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Articles

Is South Africa's constitutional democracy being consolidated or eroded?

Pages 1-26 | Published online: 27 Mar 2014
 

Abstract

This article examines whether, as some claim, post-apartheid South Africa's constitutional democracy is being eroded by, in particular, the alleged ‘reracialisation’ of policy, replacing the previous institutionalised discrimination against blacks with a black economic empowerment policy that favours the African majority over the white, coloured and Indian minorities. It also discusses whether the work of institutionalists such as North, Wallis and Weingast provides a useful theoretical framework for analysing this and other aspects of South Africa's evolution since Union in 1910, when used as a complement to, rather than replacement of, the more usual race/class analyses.

Note on contributor

Merle Lipton is Visiting Research Fellow at King's College, London and serves on the Advisory Council of the Rising Powers in International Development Project at Institute of Development Studies, Susssex University. Her publications include Capitalism & Apartheid: South Africa 1910–86 (1986); Liberals, Marxists and Nationalists: Competing Interpretations of South African History (2008); and (co-edited with Charles Simkins) State & Market in Post-Apartheid South Africa (1993).

Acknowledgements

My thanks for the useful, constructive comments of the anonymous peer reviewers, for Martha Bridgman's rigorous, supportive editing, and for a stimulating discussion with Jonny Steinberg's seminar at Oxford University's Centre for African Studies.

Notes

1. Terminology: among continuities between apartheid and post-apartheid South Africa is the retention of racial categories (Africans, whites, coloureds, Indians), which have legal implications, for official measures of poverty and the affirmative action policy. The term ‘blacks’ sometimes refers to all ‘non-whites’, sometimes only to Africans. Here it is mostly used in the former sense.

2. North D, JJ Wallis & BR Weingast, Violence and Social Orders: A Conceptual Framework for Interpreting Recorded Human History. Cambridge: Cambridge University Press, 2009. Race/class analyses of South Africa include: Adam H & H Giliomee, Ethnic Power Mobilized. New Haven, CT: Yale University Press, 1979; Lipton M, Capitalism and Apartheid: South Africa, 1910–86. Aldershot: Gower, 1986; Bromberger N & K Hughes, ‘Capitalism and underdevelopment in South Africa’, in Butler J (ed.), Democratic Liberalism in South Africa. Cape Town: David Philip, 1987; O'Meara D, Volkskapitalisme, Johannesburg: Raven, 1983; Marais H, South Africa: Limits to Change, Cape Town: Zed, 1998; Magubane B, Political Economy of Race and Class in South Africa, Monthly Review Press, New York, 1979; Gelb S, South Africa's Economic Crisis, Cape Town: David Philip, 1991; Glaser D, Politics and Society in South Africa. London: Sage, 2001; Seekings J & N Nattrass, Class, Race and Inequality in South Africa. New Haven, CT: Yale University Press, 2005; Southall R, ‘Political change and the black middle class in South Africa’, Canadian Journal of African Studies, 38, 3, 2004.

3. Most states are ‘limited’. In fragile states the dominant coalition does not have a monopoly of violence and there is no rule of law. Basic states possess a monopoly of violence and some stable state organisations. Mature states possess a monopoly of violence, functioning state and non-state organisations, an evolving body of public law and a bureaucracy that can enforce it.

4. North D, JJ Wallis & BR Weingast, Violence and Social Order. Cambridge: Cambridge University Press, 2009, p. 143.

5. North D, JJ Wallis & BR Weingast, Violence and Social Order, Cambridge: Cambridge University Press, 2009, p. 47.

6. Among those who confirm deep divisions among blacks, including Africans, is Mandela N, Long Walk to Freedom. London: Abacus, 1994, chaps 6 and 10. See also Thabo Mbeki's warning against ‘a retreat to tribalism’, Business Day, 16 January 2014.

7. Cited in Rajak H, ‘A virile living system of law: An exploration of South Africa's legal system’, Focus, January 2011. See also Chanock M, Making of South African Legal Culture. Cambridge: Cambridge University Press, 2001.

8. This analysis of the apartheid era is based on Lipton M, Capitalism and Apartheid: South Africa, 1910–86. Aldershot: Gower, 1986. On the job bar see pp. 112–15 and 140–43. See also Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007, pp. 140–43.

9. Shaxson N, ‘Oil, corruption and the resource curse’, International Affairs, 8, 6, 2013.

10. As happened in the 1924 and 1948 elections.

11. Lipton M, Capitalism and Apartheid: South Africa, 1910–86. Aldershot: Gower, 1986, pp. 20–22, 150, 193–4, 272–81.

12. M Lipton, Capitalism and Apartheid: South Africa. 1986, pp. 283–4.

13. Afrikaner dissidents included Bram Fischer, Beyers Naude and van Zyl Slabbert. The English were largely excluded from senior state jobs. White liberals and communists were completely excluded: some were imprisoned or exiled (Harold Wolpe, Hugh Lewin, Randolph Vigne, Peter Brown, the Hain family) some murdered (Ruth First, Neil Aggett, John Harris).

14. Cited by Jeremy Gauntlett in his analysis of a recent similar attempt by the ANC, ‘Minister moves to dissolve South African Bar’, www.freedomunderlaw.org/?d/_id=53, 12 June 2013 (accessed 21 February 2014).

15. Mandela N, Long Walk to Freedom. London: Abacus, 1994, pp. 308–9.

16. Police numbers rose from 11,655 in 1940 to 35,635 in 1975, of whom almost 50% were black. Army numbers rose from 5322 in 1940 to 30,719 in 1975, when it became mainly engaged outside South Africa. Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007, p. 197.

17. Lipton M, Capitalism and Apartheid: South Africa, 1910–86. Aldershot, UK: Gower, 1986, pp. 43–5. On wages, see Lipton, M, ‘The debate about South Africa: NeoMarxists and NeoLiberals’, African Affairs, 78, 1979.

18. Mandela N, Long Walk to Freedom. London: Abacus, 1994, p. 401, in jail on Robben Island, favoured wary use of these institutions.

19. The sequencing of the reforms, with the initial economic reforms preceding the political, is set out in Lipton M, Capitalism and Apartheid: South Africa, 1910–86. Aldershot: Gower, 1986, pp. 56–71 and Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007, pp. 47–50.

20. Lipton M. ‘Understanding South Africa's foreign policy: the perplexing case of Zimbabwe’, South African Journal of International Affairs, 16, 3, 2009, p. 333.

21. Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007.

22. Guelke A, Rethinking the Rise and Fall of Apartheid. Basingstoke: Palgrave Macmillan, 2005, p. 178; Seekings J, The UDF. Cape Town: David Philip, 2000; du Toit P & H Kotze, Liberal Democracy and Peace in South Africa. Basingstoke: Palgrave Macmillan, 2011, pp. 3, 41.

23. Seekings J, The UDF. Cape Town: David Philip, 2000, p. 293.

24. Guelke A, Rethinking the Rise and Fall of Apartheid. Basingstoke: Palgrave Macmillan, 2005, p. 178.

25. ‘Local government the weakest link’, Corruption Watch, 2 February 2013, http://www.corruptionwatch.org.za/content/%E2%80%98local-government-weakest-link%E2%80%99 (accessed 24 February 2014).

26. Schlemmer L, ‘Conflict in South Africa’, Indicator, 1, 3, 1983; Hanf T, South Africa: Prospects of Peaceful Change. London: Rex Collings, 1981.

27. Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007, p. 198, fn 17.

28. Seekings J, The UDF. Cape Town: David Philip, 2000, p. 308f.

29. A detailed analysis of the Constitution is provided in Roux T, The Politics of Principle: The First South African Constitutional Court, 1995–2005. Cambridge: Cambridge University Press, 2013.

30. Cargill J, Trick or Treat. Rethinking Black Economic Empowerment. Jacana, 2010.

31. Paton C, ‘SA's upper class “more African – and ever wealthier”’, Business Day, 29 July 2013, citing J. Visagie's finding that, since 1993, the ‘upper class’ share of wealth has grown from 17% to 32%.

32. A recent estimate was of 4.2 million people in 2012. Simpson J, South Africa's Black Middle Class on the Rise. Unilever Institute of Strategic Marketing, University of Cape Town, 26 November 2013.

33. Goldman Sachs, Two Decades of Freedom, Johannesburg, 2013, http://www.goldmansachs.com/our-thinking/focus-on/growth-markets/colin-coleman/20-yrs-of-freedom.pdf (accessed 24 February 2014).

34. Leibbrandt M, ‘Trends in South African Income Distribution and Poverty since Apartheid’, OECD Working Paper 101, 2010.

35. On the broader definition which includes people who want jobs but have given up looking for them. Goldman Sachs, Two Decades of Freedom, Johannesburg, 2013, pp. 28–9.

37. The Politics of Principle: The First South African Constitutional Court, 1995–2005. Cambridge: Cambridge University Press, 2013, p. 2.

38. Feinstein A, After the Party, 2007; Holden P & H van Vuuren, The Devil in the Detail: How the Arms Deal Changed Everything. Jonathan Ball, 2011, p. 417. For a case study of corruption in Limpopo province, the base of Zuma's populist challenger Malema, see Forde F, An Inconvenient Youth. London: Picador, 2011.

39. Kadalie R, ‘South Africa is becoming a gangster state’, Politicsweb.co.za, 20 July 2011; Johnson RW, Future of the Liberal Tradition in South Africa. South Africa Institute of Race Relations, 2011.

40. Gauntlett J, ‘Minister moves to dissolve South African Bar’, 12 June 2013, accessed 14 March 2014, www.freedomunderlaw.org/?d/_id=53 (accessed 24 February 2014).

41. The Politics of Principle: The First South African Constitutional Court, 1995–2005. Cambridge: Cambridge University Press, 2013, p. 188.

42. Friend or Foe: Dominant Parties in Southern Africa. University of Cape Town Press, 2013. On democratisation see also Calland R & P Graham (eds), Democracy in the Time of Mbeki. Cape Town: Idasa, 2005.

43. Giliomee, H & C Simkins, The Awkward Embrace: One-party Domination and Democracy. Cape Town: Tafelberg, 1999.

44. Ellis S, ANC in Exile. Hurst: London, 2012. On ANC, see also Dubow S, The ANC. Stroud, 2000; Gevisser M, The Dream Deferred: Thabo Mbeki. Cape Town: Jonathan Ball, 2007; Gumede W, Thabo Mbeki and the Battle for the Soul of the ANC. Cape Town: Zebra, 2005; O'Malley P, Shades of Difference: MacMaharaj and the Struggle for South Africa. Harmondsworth: Penguin, 2007; Lodge T, Politics in South Africa: from Mandela to Mbeki. Cape Town: David Philip, 2002; Butler A, Cyril Ramaphosa. Johannesburg: Jacana, 2007; Pottinger B, The Mbeki Legacy Cape Town: Zebra, 2010; Booysen S, ANC and the Regenertation of Political Power. Wits University Press, 2011; Xolela Mangcu, To the Brink: State of Democracy in South Africa. Scotsville: KZN Press, 2008.

45. Holden P & H van Vuuren, The Devil in the Detail: How the Arms Deal Changed Everything. Cape Town: Jonathan Ball, 2011, chap. 9; Plaut M & P Holden, Who Rules South Africa? London: Biteback Publishing, 2012.

46. Cabinet spokesperson Jimmy Manyi's demand for demographic representivity was denounced by fellow Cabinet Minister, Trevor Manuel, as ‘Verwoerdian racism’, http://www.thoughtleader.co.za/rylandfisher/2011/03/06/through-the-haze-of-that-race-cloud (accessed 21 February 2014).

47. Ensor L, ‘State moots huge fines to enforce equity law,’ Business Day, 7 August 2013. p. 1.

48. The National Development Plan, http://www.npconline.co.za/pebble.asp?relid = 25 (accessed 17 January 2014).

49. ‘Mogoeng Mogoeng's Comments a Matter of Deep Concern,’ SANGONET Pulse, 18 July 2013, http://www.ngopulse.org/article/mogoeng-mogoengs-comments-matter-deep-concern (accessed 10 February 2014).

50. Revised Codes of Good Practice raise the ceiling for ‘new black entrants’ to include those who already own up to R50 million in shares, compared with previous lower ceiling of R20 million. See Jeffrey A, ‘The Meaning of BEE and EE Amendment Bills,’ politicsweb, 12 November 2013, http://www.politicsweb.co.za/politicsweb/view/politicsweb/en/page72308?oid=452026&sn=Marketingweb+detail&pid=9038 (accessed 24 February 2014).

51. Southall, R. ‘Political Change and the Black Middle Class in Democratic South Africa’, Canadian Journal of African Studies, 38, 3: 521–542.

52. Ensor L, ‘State moots huge fines to enforce equity law,’ Business Day, 7 August 2013, p. 1.

53. Constitution of the Republic of South Africa, 1996, Chapter 10 (i).

54. Lipton M, ‘Land, citizenship and the consolidation of constitutional democracy in Southern Africa’, International Affairs, 86, 5, 2010, p. 1204.

55. ‘Manifesto of Economic Freedom Fighters’. Business Day, 25 July 2013. EFF's reputation was damaged by its involvement in corruption scandals in Limpopo; see Forde F, An Inconvenient Youth. London: Picador, 2011.

56. Gibson J, Overcoming Historical Injustices: Land reconciliation in South Africa. Cambridge: Cambridge University Press, 2009, pp. 65, 83.

57. ‘Introduction’, in de Klerk M, M Lipton & F Ellis (eds), Land, Labour and Livelihoods in Rural South Africa. Durban: Indicator Press, 1996.

58. This figure based on World Bank's 1993 Report on South Africa's Rural Restructuring Programme. On land reform see Hall R, ‘Mapping the many disagreements about land and agrarian reform’, 2013, http://www.landdivided2013.org.za/sites/default/files/Ruth%20Hall%20-%20Plenary%201%20mapping%20disagreements.pdf (accessed 25 February 2014); de Klerk, M Lipton & F Ellis (eds), Land, Labour and Livelihoods in Rural South Africa. Durban: Indicator Press, 1996.

59. Goldman Sachs, Two Decades of Freedom Johannesburg, 2013, http://www.goldmansachs.com/our-thinking/focus-on/growth-markets/colin-coleman/20-yrs-of-freedom.pdf (accessed 24 February 2014), p. 2.

60. Minister of Health, Aaron, Motloaledi, 14 May 2010, quoted in ‘SOUTH AFRICA: Straight talk with South Africa's Health Minister’, http://www.irinnews.org/report/89140/south-africa-straight-talk-with-south-africa-s-health-minister (accessed 24 February 2014).

61. Goldman Sachs, Two Decades of Freedom Johannesburg, 2013, http://www.goldmansachs.com/our-thinking/focus-on/growth-markets/colin-coleman/20-yrs-of-freedom.pdf (accessed 24 February 2014), pp. 20–21 and 62.

62. Including former police chiefs Selebi and Cele, whom Mbeki protected. Zuma retracted his own appointment of Mdluli as Head of Crime Intelligence when he was under investigation for fraud, corruption and murder.

63. Max Sisulu, Parliament's Speaker, deplored its poor performance, urging ‘strengthen[ing] its independence and effective functioning’, ‘Poor quality legislation a concern – Max Sisulu’, politicsweb.co.za, 29 May 2012 http://www.politicsweb.co.za/politicsweb/view/politicsweb/en/page71654?oid=302175&sn=Detail&pid=71616 (accessed 25 February 2014); Pottinger B, The Mbeki Legacy, Cape Town, 2010 considers parliament's independence and performance strengthened after departure of the centralising Mbeki.

64. Auditor General Terence, quoted in Nombembe, ‘Nombembe decries SA's high tolerance for audit disclaimers’, Business Day, 18 October 2013. Those murdered include Nkululeko Gwala, Thembinkosi Qumbelo, Andries Tatane and Moss Phakoe. England A, ‘South Africa: Killed for crying foul,’ Financial Times, 27 August 2013 http://www.ft.com/cms/s/0/b8a413ee-f855-11e2-92f0-00144feabdc0.html#axzz2uL7MXcZN (accessed 25 February 2014).

65. Hoffman P, Arms Deal Case, Institute for Accountability in Southern Africa, 6 August 2013, http://www.ifaisa.org/current_affairs-arms_deals.html (accessed 12 February 2014).

66. Du Plessis C, 7 things the ANC wants to know about Nkandla – but couldn't ask, City Press, 3 December 2013, http://www.citypress.co.za/politics/7-things-anc-wants-know-nkandla-%E2%80%82but-couldnt-ask-zuma (accessed 12 February 2014).

67. Plaut M & Holman P. Who Rules South Africa? London: Biteback Publishing, 2012. In 2007, ANC's Treasurer, Mendi Msimang, said that the ANC had assets of R1.75 billion.

68. ANC Secretary General Gwede Mantashe, quoted in ‘ANC slammed for condoning jobs below the breadline’, Mail & Guardian online, 31 January 2011, http://mg.co.za/article/2011-01-31-anc-slammed-for-condoning-jobs-below-the-breadline (accessed 25 February 2014).

69. Khoza expressed dismay at ‘the strange breed of leaders [undermining rule of law and urged] strict adherence to the institutional forms that underpin our young democracy’. Mathibela P, ‘Why the fuss over Reuel Khoza's remarks?’, Politicsweb.co.za, 3 April 2012 (accessed 24 February 2014).

70. The SACP holds 80 of the ANC's 264 seats, and has four cabinet ministers and four deputy ministers.

71. Southall R, ‘Family and favour at the Court of Zuma’, Review of African Political Economy, 38.130, 2011.

72. The BMF's submission on BBBEE codes, 3 December 2012, http://politicsweb.co.za/politicsweb/view/politicsweb/en/page71656?oid=344645&sn=Detail&pid=71656 (accessed 24 February 2014).

73. Mavundla in ‘BEE is flawed and should be scrapped’, 18 January 2013, http://mg.co.za/article/2013-01-18-bee-is-flawed-and-should-be-scrapped (accessed 24 February 2014); Mbeki M, Architects of Poverty: why African Capitalism Needs Changing. London: Picador 2009.

74. Schlemmer L, ‘Dangers in a downturn’, Focus, 43, 2006.

75. Submission on Broad-Based Black Economic Empowerment Act: BEE should be scrapped, not reformed, 4 December 2012, p.3, http://www.sairr.org.za/services/submissions-on-proposed-legislation/policy-submission-bee-should-be-scrapped-not-reformed-4th-december-2012 (accessed 24 February 2014).

76. NDP Launch Speech by Trevor A. Manuel, Minister in The Presidency: National Planning Commission, 15 August 2012, http://www.thepresidency.gov.za/pebble.asp?relid=6601 (accessed 24 February 2014).

77. Berlin I, Two Concepts of Liberty. Oxford: Clarendon, 1958. On the liberals see Cardo M, Opening Men's Eyes: Peter Brown and the Liberal Struggle for South Africa. Jonathan Ball, 2010; Vigne R, Liberals against Apartheid. Basingstoke: Macmillan, 2007. Lipton M, Liberals, Marxists and Nationalists: Competing Interpretations of South African History. Basingstoke: Palgrave Macmillan, 2007.

78. Plaut M & P Holden, Who Rules South Africa? Biteback Publishing: London, 2012, p. 354.

79. On ‘social movements’ see Steinberg J & G. Adler, From Comrades to Citizens. Basingstoke: Macmillan, 2000; Beinart W & M Dawson, Popular Politics and Resistance Movements in South Africa. Johannesburg: Wits University Press, 2010; Gumede W, Thabo Mbeki and the Battle for the Soul of the ANC. Cape Town: Zebra, 2005, and the annual State of the Nation, edited by Southall R, A Habib & J Daniel, published by the HSRC since 2003.

80. ‘Final Word with…Dr Jonny Steinberg,’ GTA.com, 30 April 2013, http://www.thesouthafrican.com/business/business-news/gateway-to-africa/final-word-withdr-jonny-steinberg.htm (accessed 24 February 2014). See also Everatt D, ‘The quality of life in Gauteng’, Focus, 69, 2013.

81. ‘52% of South Africans think national govt performing well - Ipsos’, Ipsos Mari Harris poll in Politicsweb, 13 February 2013, http://www.politicsweb.co.za/politicsweb/view/politicsweb/en/page71654?oid=357498&sn=Detail&pid=71616 (accessed 24 February 2014).

82. Freeedom House, Freedom in the World 2013. New York, 2013.

83. du Toit P & H Kotze, Liberal Democracy and Peace in South Africa. Basingstoke: Palgrave Macmillan, 2011, chap. 5; Futurefact (politicsweb.co.za, 23 October 2013) found that a large majority believed ‘Black and white people need each other to survive and prosper’.

84. In the Employment Equity Amendment and Employment Tax Incentive bills respectively.

85. ‘Malema: South Africa Is a Banana Republic,’ Tumfweko (Zambia), 12 September 2012, http://tumfweko.com/2012/09/12/malema-south-africa-is-a-banana-republic-getting-married-every-year-is-jacob-zumas-priority/ (accessed 25 February 2014).

86. North D, JJ Wallis & BR Weingast, Violence and Social Orders: A Conceptual Framework for Interpreting Recorded Human History. Cambridge: Cambridge University Press, 2009, pp. 22–23.

87. Cosatu and the DA expressed dismay at UK's abandonment of its investigation into the South African arms deal on grounds that it was ‘no longer in the public interest'. Vecchiatto P, ‘DA, Cosatu disappointed by UK's dropping of arms-deal probe’, Business Day, 2 August 2013 http://www.bdlive.co.za/national/2013/08/02/da-cosatu-disappointed-by-uks-dropping-of-arms-deal-probe (accessed 25 February 2014).

88. Olson M, The Rise and Decline of Nations. New Haven, CT: Yale University Press, 1982.

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