Abstract
A method for transforming continuous monitoring (CM) fine particulate matter (aerodynamic diameter <2.5 μm; PM2.5) data (i.e., by tapered element oscillating microbalance [TEOM]) obtained from the Canadian National Air Pollution Surveillance (NAPS) program to meet the data quality objective (DQO) of R2 > 0.8 against the co-located federal reference method (i.e., dichotomous air sampler) is described. By using a two-step linear regression to account for the effect of the ambient temperature, 16 out of the 23 examined sites met the common model adequacy threshold of R2 > 0.8. After the transformation, 20 out of the 23 examined sites met the DQO of R2 > 0.7, as recommended by the U.S. Environmental Protection Agency (EPA). A combined two-step statistical approach was also examined and revealed similar results. The methods described herein show that the CM data can be successfully transformed to meet DQOs for representative sites across Canada using year-round (both summer and winter) data.
Implications:
This study provides a transformation approach to correct ambient TEOM data against the federal reference method without dividing the ambient data according to warm and cold seasons. This transformation approach will significantly improve the correlation coefficient between TEOM and dichotomous air sampler data. It is possible that TEOM data at many Canadian locations can be transformed to meet the EPA data quality objective, thus making this transformation approach useful for comparisons of ambient PM data across jurisdictions.
Introduction
The tapered element oscillating microbalance (TEOM) provides hourly ambient particulate matter data (Patashnick and Rupprecht, Citation1991) and is widely used across Canada as the result of the establishment of the Canada-wide Standards (CWS) for Particulate Matter (PM) and Ozone. The CWS for PM and Ozone agreement was signed in June 2000 and committed the provincial and territorial governments, except Quebec, to achieve the PM2.5 (aerodynamic diameter <2.5 μm) and ozone standards of 30 μg/m3 over 24 hr and 65 ppb over a daily 8-hr maximum, respectively, by 2010 (Canada-wide Standards Development Committee for Particulate Matter [PM] and Ozone, Citation1999). To achieve this reporting protocol, jurisdictions are required to report the annual 98th percentile PM2.5 daily levels averaged over 3 yr.
In the United States, the U.S. Environmental Protection Agency (EPA) allows the use of non–federal reference method instruments, such as the TEOM, for reporting the air quality index (AQI) as long as a linear relationship between the two methods is established by linear regression with a statistically significant correlation coefficient (Eberly et al., Citation2002). In this type of regression (single variable), the coefficient of determination (R2) is measured as the square of the correlation coefficient (R) between the continuous PM monitor and the federal reference method and forms the foundation for developing the data quality objective (DQO) for the continuous PM monitor. The EPA has deemed an acceptable R2 value to equal 0.70 (correlation [R] of 0.84) (Eberly et al., Citation2002). However, a common model adequacy threshold has been recommended to be R2 > 0.80 (Eberly et al., Citation2002).
Previous studies have compared TEOM results with the manual, 24-hr, filter-based reference methods that use gravimetric analysis, such as the dichotomous (dichot) samplers (Chung et al., Citation2001; Schwab et al., Citation2006; Meyer et al., Citation2000; Vega et al., Citation2003). The results showed discrepancies between the measurements obtained by the TEOM and dichot samplers, especially during the winter months (Allen et al., Citation1997; Ayers et al., Citation1999). Since the dichot operates at ambient temperatures, warmer summer months compare better with the TEOM (operating at 30 or 40 °C) than during the winter months (Hauck et al., Citation2004). These discrepancies have been attributed to artefacts related to semivolatile materials (SVMs), such as the loss of semivolatile organic compounds (SVOCs), particle-bound water, and ammonium nitrate (Eatough et al., Citation2003; Tanner and Parkhurst, Citation2000; Rees et al., Citation2004).
Several studies have examined the use of a correction model to adjust the TEOM measurements to meet the DQO set out by regulatory agencies (Rizzo et al., Citation2003; Kashuba and Scheff, Citation2008). This is of particular interest for jurisdictions in a northern climate, since colder winter months bring the highest discrepancies between the TEOM and dichot. Other studies have examined the correlation between the TEOM and other federal equivalent method (FEM) instruments, such as the SHARP 5030, in order to determine the differences and similarities between the two systems (Sofowote et al., Citation2014). In the Sofowote et al. study, the transformed TEOM data were then compared with the federal reference method and showed improvement during the fall and winter months.
In Canada, a report prepared by George Allen (Allen Report) was published for the National Air Pollution Surveillance (NAPS) program run by Environment Canada in 2010 evaluating transformation methods to adjust historical TEOM data in the NAPS network to meet a R2 > 0.80 DQO (Allen, Citation2010). Data were obtained from 23 sites across Canada with at least 100 days of collocated NAPS Canadian federal reference method (FRM) and TEOM data. The data were then split into warmer (>10 °C) and colder (<10 °C) seasons and assessed separately. The results confirmed the increased discrepancies due to the cold weather; thus, separating data sets into warmer and colder seasons improved the correlation coefficient. However, the studies showed no meaningful correlation between TEOM PM loss with ambient temperature, nor was any additional improvement seen with the use of more complex temperature-based approaches (Allen, Citation2010). The Allen Report also tested the use of three regional pooled regressions to generate regional transformation factors. The resulting correlations were reasonable for Quebec-Ontario (R2 = 0.84) and British Columbia (R2 = 0.82), but only marginally useful for The Prairies (R2 = 0.68).
In this study, a two-step transformation approach is used to improve the correlation (R2) between TEOM and FRM (dichotomous) measurements without subdividing the data set into “warmer” and “colder” seasons. First, the temperature influence was determined and the TEOM data were transformed to remove the temperature effects. Then, the transformed TEOM data were correlated with FRM measurements to generate the second transformation factor for each individual site. The results show that by using this two-step approach, it is possible to transform the TEOM measurements with improved R2 such that the data meet the DQOs. The advantage for developing transformation methodology for PM2.5 data is to provide a way to compare data from various continuous and filter-based air monitors, particularly when analyzing PM2.5 data across different jurisdictions and seasons.
Methodology
Data
Daily FRM and TEOM PM2.5 data sets used by the Allen Report were obtained from the NAPS Web site. The data sets also have the associated daily maximum and minimum temperatures. shows the locations and the number of records available for this study as well as the summary statistics of the data. Data from selected locations had minor revisions after the Allen Report was published. The impact of those minor revisions will be discussed in Results and Discussions. The data were first screened for outliers using the following steps:
Data points with missing values for either TEOM or FRM measurements were removed from the data set.
All data points with TEOM measurements more than 2 times greater than the FRM measurements were deleted from the data set.
A simple linear regression line was fitted to the FRM measurements as functions of the TEOM measurements, and all data points with regression errors greater than 3 times the standard error of the simple linear regression line were deleted.
Further information on the TEOM operating temperature by site is available in Supplementary Material, Table S1.
Data analysis
Two-step linear regression
The two-step derivation process assumes that the discrepancies between TEOM and FRM measurements are due to (1) random instrument- and/or measurement error–induced discrepancy, and (2) temperature-induced discrepancy. The random instrument discrepancy is caused by factors such as system setup, sampling procedures, equipment malfunctions, and operational error. The differences between the TEOM and FRM measurements, both taken at the operational temperature of the TEOM, are examples of system discrepancy, since the temperature-induced discrepancies are not expected in such circumstances. The concept of temperature-induced discrepancy, especially in the winter months, is based on the following assumptions:
The discrepancy is due to the evaporation of semi volatiles (“evaporable” mass) at the TEOM operating temperature (30 or 40 °C).
The “evaporable” semivolatiles are condensed onto the particulate matter at low ambient temperatures (e.g., cold season).
The amount of “evaporable” mass is proportional to the PM mass as measured by the TEOM.
The portion of “evaporable” mass is unique for each individual site, and to a lesser degree, warm and cold seasons.
Based on the temperature-induced discrepancy assumptions, the relationship between TEOM and FRM measurements can be expressed as the following:
Equation 1 can be rewritten as
The goal of this process is to find a way to transform the CM into a new value (CM’) that meets the DQO objective by removing the temperature effect. Thus, the CM’ is obtained via eq 2ʹ by multiplying each CM value by the term () obtained from the above.
A linear regression equation of the resulting CM’ on the original FRM results ( eq 2) is then fitted to evaluate the new R2 against the DQO.
From eq 3, m is the slope of the new regression equation, which is expected to be much closer to 1, and b is the intercept, which is expected to approach 0 (see to 10).
The two-step approach is expected to improve the correlation between FRM and transformed CM by taking into consideration the temperature influence and the local “evaporable” mass contributing factor.
Combined two-step linear statistical approach
The second approach involves fitting a linear regression of FRM on the CM, daily maximum temperature (T), and the interaction of daily maximum temperature and CM:
Results and Discussion
Comparison with the results of the Allen Report
A simple linear regression analysis was performed for all the sites using the whole NAPS data set, with outliers removed as described previously, to verify the results of the Allen Report and to show that any gain in correlation resulting from this study are not data driven. summarizes the results of the regression of FRM on CM. The intercept, slope, and R2 values are shown, along with the R2 values previously reported by the Allen Report. In general, the correlations (R2) are similar; however, there are some minor discrepancies for St Jean QC, Winnipeg MB, Edmonton AB, Calgary AB, and Victoria BC. According to NAPS data managers, data sets from those locations had minor revisions after the Allen Report was published (personal communication) due to further data quality assurance/quality control (QA/QC) corrections. Also, the outliers that were removed in this study during data evaluation may also have contributed to the slight differences observed.
A close examination of shows that the correlation factor varies greatly from R2 = 0.4113 to R2 = 0.8950 for St Jean QC and Quesnel BC, respectively. A similar wide range of values is also observed for the slope and intercept. If there was perfect correlation between the FRM and CM readings, the correlation and slope would be close to 1 and the intercept would be close to 0. These results clearly show that although in some cities there are good correlations, in other cities the CM readings are poorly correlated to the FRM readings. These discrepancies and poor correlations between CM and FRM readings occur across the country and may be due to variety of reasons such as seasonal variations and the presence of semivolatiles.
Correlation between the FRM/CM ratio and ambient temperature (step 1)
For the first step in the transformation, the Ra (or FRM/CM ratio) is plotted against the maximum daily temperature. illustrates this type of plot for the maximum daily temperature obtained for Fredericton NB (site S40103). As the daily maximum temperature increases along the x-axis, the Ra ratio decreases and appears to approach the value of 1 at the daily maximum temperature of around 30 °C. This pictorial representation shows that there is better agreement between FRM and CM during warmer temperatures.
Similar plots are shown in – for Toronto Etona ON, Saskatoon SK, Edmonton AB, and Quesnel BC, respectively, representing unique regions across Canada. Other locations across Canada also reveal similar plots, with the Ra ratio approaching 1 at warmer temperatures. Qualitatively, in cities such as Saskatoon SK and Edmonton AB, the Ra ratio shows stronger discrepancies, with the ratio approaching 3 during the coldest temperatures, possibly due to the combination of cold winter and the presence of semivolatiles. For cities with a warmer winter, the Ra ratio is closer to 2.
The slope and intercept were obtained for the complete data set, including summer and winter months, where the Ra ratio was plotted against the daily maximum temperature. summarizes the data. The slopes have a negative value for all sites except Williams Lake BC, showing that there is more agreement in the Ra ratio during warmer weather. There is also a wide range of y-intercepts, ranging from 1.2 to 2.4. The R2 values are consistently higher when daily maximum temperatures are used as opposed to using daily minimum temperatures, except for Edmonton AB and Williams Lake BC.
Correlation between FRM and CM’
As described in eq 2’, the slope and intercept from were used to develop a new transformed continuous monitoring value (CM’), which essentially transforms the CM into a new term with the temperature dependence accounted for. When the transformed CM’ is plotted against the FRM values, the resulting slope (m) and y-intercept (b) should approach 1 and 0, respectively.
– compare the new transformed CM’ values with the observed FRM data for the cities of Fredericton NB, Toronto Etona ON, Saskatoon SK, Edmonton AB, and Quesnel BC, respectively. The results show improved agreement using the corrected CM’ data compared with the uncorrected data. The five graphs demonstrate the slope of the graphs now approach closer to 1.
summarizes the data comparing the newly transformed CM’ plotted against the FRM, and the resulting slope and y-intercept. Comparison of the newly transformed R2 values against the R2 values obtained from the conventional linear regression show at least some improvement for almost all the sites except for Williams Lake BC. This exception is likely due to the Ra versus temperature graph having a positive slope for Williams Lake BC, which is not consistent with the four assumptions given in Data Analysis. After the transform, six more sites, including Fredericton NB, Windsor ON, and Golden BC, now meet the DQO objective of R2 >0.8. However, there are still some notable sites that do not meet the DQO criteria, namely, the prairie cities such as Winnipeg MB, Saskatoon SK, and Calgary AB where the winters are colder, and some BC cities. However, most cities showed significant improvements in R2, with almost all cities meeting the R2 DQO of >0.7, as recommended by the EPA. The exceptions are St Jean QC, Winnipeg MB, and Williams Lake BC (R2 below 0.7). After the first transformation correcting for ambient temperature, the values of the slope for all sites have improved significantly with the slope approaching one (see ).
Correlation between FRM and CM using the combined two-step regression
shows the results between FRM and CM using the combined two-step regression. Compared with the two-step linear regression approach (), the R2 values are similar. The β3 values are consistently negative, showing there is a negative correlation between FRM and the CM×T interaction, which is consistent with the negative slope values observed in . β2 have mixed values, showing both positive and negative correlations between FRM and the ambient temperature. Further statistical analyses as shown in reveal β2 to be statistically insignificant (at 5% probability) for most cases. Similar observations were found in Rizzo et al. (Citation2003). This supports the assumption of this study that proposes that temperature alone does not fully explain the discrepancies between the FRM and CM measurements, although the temperature effect plays a major role. The amount of volatiles condensed onto the PM can also affect the discrepancies between FRM and CM. The ambient temperature impact on FRM/CM discrepancies should be considered in conjunction with the ambient PM levels (e.g., CM readings).
Conclusion
The two methods described in this paper are successful in removing the temperature dependence from the CM data set obtained from the NAPS program. The results showed that by using this process, the CM data set could be transformed such that the correlation coefficient (R2) improves. Of the 23 sites analyzed, an improvement in the R2 value was seen for all sites except for one (Williams Lake BC). In the original one-step transformation (Allen et al., Citation2010), 10 out of the 23 sites met the DQO of R2 > 0.8. After the two-step transformation outlined in this paper, 16 out of the 23 sites met the DQO of R2 > 0.8, and 20 sites met the EPA-recommended DQO of R2 > 0.7. Using the combined two-step regression, similar results are obtained. Based on R2 values, the two-step regression performs slightly better than the combined two-step regression.
The analyses discussed in this paper reveal that the differences between the FRM and CM show correlation with the ambient temperature. By accounting for the effect of the ambient temperature, the data can be transformed to meet the EPA-recommended DQO of R2 > 0.7 for all evaluated sites, except three (St Jean QC, Winnipeg MB, and Williams Lake BC).
Abbreviations
New BrunswickNB
QuebecQC
OntarioON
ManitobaMB
SaskatchewanSK
AlbertaAB
British ColumbiaBC
Supplemental Material
Supplemental data for this article can be accessed at http://dx.doi.org/10.1080/10962247.2014.934484.
Supplemental_Material.docx
Download MS Word (17 KB)Acknowledgment
The authors would like to thank the Environment Canada National Air Pollution Surveillance Network for providing the data used in this paper, and Yang Chen and Tengzhou Lun for assistance with data analysis and validation. The authors are grateful for the useful comments from the three reviewers and constructive suggestions from Dr. Allan Legge and Dr. Rongcai Yang.
Additional information
Notes on contributors
Long Fu
Long Fu is a science manager with the Alberta Environmental Monitoring, Evaluation and Reporting Agency, Edmonton, Alberta, Canada.
Thompson Nunifu
Thompson Nunifu is an environmental statistician and Bonnie Leung is an analytical chemist with Alberta Environment and Sustainable Resource Development, Edmonton, Alberta, Canada.
Bonnie Leung
Thompson Nunifu is an environmental statistician and Bonnie Leung is an analytical chemist with Alberta Environment and Sustainable Resource Development, Edmonton, Alberta, Canada.
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