rank = 10 design v. 2 behavioural science). Full detail of all means is provided in Appendix Tables 12 and 13.

Linking abstract and contextual results

To elaborate insights relevant to designers working with long-term behavioural design we also explored the experts’ rationale for their rankings and further connected these abstract rankings with deeper analysis of the real-world cases. Here, justifications for differences in these ranks focused on experience and differing foci on technologies or specific types of people being influenced. For example, Expert 8 highlighted how in their experience: ‘Your social environment has a great deal to say about beliefs of natural consequences and how one should interpret social rules and/or real health consequences’. Similarly, Expert 2 emphasised how ‘In my experience, associative techniques and cueing can be difficult to transfer from one setting to another. Often, training needs to start over when transitioning from one setting to another (e.g. rehabilitation centre to home)’ and further that ‘I believe that planning and goal setting are social actions to an extended degree. Relatives, friends, etc. are very important for setting goals and following up on them’. This focus on contextual understanding, and lack of clear guidance on the influence of context factors, thus has the potential to explain differing opinions between sub-samples. However, all experts agreed that BCTT clusters were significantly impacted by these factors and that they were essential to consider when designing long-term interventions.

Unpacking these results further revealed several contextual design considerations around the BCTT clusters identified as most important in Table . Here multiple experts highlighted how embodiment of BCTT clusters in real-world interventions needed to change over time to maintain relevance and effect. For example, Expert 8 noted that feedback based interventions needed to adjust over time as behaviour become habitual: ‘after some time, feedback stops being the initiator of new behaviour, the point where it’s a habit’ and further that as people move from one context to another over time the role of an intervention can change: ‘social support is often based on where you are and getting out of a hospital after days of care will greatly change your interaction with it’. Expert 12 also explained that in their view

the effect of planning and goal-setting can become less effective over time … depending on a number of factors such as; Are the goals achievable? Are they realistic? Does the person experience some direct benefit of sticking to the plan (or some direct negative consequence if not sticking to it)?

This need to account for development over time was also highlighted by the behavioural science-led experts. For example, Expert 1 stated that ‘a long period of rehab goal and planning are very effective for the patients. As long as the patient evaluates and continuously changes the goals during the rehab’. As such, there is a critical need for design exploration in the translation from abstract BCTT cluster into interventions not only in the immediate context but with consideration to change over time.

In addition to temporal considerations, several design-led experts highlighted embodiment and contextual factors that impact how BCTT clusters might be incorporated into real-world interventions. For example, Expert 7 pointed out this contextual dependency in embodiment: ‘goals and planning are very technology correlated, for example, by digital calendars, reminders etc’. This was also emphasised by Expert 8: ‘setting out a plan/goals could, for example, be based on your fridge or shoes by the door, which makes these elements greatly influencing by the physical surroundings’ and that ‘the only thing that allows you to compare yourself is the social environment’. These considerations were also mirrored by the behavioural science-led experts. For example, Expert 5 explained how ‘feedback through technological devices will have a greater impact than a therapist's opinion, patients believe more in objective measures … [but] … if the technology changes, patients will not be able to compare the outcomes with each other’. However, they also highlighted how many BCTT clusters can be implemented through varied means. For example, Expert 2 stated that ‘technological solutions may assist identity techniques, but I do not think that the effectiveness of these techniques relies on technological solutions’. Overall, these results emphasise the importance of the translation from abstract BCTT cluster to embodied interventions that are meaningful and effective in context and points to the need for a deep understanding of both the design and behavioural science considerations that might influence these outcomes.

Connecting these insights to more detailed analysis of the real-world cases, two additional considerations are brought to the fore. First, most cases employed multiple interventions. Here, the total number of interventions that were distinct in terms of both BCTT cluster and their design embodiment was three across cases, while the average number when only distinguishing by BCTT was two. This highlights the high degree of variation and design scope when translating from abstract cluster to embodied intervention. Second, as evidenced by the difference in averages noted above many cases chose to embody a single BCTT cluster in multiple distinct interventions, combined clusters via multiple interventions, combined clusters in a single intervention, or some combination of these. The complexity of this translation from general guidance – often associated with one or two main BCTT clusters – and contextual embodiment is illustrated in Figure , which shows how many cases employed two or more interventions. This can be further understood by examining examples of interventions associated with each BCTT cluster, as summarised in Table . This gives an overview of the diversity of possible embodiments as well as the potential for combinations and synergies across BCTT clusters through smart design (Note: no long-term cases used the covert learning cluster so this is not included in Table ).

Figure 2. Overview of number of interventions used in each case.

Figure 2. Overview of number of interventions used in each case.

Discussion

Our research provides two main contributions addressing the need outlined in the introduction to (i) examine how behaviour change techniques can be abstractly prioritised (linked to RQ1) and (ii) related to contextual, embodied interventions during long-term behavioural design (linked to RQ2). These are primarily built on the results distilled in Tables and . Table brings together the abstract findings while Table illustrates the diversity of contextual embodiments related to these.

Table 5. Example interventions associated with each BCTT cluster drawn from the cases.

Table 6. Ranking of importance versus overall susceptibility to change over time and contextual factors.

The first main contribution is based on answering RQ1 (what are the most important BCTT clusters for long-term behavioural design?) by providing an overall, abstract ranking of BCTT clusters in Table . This addresses an important gap in research on behaviour change techniques in general (Kwasnicka et al. Citation2016), as well as highlighting how long-term BCTT prioritisation differs from more short-term focused rankings. For example, examining the real-world case data from Cash et al. (Citation2020) for short-term usage there was a focus on antecedents and associations, which significantly contrasts with their low ranking in Table . Similarly, Watson et al.’s (Citation2021) work on handwashing interventions also highlighted antecedents as well as comparison of behaviour and natural consequences, which are all in the lower half of the ranking in Table . Evaluating the credibility of our findings in more specific long-term relevant contexts shows that the importance ranking in Table broadly aligns with prior works. For example, for physical activity and healthy eating Samdal et al. (Citation2017) highlight feedback and monitoring, goals and planning, and social support (respectively ranked 3, 4, and 5 in Table ). This is mirrored for smoking cessation by O’Neill et al. (Citation2018) – highlighting feedback and monitoring – and for lifestyle changes by Willems et al. (Citation2019) – highlighting goals and planning and repetition and substitution (ranked 2 in Table ). Vestjens et al. (Citation2015) also highlight repetition and substitution as generally important for complex interventions. Further, based on a review of electronic lifestyle activity monitors (comparable to a sub-set of our real-world cases (Table )), Lyons et al. (Citation2014) also identified goals and planning and feedback and monitoring as key BCTT clusters. This also aligns with good agreement between our expert sample and real-world cases (Table ). In addition, Samdal et al. (Citation2017) highlight the importance of person centredness and support for autonomy when maintaining behaviour over time, aligning with our identification of self-belief as the most important BCTT for long-term behavioural design. Overall, this suggests that while our results are both abstract and framed with respect to the long-term in general the distilled ranking is credible and comparable to other research on BCTT prioritisation in this area.

In terms of design, our results suggest that despite significant differences across behaviour change contexts there are some generally relevant clusters, which can help guide behavioural designers when identifying directions for exploration and development of potential interventions. Here, the abstract and generic nature of the BCTT clusters means that designers have significant scope for abduction and reframing in search of the most contextually relevant and valuable intervention (Cash, Valles Gamundi, et al. Citation2022b), whilst retaining the general explanative power offered by the BCTT. This also serves to elaborate the more general recognition that long-term behavioural design demands specific priorities as discussed by, for example, Fogg (Citation2009b) or Tromp and Hekkert (Citation2018). This illustrates how Table can help designers to make sense of and explain their work in the face of the complex realities of long-term behavioural design and the associated challenges linked to designing interventions in this context (Schmidt and Stenger Citation2021). Thus, while such rankings cannot and should not straitjacket design exploration, they can serve an important role in guiding focus and identifying differences in short- and long-term behavioural design.

The second main contribution is based on taking a first step towards answering RQ2 (how susceptible are these BCTT clusters to change over time and in different contexts?) by highlighting those BCTT clusters most and least susceptible to change over time (based on averaged susceptibility results for each of the four factors; see Table ) and qualitatively examining considerations relevant to long-term behavioural design (see Figure and Table ). Here, while there was general agreement on the need to consider change in context when applying BCTT clusters, there was less agreement on specific susceptibility and a high degree of variation in contextual embodiment. This is again aligned with expectations from prior research in design, which have highlighted how embodiment can vary significantly with respect to common underlying behaviour change techniques (Cash et al. Citation2020; Kelders et al. Citation2012). Overall, this suggests that despite diversity in responses our results are credible in comparison to prior research in this area (Bhamra, Lilley, and Tang Citation2011; Lockton, Harrison, and Stanton Citation2010; Tromp, Hekkert, and Verbeek Citation2011).

In terms of design, our results highlight how much of the variation in BCTT cluster prioritisation can be connected to the critical and substantial translation between abstract clusters and embodied interventions (Bhamra, Lilley, and Tang Citation2011; Tromp and Hekkert Citation2014). Notably, we describe how contextual embodied interventions vary substantially in form, often combine BCTT clusters, and even express the same cluster via multiple complementary aspects of the embodiment. This provides further evidence for the need to better understand how design and behavioural science guidance can be brought together to deliver impactful interventions that are also robust and explicable (Cash et al. Citation2022b; Mejía Citation2021; Schmidt Citation2020). Further, it highlights a major deficit in many of the behavioural-science led models of behavioural design where issues of contextual embodiment and wider integration of design practices and insights are often minimised (Reid and Schmidt Citation2018; Schmidt and Stenger Citation2021). This is, for example, notable in the main process with which the BCTT clusters are associated – the behaviour change wheel – where embodiment issues are comparatively neglected (Michie, Atkins, and West Citation2015). More generally, while there are numerous social and behavioural theories dealing with aspects of behaviour in the long-term (such as self-determination) (Samdal et al. Citation2017), these are little connected to the design frameworks used to understand contextual, temporally dynamic, and embodied interventions (Pschetz and Bastian Citation2018). As such, our findings highlight that while important information is held in behavioural-science guidance – and this cannot be neglected – there is also a critical need to integrate design approaches, especially in the translation between abstract BCTT clusters and embodied interventions. Thus, while this work provides important insights linking temporal and context change to the robustness of behavioural design interventions – extending current work in design (Bay Brix Nielsen, Daalhuizen, and Cash Citation2021; Pschetz and Bastian Citation2018) – it also highlights the need for further research and theory development in this area.

Limitations and further work

Before discussing implications, it is important to consider the main limitations of this work. First, while 12 experts is an acceptable sample for the Delphi method (and comparable to prior studies in both the BCTT and design contexts (McMahon and Bhamra Citation2015; Vestjens et al. Citation2015)), it places a focus on reaching consensus between diverse experts (Clayton Citation1997; Garvin and Simon Citation2017; Humphrey-Murto et al. Citation2020). Thus, we both recruited experts from across the spectrum of behavioural design and drew on real-world cases to support our conclusions. As such, our results provide a reasonable basis for prioritising the importance of BCTT clusters for long-term behavioural design but also highlight the need to better understand their contextualised embodiment in real-world interventions and the interaction between design and behavioural science guidance.

Second, while there is debate as to the required level of consensus for Delphi results, we followed prior guidance in considering BCT clusters to have reached consensus when percentage agreement was ≥50% (Gracht Citation2012). This highlighted a lack of consensus with respect to the susceptibility of BCTTs, despite the overall importance of this aspect being highlighted by all experts. Thus, while we provide several design relevant qualitative insights that help to elaborate this issue there is a critical need for further theory and empirical study linking behavioural science explanations of susceptibility to relevant design frameworks.

Implications

Our findings hold two major implications for long-term behavioural design. First, designers in this area should be aware of the general differences evident when dealing with long- versus short-term behaviour change. For example, we highlight the prioritisation of self-belief, repetition and substitution, feedback and monitoring, and goals and planning, and deprioritise scheduled consequences, antecedents, natural consequences, and covert learning (see the importance ranking in Table ). This helps designers in navigating the complexity of the BCTT clusters to identify potentially fruitful directions for exploration but, critically, should not be considered a prescriptive straitjacket due to our second implication.

Second, designers should pay particular attention to the translation from abstract guidance to contextual, embodied intervention and be aware that this has the potential to significantly impact outcomes. Here, we highlight how numerous BCTT clusters are generically vulnerable to changing contextual factors (e.g. feedback and monitoring are considered particularly vulnerable to time and technological environment) as well as how successful interventions display a high degree of variety in BCTT embodiment, often combine BCTT clusters, or leveraging multiple embodiments of a single cluster in order to reinforce effects in context. In particular, the results in Table provide an indicator of the design scope when developing interventions. However, care should be taken to ensure that the link between abstract explanation and embodied design are not lost. Our results empower designers in making the most of design guidance when developing interventions and also help in connecting these back to abstract techniques in order to balance the dual demands of efficacy and effectiveness characteristic of behavioural design.

Conclusions

Long-term behaviour change is essential to addressing many societal and personal challenges, yet there is a critical gap in guidance for designers who must deliver long-term behavioural design. Hence, in this work we have sought to answer both: what are the most important Behaviour Change Technique Taxonomy (BCTT) clusters for long-term behavioural design (RQ1) and how susceptible are these BCTT clusters to change over time and in different contexts (RQ2)? We addressed these questions using a Delphi survey method with 12 international experts on behavioural intervention complemented by a reanalysis of over 100 real-world cases.

Based on our results, we provide a first general ranking of behaviour change techniques for long-term behavioural design and highlight how these are susceptible to change over time, as well as changes in the physical, social, and technological environment. Further, we elaborate the considerations associated with the translation from abstract BCTT clusters to embodied interventions and explore the scope of this design work. This provides essential and novel guidance for behavioural designers working in domains such as health, wellbeing, and sustainability, as well as contributing to wider research on how to deal with the demands of long-term behaviour change.

Acknowledgements

The authors are grateful to the designers behind the real-world cases and the experts on the multidisciplinary Delphi panel who generously gave their time to participate in the studies.

Disclosure statement

No potential conflict of interest was reported by the author(s).

Additional information

Funding

The work was co-funded by the Horizon 2020 ReHyb project under Grant agreement ID: 871767 and by the Horizon 2020 EURITO project under Grant agreement ID: 770420.

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Appendix

Table 7. Detail of consensus results for time (Question 2).

Table 8. Detail of design consensus results for Question 3.

Table 9. Detail of behavioural science consensus results for Question 3.

Table 10. Detail of ranking of importance for long-term behaviour change.

Table 11. Detail of cases mean calculation.

Table 12. Means for susceptibility to other factors (Questions 2–3). Sample denoted by Design (D) and Behavioural Science (B).

Table 13. Means for susceptibility to other factors (Questions 2–3).