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Research Article

Flood hazard mapping using GIS-based statistical model in vulnerable riparian regions of sub-tropical environment

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Article: 2285355 | Received 25 Aug 2023, Accepted 15 Nov 2023, Published online: 15 Dec 2023

Abstract

Floods are a recurrent natural calamity that presents substantial hazards to human lives and infrastructure. The study indicates that a significant proportion of the study area, specifically 27.05%, is classified as a moderate flood risk zone (FRZ), while 20.78% is designated as high or very high FRZ. The region’s low and very low FRZ are classified at 52.17%. The GIS-based AHP model demonstrated exceptional predictive precision, achieving a score of 0.749 (74.90%) as determined by the AUC-ROC, a widely used statistical evaluation tool. The current study has identified areas with high FRZ in the affected CD blocks, which are situated in low-lying flood plains, regions with gentle slopes, high drainage density, high TWI, low NDVI, high MNDWI, areas with high population density, intensive agricultural land. The findings of this research offer significant perspectives for decision-makers, city planners, and emergency management agencies in devising efficient measures to mitigate flood risks.

1. Introduction

Floods often occur when a river has more water than it can carry, and the capacity of its channels is exceeded. Floods are a prevalent form of natural disaster on a global scale, impacting a greater number of individuals than any other type of natural disaster. They constitute approximately one-third of all hazards worldwide (Das Citation2020; Hemmati et al. Citation2020; Slater et al. Citation2021; Petrucci Citation2022). Floods are regarded as a natural hazard due to their potential to harm both natural and anthropogenic environments. Recent years have seen a rise in the frequency of floods due to inappropriate land use planning, rapid population explosion, unorganized development process and unchecked urbanization (Das Citation2018; Hammami et al. Citation2019; Paul and Sarkar Citation2022). Over the last several decades, floods have become more destructive and potentially result in major economic losses and fatalities. Researchers from across the globe gave them serious consideration (Da Silva et al. Citation2020; Das Citation2020; Chiu et al. Citation2021). Flooding has caused an average of 6,500 deaths per year and $15 billion in damage annually over the past 20 years, according to the World Meteorological Organization (WMO). Information on the intensity, frequency, and different flood conditioning parameters that might produce rapid flooding during a flood event is needed for flood risk management (Das Citation2020; Mishra and Sinha Citation2020). All over the world, flood is a common hazardous phenomenon, frequently causing immeasurable human suffering and economic difficulties (Hemmati et al. Citation2020; Slater et al. Citation2021; Petrucci Citation2022), yet its severity varies across time and space. Global flooding patterns have risen over the last three decades, and this rise is entirely connected with the effects of drastic climate change, changes in land use patterns, and other anthropogenic intervention activities (Di Baldassarre et al. Citation2010, Kourgialas and Karatzas Citation2011; Chakraborty and Mukhopadhyay Citation2019).

India is known as the ‘land of monsoon’ (Subrahmanyam Citation1988; Chakraborty and Mukhopadhyay Citation2019; Das and Scaringi Citation2021), where the rainy season is praised for having a positive impact on the country’s agricultural output and economy (Paul and Mahmood Citation2016). However, for the 32 million people in the nation who experience an average yearly flood inundation, the monsoon also signifies a time of concern (Kale, 2004; Chakraborty and Mukhopadhyay Citation2019). Most of India’s historically destructive floods have been caused by the vagaries of the Indian summer monsoon’s unpredictable behaviour (Dhar and Nandargi Citation2003; Das Citation2020). These floods severely damaged crops, property, the economy, and human lives (Vishnu et al. Citation2019; Das Citation2020). According to the India Ministry of Ministry Home Affairs and Annual Report 2019–2020 (Citation2020), India is highly susceptible to flooding, with more than 40 million hectares of land at risk. According to the Indian government, floods in 2021 affected over 17 million people across 15 states and caused over 1,000 deaths (India Ministry Home Affairs, Annual Report 2021-22, 2021). Some of the worst floods in India’s recent history include the 2018 Kerala floods, which killed over 400 people and caused over $4 billion in damage, and the 2019 Maharashtra floods, which killed over 50 people and displaced thousands (BBC, 2018). The Brahmaputra and Ganga rivers are particularly prone to flooding, with major floods occurring almost every year in these regions. (Down to Earth, 2020). When all the river floodplains in India are combined, around 48% of the country is reasonably protected from annual floods (Central Water Commission Annual Report 2009–10 2010). Historically, the floodplains have encouraged people to reside there because of their productivity and other long-term possibilities. Due to their geomorphic consequences, such as bank erosion, avulsion, and channel abandonment, annual floods are thought to be more important than rare major floods for regulating floodplains, specifically in the Ganga-Brahmaputra plains (Auerbach et al. Citation2015; Mehebub et al. Citation2015; Kumar, 2021; Pandey et al. Citation2022; Paul and Sarkar Citation2022). However, floods occasionally transform a natural occurrence into a natural catastrophe due to the loss of life and property. The Malda district has historically been devastated by floods due to the monsoon season’s torrential downpours and extremely high-water levels in almost all the district’s major rivers. Three different inundations that occurred between 1850 and 1870 caused severe misery in all areas of the district, particularly in the lowland areas around the rivers. Following 1870, the region was again affected by heavy floods in the years 1875, 1885, and 1906. Foods also had an impact in the years 1918, 1922, 1935, and 1948. In the following years, all districts were hit by severe flooding catastrophes in 1987, 1988, 1991, 1995, 1996, 1998, 1999, 2003, 2005, 2006, 2007, 2008, 2017, and 2019 (DDMPM 2020–2021). In various parts of the district, flowing flood water varied at a depth of 4 feet to 10 feet. These floods weren’t as much influenced by rain in the district as by overflowing rivers due to excessive rainfall in the upper catchment regions. Since many of the rivers and streams in the Malda district, including the Ganges, originate in the Himalayan Mountains, it is vulnerable to sudden and massive water inflows resulting from snow melting or intense rainfall in the region.

In recent times, evaluating flood risk zones (FRZ) has emerged as a complex and inventive undertaking for geologists, geomorphologists, hydrologists, hydrogeologists, and policymakers around the globe. The objective is to promote sustainable socio-economic progress (Souissi et al. Citation2019; Msabi and Makonyo Citation2021). United Nations Member States adopted the Sendai Framework for Disaster Risk Reduction (SFDRR) by the year 2015, aiming to reduce disaster risk and build resilience of communities and nations from 2015 to 2030. Its target is to reduce the number of affected people; between 2005 and 2014, approximately 1.7 billion people were affected by disasters, averaging 170 million per year. The SFDRR aims to reduce direct economic losses from disasters; between 2005 and 2014, these losses amounted to around $1.4 trillion globally. The framework’s objective is to enhance the count of nations that possess national and local strategies for reducing the risks associated with disasters. By 2021, 93 countries had reported progress in developing or updating such strategies. (Msabi and Makonyo Citation2021). The research area’s susceptibility and vulnerability have been mapped to create the Flood Risk Zone (FRZ). Therefore, while constructing the Flood Risk Zone (FRZ) assessment, it is crucial to model the Flood Susceptibility Zone (FSZ) and Flood Vulnerability Zone (FVZ). One of the most recent appropriate methodologies is multi-criteria decision making (MCDM), which is widely utilized to simulate such FSZ, FVZ, and FRZ (Ghosh and Kar Citation2018; Kafle and Shakya Citation2018; Edamo et al. Citation2022; Mitra et al. Citation2022; Paul and Sarkar Citation2022). It is critical to identify which choices are optimal. MCDM can rapidly produce and rank all possible options based purely on their efficacy (Mitra et al. Citation2022). In recent years, several scientists have used Remote Sensing (RS) and Geographic Information Systems (GIS) approaches to assess FRZ globally using MCDM methods with great accuracy.

Various researchers have developed hydrological models, including Hydraulic Engineering Center-River Analysis System (HEC-RAS) (Getahun and Gebre Citation2015; Tamiru and Dinka Citation2021; Hidayah, Halik, et al. 2022), Hydrologiska Byråns Vattenbalansavdelning model (HBV) (Grillakis et al. Citation2010), Soil Water Assessment Tool (SWAT) (Oeurng et al. Citation2011; Duan et al. Citation2019; Hidayah et al. Citation2021; Eingrüber and Korres Citation2022), Sub-Watershed Prioritization by Morphometric Analysis (SWPMA) (Hasanuzzaman et al. Citation2023), WetSpa (Bahremand et al. Citation2007) and HYDROTEL (Liu and De Smedt Citation2005; Azizi et al. Citation2018), and Hydrodynamic methods (Moore and Hutchinson Citation1990; Pei et al. Citation2010; Rousseau et al. Citation2015; Huang et al. Citation2019; Bhattacharjee et al. Citation2020; Liu et al. Citation2020; Elong et al. Citation2022; Wang et al. Citation2022; Jesna et al. Citation2023; Mondal et al. Citation2023; Olbert et al. Citation2023). Despite the capability of hydrological models to forecast and simulate flood hazards, they exhibit limitations such as the need for a substantial amount of data, lack of comprehensive large-scale data, and the time-consuming process of preparing and fine-tuning parameters (Rahmati et al. Citation2018; Sahraei et al. Citation2020; Noymanee and Theeramunkong Citation2019). Numerous research has been conducted to evaluate flood risk using MCDM methods (Wassenaar and Chen Citation2003; Jasrotia et al. Citation2007; Mondal et al. Citation2008; Chenini and Ben Mammou Citation2010; Jha et al. Citation2010; Elewa and Qaddah Citation2011; Ozdemir Citation2011; Adiat et al. Citation2012, Magesh et al. Citation2012; Agarwal and Garg Citation2015; Muralitharan and Palanivel Citation2015; Senanayake et al. Citation2016; Das et al. Citation2017; Keshavarz Ghorabaee et al. Citation2017), including the Multiple Criteria Analysis (Kafle and Shakya Citation2018; Mahmoud & Gan Citation2018; Sharma et al. Citation2018; Azareh et al. Citation2019; Bouamrane et al. Citation2020; Chen Citation2021; Costache et al. Citation2021; Pham et al. Citation2021), Analytical Hierarchy Process (AHP) (Ouma and Tateishi Citation2014; Kazakis et al. Citation2015; Gigović et al. Citation2017; Jenifer and Jha Citation2017; Mahmoud & Gan Citation2018; Radwan et al. Citation2018; Vijith and Dodge-Wan Citation2019; Das Citation2020; Mishra and Sinha Citation2020; Islam and Raja Citation2021; Tayyab et al. Citation2021; Hussain et al. Citation2023), Best-Worst Method (BWM) (Khiavi et al. Citation2023), Certainty Factor (CF) (Cao et al. Citation2020), Dempster-Shafer Evidential Belief Function (EBF) (Rahmati and Melesse Citation2016; Bui et al. Citation2019; Pradhan 2019; Shafapour Tehrany et al. Citation2019; Bhardwaj and Veerappan Citation2023); Evaluation Based on Distance from Average Solution (EDAS) (Ghorabaee et al. Citation2017; Mitra and Das Citation2022), Frequency Ratio (FR) (Sahoo et al. Citation2017; Samanta et al. Citation2018; Ullah and Zhang Citation2020; Hidayah et al. Citation2022; Hasanuzzaman et al. Citation2023), Fuzzy Analytical Hierarchy Process (FAHP) (Chang Citation1996; Hasanloo et al. Citation2019; Bouamrane et al. Citation2020; Costache et al. Citation2022), Fuzzy Logic (FL) (Malik et al. Citation2020; Akay Citation2021), Hydrological Modeling Approach (HMA) (Hidayah et al. Citation2021; Khiavi et al. Citation2023), Local Weighted Linear Combination (LWLC) (Solaimani et al. Citation2022), Logistic Regression (LR) (Özay and Orhan Citation2023), Ordered Weighted Average (OWA) (Solaimani et al. Citation2022), Preference Ranking Organization Method (Yougbaré Citation2019), Stochastic Multicriteria Acceptability Analysis (SMAA) (Xu et al. Citation2023), Technique for ranking Orders Preference by Similarity to the Ideal Solution (TOPSIS) (Sari Citation2021; Mitra and Das Citation2022; Solaimani et al. Citation2022), Vise Kriterijumska Optimizacijaik Ompromisno Resenje (VIKOR) (Sari Citation2021; Mitra and Das Citation2022; Xu et al. Citation2023), Weighted Linear Combination (WLC) (Solaimani et al. Citation2022), Weighted Multi-Criteria Analysis (WMCA) (Solaimani et al. Citation2022) and Weights of Evidence (WoE) (Tehrany et al. Citation2014; Sahoo et al. Citation2017; Costache et al. Citation2022; Hidayah et al. Citation2022). The techniques are based on assigned thematic layers based on Remote Sensing (RS) and Geographical Information System (GIS) framework. Certain machine learning algorithms are capable of effectively addressing complicated non-linear problems without the requirement for statistical assumptions (Karande and Chakraborty Citation2012; Pourghasemi et al. Citation2013; Mosavi et al. Citation2018; Chen et al. Citation2019; Costache Citation2019; Jahangir et al. Citation2019; Costache et al. Citation2020; Feby et al. Citation2020; Shahabi et al. Citation2020; Baig et al. Citation2021; Costache et al. Citation2021; Pham et al. Citation2021; Taromideh et al. Citation2022; Aldiansyah and Wardani Citation2023; Saikh and Mondal Citation2023) such as Analytic Network Process (ANP) (Khiavi et al. Citation2023), Artificial Neural Networks (ANN) (Costache et al. Citation2020; Islam et al. Citation2021), BAT Algorithms (BA) (Ahmadlou et al. Citation2019), Binomial Logistic Regression Model (BLR) (Chowdhuri et al. Citation2020), Biogeography-Based Optimization (BBO) (Moayedi et al. Citation2023), Boosted Regression Tree (BRT) (Lee et al. Citation2017; Kohansarbaz et al. Citation2022), Classification and Regression Trees (CART) (Taromideh et al. Citation2022), Convolutional Neural Network (CNN) (Ullah et al. Citation2022), Decision Trees (DTs) (Balamurugan et al. Citation2022), K-Nearest Neighbour (KNN) (Shahabi et al. Citation2020; Gauhar et al. Citation2021; Al-Aizari et al. Citation2022; Ullah et al. Citation2022), Logistic Regression (LR) (Tehrany et al. Citation2017; Ali et al. Citation2020; Pham et al. Citation2020; Ullah et al. Citation2022), Multi-Attributive Border Approximation area Comparison (MABAC) (Pamučar and Ćirović Citation2015), Multivariate Adaptive Regression Splines (MARS) (Taromideh et al. Citation2022; Aldiansyah and Wardani Citation2023), Multivariate Discriminant Analysis (MDA) (Taromideh et al. Citation2022; Aldiansyah and Wardani Citation2023), Multi-Layer Perceptron (MLP) (Hidayah et al. Citation2022), Naïve Bayes (NB) (Pham et al. Citation2020; Tang et al. Citation2020; Al-Aizari et al. Citation2022; Hasanuzzaman et al. Citation2022; Habibi et al. Citation2023), Neuro-Fuzzy Logic (Kulkarni and Shete Citation2014; Patel et al. Citation2014), Random Forest (RF) (Lee et al. Citation2017; Tang et al. Citation2020; Islam et al. Citation2021; Al-Aizari et al. Citation2022; Ghosh et al. Citation2022; Hidayah et al. Citation2022; Hasanuzzaman et al. Citation2023; Hussain et al. Citation2023), Reduced Error Pruning Trees (Saikh and Mondal Citation2023), Support Vector Machines (SVMs) (Tehrany et al. Citation2014; Shafapour Tehrany et al. Citation2019; Islam et al. Citation2021; Bera et al. Citation2022; Ghosh et al. Citation2022; Hussain et al. Citation2023), Shannon’s Entropy (Bera et al. Citation2022) and Extreme Gradient Boosting (XGBoost) (Al-Aizari et al. Citation2022; Aydin and Iban Citation2022; Ghosh et al. Citation2022).

Despite the availability of alternative approaches, the Analytical Hierarchy Process (AHP) (Saaty, Citation1977, Citation1980, Citation1987, Citation1990, Saaty Citation2006) remains the most widely used method for delineating FRZ due to its effectiveness and reliability. It aims to find optimal solutions. As flood risk can now be accurately quantified and mapped, there has been an increase in interest in applying the AHP to flood hazard assessment and management. The weights are assigned to thematic layers, and these layers are classified based on the available knowledge and the unique conditions of the site in several studies (Das Citation2018; Souissi et al. Citation2019; Abdelkarim et al. Citation2020; Cabrera and Lee Citation2020; Mishra and Sinha Citation2020; Das and Gupta Citation2021; Paul and Sarkar Citation2022; Hussain et al. Citation2023). The Bengal Delta region, a part of West Bengal, has a well-documented history of flooding. Currently, 42.55% to 55.80% of the State is at threat of flooding (Nath et al. Citation2008; Das et al. Citation2012; Das and Pal Citation2016; Mukherjee and Pal Citation2017; Mitra et al. Citation2022; Paul and Sarkar Citation2022). About 37,760 sq. km. of the total flood-prone area stretches 19 flood susceptible districts and 198 vulnerable blocks (Annual Flood Report Citation2019). The district’s terrain was created by the Ganga-Padma River system via the construction of a delta, with floods acting as the main source of the great bulk of fluvial deposits and the main carrier of sediments. In 1978, the worst affected area was about 30,607 sq. km, whereas in 2000, it was about 23,971 sq. km. About 11 States provide floodwater to the southern section of the district Malda, where the river Ganga runs, and this region is severely impacted by the excessive runoff flow produced by these vast regions. The river eventually flows into Bangladesh after passing through the Farakka Barrage. The Mahananda and Fulahar river systems drain into the western section of the Malda district, bringing in floodwater mainly from the neighbouring country of Nepal and the State of Bihar. After flowing directly south, Fulahar meets the Ganga upstream. At the same time, the Mahananda makes a U-turn to the southeast and divides the district Malda before draining into the Ganga-Padma downstream. The Mahananda and Fulahar systems catchment area is 19,342 sq. km. The runoff from localized high rainfall, discharge from upper catchment basins, and excessive runoff conditions in neighbouring countries are significant causes of flooding in North Bengal regions. During periods of high water levels in the Ganga, upstream and downstream of the Farakka Barrage, many rivers in the Uttar and Dakshin Dinajpur districts, such as the Mahananda, experience stagnation. This stagnation impedes the drainage of flood discharge in the affected areas.

The present research aims to achieve several objectives. The current investigation has three main objectives, namely: (a) to develop an all-inclusive framework for evaluating FS, vulnerability, and risk in the floodplain area of Malda District, West Bengal, India, by employing RS and GIS-based AHP methodology. It includes an assessment of multi-collinearity in the model, (b) conducting a sensitivity analysis of the AHP model to assess the impact of input parameters and their uncertainties on the outcomes of flood assessment, and (c) evaluating the dependability and precision of the GIS-based AHP model by comparing its results with historical flood events and ground-truth data. These objectives aim to ensure the suitability of the proposed model for flood risk management and decision-making in the region.

2. Materials and methods

2.1. Study area

The study area under consideration is the Malda district, situated within the latitudes 25°32′08″ North to 24°40′20″ North and longitudes 88°28′10″ East to 87°45′50″ East. The district is geographically situated adjacent to Murshidabad district towards the southern direction, while Uttar Dinajpur and Dakshin Dinajpur districts are located towards the northern direction (). The eastern border of the district spans a length of 165.5 km and is shared with Bangladesh. Towards the western direction, the district shares its borders with Santhal Parganas of Jharkhand and Purnea of Bihar. The district covered an area of about 1,987 sq. miles (5146 sq. km.) in 1935 as per the survey and settlement operations report. During the partition of India, it had a coverage of approximately 2,004 sq. miles (5190 sq. km.), but after independence, the area has been reduced to about 1,441.6 sq. miles (3,733 sq. km.). Most of the low-lying alluvial plains in the Malda district are sloping southwards. The north-eastern section of the district comprises several elevated tracts. These highlands reach altitudes of up to 40 metres over mean sea level (MSL) in certain places. Deep water channels cut across these elevations, creating the impression that they are small hills. The Mahananda river divides the district into Eastern and Western regions, coursing from the north-east to the south-east. The river Kalindi further divides the Western part into Northern and Southern parts. Every region has its own distinct features. While the Western section is low and productive, the Eastern section is comparatively very high and undulating. On the basis of landscape and ecology, the district may be divided physiographically into the three sub-regions of Barind (eastern part of Mahananda river), Diara (the southern part below Kalindi river), and Tal (northern part above Kalindi river). The district’s rivers are a crucial component of its landscape. The waves of rivers, including the Bhagirathi, Ganga, Fulhar, Kalindi, Mahananda, Pagla, Punarbhaba and Tangoan, wash the earth’s surface here. The district’s major rivers all originate from the Himalayas or the sub-Himalayas and run in a southerly direction. Each year, a significant amount of population, properties, human settlements, and agricultural land are washed into the Ganga River as a result of the area’s destructive flood, which is extremely detrimental in the Western section of the district. The district is located in a subtropical region with a strong monsoon influence. The annual precipitation pattern exhibits a gradual decline from north to south owing to alterations in topographical features, vegetation, and the direction of monsoon tracks. Climatically, the region falls under the ‘Cwg’ category. The climate of the Malda district is characterized by an unpleasant summer season, abundant rainfall and a humid environment throughout the year. With the arrival of the South-West monsoons in June, the rainy season begins and lasts until the middle of September. The post-monsoon season starts in October and at the beginning of November. Between 2014 and 18, there was an average of 2326.08 mm of rainfall. According to IMD data, June and July are the wettest months, followed by August and September. In the winter, there is hardly any precipitation. The district is located adjacent to the slopes of the Himalayas. Consequently, the temperature is moderate. The district has the lowest temperatures between 10.7 and 26.1 degrees Celsius in January and August, respectively, and maximum temperatures between 24.2 and 36.1 degrees Celsius in January and April. The district has high relative humidity that is dispersed evenly. In general, during the monsoon season, the humidity varies from 59% to 91%. In March and April, which are drier and less humid, the relative humidity often declines, with a range of 31% to 55%. (DDMPM 2020-2021). The district is composed of 2 sub-divisions, 15 community development blocks, 2 municipalities, 12 police stations, 15 panchayat samities, 146 gramme panchayets, 2,008 gramme sansads, 1,814 mouzas, and 3,701 villages, from an administrative standpoint. According to the 2011 census report (DCHM Citation2011), the population density of the district is 1,071 persons/sq. km. In comparison, the state has a population density of 1,028 persons/sq. km, while the country has a population density of 382 persons/sq. km. illustrates the location map, while shows the flood condition of the study area.

Figure 1. Location map of the study area (a) India, (b) West Bengal, and (c) Malda district.

Figure 1. Location map of the study area (a) India, (b) West Bengal, and (c) Malda district.

Table 1. Flood-affected areas of the Malda district based on DDMPM (2020-2021).

2.2. Flood inventory map

The creation of a flood inventory map is an essential component in evaluating the outcomes of the studied region. Such information is indispensable in establishing flood risk regions by drawing on historical flood records. The primary objective of this study is to generate a flood inventory map utilizing historical flood data acquired from BHUVAN a geo-platform created by ISRO (Indian Space Research Organisation). illustrates the integration of the flood inventory map with the map of the study area. The study has identified a total of 1120 locations susceptible to flooding and 620 locations that are not prone to flooding, which will be subjected to further evaluation ().

Figure 2. Methodological flowchart of the flood risk assessment.

Figure 2. Methodological flowchart of the flood risk assessment.

2.3. Selection of the thematic layers

Multi-criteria decision-making (MCDM) methodology was employed to evaluate the flood risk zone area in the Malda district. The methodology employed RS and GIS techniques. The research classified the criteria into two primary groups, FS factors and flood vulnerability (FV) factors. A total of twelve parameters (n = 12) were selected for evaluating FS, while nine parameters (n = 9) were selected for assessing FV, as outlined below.

2.4. Flood susceptibility (FSP) and vulnerability (FVP) parameters

Elevation () has a direct correlation with the potential for flooding events. Therefore, it has been regarded as a critical element of FS. Areas with lower elevations are more vulnerable to floods as a result of increased river flow and waterlogging conditions (Das Citation2018). The occurrence of flooding is dependent upon the sloping () nature of the terrain, whereby a decrease in slope is positively correlated with an elevated probability of flooding (Sar et al. Citation2015; Das and Pardeshi Citation2017; Mitra and Das Citation2022). It is directly correlated with the flow rate, the volume of surface runoff, and the infiltration rate (Horton Citation1932; Ghosh and Kar Citation2018; Mitra et al. Citation2022). A significant susceptibility parameter is the TWI (). It quantifies the wetness of a landscape by incorporating topographic features (Das Citation2018; Souissi et al. Citation2019; Mitra et al. Citation2022). It primarily shows the spatial patterns of soil moisture in floodplain zone (Mitra et al. Citation2022). The topographic positioning index (TPI) () refers to the variance in height between adjacent cells within a certain radius (Das Citation2018; Rahmati et al. Citation2019; Paul and Sarkar Citation2022). De Reu et al. (Citation2013) and Mitra and Das (Citation2022) made the first proposal due to the critical role of microtopographic variation in determining various hydrological parameters, such as water holding and flow velocity, TPI is used for FS research. The identification of vegetation coverage is commonly accomplished through the utilisation of the NDVI () analysis (Mitra et al. Citation2022). Negative NDVI values indicate an area that is very prone to floods (Hidayah et al. Citation2022). The present research utilized the modified normalized difference water index (MNDWI) () as an essential indicator for evaluating FS instead of the normalized difference water index (NDWI). The MNDWI recognized water bodies more accurately than the NDWI (Xu Citation2006). As a result, the metric MNDWI is very helpful for identifying locations with low-lying terrain. The drainage density (DD) () of any region is proportional to the stream’s maximum flow (Horton Citation1932; Mitra and Das Citation2022). It directly affects runoff and infiltration capacity. As a result, it is strongly associated with FS. Regions characterised by a high density of drainage channels are associated with an increased likelihood of experiencing flooding events (Msabi and Makonyo Citation2021). One of the most important FS parameters for determining flood-prone locations is the distance from the river (DTR) (). Areas near rivers (i.e. active floodplain zones) are more prone to flooding compared to those located further away from rivers (Ghosh and Kar Citation2018; Mitra et al. Citation2022). The Stream Power Index (SPI) () is widely recognised as the primary indicator of the erosive capacity of streams (Mitra et al. Citation2022). It has an influence on flood damage (Mitra et al. Citation2022) and is used to determine the most advantageous places for soil protection techniques (Mojaddadi et al. Citation2017; Das and Gupta Citation2021). Runoff and the volume of silt transported by streams in every location are connected to the sediment transport index (STI) () (Rahmati et al. Citation2019; Das and Gupta Citation2021). In general, lower STI values are associated with extremely flood-prone terrain. Rainfall is a critical determinant of FV. High-increasing rainfall during a short period increases the likelihood of surface runoff and floods in any place. The modified fournier Index (MFI) () is used to show how rainfall intensity varies between regions. A higher MFI score is associated with areas that are very prone to floods (Mitra et al. Citation2022). Lithology () is inextricably linked to soil permeability, which influences floods. Variance in rock types has resulted in variations in surface hydrology (Mitra et al. Citation2022; Paul and Sarkar Citation2022). Areas with impermeable lithological structures facilitate runoff and thereby increase the likelihood of floods (Miller Citation1990; Edet and Okereke Citation1997; Msabi and Makonyo Citation2021). As a result, the lithological structure of the local area is considered a critical flood conditioning feature. shows the Pearson Correlational Matrix among the different flood susceptibility parameters.

Figure 3. Flood susceptibility conditioning parameters of the Malda district: (a) elevation, (b) slope, (c) Topographical wetness index (TWI), (d) Topographical positioning index (TPI), (e) normalized difference vegetation index (NDVI), (f) modified normalized difference water index (MNDWI), (g) drainage density, (h) distance to river, (i) Stream power index (SPI), (j) modified fourier index (MFI) and (k) lithology.

Figure 3. Flood susceptibility conditioning parameters of the Malda district: (a) elevation, (b) slope, (c) Topographical wetness index (TWI), (d) Topographical positioning index (TPI), (e) normalized difference vegetation index (NDVI), (f) modified normalized difference water index (MNDWI), (g) drainage density, (h) distance to river, (i) Stream power index (SPI), (j) modified fourier index (MFI) and (k) lithology.

Figure 4. Pearson Correlational Matrix among the different flood susceptibility parameters.

Figure 4. Pearson Correlational Matrix among the different flood susceptibility parameters.

The population () is a critical factor in determining FV. Environmental vulnerability is magnified as a result of population growth. Hazards and disasters commonly occur in developing nations or third-world countries as a result of excessive population stress. The population density () of a place has been regarded as another critical element, especially for determining the area’s pressure. It has been noted that locations with a high population density are more prone to floods (Ghosh and Kar Citation2018; Mitra et al. Citation2022). Land use is also regarded as a critical factor affecting infiltration, runoff, and evapotranspiration (Das and Gupta Citation2021). Thus, LULC () has had a direct effect on any region’s hydrological characteristics. Specifically, the natural hydrological cycle has been interrupted in metropolitan areas because of shifting land-use patterns (Mitra et al. Citation2022; Paul and Sarkar Citation2022). As a result, the LULC factor contributes to flood hazards. In determining the vulnerability of an area, the proximity and availability of flood shelters () and medical facilities () are crucial factors (Hoque et al. Citation2019). Rapid access to flood shelters and medical services for all vulnerable individuals may considerably mitigate hazard outcomes. When victims are present, an adequate number of hospital beds and adequately trained personnel are required for effective hazard management (Das and Gupta Citation2021; Mitra et al. Citation2022; Paul and Sarkar Citation2022). Two characteristics relating to roads are examined, namely the distance to the road () and the road density (). Education is a crucial component to consider when examining vulnerability. A highly educated populace employs more ways to deal with flooding; hence, they are more equipped to deal with floods (Ghosh and Kar Citation2018; Salazar-Briones et al. Citation2020; Mitra et al. Citation2022). As with literacy rates (), employment rates () are critical indicators of a region’s vulnerability. The higher employment ratio indicates that the economy is strong enough to withstand physical vulnerabilities such as floods, droughts, and landslides. shows the Pearson Correlational Matrix among the different FV parameters. illustrates the methodology used to determine susceptibility, vulnerability, and risk zones.

Figure 5. Flood vulnerability conditioning parameters of the Malda district: (a)total population, (b) population density, (c) land use land cover (LULC), (d) distance to flood shelter, (e) distance to hospital, (f) distance to road, (g) road density, (h) illiteracy rate and (i) employment rate.

Figure 5. Flood vulnerability conditioning parameters of the Malda district: (a)total population, (b) population density, (c) land use land cover (LULC), (d) distance to flood shelter, (e) distance to hospital, (f) distance to road, (g) road density, (h) illiteracy rate and (i) employment rate.

Figure 6. Pearson Correlational Matrix among the different flood vulnerability parameters.

Figure 6. Pearson Correlational Matrix among the different flood vulnerability parameters.

2.5. Data collection and preparation of thematic maps

The objective of the current research was to systematically examine and establish the FS parameter (FSP) and FV parameter (FVP) through scientific means. This study utilized diverse thematic data layers obtained from credible sources and underwent processing within the ESRI ArcGIS 10.4.1 framework to attain the desired outcome. The USGS ASTER GDEM, a digital model of the Earth’s surface with a spatial resolution of 30 meters, was employed to produce various thematic layers, such as elevation, slope, TPI, TWI, SPI, and STI. The integration of these layers encompassed the entirety of the designated research locale and was subsequently demarcated for the study site, culminating in the calculation of multiple supplementary layers. The derivation of the drainage network was based on the ASTER GDEM dataset. The study utilized radiometrically corrected satellite images obtained from the USGS LANDSAT-8 to generate three distinct indices, namely NDVI, MNDWI, and LULC, simultaneously. The indices above were utilized for diverse computations. The modified fournier index (MFI) method was utilized to create a rainfall intensity map based on data collected by the Indian Meteorological Department (IMD) over 35 years, from 1986 to 2020. Collating data compiled thematic lithology layers from the BHUKOSH GSI (Geological Survey of India). The study acquired demographic and socio-economic information at the village level, such as total population, population density, illiteracy rate, and employment rate, from the District Census Handbook of Maldah District (DCHM) Census of India (2011). Following this, spatial distribution layers were created for each parameter. Spatial layers were generated to depict the proximity to the hospital, distance to the road, and road density. The data utilized for this purpose was obtained from the OpenStreetMap website. The distance to the flood shelter layer was created using data sourced from the District Disaster Management Plan for the period spanning 2020-2021. represents a comprehensive summary of the origins and explanations of the parameters employed in the susceptibility and vulnerability zonation.

Table 2. Source and description of the parameters used in susceptibility and vulnerability zonation.

The TWI layer is derived from the ASTER GDEM dataset utilizing the formula outlined in EquationEquation 1 (Beven and Kirkby Citation1979; Mitra et al. Citation2022), (1) TWI=Ln(atanB) (1)

 Where, ‘the variables α and B pertain to the catchment area and slope, respectively, of the region under investigation, respectively. Furthermore, here a= AL, where the variable A represents the entirety of the basin’s area, and denotes the length of the contour being analysed’ (Beven and Kirkby Citation1979; Mitra et al. Citation2022).

The TPI map was utilised to facilitate the evaluation of FS through the utilisation of EquationEquation 2 and EquationEquation 3. Furthermore, the TPI was evaluated within the ArcGIS platform utilizing the ‘land facet corridor designer tool’ (Jenness et al. Citation2013; Mitra et al. Citation2022). (2) TPI=z0z˜i (2) (3) z˜i=1nRiRZi (3)

Both NDVI and MNDWI are determined from satellite imagery using EquationEquation 4 and EquationEquation 5, respectively. These equations are utilized to accurately calculate the values of these important indicators, which provide insights into vegetation and water content in the given area (Xu Citation2006; Mitra et al. Citation2022): (4) NDVI=NIRRed NIR+Red (4) (5) mNDWI=GreenMIRGreen+MIR(5)

Where, ‘Red signifies red band, Green signifies green band, MIR signifies middle infra-red band, and NIR signifies near-infrared band’. In addition to the susceptibility parameters, another important factor to consider is the STI, which can be calculated using EquationEquation 6. Furthermore, the SPI can be derived from EquationEquation 7, (Mitra et al. Citation2022) as quantified below: (6) STI=[(Faδx)2(Sig n (Sa)δy)2](6) (7) SPI=Ai×tanβ(7)

Where, ‘Fa represents the flow accumulation and Sa represents the slope raster, derived from ASTER GDEM, and δx and δy represents the constant. Ai Represents the specific area and tanβ represents the gradient’. MFI is also used by obtaining the value from the EquationEquation 8 (Mitra and Das Citation2022; Mitra et al. Citation2022): (8) MFI=i=112Pi2P(8)

Where, ‘Pi represents to the average amount of precipitation in a month, while P represents the average amount of precipitation in a year’.

Drainage density calculated as shown EquationEquation 9 (Mitra and Das Citation2022; Mitra et al. Citation2022) (9) Dd=i=1i=nDiA(km1)(9)

‘Where, Di is the total length of the stream in the grid (km) and A is the grid area (km2)’.

ArcGIS’s ‘Euclidean distance’ tool is used to build all spatial layers, including those showing the distance to rivers, flood shelters, hospitals, and roads. This drainage and road density map was created using the ‘line density’ tool on the ArcGIS environment. All raster layers were resampled to 30 m resolution using the ‘resample’ tool on the GIS platform.

2.6. Multi-collinearity assessment

The efficacy of the multi-collinearity test was ascertained based on its non-detrimental impact on the predictiveness and dependability of the model. The process of evaluating FS and vulnerability modelling entails the utilisation of the multicollinearity test, which involves identifying a linear correlation among the variables. There exists a notable correlation among various independent variables, which can be employed to discern independent variables that exhibit a strong correlation. The present study employed the variance inflation factor (VIF) method for the purpose of investigation. The Variance Inflation Factor (VIF) was calculated utilising the methodology outlined by Meyer et al. (Citation2012). To validate this, a linear regression analysis uses an input parameter (xi) as the independent variable and the other input variables as dependent variables (yi). The R2 value is then determined (Ri2). Additionally, using EquationEquation 10 and EquationEquation 11, this value determines the input variable’s tolerance (TOL) and variance inflation factor (VIF) (Mukherjee and Singh Citation2020; Mitra et al. Citation2022). (10) Tolerance of the ith predictor variable(Ti)=1Ri2 (10) (11) VIF of the ith predictor variable (VIFi)=1Ti(11)

The process is repeated for each parameter, and tolerance and VIF values are computed for each input parameter. A tolerance of <0.10 or VIF of >1.0 indicates multicollinearity problems (Naghibi et al. Citation2017; Maiti and Mandal Citation2019; Mukherjee and Singh Citation2020; Mitra et al. Citation2022). For this evaluation, thematic layers with tolerance levels of less than 0.10 or VIF values >1.0 has been calculated.

2.7. Weighting and ranking by AHP

AHP is a powerful approach that employs expert opinions in a GIS environment to analyze multiple factors and facilitate decision-making (Mitra et al. Citation2022). Saaty (Citation1977, Citation1980, Citation1987, Citation1990, Saaty Citation2006) developed AHP as a practical decision-making technique that involves creating a hierarchy of elements and assigning weights to each aspect to reduce the complexity of the decision-making process. To achieve an accurate outcome, assigning appropriate weights, weighting, and normalizing each parameter is critical for providing correct findings in AHP (Sener et al. Citation2010; Rahmati et al. Citation2014; Maity and Mandal Citation2017; Saha Citation2017; Zeng and Huang Citation2017; Yin et al. Citation2018; Biswas et al. Citation2022; Mitra et al. Citation2022). Saaty’s scale of significance assigns a value of 1 to ‘equal importance’ and a value of 9 to ‘extreme importance’ ().

Table 3. Saaty’s scale of relative importance.

This study employs the AHP method to assign significance to FS and vulnerability indicators. Despite the availability of alternative techniques, the AHP approach is widely recognized as the most effective means of determining weights in FS and vulnerability assessment due to its consistent, efficient, and cost-effective outcomes. Utilizing the AHP method, expert opinions, field experience, and extensive literature reviews were used to assign weights to all twenty-one factors (n = 12 for FS and n = 9 for FV). This approach has been previously employed by Danumah et al. (Citation2016), Seejata et al. (Citation2018), Sharir et al. (Citation2019), Swain et al. (Citation2020), Roy et al. (Citation2021), Biswas et al. (Citation2022), and Hasanuzzaman et al. (Citation2022). Discover how to accurately calculate the Pairwise comparison matrix for various thematic layers and evaluate their consistency with the tried-and-true steps outlined by Mitra et al. (Citation2022). The supplementary material (SM) contains Tables SM1 and SM4, which present the pairwise comparison matrices, and Tables SM2 and SM5, which illustrate the normalized vector representation indicating FS and vulnerability aspects for the respective thematic layers.

2.8. Consistency checks

To ensure the consistency of data obtained through this method, the degree of consistency CR is calculated using EquationEquation 12. (12) CR=CIRI (12)

Based on Saatty (Citation1977, Citation1980, Citation1987, Citation1990 and Citation2006) an analysis can be carried out if the CR value is below 0.10. The current analysis yielded a CR value below 0.10 for both susceptibility and vulnerability factors, suggesting that the analysis was effective. If the CR value exceeds 0.10, it is necessary to revise the analysis from the outset to identify the origin of the problem within the matrix. (Saatty Citation1977, Citation1980, Citation1987, Citation1990, Citation2006; Vargas Citation1990). For various n values, the RCI values are constant, as shown in based on Saaty and Vargas (Citation1991), and CI is calculated as follows:

Table 4. Random index (RI) to check the consistency ratio for different matrices (Saaty and Vargas Citation1991).

Additionally, ‘the consistency index CI is calculated using EquationEquation 13, where λmax represents the maximum eigenvalue of the matrix’. (13) CI=(λmaxn)(n1)(13)

If the ‘degree of consistency CR is less than 0.10, the result is considered sufficiently accurate, and no further adjustments are necessary. The λmax is calculated using the EquationEq. 14’: (14) λmax=i=1n(Wi×Pii=1nPi) (14)

Where, ‘λmax is denoted by the principal or eigenvalue of the pairwise comparison matrix’.

2.9. Mapping of flood susceptibility, vulnerability, and flood risk zonation

The FS and vulnerability parameters were weighted using the AHP methodology based on the respective severity of each parameter. The weights were employed in the cartographic representation of the ArcGIS platform, and the Spatial Analyst tool was utilized in conjunction with the weighted overlay technique. EquationEquation 15 and EquationEquation 16 are utilized to calculate the FSZ and FVZ, respectively. (15) FSZ=i=1nWiS×RiS(15)

Where, ‘FSZ stands for the FS zonation, WiS represents susceptibility parameters’ weights, RiS  represents the rank of susceptibility parameters’. (16) FVZ=i=1nWiV×RiV(16)

Where, ‘FVZ stands for the FV zonation, WiV represents vulnerability parameters’ weights, RiV  represents the rank of vulnerability parameters’.

The primary objective of the present study is to develop a flood risk zonation (FRZ) model. The desired outcome was achieved by multiplying the flood susceptibility zonation (FSZ) and flood vulnerability zonation (FVZ) maps using EquationEquation 17. (17) FRZ=FSZ×FVZ(17)

2.10. Assessment of the AHP method

The prioritization of weightage holds significant importance in the AHP methodology. Consequently, it is imperative to employ sensitivity analysis to validate the weights allocated by AHP. The present investigation employed several sensitivity analysis techniques, including single parameter sensitivity, Stillwell ranking methods, and map removal sensitivity analysis.

2.10.1. The Stillwell ranking method

The two algorithms that make up the Stillwell ranking approach are the Reciprocal Rank function and the Rank sum weight function.

Rank sum weight function (Stillwell et al. Citation1981): (18) Wj(RS)=(nrj+1)/k=1n(nrk+1)=2(n+1r)/n(n+1)(18)

Reciprocal Rank function (Stillwell et al. Citation1981): (19) Wj(RR)=1rj/k=1n(1rk) (19)

2.10.2. Single parameter sensitivity analysis

The effectiveness of each thematic layer in the FSZ and FVZ maps is evaluated using single parameter sensitivity analysis. This involves comparing the weights assigned to each thematic layer with the empirical weights assigned to the same layer in previous studies (Napolitano & Fabbri, Citation1996; Fenta et al. Citation2014; Thapa et al. Citation2018; Mukherjee and Singh Citation2020; Mitra et al. Citation2022). This study determined the effective weighting factor for FSZ and FVZ for each thematic layer using EquationEquation 20 and EquationEquation 21. (20) Wi=PrPwFSZi×100(20) (21) Wi=PrPwFVZi×100(21)

Where, ‘Wi represents effective weight, Pr and Pw represents rates and weight values of each thematic layer, FSZi represents FS zonation and FVZi represents FV zonation’.

2.10.3. Map removal sensitivity analysis

The assessment of map removal sensitivity is a crucial sensitivity analysis investigating the impact of removing any of the thematic layers employed in predicting FSZ and FVZ maps. This approach involves the stepwise removal of thematic layers (Lodwick et al. Citation1990; Fenta et al. Citation2014; Thapa et al. Citation2018; Mukherjee and Singh Citation2020; Mitra et al. Citation2022). With each layer removed, a new map is generated by overlaying the remaining layers, creating new FSZ and FVZ maps. The sensitivity index is then calculated using EquationEquation 22 and EquationEquation 23. (22) SIi=|(FSZN)(FSZn)|FSZ×100(22) (23) SIi=|(FVZN)(FVZn)|FVZ×100 (23)

Where, ‘SIi indicates the sensitivity index linked to each theme layer that is removed, FSZ and FVZ respectively, display the FS and vulnerability zones for all thematic layers, Zones of vulnerability and FS for one excluded thematic layer were displayed in FSZ’ and FVZ’, N represents number of thematic layers used to generate the FSZ and FVZ maps, and n represents number of thematic layers considered to generate the FSZ’ and FVZ’ maps’.

2.11. Accuracy assessment of the model

Numerous methods exist for validating MCDA models; however, data validation is regarded as a crucial step in ensuring the precision of any model after its creation. This study validated the FSZ maps displaying the balance between sensitivity and specificity using ROC and AUC (Area under the ROC Curve) techniques (Hanley and McNeil Citation1982). The y-axis of the two-dimensional ROC plot represents sensitivity, whereas the x-axis represents 1- specificity. EquationEquation 24 and EquationEquation 25 depict the features of the x and y axes, respectively. In these equations, TN denotes true negative, FP denotes to false positive, TP denotes true positive, and FN denotes false negative (Swets Citation1988; Mitra and Das Citation2022; Mitra et al. Citation2022; Sachdeva and Kumar Citation2022). (24) x=1specificity=1[TN(TN+FP)](24) (25) y=sensitivity=[TN(TP+FN)](25)

The Area Under the Curve (AUC) was employed to evaluate the effectiveness of the AHP method within the study region. The model was validated using flood and non-flood data points from the district. AUC-ROC values range between 0 and 1, where a score of 1 signifies an outstanding correlation, while a score of 0 indicates a weak association between AUC and the prediction rate.

3. Multicollinearity checks

The multicollinearity testing for the vulnerability and susceptibility indicators in the study utilized 1000 randomly selected sites. The tested 12 FS factors’ collinearity results showed no substantiation of a multicollinearity issue. All susceptibility factors have a VIF and tolerance value of <10 and > 0.1, respectively. Additionally, the eigenvalue and condition index of all susceptibility-related considerations demonstrate the presence of multicollinearity (). The variance proportion only contains one predictor, the MFI for dimension 12, and it exhibits a high value (> 0.90), which does not perpetuate the multicollinearity, as demonstrated by .

Table 5. Multicollinearity Statistics of flood susceptibility and vulnerability parameters.

Table 6. Multi-collinearity diagnosis of flood susceptibility and vulnerability parameters.

A strong correlation between the parameters ‘female population’ and ‘child under 6 years’ has been sustained in the vulnerability parameters situation. According to the collinearity results, both parameters show VIF, and the tolerance values are >10 and <0.1. (). Dimensions 10 and 11 have eigenvalues that are nearer to 0, which suggests multicollinearity. There is more than one predictor with a variance proportion of >0.90 and the observed condition matrix for both dimensions is higher than 15. (). To avoid this collinearity, one substantially correlated parameter from the two (i.e. ‘female population’ and ‘child under 6 years’) should be eliminated. For this vulnerability analysis, only 9 specified criteria have been considered.

4. Results

4.1. Flood susceptibility zonation (FSZ)

This present research aims to examine the variability in FS intensity throughout the Malda District in West Bengal. Before implementing the AHP model, the Consistency Ratio (CR) for each thematic layer and its respective subclasses was calculated (). Table SM3, presented in the electronic supplementary material, displays the rating, lambda max, CI, and CR values that correspond to various sub-criteria for each Flood Susceptibility class. The results indicated that the judgment matrices were consistent, with values below 0.10 (). The study area was analyzed using ArcGIS software to create FS maps for individual pixels. The maps were generated based on the weight and normalized rank of selected criteria for each criterion. The maps aimed to illustrate the spatial variability of flood magnitude across the district. Furthermore, the ArcGIS platform has incorporated twelve thematic layers of FS parameters that have been reclassified with their respective weights. Consequently, the district’s ultimate Flood Susceptibility Zonation (FSZ) map () was generated utilizing the ‘weighted overlay method’. The resultant map derived from the analysis has been categorized into five distinct classes of FS: very low, low, moderate, high, and very high levels. The distribution of these categories across various methods is presented in Table SM7 of the electronic supplementary material. The Tal and Diara region in the district’s western half is included in the results, which show that the FS there is quite serious. The Ganga, Fulhar, Kalindi, and Mahananda rivers’ younger, low-lying flood plains are particularly susceptible to floods. The flood threat has increased due to factors including lower altitude, gentle slope, high concentration of rainfall, higher drainage density, excessive increase in water level during the rainy season, siltation of riverbeds, and back thrust action at river confluences. In contrast, the Barind region in the eastern half of the district has a very low level of flood threat, except for the Tangon and Punarbhava riverine flood plains. The FS level ranges from moderate to low in the eastern half because it is relatively elevated, has a moderate slope, and has an undulating landscape. The most sensitive areas of the district are the Harischandrapur-I & II, Kaliachak-II & III, Manikchak and Ratua-I & II blocks, which are situated between the Ganga, Fulahar, Kalindi, and Mahananda rivers. Meanwhile, Bamangola, Gajole, Habibpur, and Old Malda blocks, which are situated between the Mahananda and Tangon rivers and the Punarbhava and Tangon interfluves, have moderate susceptibility.

Figure 7. (a) Flood susceptibility zonation, (b) flood vulnerability zonation, and (c) flood risk zonation map of Malda district.

Figure 7. (a) Flood susceptibility zonation, (b) flood vulnerability zonation, and (c) flood risk zonation map of Malda district.

Table 7. AHP Table for flood susceptibility Zone analysis.

Table 8. Consistency check of aggregated for flood hazard in the Malda district.

4.2. Flood vulnerability zonation (FSZ)

This investigation evaluated vulnerability by considering multiple factors contributing to its escalation, such as population distribution, growth and concentration, population density, and unorganized land use pattern. These factors were placed in the numerator, while resilient components such as infrastructure, transportation, and communication facilities were included in the denominator, as they can reduce the vulnerability. Among the nine parameters that were taken into account, it was found that five of them, specifically total population, population density, land use, land cover, distance to flood shelter, and distance to hospital, () played a significant role in the creation of the Final Vulnerability Zonation (FVZ) map (), accounting for over 80% of its development. The regions characterized by high population density, urbanization, and agricultural land use near rivers are at an increased risk of flooding, particularly in areas with high to extremely high FV. The district’s composite vulnerability map was generated by assigning normalized rankings to each feature class and utilizing the normalized AHP-driven individual feature weights in the ArcGIS software (). For different sub-criteria for each Flood Vulnerability class, Table SM6 in the electronic supplementary material shows the corresponding rating, lambda max, CI, and CR values. The cartographic output was categorized into five levels of vulnerability: very low, low, moderate, high, and very high. The electronic supplementary material Table SM8 displays the spatial distribution of these classes utilizing various techniques. The areas with high vulnerability are characterized by rapid population growth, high settlement density, agricultural concentration along riverbanks, low to moderate literacy rate, low to moderate employment rate, and inadequate infrastructure to deal with natural hazards. Malda, Tal and Diara areas are the most vulnerable to natural hazards, except for Kaliachak-II block, which has moderate to low vulnerability due to its moderate population growth, settlement density, high literacy rate, and better employment rate. In the eastern part of the district, the composite vulnerability score is moderate to low due to the moderate to low population growth rate and density and high literacy rate. Additionally, regions adjacent to national and state roads have shown moderate to low vulnerability due to increased accessibility and connectivity.

Table 9. AHP Table for flood vulnerability Zone analysis.

Table 10. Consistency check of aggregated for flood hazard in the Malda district.

4.3. Flood risk zonation (FRZ)

The Malda district is in a drainage basin fed by several significant and minor rivers. During the southwest monsoon season, these rivers transport a large volume of water from the upper basin, increasing the risk of flooding in the region. The primary causes of flooding are frequent bank overflows, embankment breaches, bank subsidence, and the back thrust of river water at confluences, which are caused by differences in water level and velocity. The district’s western portion is exceedingly flat, with many marshes and cut-off canals that have exacerbated flood water stagnation for an extended duration. Excessive population growth and unorganized agricultural development coexist rapidly along the district’s active riverine flood plains. Nevertheless, the lack of resilience capacity, limited flood shelters, inadequate infrastructure, and low literacy and awareness levels exacerbate the situation. The analysis of risk scores’ geographical distribution reveals that the Tal and Diara regions within the district exhibit a greater vulnerability to risk than the Barind region (as shown in ). The structural distribution of the flood risk’s spatial pattern is displayed in . The Tal area in northwestern Malda comprises the Chanchal-I, Chanchal-II, Harischandrapur-I, Harischandrapur-II, Ratua-I, and Ratua-II blocks, which are particularly high risk prone to flooding. The risk pattern is identical to that of English Bazar, Kaliachak-I, Kaliachak-III, and Manikchak blocks, except for Kaliachak-II in the Diara area, which has a moderate risk magnitude. Conversely, the Barind region’s Gajole, Habibpur, Harischandrapur, and Old Malda blocks exhibit more spatial variety. Zones next to an active riverine flood plain are very risky, but the majority of the Barind region’s elevation undulating interfluve areas have a risk magnitude of moderate to very low. The research showed that nine out of the fifteen administrative blocks are classified as high-risk intensity, while the other six are classified as moderate to low risk ().

Table 11. Area of flood susceptibility, vulnerability, and risk zonation of Malda district, WB.

4.4. Sensitivity analysis of the AHP method

This study performed a sensitivity analysis to evaluate the significance of thematic layers in the resulting FSZ and FVZ. Furthermore, the impact of assigned ranks and weights on individual classes and thematic layers was examined, as documented in earlier research studies (Souissi et al. Citation2019; Mitra et al. Citation2022). The research outcomes revealed varying levels of importance attributed to different maps in determining the values of the resultant map, as reported by Mitra et al. (Citation2022).

4.4.1. Stillwell ranking method

After using the Stillwell ranking method in the present research, it was discovered that even when the weights’ values were adjusted, there were no appreciable changes in the components’ rankings. So long as the ranks are unchanged, it may conclude that changes in the weight values can be regarded as inconsequential, and the findings are thus supported ( and ).

Table 12. Comparison of weightage using different methods for flood susceptibility zonation.

Table 13. Comparison of weightage using different methods for flood vulnerability zonation.

4.4.2. Single parameter sensitivity analysis

The parameter elevation exhibits the highest empirical weight score (27%) in susceptibility analysis. The statistical analysis indicates that the mean effective weight score is 29.26%. The study area exhibits a high slope, with a mean effective weight score of 23.05% and an empirical weight score of 19%. The layer slope has the highest deviation score, followed by elevation. The layers lithology and TPI exhibit the lowest mean effective weight scores, 1.03%, and 1.61%, respectively (). The mean effective and empirical weight scores exhibit similarity to elevation, TPI, NDVI, distance from the river, SPI, STI, and MFI layers ().

Figure 8. Effective weight (W) for flood susceptibility parameters.

Figure 8. Effective weight (W) for flood susceptibility parameters.

Table 14. Descriptive Statistics of single parameter sensitivity analysis of flood susceptibility.

Similarly, when examining vulnerability, the two corresponding parameters, namely total population and population density, are assigned the highest empirical weight scores (23.5%). The sensitivity analysis and statistical findings for the FV zone reveal that out of the nine vulnerability conditioning parameters, the distance to the flood shelter has the highest mean effective weight score (19.96%), followed by LULC (18.27%). On the other hand, the employment rate has the lowest score (2.79%), which is succeeded by the illiteracy rate (4.90%). Among the parameters, the layer distance to the flood shelter (10.36%) exhibits the greatest disparity between the empirical and the mean effective weight scores (). The distance to the road, illiteracy, and employment rates exhibits relatively similar mean effective weight scores compared to the empirical weight scores ().

Figure 9. Effective weight (W) for flood vulnerability parameters.

Figure 9. Effective weight (W) for flood vulnerability parameters.

Table 15. Descriptive Statistics of single parameter sensitivity analysis of flood vulnerability.

4.4.3. Map removal sensitivity analysis

No significant variations were observed in the statistical output when conducting sensitivity analysis by removing individual parameters while considering all twelve susceptibility parameter layers. The highest variation in Sensitivity Index (SI) value (mean SI value variation = 1.16%) was observed upon removing the TWI layer, followed by the lithology layer (1.14%). Conversely, the lowest SI value (mean SI value variation = 0.72%) was observed in the STI layer, followed by the SPI layer (0.84%). The difference between the highest and lowest SI values is only 0.44%, suggesting that the chosen parameters do not significantly affect the FS map (). illustrates the Sensitivity Index values for FS parameters. Furthermore, the sensitivity analysis involved removing each thematic layer, and the percentage changes in the FSZwere examined. and illustrate the map removal sensitivity analysis results, showing distinct variations in the percentage results of the FSZ maps. The highest increases in the percentage changes for the very low, low, moderate, high, and very high flood susceptible areas were observed when excluding the slope layer (+8.49%), MFI layer (−35.58%), elevation layer (+2.92%), distance from the river layer (+9.88%), and drainage density layer (+31.56%), respectively. Conversely, the highest decreases in the percentage changes for the very low, low, moderate, high, and very high flood-susceptible areas were observed upon removing the drainage density layer (−4.85%), drainage density layer (−10.29%), drainage density layer (−5.56%), MFI layer (+2.05), and slope layer (−1.34%), respectively.

Figure 10. Sensitivity index (SI) for flood susceptibility parameters.

Figure 10. Sensitivity index (SI) for flood susceptibility parameters.

Figure 11. Flood susceptibility zonation with each parameter removal.

Figure 11. Flood susceptibility zonation with each parameter removal.

Table 16. Descriptive Statistics of map removal sensitivity analysis of flood susceptibility.

Table 17. Percentage of changes of flood susceptibility zonation with the removal of each thematic layer.

The sensitivity analysis conducted on the vulnerability layers revealed that the thematic layer of population density exhibited the highest Sensitivity Index (SI) value (mean SI value variation = 2.99%), followed by the total population layer (2.80%). Conversely, the layer of distance to the flood shelter exhibited the lowest SI value (mean SI value variation = 0.68%), followed by the layer of road density (0.93%). The FVZ maps demonstrated relatively low sensitivity, with a difference of 2.31% between the highest and lowest SI values (). represents the Sensitivity Index values for the FV parameters. In terms of the percentage changes observed in the FV mapping through map removal sensitivity analysis, significant variations were observed when removing each thematic layer, as depicted in and . The highest increases in the percentage changes for the very low, low, moderate, high, and very high vulnerable areas were observed upon removing the distance to the flood shelter layer (+30.48%), distance to the road layer (+14.13%), total population layer (+25.67%), total population layer (+9.75%), and LULC layer (+23.54%), respectively. Conversely, the maximum decreases in the percentage changes of the FV zonation was observed by removing the total population layer (−37.25%), LULC layer (−4.25%), distance to flood shelter layer (−15.76%), road density layer (−12.00%), and population density layer (-26.17%), respectively.

Figure 12. Sensitivity index (SI) for flood vulnerability parameters.

Figure 12. Sensitivity index (SI) for flood vulnerability parameters.

Figure 13. Flood vulnerability zonation with each parameter removal.

Figure 13. Flood vulnerability zonation with each parameter removal.

Table 18. Descriptive Statistics of map removal sensitivity analysis of flood vulnerability.

Table 19. Percentage of changes of flood vulnerability zonation with removal of each thematic layer.

4.5. Validation of the model

The ROC curve was used to validate the FS zonation map, as shown in . The task requires a flood inventory map. This study utilised geospatial data from BHUVAN a geo-platform developed by the ISRO (Indian Space Research Organisation), to identify historical flood and non-flood locations. The ROC curve depicts sensitivity pairs that correspond to distinct thresholds. This demonstrates the relationship between true and false positive rates for various cut-off values. The Area Under the Curve (AUC) is a quantitative metric used to evaluate the efficacy of a parameter in distinguishing between two diagnostic groups. An area under the curve (AUC) value ranging from 0.5 to 0.6 suggests a weakened level of predictive precision. The predictive accuracy of a model can be evaluated based on the area under the receiver operating characteristic curve (AUC). AUC values falling within the intervals of 0.6-0.7, 0.7-0.8, 0.8-0.9, and 0.9-1.0 indicate moderate, good, very good, and excellent prediction accuracy, respectively (). Comprehending and precisely construing these metrics is crucial for proficiently evaluating the efficacy of diverse diagnostic modalities (Andualem and Demeke Citation2019; Mukherjee and Singh Citation2020; Mitra et al. Citation2022). The validation results indicate that the AHP approach revealed good prediction, as evidenced by the AUC of the FSZ map being 0.749 (74.90%).

Figure 14. (a) Classification of flood susceptibility zonation, (b) flood vulnerability zonation, (c) ROC-AUC analysis, (d) speedometer shows the AUC.

Figure 14. (a) Classification of flood susceptibility zonation, (b) flood vulnerability zonation, (c) ROC-AUC analysis, (d) speedometer shows the AUC.

5. Discussion

This study effectively applies the Analytical Hierarchy Process (AHP) methodology to demarcate the FS zone (FSZ), FVZ, and flood risk zone (FRZ) in the flooded Malda District of West Bengal, India. The AHP is a statistical technique that utilizes expert knowledge and decision-making to effectively and consistently delineate the FRZ, making it a widely adopted method. This study seeks to suggest an alternative approach within this context.

This study aimed to determine the key factors contributing to FS and vulnerability assessment. It identified several indices, such as elevation, slope, drainage density, distance to the river, and TWI, which significantly influence FS. For vulnerability assessment, the researchers considered factors such as total population, population density, land use land cover (LULC), distance to flood shelter, and distance to the hospital. To assess flood intensity, the study incorporated various aspects, including geological, geomorphological, hydrological, meteorological, and environmental features. Demographic, social, economic, infrastructural, and land use patterns were also analyzed to evaluate vulnerability. Msabi and Makonyo (Citation2021) showed that highly affected parameters for the identification of FS are elevation, slope, drainage density, LULC, soil type, geology, and flow accumulation. Souissi et al. (Citation2019) showed that elevation, LULC, lithology, rainfall intensity (MFI), drainage density, distance to drainage network, slope, and groundwater depth are the most affected parameters for FS, about >72% weightage have been employed to the elevation, LULC, lithology, and rainfall intensity (MFI) layers. In the present study, 12 susceptibility and 9 vulnerability parameters have been chosen for the better identification of the risk region. Also done sensitivity analysis for the validation of the AHP model.

RS and GIS-based MCDM methods have been used to identify the model’s behaviour and limitations. However, MCDM rankings are usually uncertain due to raw data, data processing, criteria choice, and thresholds. The causes of the greatest controversy and ambiguity are often the criteria ratings or weights (Das and Gupta Citation2021; Mitra et al. Citation2022). To validate the weights assigned to AHP, three different types of sensitivity analyses are employed: Stillwell ranking method, single parameter sensitivity, and map removal sensitivity (Mukherjee and Singh Citation2020; Mitra et al. Citation2022). The cross-verification of the present study evaluates the ROC-AUC curve to investigate the reliability and efficiency of the AHP technique.

Flooding is a major cause of concern because of the damage it can do to properties, infrastructures, economic activities, and people’s livelihoods. There are several accepted methodologies for assessing susceptibility, vulnerability, and risk to flooding in this context. The fundamental goals of each of these methods are the same. To improve the accuracy with which this scenario is predicted. Although it is impossible to eliminate the risk of flooding, it may be mitigated by implementing the appropriate measures. In order to achieve this goal, it is crucial first to conduct a thorough investigation of any susceptible, vulnerable, or at-risk areas.

6. Conclusion

The MCDM AHP approach and its sensitivity analysis have been used to flood modeling in this study. When using the AHP to determine the viability and stability of a solution, a sensitivity analysis is a crucial step. It presents a means to investigate the matter of choice by examining the impact of alterations in criterion weights on spatial and quantitative assessment outcomes. Additionally, it facilitates quicker input for evaluators or modelers. GIS and MCDM would be better applied to real-world land-management difficulties if the discipline continued to develop in ways like sensitivity analysis on modifying criterion threshold levels, shifting the relative significance of criteria, etc. This study provides sensitivity analyses of the AHP technique, which can be used for data from anywhere in the world. This provides a precise representation of FS, vulnerability, and risk, enabling land-use planners and government authorities to implement measures to reduce risk effectively. The findings can provide valuable insights for land use planning before implementing flood management strategies in this region. Therefore, this research provides a unique perspective for studies that use several MCDM methods for modeling. Importantly, this study also identifies the region most in danger from flooding, which may aid the local executive in implementing a management and monitoring strategy for the affected district.

The area can only be improved by implementing an effective flood risk plan. Moreover, the areas most at threat are suggested to adopt flood protection (structural and non-structural) strategies. Implementing regulations to restrict residential development in flood-prone regions, enhancing the availability of flood shelters and healthcare facilities, adopting sustainable strategies for managing flood plains, acquiring flood insurance, and increasing public knowledge and understanding are all pivotal measures for mitigating flood hazards. Local governing bodies and emergency response teams can utilize the generated maps indicating susceptibility, vulnerability, and risk to assess the likelihood of flooding in various locations.

Since the MCDM method is used in the research, but it has some room for improvement, higher-resolution data and other methods more suited to the field might be used to make the necessary adjustments. Other sensitivity analyses might be used to evaluate the models in the study better. The main advantage of the method is the property given by the statement ‘depending on expert knowledge’. However, this is also the main disadvantage. Expert subjectivity, particularly in pairwise comparisons, constitutes the main drawback of the AHP. The utilization of machine learning techniques aids researchers in achieving a more profound understanding of flood-prone areas characterized by susceptibility, vulnerability, and risk. This enables them to conduct more precise assessments and evaluations in their study. The MCDM method has several limitations, but it may be useful for exploring genuine issues in places with little data, such as developing nations. Policymakers, government ministries and authorities, local administrative bodies, environmentalists, planners, and engineers may benefit from this research, and it has broad applicability because of the prevalence of floods globally.

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Acknowledgement

This publication was financially supported by the Deanship of Scientific Research at the King Faisal University, Saudi Arabia (grant: 5,098).

Disclosure statement

No potential conflict of interest was reported by the author(s).

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