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Abstract
For an Enriques surface S, the non-degeneracy invariant retains information on the elliptic fibrations of S and its polarizations. In the current paper, we introduce a combinatorial version of the non-degeneracy invariant which depends on S together with a configuration of smooth rational curves, and gives a lower bound for
. We provide a SageMath code that computes this combinatorial invariant and we apply it in several examples. First we identify a new family of nodal Enriques surfaces satisfying
which are not general and with infinite automorphism group. We obtain lower bounds on
for the Enriques surfaces with eight disjoint smooth rational curves studied by Mendes Lopes–Pardini. Finally, we recover Dolgachev and Kondō’s computation of the non-degeneracy invariant of the Enriques surfaces with finite automorphism group and provide additional information on the geometry of their elliptic fibrations.
1 Introduction
For an Enriques surface S, the non-degeneracy invariant was introduced in [Citation3]. It can be defined as follows. Enriques surfaces always have an elliptic pencil, and each elliptic pencil has exactly two non-reduced fibers of multiplicity 2. These fibers, taken with their reduced structure, are called half-fibers. Then,
is defined to be the maximum number of half-fibers
such that
(1)
(1) (note that
automatically for all i). We work over an algebraically closed field of characteristic different from 2 (see Remark 4.1 for characteristic 2). It is known that
because
, the group of divisors on S modulo numerical equivalence, has rank 10. The inequality
is a theorem of Cossec [Citation6, Theorem 3], which was recently re-proven in [Citation18] and improved to
in [Citation19].
If S is an unnodal Enriques surface, i.e., S does not contain a smooth rational curve, it is always possible to find such a sequence of length 10 [Citation6, Theorem 3.2]. The non-degeneracy invariant for a general nodal Enriques surface S, which means that the numerical classes of smooth rational curves on S are congruent modulo , is also known to be 10 (this is a consequence of [Citation8, Section 4.2] combined with [Citation5, Lemma 3.2.1]).
For non-general nodal Enriques surfaces the problem of understanding is more subtle. Examples of such Enriques surfaces are the ones with finite automorphism group, which were classified by Kondō into seven irreducible families [Citation12]. The non-degeneracy invariants of these surfaces are computed in [Citation7, Section 8.9] as follows:
Table
Another class of non-general nodal Enriques surfaces, but with infinite automorphism group, is the 4-dimensional family of Hessian Enriques surfaces. These satisfy (see [Citation9, Sections 4.1–4.3]). At the moment, no Enriques surface with infinite automorphism group is known to satisfy
, and examples of Enriques surfaces with
are not known.
1.1 Main results
In this work, we outline an approach to studying the non-degeneracy invariant for an Enriques surface S. Suppose we have a configuration of smooth rational curves on S. Let C be a curve on S which appears in the Kodaira classification of singular fibers of elliptic fibrations, and whose irreducible components are elements of
. By general theory, either C or
is linearly equivalent to a half-fiber. Denote by
the set of numerical equivalence classes of half-fibers which arise from
in this way. We can then define the combinatorial non-degeneracy invariant
as the maximum m such that there exist
satisfying (1). Since it only considers half-fibers supported on
gives a lower bound for
, and has the advantage that its computation can be implemented with a computer.
In this direction, our main contribution is the creation of a piece of code, available at [Citation20] and written in SageMath [Citation24], which computes given a configuration of smooth rational curves
on an Enriques surface S. The input of the algorithm is the intersection matrix of the curves in
together with a basis for
. The latter is used to determine if a given elliptic configuration from
is a fiber or a half-fiber in S. Afterwards, the code recursively checks all the possible sequences of half-fibers and obtains
. A by-product of the computation is also a list of all the sequences of elements in
satisfying (1) and which cannot be further extended (we call such sequences saturated, see Section 3.2).
Then, we apply our computer code to several examples of interest (for simplicity, over ):
In Section 5 we consider the 4-dimensional family of
-polarized Enriques surfaces: these arise as the minimal resolution of an appropriate
-cover of
branched along six general lines. We show that
: this constitutes a new example because these Enriques surfaces are not general nodal, have infinite automorphism group, and they are not of Hessian type (see Remark 5.8);
There are two families of Enriques surfaces with eight disjoint smooth rational curves [Citation17]. Every such surface S comes with a distinguished set
of 12 smooth rational curves, whose dual graphs are pictured in and . In Section 6 we compute
(resp.
) for the members of the first (resp. second) family.
In Section 7 we revisit the Enriques surfaces with finite automorphism group. If S is one of these and
is the (finite) set of smooth rational curves on S, then
contains all the classes of half-fibers (this follows from the work in [Citation12]), so
. In addition to recovering the computation of
in [Citation7], we
provide explicit sequences of half-fibers realizing
;
list all the saturated sequences;
provide alternative views on the dual graphs of smooth rational curves in the Enriques surfaces of type III, IV, V, VI (see , respectively), which make the symmetries of the graphs more evident.
In the two examples from [Citation17] discussed in Section 6, produces a lower bound for
. In each example, we can use the geometry of the K3 surface covering S to find explicit smooth rational curves on S not in
, and use these to define a new set
. It turns out that our code computes
, and several attempts in this direction make us ask whether
. Although we do not elaborate on this aspect in the current paper, we believe that it is worthwhile to understand these examples as a first step toward determining criteria for equality of the invariants, which is an interesting and challenging question. Additionally, it would be interesting to apply CndFinder to other examples of Enriques surfaces with a distinguished configuration of smooth rational curves, such as the one in [Citation10, Remark 3.9].
1.2 Applications
A sequence of classes in
satisfying (1) encodes rich geometric information about S. First of all, the quantity
is the class of a nef divisor Δ called Fano polarization, which defines a map from S to a normal surface of degree 10 in
called Fano model. We have that
if and only if S admits a very ample Fano polarization (see the discussion in [Citation8, Section 2.3]).
The non-degeneracy invariant also plays an important role in the study of the bounded derived category of coherent sheaves on S, which is known to determine S up to isomorphism [Citation2, Citation11]. It turns out that
defines a subcategory of
, called Kuznetsov component. This subcategory determines S up to isomorphism, as proven in [Citation14, Theorem A] for
. This was extended to any value of
in [Citation15]. Remarkably, the Kuznetsov component is not intrinsic to the surface: different choices of isotropic sequences may produce nonequivalent Kuznetsov components (see [Citation15, Corollary 2.8]).
Further details on these constructions are given in Section 3.2, and explicit examples of non-isomorphic Fano models and nonequivalent Kuznetsov components are given in Section 7.4.
2 Preliminaries
2.1 Enriques surfaces and lattices
Over an algebraically closed field of characteristic different from 2, an Enriques surface S is a connected smooth projective surface satisfying and
. Therefore,
equals the Néron–Severi group
, and after quotienting by the 2-torsion element KS we obtain
, the group of divisors on S modulo numerical equivalence. We have that
equipped with the intersection product of curves is a lattice, i.e., a free finitely generated abelian group L equipped with a non-degenerate symmetric bilinear form
. As a lattice,
is isometric to
, where U denotes the hyperbolic lattice
and E8 is the negative definite root lattice associated with the corresponding Dynkin diagram.
Given an explicit example of Enriques surface S, it will be important for us to find a basis for . The idea for this is described in Remark 2.1, but before stating it we need some preliminaries. Given a lattice L, denote by
its dual
. This is naturally identified with
As the bilinear form bL is assumed to be non-degenerate, the assignment defines an embedding
, and the quotient
is called the discriminant group of L. If the lattice L is even, which means
for all
, then AL comes equipped with a quadratic form
called the discriminant quadratic form. A lattice M containing L as a finite index subgroup is called an overlattice of L. M gives rise to the isotropic subgroup M/L of AL. More precisely, by [Citation21, Proposition 1.4.1 (a)] there is a 1-to-1 correspondence between even overlattices of L and subgroups of AL which are isotropic with respect to qL.
Remark 2.1.
A possible strategy to determine a basis of for an Enriques surface S is the following. Say we have curves
on S generating a sublattice L of
of rank 10. Then we have that
if and only if L is unimodular. Otherwise, the elements
give rise to nonzero classes
which are isotropic with respect to qL. So one can first list all the isotropic classes x + L, and then use the geometry of S to decide which of these satisfy
.
2.2 Elliptic fibrations on Enriques surfaces
We recall the following standard definitions and facts from [Citation1, Chapter VIII, Section 17] and [Citation4, Section 2.2].
Definition 2.2.
Let be an elliptic fibration on an Enriques surface S. Then f has exactly two multiple fibers 2F and
. The curves F and
are called the half-fibers of the elliptic fibration f.
We will often use the following standard results concerning half-fibers on Enriques surfaces. By a curve on a surface we mean a connected effective 1-cycle.
Definition 2.3.
Let S be an Enriques surface. An elliptic configuration on S is a curve C which is primitive in and appears in Kodaira’s classification of fibers of elliptic fibrations (see ).
Table 1 List of fibers of elliptic fibrations, indexed by their intersection graph in the notation of [Citation1, Chapter V, ]. The irreducible components are smooth rational curves, except for the types , where the single component is a curve of arithmetic genus 1. Fibers of type
only occur for n = 3.
Remark 2.4.
If the dual graph of is
or
, then we must have that
as
has signature (1, 9).
Lemma 2.5.
Let C be an elliptic configuration on an Enriques surface. Then either is an elliptic pencil or
is an elliptic pencil of which C is one of the two half-fibers.
Lemma 2.6.
Let S be an Enriques surface and let be an elliptic fibration. Let F1, F2 be the half-fibers and F a reduced fiber of f. Let
be the universal K3 cover of S. Then
are connected and
is disconnected.
Lemma 2.7
([Citation3, Chapter V, Theorem 5.7.5 (i)]). Let F be a half-fiber on an Enriques surface. Then F is of type for
or a smooth genus one curve. In particular, if an elliptic configuration C has dual graph
or
, then C is a fiber.
2.3 Isotropic sequences and the non-degeneracy invariant
Here we recall some preliminary notions and the definition of the non-degeneracy invariant, as it was given in the introduction. We follow [Citation3, Chapter III].
Definition 2.8.
An isotropic sequence is a sequence of primitive isotropic vectors in
satisfying
. Additionally,
is called non-degenerate if every ei is the class of a nef divisor, and maximal if n = 10.
Remark 2.9.
Note that if is the class of a nef divisor E and
, then E must be effective. To prove this, first observe by Riemann–Roch that E or
is effective, but not both. If by contradiction
is effective, then one can show that
is numerically trivial, which implies e = 0.
Remark 2.10.
If are half-fibers whose classes ei satisfy (1), then
is a non-degenerate isotropic sequence in
. It is a standard fact that the converse also holds, however, we briefly review its proof for the interested reader.
Suppose is a non-degenerate isotropic sequence, so that each ei is the class of a nef divisor Ei. First note that Ei intersects all of its components C trivially: as Ei is nef,
and
, so
. Let
be the connected components of Ei, and write
for some positive integer mij and a curve
with primitive class. Then the
are indecomposable [Citation3, Chapter III, Section 1], and using [Citation3, Proposition 3.1.1] we can see that
is an elliptic configuration. So, Lemma 2.5 combined with the fact that
is primitive imply that
is an elliptic pencil of which
is a half-fiber. As the
are disjoint, they are numerically equivalent, implying that
. As ei is primitive, the only possibility is that
and
. So Ei is connected, and it is the half-fiber of an elliptic pencil.
Definition 2.11.
Let S be an Enriques surface. Define the non-degeneracy invariant of S, denoted by , as the maximum integer n such that there exists a non-degenerate isotropic sequence of length n. Equivalently,
is the maximum n for which there exist
half-fibers on S such that
for all
.
It is possible to give a geometric interpretation to degenerate isotropic sequences as well. Since two distinct smooth rational curves on S cannot be numerically equivalent, we can identify the set
of smooth rational curves on S with the subset of
given by their classes. Moreover, every
satisfies
and intersects all the other
non-negatively. Therefore, is a set of roots of
. The associated Weyl group W acts on
by reflections across elements of
. Every W-orbit of an isotropic sequence in
admits a (unique) representative, called canonical, which is geometrically meaningful:
Lemma 2.12
([Citation3, Lemma 3.3.1], [Citation7, Proposition 6.1.5]). Suppose that is an isotropic sequence in
. Then there is a unique
such that, up to reordering:
the sequence
contains a non-degenerate subsequence
with
;
for any
there are rational curves
such that
Here, is a chain of type
.
Any sequence which up to reordering has the form is called a canonical isotropic sequence. Its non-degeneracy is the number c of nef classes it contains. (Observe that by our definition all non-degenerate sequences are canonical. This is a slight discrepancy with [Citation3, Chapter III, Section 3], but it should not cause confusion.) We conclude this section with the following result about extensions of non-degenerate sequences.
Lemma 2.13
([Citation3, Corollary 3.3.1]). Let . Then every non-degenerate isotropic sequence
can be extended to a canonical maximal isotropic sequence
of non-degeneracy
.
Remark 2.14.
The extension in Lemma 2.13 is in general not unique, as illustrated in Example 7.4.
3 A combinatorial version of the non-degeneracy invariant of Enriques surfaces
3.1 The combinatorial non-degeneracy invariant
We now introduce a purely combinatorial version of the non-degeneracy invariant, which applied to Enriques surfaces yields a lower bound for .
Definition 3.1.
Let be a finite, undirected, simple graph with vertices
, edges E, and a weight function
. Let
. An element
will be called an elliptic vector if it satisfies the following conditions:
the vertices vi with
induce a subgraph of G which is an extended Dynkin diagram of type
, or
;
the nonzero coefficients ai are as in Kodaira’s classification of singular fibers of elliptic fibrations.
We can endow LG with a symmetric bilinear form bG obtained by extending the following:
If we let , then
is a free
-module and bG induces on it a well-defined non-degenerate symmetric bilinear form, making
into a lattice. Let N be a fixed overlattice of
. For an elliptic vector
, define
if
and
otherwise. Let
Then we define the combinatorial non-degeneracy invariant to be the maximum m such that there exist
satisfying
.
Proposition 3.2.
Let S be an Enriques surface and let be a finite collection of smooth rational curves on S. Let G be the graph dual to the configuration
with weights given by the intersection numbers
for
. Then
.
Proof.
By construction, we have that the elliptic vectors in LG are classes of elliptic configurations on S and is a collection of classes of half-fibers on S. From this we obtain the claimed inequality, because
considers all the half-fibers on S, while
only the ones in
. □
Definition 3.3.
Let S be an Enriques surface and a finite collection of smooth rational curves
on S with dual graph G. We define
as the set of elliptic fibrations
on S for
. Moreover, in this case we denote
and
simply by
and
.
Remark 3.4.
Notice that if contains all the elliptic fibrations on S, then the combinatorial non-degeneracy invariant
equals
.
Remark 3.5.
Suppose we have an Enriques surface S and a finite collection of smooth rational curves on it. To determine
we first determine the set
. So, for an elliptic configuration C with irreducible components in
, it will be important to distinguish whether C is either a fiber or a half-fiber of an elliptic fibration (these are the only possibilities by Lemma 2.5). We have two strategies:
Apply Lemma 2.6 to the universal K3 cover of S.
Say we have a basis
of
. As the lattice
is unimodular, if
is an integer for all i, then C is a fiber. Otherwise, C is a half-fiber.
Therefore, given S, , and either the universal cover of S or a basis for
, the problem of evaluating
can be automatized with a computer. We implement this in Section 4.
3.2 Saturated isotropic sequences
Definition 3.6.
A non-degenerate isotropic sequence is not saturated if it can be extended to a non-degenerate isotropic sequence of length c > k. It is called saturated otherwise.
We also introduce a relative notion of saturatedness, for which we fix a collection of smooth rational curves on S.
Definition 3.7.
Let be a non-degenerate isotropic sequence of classes in
. Then, we say that
is not
-saturated if it can be extended to a non-degenerate isotropic sequence of length c > k by adding classes in
. It is called
-saturated otherwise.
These definitions are motivated by the fact that saturated sequences in combination with Lemma 2.13 can be used to produce examples of non-isomorphic Fano models and nonequivalent Kuznetsov components of S. Let us first recall these concepts. Suppose that is a non-degenerate isotropic sequence which is saturated. If
, then by Lemma 2.13 we can extend it to a maximal canonical isotropic sequence
of non-degeneracy still equal to c. This means that, after appropriately reordering
, there exist indices
such that
are classes of half-fibers, and fi for
has the form
where the
form a chain of type
(see Lemma 2.12). As mentioned in the introduction, the vector
is the class of a nef divisor Δ called a Fano polarization. The linear series
maps S to a normal surface of degree 10 in
, called a Fano model of S. This morphism contracts exactly the rational curves of class
,
, giving rise to singularities of type
. Δ is very ample if and only if all the fi are classes of half-fibers. In other words, S admits a very ample Fano polarization if and only if
(we refer the interested reader to the discussion in [Citation8, Section 2.3]).
From the point of view of derived categories, one can use as above to construct a subcategory of the bounded derived category
as follows. Let
,
, denote one of the half-fibers of the fibrations corresponding to
. For
, define
. We have that
is an exceptional collection [Citation14, Proposition 3.5] whose orthogonal complement
is called a Kuznetsov component of
.
Now, suppose that Q1, Q2 are two saturated sequences of length , with
. By Lemma 2.13, Q1 and Q2 can be extended to canonical maximal isotropic sequences P1, P2 of non-degeneracy c1, c2, respectively. For
defines a Fano polarization
and a Fano model
. The singularities of
are determined by the curves contracted by
, which are precisely the rational curves appearing among the vectors of
, and there are
of such smooth rational curves. Since
, we have that S1 and S2 have different singularities, so they cannot be isomorphic.
Similarly, defines an exceptional collection
and a Kuznetsov component
. As shown in [Citation15, Theorem 2.7], up to shifts and isomorphism there are exactly
objects in
that are 3-spherical or 3-pseudoprojective. Again, since
, we conclude that
. The same strategy is used in [Citation15, Corollary 2.8] to show that general nodal Enriques surfaces always admit nonequivalent Kuznetsov components.
Explicit examples of the scenarios above are discussed in Section 7.4.
4 A SageMath code for computing the non-degeneracy invariant
In this section we present the SageMath code CndFinder, available at [Citation20], which computes the set and consequently determines the combinatorial non-degeneracy invariant
for an Enriques surface S and a collection of smooth rational curves
on S.
4.1 Notation
In what follows and in the code, the objects involved in the computation of the combinatorial non-degeneracy invariant are categorized according to their type. Here we make this notion precise and fix some notation. In particular, we define the type of an elliptic configuration, of an elliptic fibration, and of an isotropic sequence.
In the code, we denote extended Dynkin diagrams with just their letter and rank. For instance D8 refers to . The type of an elliptic configuration is the associated Dynkin diagram, together with the information of being a fiber or a half-fiber. For example, A7HF refers to an elliptic configuration whose underlying diagram is
and which is a half-fiber. Throughout the paper, we use the more compact notation
.
Within the code, the type of an elliptic fibration is the formal sum of the types of its singular fibers supported in . For instance, in the code, (2 A1HF + 1 D6F) refers to the fibrations whose singular fibers are three elliptic configurations, two of type
and one of type
. Throughout the paper, we use the more compact notation
.
Finally, the type of a non-degenerate isotropic sequence is the list of the types of the elliptic fibrations appearing in it. So sequences of type 4 x (1 A1F + 1 A7F), 1 x (2 A1F + 2 A3HF), 1 x (2 A1HF + 1 D6F) contain one half-fiber of each of four fibrations of type , one half-fiber of a fibration of type
, and one half-fiber of a fibration of type
. Throughout the paper, we use the more compact notation
Input
The input required is a collection of smooth rational curves which span
over
, together with a basis of
consisting of
-linear combinations of curves in
. The following command starts the calculation, saving all the data in the variable named FinalResult.
Here, IntersectionMatrix is the k × k intersection matrix of . BasisNum is an array which specifies a basis of
, written in terms of the generating set
.
The main algorithm
The code proceeds as follows:
(Step 1)
The code identifies the elliptic configurations supported on , grouped according to their type. As we start with a collection of smooth rational curves on S, the possible types that can arise are
by Remark 2.4. If N denotes the intersection matrix of an extended Dynkin diagram as above, then the code lists all the subsets
whose intersection matrix equals N.
Note that and
admit two distinct geometric realizations each, but their intersection matrices coincide. The code cannot distinguish between them, but this does not affect the end result for
.
The output of step 1. For each extended Dynkin diagram N as above, this step lists all the subsets with intersection matrix N. We say that the Xi have type given by the Dynkin diagram associated to N. The code then groups the Xi together according to their type.
(Step 2)
By construction, there is a unique elliptic configuration Ci supported on Xi. By Lemma 2.5, either Ci or is primitive in
. To decide this, the code applies strategy (2) of Remark 3.5. First, it assumes Ci is not primitive in
, and stores in memory the array of coefficients of
. Then, the code decides whether
by intersecting
with every element of BasisNum. If all the intersections are integers, then
. Otherwise,
is primitive in
, and the code replaces
with Ci. This is repeated for each subset
obtained in the previous step.
The output of step 2 is the list , where
is the unique class of a half-fiber associated with Xi. The Ci are grouped together according to their type.
(Step 3)
The curves from step 2 may satisfy
for
. This happens if and only if
. Step 3 eliminates the redundancy and lists distinct elliptic fibrations.
The output of step 3 is the list of elements of and
, together with the choice of the representative Fi for each class
. This information is saved in the key EllipticFibrations in the output dictionary. Strictly speaking, this step is not necessary to compute
, but it arranges the data in a more geometrically meaningful way and it speeds up the computation significantly. The elliptic fibrations are grouped together depending on their type.
(Step 4)
For each type Ti of elliptic fibration which was found in the previous step, this step computes an integer . The number mi equals the maximum number of elliptic fibrations of type Ti that can appear in the same isotropic sequence. Like step 3, step 4 is not strictly necessary to compute
, but it improves the computing time.
The output of step 4 is the same as the output of step 3, with the additional information of the numbers mi associated with each type of elliptic fibration.
(Step 5)
This is a recursive step. Roughly, the code starts with a (initially empty) list of isotropic sequences, and tries to add to each sequence an element of
. Afterward, the code calls the function again, and it stops when extending sequences in
is no longer possible. This is described in more detail below.
More precisely, a class can be added to an isotropic sequence
if and only if
satisfies (1). To check this condition efficiently, we introduce an ordering on the set
based on the type of half-fiber classes.
The possible types define a partition of
: for
let
be the set of elements of
of type Ti. Given
, we declare that
provided
, or
and
.
The isotropic sequences in are in increasing order. Suppose that an (ordered) isotropic sequence ends with the class
. Then the code tries to add to it all the elements
in
, with
, and all the elements
in Ti with
. If a class is successfully added to the sequence, the extended sequence is added to
, and the function is called again. Otherwise, the recursion stops.
The output of step 5 is the list of all isotropic sequences of elements in
. In particular, the longest sequences in
have length equal to
.
(Step 6)
If an isotropic sequence is not
-saturated, there is another
containing all the elements of Q. In this case, Q is discarded.
The output of step 6 is the list of -saturated sequences. In the output dictionary, it is saved in the key SaturatedSequences.
Remark 4.1
(Characteristic 2). The code produces the correct also for Enriques surfaces in characteristic 2. First of all, if C is an elliptic configuration,
or
is an elliptic pencil by [Citation4, Theorem 2.2.8]. Moreover, if an elliptic or quasi-elliptic fibration on an Enriques surface has a multiple fiber, that multiplicity is 2. The reason why we kept Enriques surfaces in characteristic 2 separate from our discussion is because for these the non-degeneracy invariant
behaves very differently. For instance, there exist Enriques surfaces in characteristic 2 which satisfy
, and all three possibilities occur (see [Citation7, Chapter Citation6] and [Citation19]).
Remark 4.2.
Let D be a big divisor on an Enriques surface S. The function(see [Citation4, Equation (2.4.7)]) encodes information about the linear system
. For instance, if D is also nef, then
if and only if
has at least one base point [Citation4, Theorem 2.4.14]. We refer the reader to [Citation4, Sections 2.4–2.6] for a general discussion. One can define a version of this invariant which is relative to a configuration
of finitely many smooth rational curves on S. More precisely, we call the combinatorial
-invariant of D with respect to
the minimum of
as
. The calculation of the combinatorial
-invariant is then a variation of CndFinder (we thank the referee for suggesting this), which is also available at [Citation20]. The function is called by the following command:
The input is the same as CndFinder, with the addition of a list of (big) divisors of which we want to compute the combinatorial
-invariant. Each Di is specified as a linear combination with rational coefficients of the smooth rational curves in
.
5 Enriques surfaces which are ![](//:0)
-cover of ![](//:0)
![](//:0)
We now begin our series of examples of Enriques surfaces where we apply the code described in Section 4. For simplicity, we work over .
Definition 5.1.
Consider the blow up of at three not-aligned points
, which comes with three distinct rulings
, i = 1, 2, 3. For each ruling πi, choose two distinct fibers
which are smooth lines, so that the overall arrangement
of six lines on
does not have triple intersection points. Write
, where e is the identity element. Let
be the
-cover with the following building data [Citation23, Definition 2.1]:
One can verify using tools in [Citation23] that S is an Enriques surface (see [Citation26, Definition 2.1] for details). Adopting the same name introduced in [Citation22], we call S a -polarized Enriques surface.
denotes the sublattice of
of vectors with even square, and the above Enriques surface S admits a primitive embedding of
into
satisfying specific geometric properties (see [Citation22, Section 3.1] for details). We will not need such a lattice-theoretic characterization, and the covering construction given will suffice for our purposes.
Remark 5.2.
Compactifications of the moduli space of -polarized Enriques surfaces were studied in [Citation22, Citation26]. The universal K3 covers of the
-polarized Enriques surfaces were studied in [Citation25] from the point of view of their automorphisms.
Lemma 5.3.
Let S be a -polarized Enriques surface and let
be the corresponding
-cover. Then the preimage of the six
-curves in
gives a configuration of
-curves whose dual graph is in .
Proof.
The -cover
can be realized as the composition of two double covers
: the first double cover is branched along
, and the second one is branched along the preimage of
and the four A1 singularities of
. The preimage of the six
-curves in
is computed step by step in , and on the right we can see the resulting configuration on the Enriques surface S. □
Lemma 5.4.
Let S be a -polarized Enriques surface and let
be the corresponding
-cover branched along
. Let
be the preimages of
respectively. Then
are half-fibers. Additionally, we have the following numerical equivalences:
Proof.
From the bi-double cover construction in the proof of Lemma 5.3 we can see that are genus one curves and that
for
. This guarantees that
are half-fibers. The numerical equivalence can be understood as follows.
is an arithmetic genus one curve which intersects E1 giving zero. So
. The other equivalences are analogous. □
We now compute a -basis for
.
Lemma 5.5.
Let S be a -polarized Enriques surface, and consider the smooth rational curves
as in . Then a
-basis for
is given by
Proof.
We follow the strategy of Remark 2.1 to determine a basis of . Let L be the sublattice of
generated by the following elements:
Let B be the 10 × 10 matrix of intersection of the above generators of L. As the determinant of B is nonzero, we have that the lattice L has rank 10. As is an even overlattice of L, it corresponds to an isotropic subgroup of the discriminant group
, which we now compute. The rows of
generate
, and to better identify a set of generators of
we compute the Smith normal form of
. The function smith_form() in SageMath returns two matrices
such that
is the diagonal matrix
. This implies that
, and the rows of
give an alternative basis for
. Using these we can find that the isotropic vectors of
are the classes of:
Note that these cannot both be in , otherwise
would be an element of
, which is impossible as it has odd square. Moreover, one of the two vectors above has to be in
, so up to relabeling R1 and R2 we fix that
, and together with L they generate
. To obtain the claimed
-basis, we can then drop the curve R11, which became redundant. □
Proposition 5.6.
Let S be -polarized Enriques surface and let
be the configuration of 12 smooth rational curves on S as in . The elliptic fibrations in
are
We have that , and therefore
. An explicit isotropic sequence realizing
is given by the numerical equivalence classes of:
Remark 5.7.
can be realized exactly in 16 different ways, and these involve the same type of elliptic fibrations.
Remark 5.8.
Let S be a -polarized Enriques surface. S is not general nodal because, for instance, the
-curves R1, R3 are not equivalent modulo
: if by contradiction
, then
should be even. However,
. Moreover, a general S does not have finite automorphism group because Enriques surfaces with finite automorphism group come at most in a one-dimensional family. However, we have a 4-dimensional family of
-polarized Enriques surfaces. Alternatively, the automorphism group of a
-polarized Enriques surface is infinite because the dual graph of smooth rational curves in is not a subgraph of the graphs in . These are the dual graphs of all smooth rational curves on Enriques surfaces with finite automorphism group, which are discussed in Section 7. Finally, a very general S is not Hessian. To prove this, let
be the universal K3 covering. Then, by [Citation25, Theorem 4.6 (iii)] we know that the discriminant group of
is isomorphic to
. On the other hand, the Néron–Severi group of the K3 cover of a Hessian Enriques surface has discriminant group isomorphic to
by [Citation13, Section 4].
6 Enriques surfaces with eight disjoint smooth rational curves
In [Citation17] Mendes Lopes and Pardini classified complex Enriques surfaces with eight disjoint smooth rational curves. These form two 2-dimensional families, both obtained from a product of two elliptic curves, , as the minimal resolution of a finite quotient of A. We recall their constructions, which come with a distinguished configuration of smooth rational curves, and apply our code to these configurations.
6.1 Example 1
Let and
be 2-torsion points, and let e1, e2 be generators for
. Let e1, e2 act on A as follows:
The quotient of A by this -action is a surface Σ with eight A1 singularities. Its minimal resolution S is an Enriques surface whose universal cover X, a Kummer surface, is the resolution of
at its 16 singular points. S admits two elliptic fibrations induced by the projections
, i = 1, 2. Each pi has two double fibers
supported on two smooth rational curves. Four of the A1 singularities lie on Fi, and the other four on
. Moreover, each
intersects each
in exactly two A1 singularities. Therefore, the elliptic fibration
has two fibers of Kodaira type
. The configuration of 12 smooth rational curves
on S which arises from the singular fibers of f1, f2 is pictured in .
Fig. 3 Dual graph of the rational curves in [Citation17, Example 1].
![Fig. 3 Dual graph of the rational curves R1,…,R12 in [Citation17, Example 1].](/cms/asset/03b87b73-24ed-4e63-a867-f75d0478abc7/uexm_a_2113576_f0003_b.jpg)
Proposition 6.1.
For an Enriques surface S as above, let be the 12 smooth rational curves as in . Then the lattice
is generated by
Proof.
By Lemma 2.7, the elliptic configurations with dual graph are divisible by 2 in
. Hence, A and B are elements of
.
Now consider the -type diagrams in and assume by contradiction that they are all half-fibers. By Lemma 2.6, the preimages of
and
are connected in the covering K3, and this forces the preimage of
to be disconnected, which means that F1 is a fiber. On the other hand, also
is a fiber, which creates a contradiction as
is not divisible by 4. This shows that there exists a curve of type
which is a fiber. Up to relabeling R2 and R3, we can fix that
is a fiber.
Finally, we can conclude that the elements in in the statement form a basis, since their intersection matrix has determinant 1. □
Proposition 6.2.
Let S be an Enriques surface as in Section 6.1 and let be the configuration of 12 smooth rational curves on S as in . The elliptic fibrations in
are
We have that , and therefore
. An explicit isotropic sequence realizing
is given by the numerical equivalence classes of:
Remark 6.3.
can be realized exactly by 8 different isotropic sequences, which all have the same type. There are three other types of
-saturated sequences in :
24 sequences of length 7 and type
.
8 sequences of length 5 and type
.
32 sequences of length 5 and type
.
6.2 Example 2
Let and
, i = 1, 2, 3, denote the points of order 2, and let
be the standard generators for
. Let
act on A by
Again, we denote by the quotient map. One shows that Σ has eight A1 singularities and its minimal resolution S is an Enriques surface with eight disjoint smooth rational curves. The projections of A onto the two factors descend to elliptic fibrations
. For i = 1, 2, pi has two double fibers
, each passing through four A1 singularities of Σ. F1 intersects F2 in the four A1 singularities, and
in two smooth points of Σ.
intersects
in the four A1 singularities, and F2 in two smooth points of Σ. Therefore, each elliptic fibrations fi has two fibers of type
. The dual graph of the rational curves
arising from the singular fibers of f1, f2 is depicted in .
Fig. 4 Dual graph of the rational curves in [Citation17, Example 2]. The colored edges joining the vetices 1, 12, and 6, 7 indicate intersection 2 between the corresponding curves.
![Fig. 4 Dual graph of the rational curves R1,…,R12 in [Citation17, Example 2]. The colored edges joining the vetices 1, 12, and 6, 7 indicate intersection 2 between the corresponding curves.](/cms/asset/e67b289c-01d0-4a78-828f-fefca0653fae/uexm_a_2113576_f0004_c.jpg)
Proposition 6.4.
For an Enriques surface S as above, let be the 12 smooth rational curves as in . Then the lattice
is generated by
Proof.
The elliptic configurations of type on S guarantee that
and
are elements of
. We can determine more elliptic configurations in
as follows. Consider the elliptic configurations of type
on the right-hand side of , and assume by contradiction that these are all half-fibers. Then, by Lemma 2.6, the preimages of
and
are connected. This forces the preimage of
to be disconnected, which is a contradiction. As there exist elliptic configurations of type
on the right-hand side of , we can assume up to relabeling that
. An analogous argument for the elliptic configurations of type
on the left-hand side of yields
.
Now, define to be the rank 10 sublattice with basis given by
The discriminant group of L is , so
and we look for an element in
by studying the isotropic elements in
. Using the same strategy as in the proof of Lemma 5.5, we find that the isotropic vectors in
are the classes of
These cannot simultaneously be in , but one of them must be. So, up to relabeling R2, R3 we fix that the first one is in
. Adding this vector to the generating set of L and dropping R10, which is now redundant, gives the claimed basis. □
Proposition 6.5.
Let S be an Enriques surface as in Section 6.2 and let be the configuration of 12 smooth rational curves on S as in . The elliptic fibrations in
are
We have that , and therefore
. An explicit isotropic sequence realizing
is given by the numerical equivalence classes of:
Remark 6.6.
The only other isotropic sequences realizing are obtained by replacing
with either
or
. There is another type of
-saturated sequences which has length 3 and has type
.
7 Enriques surfaces with finite automorphism group, revisited
In this section, we revisit the Enriques surfaces with finite automorphism group. These were classified in [Citation12] into seven types, and their non-degeneracy invariants were computed in [Citation7]. Our code re-computes these non-degeneracy invariants and provides additional geometric information as outlined in the introduction. We work over . For the realizability of these examples in positive characteristic we refer to the discussion in [Citation16].
We will not review the constructions of Kondō’s examples because we only need the (finite) dual graphs of all smooth rational curves one these surfaces. We recall these graphs in Section 7.5. For each Enriques surface S with finite automorphism group, we provide a basis
of
using
-linear combinations of elements in
. Afterwards, we run our computer code with
and
to compute
,
, and the
-saturated sequences. As all the half-fibers are supported on
by [Citation12], this recovers
and all the elliptic fibrations, and computes the saturated sequences.
7.1 Bases for the lattices ![](//:0)
![](//:0)
Lemma 7.1.
Let S be an Enriques surface with finite automorphism group and consider the configuration of smooth rational curves on S in the corresponding figure in Section 7.5. Then, for each type, a basis for is given by the numerical classes of the curves in .
Table 2 Bases of for each type of Enriques surface with finite automorphism group. The labeling of the curves refers to that of the figures in Section 7.5.
Proof.
We first need to verify that for each type, the -cycles listed in the second column of are actual elements of
. This is immediate for type VI. In type I, we have that A, B, C are elements of
because
are elliptic configurations with dual graphs
, respectively, which cannot be half-fibers by Lemma 2.7. A similar argument applies in type V. In type IV we have that
is a fiber by [Citation7, Proposition 8.9.16]. In type VII, all the elliptic configurations with dual graph
are fibers by [Citation7, Proposition 8.9.28], so
is divisible by 2 in
.
For type II, 2A is an elliptic configuration with dual graph , hence
. Consider the arrangements of nine curves among
whose dual graph is
. By [Citation7, Proposition 8.9.9] we know that among these eight possible configurations, four are fibers and the other four are half-fibers. So, up to relabeling, we can assume that
is a fiber, hence
.
For type III, the subgraph Γ induced by the vertices is isomorphic to the graph in . We fix the following bijection between the curves in and :
Moreover, the group of symmetries of the diagram in is isomorphic to that of Γ [Citation7, Section 8.9], and the transposition on Γ corresponds to the product of transpositions
Then, the same argument as that of Proposition 6.1 applies: the only subtlety is the choice of C up to a relabeling of R2 and R9, which corresponds to a choice between C and . Since σ does not affect any other element in , type III, we can choose
.
To conclude the proof, it is enough to check for each type that the determinant of the 10 × 10 intersection matrix associated with the corresponding 10 curves is equal to ±1. □
7.2 Output of the code: isotropic sequences
The next proposition follows by running our code with and the bases of
given in .
Proposition 7.2.
Let S be the Enriques surface with finite automorphism group. Then, for each type, gives an isotropic sequence realizing , together with the number of non-degenerate isotropic sequences of length
. For the labeling of the curves, we refer to the figures in Section 7.5.
Table 3 Examples of isotropic sequences realizing for the Enriques surfaces with finite automorphism group. The third column reports the number of non-degenerate isotropic sequences of length
. For each isotropic class
, in bold we give the dual graph of the elliptic configuration C or 2C.
7.3 Geometric considerations from the output data
We report some geometric considerations based on the data output of the code. This complements the data of [Citation7, Section 8.9]. In particular, the saturated sequences of each example are collected in .
Table 4 Saturated sequences on the Enriques surface [Citation12, (3.1) Example I].
Table 5 Saturated sequences on the Enriques surface [Citation12, (3.2) Example II].
Table 6 Saturated sequences on the Enriques surface [Citation12, (3.3) Example III].
Table 7 Saturated sequences on the Enriques surface [Citation12, (3.4) Example IV].
Table 8 Saturated sequences on the Enriques surface [Citation12, (3.5) Example V].
Table 9 Saturated sequences on the Enriques surface [Citation12, (3.6) Example VI].
Table 10 Saturated sequences on the Enriques surface [Citation12, (3.7) Example VII].
7.3.1 Type I
The Enriques surface S has the following elliptic fibrations (this agrees with [Citation7, Proposition 8.9.6]):
The unique fibration of type is
. The two fibrations of type
are
and
.
7.3.2 Type II
We first recover that S has the following elliptic fibrations, agreeing with [Citation7, Proposition 8.9.9]:
The three fibrations of type are
,
and
.
7.3.3 Type III
As computed in [Citation7, Proposition 8.9.13], S has the following elliptic fibrations:
The two fibrations of type are
and
. The eight fibrations of type
and the eight fibrations of type
are given by a choice of one of the blue edges in , together with a suitable
or
. The eight fibrations of type
are given by the following pairs of
together with a suitable
:
,
,
,
.
7.3.4 Type IV
S has the following elliptic fibrations (this agrees with [Citation7, Proposition 8.9.19]):
The five fibrations of type are
,
,
,
. There are in total 64 diagrams of type
, 32 of them are fibers and 32 are half-fibers. In the notation of [Citation7], they can be listed by choosing an element in
or an element in
Using the basis of in it is possible to check which one of them is a fiber and which an half-fiber.
7.3.5 Type V
S has the following elliptic fibrations (this agrees with [Citation7, Proposition 8.9.23]):
The four fibrations of type are determined by a choice of a
, given by a vertex of the tethrahedron
and the adjacent curve in
. As an example we have
.
The six fibrations of type are determined by a choice of a
being one of the red edges of the tethrahedron
. As an example we have
.
The three fibrations of type are determined by a choice of a
being a diagonal of the octahedron
. As an example we have
.
7.3.6 Type VI
S has the following elliptic fibrations (this agrees with [Citation7, Proposition 8.9.27]):
The subgraph of induced by the rational curves is a Petersen graph, which implies that
(we direct the interested reader to Example 6.4.19 and Section 8.9 of [Citation7]). Observe that the half-fibers listed above are numerically equivalent to fibers of type
divided by 2 supported on the Petersen graph. For example,
. In fact, our computation shows that there is no other sequence of isotropic nef classes realizing
. Equivalently, S admits a unique ample Fano polarization.
7.3.7 Type VII
As also computed in [Citation7, Proposition 8.9.28], S has the following elliptic fibrations:
7.4 Geometry of Fano models and Kuznetsov components
With reference to Section 3.2, using the computational data produced in Section 7.3 we can exhibit explicit examples of non-isomorphic Fano models and Kuznetsov components. We specifically focus on the Enriques surfaces with finite automorphism group of Type I and IV, but one can construct analogous examples in all types.
Example 7.3.
Consider the Enriques surface with finite automorphism group of type IV. It follows from the data of and from the discussion at the end of Section 3.2 that S admits at least three non-isomorphic Fano models and three nonequivalent Kuznetsov components. These are obtained from sequences of length 10, 8, and 6.
While we only give a simple example in this work, the problem of classifying Fano models and Kuznetsov components (and with them, canonical isotropic sequences) may provide interesting insights into the nature of S, and is left for future research.
Additionally, note that one can obtain non-isomorphic Fano models for an Enriques surface S also by considering two different extensions to maximal canonical isotropic sequence of the same saturated non-degenerate sequence as the following example shows.
Example 7.4.
Consider an Enriques surface with finite automorphism group of type I. From we know that S admits a saturated isotropic sequence of length 4 given by
By Lemma 2.13, can be extended to a canonical maximal isotropic sequence. A computer assisted inspection yields the following extensions of
to canonical maximal isotropic sequences:
where, for simplicity of notation, we identified the rational curves Ri with their class in
. Observe that the two sequences P, Q define non-isomorphic Fano models SP and SQ. In fact, SP has 4 singular points, two of type A1 and two of type A2, obtained by contracting the curves
. The Fano model SQ has three singular points of type A1, A2, and A3, obtained contracting
.
7.5 Configurations of smooth rational curves
recollect the dual graphs of the smooth rational curves on the seven types of Enriques surfaces with finite automorphism group. In the figures, we adopt the following convention: a black (resp. colored) edge between two vertices indicates that the intersection of the corresponding curves equals 1 (resp. 2). For consistency of notation within this paper, the curves denoted by Ei in [Citation7] will be denoted by Ri instead. For the Enriques surface of type VII, the curves denoted by Ki, , in [Citation7], will be denoted by
.
Fig. 5 Configuration of 12 smooth rational curves on the Enriques surface [Citation12, (3.2) Example I].
![Fig. 5 Configuration of 12 smooth rational curves on the Enriques surface [Citation12, (3.2) Example I].](/cms/asset/44d0822c-d2b6-4c1b-9048-5379fa63e496/uexm_a_2113576_f0005_c.jpg)
Fig. 6 Configuration of 12 smooth rational curves on the Enriques surface [Citation12, (3.2) Example II].
![Fig. 6 Configuration of 12 smooth rational curves on the Enriques surface [Citation12, (3.2) Example II].](/cms/asset/a826a443-050d-45c2-b935-be0755053660/uexm_a_2113576_f0006_b.jpg)
Fig. 7 Dual graph of the rational curves in the Enriques surface of type III in [Citation7]. Every vertex in
is connected to every vertex in
via the blue edges.
![Fig. 7 Dual graph of the rational curves R1,…,R20 in the Enriques surface of type III in [Citation7]. Every vertex in {R15,R16,R19,R20} is connected to every vertex in via the blue edges.](/cms/asset/7cbc42d7-285e-40fa-ba3a-666476c4b5fd/uexm_a_2113576_f0007_c.jpg)
Fig. 8 Dual graph of the rational curves in the Enriques surface of type IV in [Citation7].
![Fig. 8 Dual graph of the rational curves R1,…,R20 in the Enriques surface of type IV in [Citation7].](/cms/asset/fd4e32e3-f9c9-4be6-a3ab-2026c013306d/uexm_a_2113576_f0008_c.jpg)
Fig. 9 Dual graph of the rational curves in the Enriques surface of type V in [Citation7].
![Fig. 9 Dual graph of the rational curves R1,…,R20 in the Enriques surface of type V in [Citation7].](/cms/asset/fafd881b-68c3-478b-8472-6b10510ddc9e/uexm_a_2113576_f0009_c.jpg)
Fig. 10 Dual graph of the rational curves in the Enriques surface of type VI in [Citation7].
![Fig. 10 Dual graph of the rational curves R1,…,R20 in the Enriques surface of type VI in [Citation7].](/cms/asset/c0b67011-29e3-42b6-a22c-3dce118be997/uexm_a_2113576_f0010_c.jpg)
Acknowledgments
We would like to thank Simon Brandhorst, Igor Dolgachev, Dino Festi, Shigeyuki Kondō, Gebhard Martin, Margarida Mendes Lopes, Giacomo Mezzedimi, Rita Pardini, Ichiro Shimada, Paolo Stellari, Davide Cesare Veniani, and Xiaolei Zhao for helpful conversations. We also thank the anonymous referee for the valuable comments and suggestions. The first author is a member of GNSAGA of INdAM.
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References
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