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Technical Papers

Classification and comparison of municipal solid waste based on thermochemical characteristics

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Pages 597-616 | Received 15 Sep 2013, Accepted 04 Dec 2013, Published online: 25 Apr 2014

Abstract

Municipal solid waste (MSW) has been normally sorted into six categories, namely, food residue, wood waste, paper, textiles, plastics, and rubber. In each category, materials could be classified further into subgroups. Based on proximate and ultimate analysis and heating value, statistical methods such as analysis of variance (ANOVA) and cluster analysis were applied to analyze the characteristics of MSW in every subgroup and to try to distinguish their relative properties. The chemical characteristics analysis of MSW showed that polyethylene (PE), polypropylene (PP), and polystyrene (PS) had the highest volatile matter content, with almost no ash and fixed carbon, while polyethylene terephthalate (PET) had high carbon content but low hydrogen content. Bones and vegetables had the highest ash content, while nutshells and rubber had the highest fixed carbon content. Paper and starch food had the highest oxygen content, and wool and bones had the highest nitrogen and sulfur content. Polyvinyl chloride (PVC) had the highest chlorine content at about 55%. PE, PP, and PS had the highest heating value, followed by chemical products such as rubber and chemical fiber. Conversely, paper, vegetables and bones had the lowest heating value. The results of cluster analysis of MSW components showed that fruit peel, weeds, wood, bamboo, leaves and nutshells could be classified as the lignocellulose category; starch food, cotton, toilet paper, printing paper and cardboard could be classified as the glucose monomer category; wood and chemical fiber could be classified as the high nitrogen and sulfur category; and PE, PP, and PS could be cluster as the polyolefin category.

Implications: 

The yield of municipal solid waste (MSW) is constantly increasing and waste to energy (WTE) has been used extensively all over the world. During the processes of incineration, pyrolysis, or gasification, the impact of physical and chemical properties of MSW is of great significance. However, the traditional classification of MSW is too general to provide more detailed information in many investigations. It is necessary to perform the investigation of characteristics of combustible MSW to distinguish different categories of MSW and find out their subclassification.

This article is part of the following collections:
Arthur C. Stern Award for Distinguished Paper

Introduction

Municipal solid waste (MSW) generated in China has grown from 108.25 million tons in 1996 to 163.95 million tons in 2011 (National Bureau of Statistics of China [NBSC], 2012). Severe environmental problems will occur if the MSW cannot be disposed of properly (Tai et al., Citation2011). The traditional landfill method is facing a land shortage crisis (Dong et al., Citation2003), and waste to energy (WTE) methods such as incineration, pyrolysis, and gasification are drawing increasingly global concern (Liu and Liu, Citation2005).

Traditionally, MSW combustible fractions are divided to food residue, wood waste, paper, textiles, plastics, and rubber, six groups (MHUDC, 2009). shows the mean physical compositions of MSW in Chinese cities. The average physical combustible and noncombustible fractions of the MSW were 81.64% and 18.36%, respectively. In combustible MSW, the contents of food residue, plastics, paper, textiles, wood waste, and rubber, in decreasing order, were 55.86%, 11.15%, 8.52%, 3.16%, 2.94%, and 0.84%.

Figure 1. The mean physical compositions of MSW in China.

Figure 1. The mean physical compositions of MSW in China.

However, the classification of MSW is too general to provide more detailed information in many investigations. Many research studies were carried out using samples called food residue or plastics (Guo et al., Citation2001; Watanabe et al., Citation2004; Luo et al., Citation2010), while the groups themselves are very complex and may include subgroups of totally different properties. Plastics, for example, include polyethylene (PE), polystyrene (PS), and polyvinyl chloride (PVC), whose characteristics are completely different. Therefore, it is necessary to perform an investigation on characteristics of combustible MSW to distinguish different categories of MSW and find out their subclassification.

The proximate and ultimate analysis and heating value of MSW are fundamental parameters for incineration, pyrolysis, and gasification (Riber et al., Citation2009). This paper focuses on these thermochemical properties of the specific components of MSW. Analysis of variance (ANOVA) was adapted to analyze whether significant difference existed in MSW groups. Cluster analysis was carried out to classify MSW specific components. Therefore, some representatives can be selected during the experimental research of MSW.

Data and Discussion

Characterization and classification of specific components

Food residue

Food residue prevails in MSW categories, and is normally divided to five5 subgroups, namely, vegetables, fruit peel, bones, starch food, and nutshells. The proximate and ultimate analysis and heating value results of food residue are shown in . To eliminate the impact of moisture and ash, the ultimate analysis results were unified into dry ash free basis. Proximate analysis and higher heating value (HHV) were expressed on a dry weight basis.

Table 1. Chemical characteristics of food residue

The proximate and ultimate analysis results of food residue varieties are plotted in . Starch food, nutshells, and fruit peel had similar proximate analysis characteristics. The proximate analysis of vegetables and bones showed significant difference from other food residue subgroups. Bones had the highest ash content, followed by vegetables. Starch food had the highest volatile matter, followed by fruit peel. Based on elemental compositions, vegetables, fruit peel, starch food, and nutshells were close to each other, while bones had high C + H content, low O content, and high N + S + Cl content.

Figure 2. Chemical compositions of food residue specific components: (a) proximate analysis; (b) ultimate analysis.

Figure 2. Chemical compositions of food residue specific components: (a) proximate analysis; (b) ultimate analysis.

The data in are nearly normally distributed. Therefore, ANOVA was applied to investigate statistical significance of grouping the food residue, as shown in . The statistical significance level α was set as 0.05, which is commonly used in statistical analysis. Therefore, when the significance P was larger than α, there was no significant difference in food residue subgroups; when significance P was smaller than α, a significant difference existed among food residue subgroups (Agresti and Franklin, Citation2013). As shown in , there were significant differences in food residue subgroups for all variables.

Table 2. ANOVA of thermochemical properties in food residue subgroups

Table 3. Chemical characteristics of wood waste subgroups and varieties.

Cluster analysis was applied to classify the food residue subgroups. The variables included ash content (A), volatile content (V), fixed carbon content (FC), C, H, O, N, S, and HHV. All the variables were standardized to a value between 0 and 1. The linkage between groups method was employed as the cluster method. Calculation of distance between any two objects was based on the Euclidean distance (Janowitz, Citation2010). The critical clustering coefficient was set as 1.5, which was suitable for MSW subgroups clustering after many tests. Therefore, the cluster happened with and only with a clustering coefficient less than 1.5. All statistical analyses were performed by SPSS software. The results showed that food residue could be classified into two characteristic groups: (i) vegetables, fruit peel, starch food, and nutshells, and (ii) bones.

Wood waste

Wood waste in MSW can be divided into four subgroups: wood, bamboo, leaves, and weeds. The proximate and ultimate analysis and heating value results of wood waste are shown in .

The proximate and ultimate analysis results of wood waste are plotted in . Weeds and leaves had lower volatile matter and higher ash than wood and bamboo. The N + S + Cl content of wood waste varied from 0% to 5%. Significant difference in elemental composition was not observed for these subgroups. The HHV also showed little difference.

Figure 3. Chemical composition of wood waste specific components: (a) proximate analysis; (b) ultimate analysis.

Figure 3. Chemical composition of wood waste specific components: (a) proximate analysis; (b) ultimate analysis.

The ANOVAs of proximate and ultimate analysis and HHV among wood waste subgroups are shown in . Under the 0.05 significance level, A, V, and N + S + Cl showed significant differences, and the most significant was for ash content. Cluster analysis indicated that each subgroup was a class and cannot cluster with others with a clustering coefficient less than 1.5.

Table 4. ANOVA of thermochemical properties in wood waste subgroups

Paper

The paper in MSW can be divided into three subgroups, namely, printing paper (including newspapers, books, and magazines), cardboard, and toilet paper. The proximate and ultimate analysis and heating value results of paper are shown in .

Table 5. Chemical characteristics of paper subgroups and varieties

The proximate and ultimate analysis results of paper are plotted in . Toilet paper had the highest V and the lowest A, while the proximate analysis of printing paper and cardboard showed no significant difference, as shown in . The values of N + S + Cl content of paper samples were all less than 0.25%. Compared with cardboard, toilet paper had higher O and lower C + H, and the elemental composition of printing paper was in between. As shown in , the HHV decreasing order was toilet paper > cardboard > printing paper.

Figure 4. Chemical composition of paper specific components: (a) proximate analysis; (b) ultimate analysis.

Figure 4. Chemical composition of paper specific components: (a) proximate analysis; (b) ultimate analysis.

The ANOVAs of proximate and ultimate analysis and HHV among paper subgroups are shown in . Under the 0.05 significance level, C + H and O showed significant difference, and other variables showed no significance. Cluster analysis indicated that paper could be classified to two clusters: (i) printing paper and cardboard, and (ii) toilet paper.

Table 6. ANOVA of thermochemical properties in paper subgroups

Textiles

The textiles in MSW can be divided into three subgroups, namely, cotton, chemical fibers, and wool. The proximate and ultimate analysis and heating value results of textiles are shown in .

Table 7. Chemical characteristics of textiles subgroups and varieties

The proximate analyses of different textiles samples were scattered, as shown in . Cotton had low A and various V and FC. The ash content of chemical fibers varied greatly. As shown in , the elemental composition of chemical fibers also showed great variance. The N content of acrylic fibers was as high as 20%, due to the monomer contained CN function group. The elemental composition of cotton was similar, and the N + S + Cl content was very low. The elemental composition of two wool samples varied greatly. As shown in , the HHV decreasing order was chemical fibers > wool > cotton.

Figure 5. Chemical composition of textiles specific components: (a) proximate analysis; (b) ultimate analysis.

Figure 5. Chemical composition of textiles specific components: (a) proximate analysis; (b) ultimate analysis.

The ANOVA of proximate and ultimate analysis and HHV among textiles subgroups are shown in . Under the 0.05 significance level, C + H, O and HHV showed significant difference, and other variables showed no significance. Cluster analysis indicated that each subgroup was a class and cannot cluster with others with a clustering coefficient less than 1.5.

Table 8. ANOVA of thermochemical properties in textiles subgroups

Plastics

Unlike other MSW components, the plastic varieties tend to be pure. Five kinds of commonly used plastics include PE (including high-density polyethylene and low-density polyethylene), PP (polypropylene), PS, PVC, and PET (polyethylene terephthalate). The proximate and ultimate analysis and heating value results of plastics are shown in .

Table 9. Chemical characteristics of plastics subgroups and varieties

The proximate and ultimate analysis results of plastics are plotted in . The proximate analysis values of PE, PP, and PS were close to each other, with V nearly 100%. The proximate analysis of PVC varied greatly. Some PVC samples had little ash and some samples had an ash content as high as 15%. PET had more than 90% V and less than 10% FC. The C + H content of PE, PP, and PS was nearly 100%, and O, N, S, and Cl contents were almost zero, as shown in . The Cl content of PVC was between 50% and 60%, and the O content of PET was about 33%. The HHV in decreasing order was PP, PE, PS, PET, and PVC, and the HHV of PVC and PET was about half of that of PE, PP, and PS.

Figure 6. Chemical composition of plastics specific components: (a) proximate analysis; (b) ultimate analysis.

Figure 6. Chemical composition of plastics specific components: (a) proximate analysis; (b) ultimate analysis.

The ANOVA of proximate and ultimate analysis and HHV among plastics subgroups are shown in . Under the 0.05 significance level, all the variables except ash content showed significant difference. Cluster analysis indicated that plastics could be classified to three clusters: (i) PE, PP, PS, (ii) PVC, and (iii) PET.

Table 10. ANOVA of thermochemical properties in plastics subgroups

Rubber

Since rubber in MSW was mainly derived from waste tires, it was not subdivided for this paper. The proximate and ultimate analysis and heating value results of rubber are shown in .

Table 11. Chemical characteristics of rubber varieties

As shown in , the mean C content of rubber was 85.01%. The reason was that in addition to the high C content of the rubber polymer monomer, carbon black was usually added to tires to enhance wear resistance. Rubber had high H content, low O content, and high S and Cl content. Meanwhile, the HHV of rubber was as high as 31,989 kJ/kg. The proximate and ultimate analysis of different rubber samples varied significantly, as shown in .

Figure 7. Chemical composition of rubber specific components (a) proximate analysis; (b) ultimate analysis.

Figure 7. Chemical composition of rubber specific components (a) proximate analysis; (b) ultimate analysis.

Comparison and classification of MSW specific components

Comparison of MSW specific components

From 2.1.1 to 2.1.6, the proximate and ultimate analysis and HHV of MSW specific components were compared, as shown in . Bones and vegetables had the highest A, while PE, PP, PS, PET, and toilet paper had the highest V and the lowest A and FC. The FC of nutshells and rubber was the highest. PE, PP, PS, and rubber had the highest C and H, while the C and H of PVC were relatively low, due to high Cl. PET had high C but low H. Paper and starch food had the highest O, while PE, PP, and PS had no O and N. Wool was a keratin, a fibrous insoluble animal protein (Pine et al., Citation1981), and bone contained protein, so they had high N and S. Chemical fiber had the highest N, because of acrylic fiber. The HHVs of PE, PP, and PS were the highest and artificial polymers such as rubber and chemical fiber also had high HHVs, while HHV values of paper, vegetables, and bones were the lowest.

Table 12. The comparison of the characteristics of MSW specific components

Classification of MSW specific components

Cluster analysis was applied to classify MSW specific components. The variables included A, V, FC, C, H, O, N, S, and HHV, as shown in . Fruit peel, weeds, wood, bamboo, leaves, and nutshells could be clustered, as shown in Area A. The components of this cluster were composed of pectin, hemicellulose, cellulose, and lignin, with high FC and medium other indicators. Area B included starch food, cotton, toilet paper, printing paper, and cardboard. It seemed that their components were unrelated. However, the main ingredient of paper was cellulose (Wu et al., Citation2003), and cotton also contained 95% cellulose (Abidi et al., Citation2010), which had the same glucose monomer as starch food (Pine et al., Citation1981). Wool and chemical fiber were clustered as shown in Area C, which had low H and O, and high N, S, and HHV. PE, PP, and PS had the most similarity, as shown in Area D. The properties of this cluster were high V (nearly 100%), C, H, and HHV, and low O, N, A, and FC. Vegetables, PET, PVC, bones, and rubber had more complex composition, and thus they could not be classified into the four categories just described.

Figure 8. The cluster analysis of MSW specific components based on proximate and ultimate analysis and HHV.

Figure 8. The cluster analysis of MSW specific components based on proximate and ultimate analysis and HHV.

Conclusion

The proximate and ultimate analysis and heating value of MSW specific components were analyzed and statistical methods such as ANOVA and cluster analysis were applied. Bones and vegetables had the highest ash content, and nutshells and rubber had the highest fixed carbon content. The carbon and hydrogen content of PVC was low and the chlorine content was very high, accordingly. PET had high carbon content and low hydrogen content. Paper and starch food had the highest oxygen content, and wool and bones had the highest nitrogen and sulfur content. The sulfur and chlorine content of rubber was relatively high. PE, PP, and PS had the highest heating value, and the heating values of chemical products such as rubber and chemical fiber were also very high. Conversely, paper, vegetables, and bones had the lowest heating value. The cluster analysis of MSW components was applied based on proximate and ultimate analysis and heating value results. The results showed that fruit peel, weeds, wood, bamboo, leaves, and nutshells could be classified as a category; starch food, cotton, toilet paper, printing paper, and cardboard could be classified as a category; wood and chemical fiber could be classified as a category; and PE, PP, and PS could be clustered as a category.

Funding

Financial support from the National Basic Research Program of China (973 Program, no. 2011CB201502) and National Natural Science Foundation of China (no. 21376134) is gratefully acknowledged.

Additional information

Notes on contributors

Hui Zhou

Yanguo Zhang is a professor, Qinghai Li is an associate professor, and Hui Zhou, Aihong Meng, and Yanqiu Long are Ph.D. candidates at the Key Laboratory for Thermal Science and Power Engineering of Ministry of Education, Department of Thermal Engineering, Tsinghua University, Beijing, China.

Aihong Meng

Yanguo Zhang is a professor, Qinghai Li is an associate professor, and Hui Zhou, Aihong Meng, and Yanqiu Long are Ph.D. candidates at the Key Laboratory for Thermal Science and Power Engineering of Ministry of Education, Department of Thermal Engineering, Tsinghua University, Beijing, China.

Yanqiu Long

Yanguo Zhang is a professor, Qinghai Li is an associate professor, and Hui Zhou, Aihong Meng, and Yanqiu Long are Ph.D. candidates at the Key Laboratory for Thermal Science and Power Engineering of Ministry of Education, Department of Thermal Engineering, Tsinghua University, Beijing, China.

Qinghai Li

Yanguo Zhang is a professor, Qinghai Li is an associate professor, and Hui Zhou, Aihong Meng, and Yanqiu Long are Ph.D. candidates at the Key Laboratory for Thermal Science and Power Engineering of Ministry of Education, Department of Thermal Engineering, Tsinghua University, Beijing, China.

Yanguo Zhang

Yanguo Zhang is a professor, Qinghai Li is an associate professor, and Hui Zhou, Aihong Meng, and Yanqiu Long are Ph.D. candidates at the Key Laboratory for Thermal Science and Power Engineering of Ministry of Education, Department of Thermal Engineering, Tsinghua University, Beijing, China.

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