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Original Articles

EFFECTIVE, RELIABLE, AND CREDIBLE:

China's Nuclear Modernization

Pages 275-301 | Published online: 16 May 2007
 

Abstract

Chinese nuclear doctrine is guided by the no-first-use (NFU) principle and strives to maintain an effective reliable and deterrent. For Beijing, the concept of deterrence has more of a qualitative rather than quantitative connotation. Labels such as minimum or limited deterrence do not capture the essence of Chinese doctrine, which is not defined by any numerical threshold, but by the level of sufficiency that guarantees a survivable, credible, and effective counter-deterrence and second-strike capabilities. Accordingly, China continues to regard nuclear weapons as largely political and psychological instruments, rather than for actual war fighting. The foundation of Chinese nuclear doctrine is increasingly being challenged, however, by growing U.S. nuclear primacy, the U.S. commanding lead in conventional weapons, especially precision-guided munitions, and the deployment of ballistic missile defenses. These developments threaten China's limited nuclear deterrence capabilities and raise questions about the viability of the NFU principle. How Beijing responds to such challenges will determine the future of its nuclear force modernization, the role of its nuclear weapons, and the prospects for nuclear disarmament.

Acknowledgements

The author would like to thank Bonnie Glaser for her helpful comments on an earlier draft of the article and Liu Fei for his research assistance.

Notes

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42. China's National Defense in 2006.

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53. “Experts on Chinese Nuclear Policy in the New Era,” Liaowang Dongfang Zhoukan (Outlook Weekly), August 8, 2005; see also, “Shijie heanquan yu zhongguo de hezhanlue” (World Nuclear Security and China's Nuclear Strategy), Zhongguo Pinglun (China Review), No. 11 (2005). The no-first-use position was reaffirmed by the Chinese delegation at a Track 1 and ½ conference on U.S.-China strategic nuclear dynamics held in Beijing in June 2006.

54. Wu Tianfu, ed., Guoji Hezhanlue Xichao (Schools of Nuclear Strategic Thinking in the World) (Beijing: Junshi Yiwen Chubanshe, 1999), p. 207, cited in Yao, “Chinese Nuclear Policy.”

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56. Author interview with Li Bin, Tsinghua University, July 2006.

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63. James Mulvenon, “Chinese and Mutual Assured Destruction: Is China Getting MAD?” in Henry D. Sokolski, ed., Getting MAD: Nuclear Mutual Assured Destruction, Its Origins and Practice (Carlisle, PA: Strategic Studies Institute, U.S. Army War College, 2004), pp. 239–259, <www.strategicstudiesinstitute.army.mil/pdffiles/PUB585.pdf>. See also, Stephen Polk, “China's Nuclear Command and Control,” in Lyle J. Goldstein, with Andrew S. Erickson, eds., China's Nuclear Force Modernization. Naval War College Newport Papers 22 (Newport, Rhode Island: Naval War College, 2005), pp. 7–21.

64. Bruce G. Blair and Chen Yali, “The Fallacy of Nuclear Primacy,” China Security 4 (Autumn 2006), pp. 51–77, <www.wsichina.org/cs4_4.pdf>.

65. On this point, see Medeiros, “Evolving Nuclear Doctrine.”

66. Portions of this section draw on and update Phillip C. Saunders and Jing-dong Yuan, “Strategic Force Modernization,” in Bolt and Willner, China's Nuclear Future, pp. 79–118.

67. Li Fumin and Li Dunsong, “A Brief Account of the Growth and Development of Our Country's Strategic Missile Troops,” Junshi Shilin [Military History], No. 5 (1988), p. 51, cited in Mulvenon, “Is China Getting MAD?” p. 249.

68. Lt. Gen. Li Jijun, Traditional Military Thinking and the Defensive Strategy of China, Letort Paper No. 1 (Carlisle, PA: U.S. Army War College, August 29, 1997), p. 7.

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70. U.S. Department of Defense (DOD), Annual Report on the Military Power of the People's Republic of China, July 28, 2003, <www.defenselink.mil/pubs/20030730chinaex.pdf>.

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72. “Summary of Key Findings,” Conference on U.S.-China Strategic Nuclear Dynamics, Beijing, June 20–21, 2006, <www.csis.org/media/csis/events/060620_china_nuclear_report.pdf>.

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75. Evidence about whether China currently possesses tactical nuclear weapons is ambiguous. For a detailed assessment of various open source estimates, see Charles D. Ferguson, Evan S. Medeiros, and Phillip C. Saunders, “Chinese Tactical Nuclear Weapons,” in Brian Alexander and Alistair Millar, eds., Tactical Nuclear Weapons: Emergent Threats in an Evolving Security Environment (London: Brassey's, 2003), pp. 110–128; Kenneth W. Allen, “China's Perspective on Non-Strategic Nuclear Weapons and Arms Control,” in Jeffrey A. Larsen and Kurt J. Klingenberger, eds., Controlling Non-Strategic Nuclear Weapons: Obstacles and Opportunities (Colorado Spring, CO: U.S. Air Force Academy, 2001), pp. 159–93.

76. Norris and Kristensen, “Chinese Nuclear Forces, 2006.”

77. Kristensen et al., Chinese Nuclear Forces and U.S. Nuclear War Planning, Chapter 2.

78. Robert S. Norris and William Arkin, “NRDC Nuclear Notebook: Chinese Nuclear Forces, 2001,” Bulletin of the Atomic Scientists 57 (2001), pp. 71–72; Howard Diamond, “Chinese Strategic Plans Move Forward With Missile Test,” Arms Control Today 29 (July/August 1999), p. 27; Global Security.org, “DF-31,” <www.globalsecurity.org/wmd/world/china/df-31.htm>.

79. DOD, Annual Report on the Military Power of the People's Republic of China (2002), p. 27.

80. Kristensen et al., Chinese Nuclear Forces, pp. 73–74.

81. Kristensen et al., Chinese Nuclear Forces, pp. 75–76.

82. GlobalSecurity.org, “Type 92 Xia,” <www.globalsecurity.org/wmd/world/china/type_92.htm>; Yihong Zhang, “China's Rising Forces,” Jane's International Defense Review (August 2002), p. 37; Kristensen et al., Chinese Nuclear Forces, pp. 77–85.

83. The 2003 DOD report on PRC military power notes that “China is expected to deploy the JL-1 medium-range SLBM aboard the Xia SSBN in 2003,” suggesting that the Xia's Julang-1 missiles were removed during the overhaul process and had not been reinstalled on the SSBN as of July 2003. Annual Report on the Military Power of the People's Republic of China (2003), p. 31. Some reports have speculated that the overhaul might permit the Xia to carry the Julang-2 missile when it is eventually deployed. David Miller, Submarines of the World (St. Paul, MN: MBI, 2002), p. 407.

84. John Wilson Lewis and Xue Litai, China's Strategic Seapower: The Politics of Force Modernization in the Nuclear Age (Stanford: Stanford University Press, 1994), pp. 115–22; Jane's Fighting Ships 1993–94 (New York: McGraw Hill, 1993), p. 110.

85. GlobalSecurity.org, “Type 94,” <www.globalsecurity.org/wmd/world/china/type_94.htm>; Christopher McConnaughy, “China's Undersea Nuclear Deterrence: Will the U.S. Navy Be Ready?” in Lyle J. Goldstein, with Andrew S. Erickson, ed., China's Nuclear Force Modernization, Naval War College Newport Papers 22, pp. 23–47.

86. Some reports claims that the JL-2 is capable of carrying up to six warheads in a multiple reentry vehicle mode[0], which could increase China's overall SLBM capability to as many as 576 warheads if six Type 094 SSBNs are deployed. The primary source for these reports is Tung Yi, “Range of Nuclear Warheads Can Cover Europe and America,” Sing Tao Jih Pao (Hong Kong), January 1, 2001, FBIS-CPP20010106000009. However, this report also claims that China already has five Type 092 Xia SSBNs deployed, which greatly weakens its credibility. Due to restrictions on thrust and payload, the JL-2 is unlikely to carry multiple warheads.

87. China's recent purchase of eight additional Russian Kilo-class submarines suggests that other Chinese submarine programs, such as efforts to develop the indigenous Song-class diesel attack submarine, are also encountering serious technical problems. Charles Hutzler, “Deal Shows Weakness of China's Arms Industry—Buying 8 Russian Subs, Beijing Tries to Redress Some of Sector's Failures,” Wall Street Journal, June 28, 2002, p. A11.

88. Kristensen et al., Chinese Nuclear Forces, pp. 93–97.

89. See Kenneth W. Allen, Glenn Krumel, and Jonathan D. Pollack, China's Air Force Enters the Twenty-First Century (Santa Monica: RAND, 1995); John Wilson Lewis and Xue Litai, “China's Search for a Modern Air Force,” International Security 24 (Summer 1999), pp. 64–94; Lewis and Xue, Imagined Enemies, Chapter 7.

90. 0. Information Office of the State Council of the People's Republic of China, China's National Defense in 2002, December 2002, <www.nti.org/db/china/engdocs/whpandef_2002.htm>. This omission may indicate that the air force no longer has a nuclear role, or it may reflect China's unwillingness to acknowledge the possession of tactical nuclear weapons.

91. Lin, China's Nuclear Weapons Strategy; Lewis and Hua, “China's Ballistic Missile Programs,” pp. 24–25; Li Bin, “The Effects of NMD on Chinese Strategy,” Jane's Intelligence Review 13 (March 2001), pp. 49–52.

92. Maj. Gen. Yang Huan, “China's Strategic Nuclear Weapons,” in Michael Pillsbury, ed., Chinese Views of Future Warfare (Washington: National Defense University Press, 1997), pp. 131–135.

93. Polk, “China's Nuclear Command and Control”; Lewis and Xue, Imagined Enemies, Chapter 5.

94. 4. Gill, Mulvenon, and Stokes, “The Chinese Second Artillerty Corps”, pp. 510–586; Goldstein, Deterrence and Security in the 21 st Century, pp. 239–247.

95. Wang Yongxiao and Tao Shelan, “China's Strategic Missile Force Achieves Leaps and Bounds in Enhancing Its Missile Assault Capability under Complex Conditions,” Zhongguo Xinwen She (China News Agency), CPP20061212004004, December 12, 2006.

96. Lieber and Press, “U.S. Nuclear Primacy.”

97. Saunders and Yuan, “Strategic Force Modernization.”

98. Brad Roberts, “China-U.S. Nuclear Relations: What Relationship Best Serves U.S. Interests?” Institute for Defense Analyses and Defense Threat Reduction Agency, August 2001; “Opening the Debate on U.S.-China Nuclear Relations,” special issue, China Security 1 (Autumn 2005); Michael May, “The U.S.-China Strategic Relationship,” Strategic Insights 4 (September 2005), <www.ccc.nps.navy.mil/si/2005/Sep/maySep05.asp > ; Jing-dong Yuan, “Nuclear Threat Reduction and the Dynamics of Sino-U.S. Relations,” Journal of East Asian Affairs 20 (Spring/Summer 2006), pp. 77–116.

99. Wang Zhongchun, “Nuclear Challenges and China's Choices,” China Security 5 (Winter 2007), pp. 52–65, <www.wsichina.org/cs5_4.pdf>.

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