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Original Articles

Communicating neutrality: public diplomacy by neutral states at the beginning of the Cold War

ORCID Icon &
Pages 628-650 | Received 17 Jun 2019, Accepted 11 Apr 2020, Published online: 20 May 2020
 

ABSTRACT

The Cold War constituted a major challenge for small neutral states forced to justify their political positioning. Neutrality, criticized or misunderstood, became a major issue for diplomats. Comparing the case of Switzerland with that of Sweden, Finland and Austria shows the immediate post-war period to be a key moment during which the original mechanisms of public diplomacy to justify their neutrality were developed. Presented as a political weapon, neutrality was also integrated within discourse on national identity. There are enough similarities with regard to public diplomacy in these small neutral states to identify a model that is specific to them.

Acknowledgements

An early version of this article was presented at the 12th Congress of the International Committee of Historical Sciences in Jinan, China (August 2015) and in Paris within the workshop ‘De nouvelles pratiques diplomatiques? Mise en perspective historique et critique’ organised by Prof. Laurence Badel (October 2016). The authors thank the participants at both events as well as the reviewers of the European Review of History for their constructive comments, which contributed significantly to improving this article.

Disclosure statement

No potential conflict of interest was reported by the authors.

Notes

1. “Federal Council report to the Federal Assembly on antidemocratic activity,” July 27, 1946, Feuille fédérale 2, no. 17, August 15, 1946, 1073–4 (extract is the author’s translation from the French).

2. Tanner, Geschichte der Schweiz im 20. Jahrhundert.

3. Eichenberger et al., “Beyond Switzerland: Reframing the Swiss Historical Narrative in Light of Transnational History”; Humair, La Suisse et les puissances européennes.

4. Gillabert, Dans les coulisses de la diplomatie culturelle suisse; Milani, Le diplomate et l’artiste.

5. Among the existing literature, the most convincing studies for this article are Clerc, Glover, and Jordan, Histories of Public Diplomacy and Nation Branding in the Nordic Countries; Glover, “Imaging Community”; Rainio-Niemi, The Ideological Cold War; Mueller, A Good Example for Peaceful Coexistence?; Stourzh and Mueller, A Cold War over Austria: The Struggle for the State Treaty.

6. Kalinovsky and Daigle, The Routledge Handbook of the Cold War.

7. Bentele and Zala, “Neutrality as a Business Strategy,” 178–95.

8. Glover, “Neutrality Unbound: Sweden, Foreign Aid and the Rise of the Non-Aligned Third World.”

9. Gärtner, ed., Engaged Neutrality.

10. Goetschel, “Bound to be Peaceful?” 259–78.

11. Jeannesson, “Les écrivains diplomates,” 57–69.

12. This concept was introduced by the historian Karl Lamprecht in 1912. Schober, Das Auswärtige Amt und die Kunst, 21–8.

13. Birn, “Open Diplomacy,” 297–8; Gilboa, “Searching for a Theory of Public Diplomacy,” 58.

14. Renoliet, L’UNESCO oubliée.

15. Osgood and Etheridge, “The New International History,” 12. See also: Cull, “Public Diplomacy before Gullion,” 19–23.

16. Claude von Muyden, “Remarques sur la propagande de la Suisse aux États-Unis,” [1948], Swiss Federal Archives (SFA), E2001(E), 1968/78/160; Keel’s report, “Zur Frage der schweizerische Kulturwerbung im Ausland,” Minister conference, September 19, 1948, SFA, E2001(E), 1967/113/346, (www.dodis.ch/7451); Pro Helvetia, Politique étrangère d’information et de propagande culturelle. Rapport sur l’organisation des relations culturelles et intellectuelles avec l’étranger, sur la propagande culturelle, la politique d’information et de propagande dans les principaux États de l’Europe occidentale, de l’Amérique, de la Tchécoslovaquie et de la Turquie, Zurich, April 1947; National Council Postulate on coordination for Swiss cultural propaganda abroad, March 31, 1949. SFA, E3001(B), 1000/731/56.

17. Bussemer, Propaganda. Konzepte und Theorien, 172–4.

18. Gienow-Hecht, “What Are We Searching For?” 3–12.

19. Gienow-Hecht, “The Anomaly of the Cold War,” 29–56.

20. Cull, “Public Diplomacy: Taxonomies and Histories,” 31–2.

21. Gillabert, “Diplomatie culturelle et diplomatie publique,” 11–25.

22. Varga, “The Marketization of Foreign Cultural Policy,” 449.

23. Rasmussen and Merkelsen, “The New PR of States,” 812.

24. Kadelbach, “‘Swiss Made,’” 548–53.

25. Hart, “Historicizing the Relationship between Nation Branding and Public Diplomacy,” 223.

26. See the comparative per capita GDP statistics on the comparator provided by the Université de Sherbrooke, École de politique appliquée, http://perspective.usherbrooke.ca (accessed June 17, 2019).

27. Roger, “L’Autriche au lendemain du traité d’état,” 650–65.

28. Guilbaud, “L’engagement multilatéral des petits États,” 11; Karsh, Neutrality and Small States, 13–20.

29. Clerc and Glover, “Representing the Small States of Northern Europe,” 6–9.

30. Milani, Le diplomate et l’artiste, 273–5.

31. Dürrenmatt, Die Entdeckung des Erzählens, 278.

32. Goetschel, “Bound to be Peaceful?” 259–61.

33. Holsti, “National Role Conception in the Study of Foreign Policy,” 233–309.

34. Clerc and Glover, “Representing the Small States of Northern Europe,” 6–9.

35. Schmidl, “Lukewarm Neutrality in a Cold War?” 36.

36. Hanhimäki, “‘Containment’ in a Borderland,” 367–8.

37. Baker Fox, The Power of Small States.

38. Mueller and Graf, “An Austrian Mediation in Vietnam?” 127–43 (127).

39. Jost, “Origines, interprétations et usages de la ‘neutralité helvétique’,” 5.

40. Rainio-Niemi, “Cold War Neutrality in Europe,” 19–29.

41. Bott et al., “A Tightrope Walk,” 1–14.

42. Jost, “Origines, interprétations et usages de la ‘neutralité helvétique’,” 5–12; Agius, The Social Construction of Swedish Neutrality; Dahl, “The Myth of Swedish Neutrality,” 28–40.

43. Aunesluoma and Rainio-Niemi, “Neutrality as Identity?” 51–78.

44. Hanhimäki, “Non-Aligned to What?” 19.

45. Petersson, The Soviet Union and Peacetime Neutrality in Europe, 11–20; Mueller, “The USSR and Permanent Neutrality in the Cold War,” 176.

46. Hanhimäki, “The First Line of Defense,” 391–3; Liebhart, “Austrian Neutrality,” 23–49.

47. Frank, “Conclusions,” 111–15.

48. Jost, “La Suisse dans le sillage de l’impérialisme américain,” 538.

49. Törnudd, “Finnish Neutrality Policy During the Cold War,” 43–52.

50. Fischer and Möckli, “The Limits of Compensation,” 12–35.

51. Van Dongen, La Suisse face à la Seconde Guerre mondiale.

52. Trachsler, Bundesrat Max Petitpierre.

53. Bondallaz, “Entre propagande et action humanitaire,” 17–33.

54. Gillabert, Dans les coulisses de la diplomatie culturelle suisse.

55. Minute of Federal Council meeting, August 18, 1939. SFA, Bern, E2001(E), 1968/1982/45.

56. Lundestad, America, Scandinavia, and the Cold War (1945–1949).

57. Gabriel, The American Conception of Neutrality after 1941, 117–22.

58. Schnakenbourg, Entre la guerre et la paix, 15.

59. Austria and Finland also took part in the embargo without being formal members of the CoCom. Milner, Baldwin, and Chinouya, East–West Trade and the Atlantic Alliance, 157–8; Hanhimäki, “The First Line of Defense,” 383–9.

60. Note by Petitpierre, October 21, 1961. SFA, Bern, E2003(A), 1970/115/88.

61. Koivunen, Performing Peace and Friendship.

62. Andersson and Hilson, “Images of Sweden and the Nordic Countries,” 222; Kadelbach, “‘Swiss Made’,” 239–49.

63. Rainio-Niemi, The Ideological Cold War, 7; Ståhlberg, “Finnish Neutrality and Public Opinion,” 241–66.

64. The work by Edgar Bonjour, Swiss Neutrality, its History and Meaning (1946), is a small, specialized treatise on neutrality intended for the United States, whereas the booklet by Hans Bauer, La Suisse d’aujourd’hui. Bref aperçu (1947) is more synthesized and, above all, illustrated.

65. Andersson, Introduction to Sweden.

66. See, for example, the ‘J stamp’ affair of 1954: the Swiss authorities were accused of having contributed to the persecution of Jews and thus of corrupting neutrality. See, in particular, Van Dongen, La Suisse face à la Seconde Guerre mondiale.

67. Decision of the Federal Council of 6 July 1962, SFA, E1001#1967/125#13* (https://dodis.ch/30336). Edgar Bonjour, Geschichte der schweizerischen Neutralität: vier Jahrhunderte eidgenössischer Aussenpolitik.

68. Kullaa, Non-Alignment and its Origins in Cold War Europe, 19.

69. For an insight into these debates, see Kreis, La Suisse chemin faisant, 11–16.

70. See Barth’s speech, censured by the Federal Council, on the occasion of the 650th anniversary of the Confederation: Barth, Im Namen Gottes des Allmächtigen! 1291–1941.

71. Niklaus Meienberg, “Bonsoir, Herr Bonjour,” Schaffhauser AZ, May 1, 1971; Ziegler, Une Suisse au-dessus de tout soupçon.

72. Goetschel, “Neutralität: Handicap oder Branding der Schweizer Aussenpolitik?” 81–94.

73. Commission of Experts Switzerland, La Suisse, le national-socialisme et la Seconde Guerre mondiale, 437–8.

74. Olivier Truc, “La neutralité suédoise écornée par un passé nazi. Au moins 260 Suédois se sont engagés dans les Waffen SS,” Libération, January 1, 2000, https://www.liberation.fr/planete/2000/01/08/la-neutralite-suedoise-ecornee-par-un-passe-nazi-au-moins-260-suedois-se-sont-engages-dans-les-waffe_315011 (accessed June 17, 2018),

75. For documents on the criticism of Swiss neutrality by the Allies, see volumes 15 and 16 of the Diplomatic Documents of Switzerland.

76. Walter, Une histoire de la Suisse; Bretcher-Spindler, Vom heissen zum kalten Krieg.

77. Minutes of the Federal Council, May 17, 1938. SFA, Bern, E1004.1#1000/9#374* (www.dodis.ch/46560); Minutes of the Federal Council, August 31, 1939. SFA, Bern, E1004.1#1000/9#389* (www.dodis.ch/46896).

78. Stenographic bulletin of the Federal Assembly (Council of States), October 2, 1945; Keel’s report, March 6, 1946, SFA, Bern, E2001(E), 1968/82/10; Gillabert, Dans les coulisses de la diplomatie culturelle suisse, 96–101.

79. Gillabert, “La ‘Swiss Attitude’ au contact américain: évolution d’une présence culturelle,” 74–5.

80. Note by Petitpierre for the meetings of the Foreign Affairs Commissions, September 1947. SFA, Bern, E2800, 1990/106/1.

81. “Federal Council report to the Federal Assembly on antidemocratic activity,” 27 July, 1946, Feuille fédérale 2, no 17, August 15, 1946, 1073–74.

82. Ruppen Coutaz, La Voix de la Suisse à l’étranger.

83. Kadelbach, “‘Swiss Made’.”

84. Federal Decree, September 25, 1950, SFA, E2001(E), 1968/83/71; Pierre Jaquillard, “Réponse à la question posée par la Commission parlementaire de gestion: ‘Lohnt sich die Tätigkeit unserer sozialen und kulturellen Attachés ?’” February 25, 1960, SFA, E2004(B), 1978/136/49.

85. See the Pro Helvetia files in the Swiss Federal Archive: E2200.60#641.01.

86. As a foundation under public law, Pro Helvetia benefits from a remarkable degree of autonomy. Nevertheless, the Federal Council appoints the 25 members and the foundation may not receive resources other than those provided by the Confederation. See Kessler, Die schweizerische Kulturstiftung ‘Pro Helvetia’; Milani, Le diplomate et l’artiste.

87. Message du Conseil fédéral à l’Assemblée fédérale concernant les moyens de maintenir et de faire connaître le patrimoine spirituel de la Confédération, December 9, 1938, Feuille fédérale 2, no 50, December 14, 1938, pp. 1001–43.

88. Rainio-Niemi, The Ideological Cold War, 18.

89. Milani, Le diplomate et l’artiste.

90. Note by van Muyden, March 15, 1956. SFA, E 2200.36, 1970/72/25.

91. Lüthy, Politique étrangère d’information et de propagande culturelle.

92. Ibid., 31.

93. Agius, The Social Construction of Swedish Neutrality; Flury-Dasein, “Die Schweiz und Schweden vor den Herausforderungen des Kalten Krieges 1945–1970.”

94. Glover, National Relations, 73.

95. Glover, “Imaging Community,” 247.

96. Glover, “Imaging Community,” 31–79.

97. Åkerlund, “The Nationalisation of Swedish Enlightenment Activities Abroad,” 26–7.

98. Dalsjö, “The Hidden Rationality of Sweden’s Policy of Neutrality during the Cold War.”

99. Clerc, “Un modèle finlandais?”

100. Brait, “die große Trennungslinie, die an unserer Haustür vorbeiführt, überbauen,” 264–70.

101. Burka, Was blieb vom Fenster in den Westen?

102. Hanhimäki, “Non-Aligned to What?” 18.

103. Gillabert, “Cultural Diplomacy of Switzerland.”

104. Burka, Was blieb vom Fenster in den Westen? 78.

105. Rainio-Niemi, The Ideological Cold War, 4.

106. Doka, Kulturelle Aussenpolitik.

107. Glover, National Relations, 28–30.

108. Thanks to Maija Koskinen for this information. Koskinen, Artistically Regenerating and Politically Topical.

109. Report by Carol Doka, Zurich, January 26, 1956, SFA, E2003(A), 1970/115/92.

110. Clerc, “Un modèle finlandais?”

111. Clerc, “Un modèle finlandais?”

112. Burka, Was blieb vom Fenster in den Westen?, 78.

Additional information

Funding

The authors thank the Faculty of Arts at the University of Fribourg, Switzerland, for its support.

Notes on contributors

Matthieu Gillabert

Matthieu Gillabert is a lecturer at the University of Fribourg. After completing his thesis on Switzerland’s cultural diplomacy during the second half of the twentieth century, published in 2013 (Dans les coulisses de la diplomatie culturelle suisse. Objectifs, réseaux et réalisations (1938–1984) [‘Behind the scenes of Swiss cultural diplomacy. Objectives, networks and achievements’]), he has been working on student mobility during the Cold War and urban history in Central Europe.

Pauline Milani

Pauline Milani is a lecturer in contemporary history at the University of Fribourg. Her thesis on Swiss cultural diplomacy was published in 2013 and is entitled L’artiste et le diplomate. Construction d’une politique culturelle suisse à l’étranger [The artist and the diplomat. The construction of a Swiss cultural policy abroad (1938–1985)]. Her current research is on the construction of gender identities by women artists during the Second Empire in France.

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