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New Genetics and Society
Critical Studies of Contemporary Biosciences
Volume 42, 2023 - Issue 1
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Research Article

Consensus too soon: judges’ and lawyers’ views on genetic information use

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Article: e2197583 | Received 28 Jul 2022, Accepted 28 Mar 2023, Published online: 13 Apr 2023

Abstract

Timely effective regulation of genetic advances presents a challenge for justice systems. We used a 51-item battery to examine views on major genetics-related issues of those at the forefront of regulating this area – Supreme Court judges (N = 73). We also compared their views with those of other justice stakeholders (N = 210) from the same country (Romania). Judges showed greater endorsement and less variability in views on the use of genetic data and technologies than the other groups. The agreement among the judges was strikingly strong for some controversial issues, including gene editing; patenting of genetic findings; and the State using genetic information for crime prevention. Judges and other lawyers recognized the need for amending the relevant laws. Without appropriate regulation, genetic science has a risk of propelling inequality rather than fulfilling its promise to improve people’s lives.

Introduction

We live in an era of increasing applications of genetic information in all spheres of life, including health, prediction of traits, improvement of traits, lifestyle, family planning, ancestry, sports, and marriage. Due to unique features of genetic data, their misuses can harm an individual and their biological relatives throughout life (Selita Citation2019). A person’s genetic code does not change throughout their life. Therefore, once an individual’s DNA is sequenced and this sequence is digitally stored, information that can be extracted from this sequence expands continuously. This is because Genome-Wide Association and other studies identify involvement of more and more DNA polymorphisms in different human traits, including risk taking, educational attainment and antisocial behavior (Wertz et al. Citation2018; Lee et al. Citation2018; Clifton et al. Citation2018) . Moreover, genetic privacy is difficult to protect because anonymization of data does not prevent reidentification of an individual (see e.g. [Clayton et al. Citation2019; Gymrek et al. Citation2013; Rocher, Hendrickx, and de Montjoye Citation2019]).

The law mostly lags behind in addressing applications of genetic advancements, such as gene-based selection, prediction and intervention; and gene editing. Some jurisdictions with advanced genetic science have passed genetic-specific laws such as the Genetic Information Non-discrimination Act (GINA) 2008 in the USA; and the Genetic Non-discrimination Act 2017 in Canada. However, even these laws provide only limited protection from misuses of information extracted from sequenced data (Clayton et al. Citation2019; Furrow et al. Citation2013; Karelin, Matsepuro, and Selita Citation2018; Rothstein Citation2009; Selita Citation2020; Hammond Citation2020; Impact Ethics Citation2020; Rothstein Citation2009; Chapman et al. Citation2020). as For example, GINA does not allow employers to seek genetic information from employees, but permit employers to request employees’ genetic information for the purposes of voluntary wellness programs – opening the door for potential misuse (Selita Citation2019; Rothstein Citation2009). In addition, recent major legislation on data protection, such as the EU’s General Data Protection Regulation (GDPR), improve data protection in general, but cannot effectively protect against misuses of genetic data. For example, a recent review identified three key reasons why the GDPR does not provide effective protection of genetic data: (1) it serves two conflicting purposes: making data accessible (e.g. for research), and making data inaccessible (to protect data and privacy); (2) it does not account for the special characteristics of genetic data; and (3) the data protection law is difficult to enforce (Selita Citation2019).

Until laws are amended, the role of judiciaries in regulating the use of genetic information and application of genetic advances will be manifold. Judges will, for example, preside over cases that involve uses of genetic information. Such cases have already been reported in many countries, including in the US (Denno Citation2011; Farahany Citation2015); England and Wales (Catley and Claydon Citation2015); Italy (Forzano et al. Citation2010); and the Netherlands (de Kogel and Westgeest Citation2015). Judges’ decisions in such cases will not only affect specific outcomes but will also impact the development of relevant laws. In addition, as judges influence policy development more broadly, their views may influence what societal measures are developed in response to genetic advances.

It is, therefore, important to find out the views of this group of stakeholders, as well as to provide a platform for the judiciary within and between countries to share their views and initiate important discussions. However, very little is known to date about judges’ and lawyers’ attitudes and views on key areas of genetic applications: genetic testing; gene editing (engineering); and using genetic information for selection (e.g. in education or employment), prediction (e.g. for early interventions, therapy), and crime prevention (e.g. gene based surveillance). In the following sections, we describe these areas, as well as the results of the few available studies.

Genetic testing

Genetic testing, both privately and state-organized, is now becoming increasingly common. Some countries have sequenced the genetic data of entire populations (e.g. Iceland) and other countries have similar plans (Brown Citation2018; Yirka and Xpress Citation2011). In many cases, these sequenced data are used beyond the initial purpose of the testing. For example, 50,000 blood samples, collected as part of newborn screening for known genetic mutations in the State of Minnesota, were found to have been shared with private companies and used for research, including new test development (Bearder v. State Citation2011).

The limited research available on uptake of genetic testing has shown that it varies across contexts. For example, one study in the United States found that only 11% of participants were willing to provide DNA for a research database, when they were not rewarded (Briscoe et al. Citation2020). The same study found that around 50% were willing to donate their DNA for payment. The uptake is relatively high for predictive testing for diseases, especially for preventable conditions. For example, in one study, 39% of Belgian participants were willing to learn about their genetic predisposition to diseases, and almost 50% were interested in getting tested for treatable or preventable diseases (Chokoshvili et al. Citation2017). In another study, 85% of participants in Russia were willing to undergo testing for preventable genetic conditions, or to improve an individual’s treatment options (Makeeva et al. Citation2010). The uptake is also quite high for family planning. For example, the study in Belgium found that around 50% of participants were interested in genetic testing as a preconception screening for recessive disorders and around 60% were interested in prenatal genetic screening (Chokoshvili et al. Citation2017). Studies also show that people’s willingness to have a genetic test changes as to the level of known familial disease risk (Chapman et al. Citation2019). Moreover, people are less willing to undergo DNA testing when their trust in private companies, government and research institutions is low (e.g. [Milne et al. Citation2019]). Views of key justice stakeholders – the judiciary – on genetic testing have been largely unexplored.

Gene editing

Gene editing techniques, such as CRISPR-Cas9 (clustered regularly interspaced short palindromic repeat nuclease system), allow a living organism’s genome to be altered at precise loci in the DNA sequence (Cai et al. Citation2015; Kang et al. Citation2017; Jinek et al. Citation2012; Whitworth et al. Citation2014; Doudna and Sternberg Citation2017). These fast-developing technologies have already led to significant developments in medicine and biology, with the first clinical trials on human cells underway in many countries (Cyranoski Citation2016; Frangoul et al. Citation2021; Gillmore et al. Citation2021; Kang et al. Citation2017; Lu et al. Citation2020; Memi, Ntokou, and Papangeli Citation2018). Given the potential of gene editing to treat and even eradicate debilitating diseases, research on gene editing is proliferating in many countries (Liang et al. Citation2015).

Currently, use of gene editing is mostly limited to somatic cells (the majority of cells) that are not passed on to future generations. In these cases, “editing,” such as correcting a mutation that causes a monogenic disease, is confined to a specific person. A more controversial use of gene editing is editing germline cells (sperm or egg cells; embryos; and reproductive stem cells). Engineering of germline cells can lead to permanent alterations of the human genetic pool, as these gene “edits” can be inherited by children (Knopik et al. Citation2017).

Moreover, gene editing may become widely used in assisted reproductive procedures for “editing” physical and behavioral characteristics of future children at the pre-implantation stage – creating “designer babies” (Nuffield Council on Bioethics Citation2018). Such possibilities are no longer theoretical, exemplified by a case of gene editing in human embryos in 2018 (Begley Citation2018; Cohen Citation2019; Critchley et al. Citation2019; J. Doudna Citation2019; Regalado Citation2019a, Citation2019b).

Views of genetic professionals and scientific bodies point to the likely applications of gene editing in the near future. For example, the latest reports by the UK Nuffield Council on bioethics and the U.S. National Academies of Sciences, Engineering, and Medicine (NASEM) suggest that gene engineering in embryos would be acceptable if used in critical conditions and in the best interest of the child (National Academy of Sciences et al. Citation2017; Nuffield Council on Bioethics Citation2018). Recent studies also found that the majority of genetic professionals predict that germline gene engineering will be applied in clinical settings in the near future (Armsby et al. Citation2019; Taguchi et al. Citation2019). Views among non-experts on this matter are divided, but overall people express greater support for gene editing in cases of debilitating diseases than other applications (Bosley et al. Citation2015; Funk and Hefferon Citation2018; Gaskell et al. Citation2017; McCaughey et al. Citation2016; Scheufele et al. Citation2017; Weisberg, Badgio, and Chatterjee Citation2017).

Despite many potential benefits of gene editing, it also presents risks of potentially irreversible damage to an organism, and of changes to the population genetic pool. Many of the long-term consequences of gene editing are currently poorly defined and understood. Moreover, gene editing presents potential risk to society and societal organization, for example through unequal access to the benefits of gene editing, leading to worsening of already wide social disparities.

Many countries have begun to put in place specific gene editing standards, regulations and legislation to limit the use of gene editing and related research, both for somatic and germline cells (Government Office for Science Citation2022). The WHO’s Expert Advisory Committee reported that regulatory authorities in all countries should not allow any further work in this area until gene editing implications have been properly considered (WHO Citation2021). Fair and effective regulation has been described as a condition for application of gene editing in medical and other contexts (Baltimore et al. Citation2015; National Academy of Sciences et al. Citation2017; Taguchi et al. Citation2019). As the judiciary and other lawyers are key workforces in the process of regulating genetic advances, it is particularly important to explore their views and attitudes on gene editing.

Use of genetic data / information

Beyond editing the genome, genetic information can be used to “engineer” environments, adapting them to individuals’ characteristics. Such “environmental engineering” may become an important mechanism of personalization. In medicine, this includes selecting treatments based on genotypes (Abad et al. Citation2018), and providing more regular checks and prophylactic medicine for people at greater genetic risk. In education, preventative or remedial interventions may be provided to those at genetic risk for learning problems (Selzam et al. Citation2017). In sports, “suitability screening” may be used to advise people – for example, those with high risk of sudden death syndrome, against entering competitive sports. More broadly, genetic information may be used for life design/career planning based on evaluation of genetic potential for success in particular areas (Hill Citation2009).

Genetic information can further be used to enhance prediction: for health insurance; and selection for specialized schools, competitive sports, jobs, matchmaking, and other areas. Prediction and selection are now a booming industry that relies on such markers of future success as past achievement and behavior, cognitive skills, particular physical build (for sports), and personality characteristics. It is only a matter of time before genetic markers are added to this list. For monogenic traits, prediction is already relatively easy. For polygenic traits (influenced by few or many genes), prediction is getting more precise as genetic science progresses (Lloyd-Jones et al. Citation2019; Selzam et al. Citation2017).

Several recent studies have explored people’s attitudes towards the use of genetic information (Chapman et al. Citation2018; Haga et al. Citation2013; Saastamoinen et al. Citation2020; Selita, Chapman, and Kovas Citation2019). The results of these studies show a wide variability in views, from full endorsement of using genetic information in a wide variety of contexts to serious concerns and rejection of such use, especially predictively. It is important to explore whether a similarly wide variety of views exist among the judiciary and other justice stakeholders on the use of genetic information.

Amending relevant laws

Amending laws is generally a long process, where lawyers are key contributors, including in the drafting of Bills and influencing overall regulation. Therefore, judges’ and other lawyers’ views on genetics related issues may influence the laws that are ultimately passed by Congressional or Parliament members.

Moreover, as genetic science is developing at an unprecedented speed, there is a growing risk that the law will lag too far behind and will miss the “sensitive period” for updates. In psychology, a sensitive period is a time in a person’s development when the effects of experience are particularly strong; so that if the relevant experience does not occur during this time, development may be negatively affected (e.g. (Knudsen Citation2004)). Using this analogy, we suggest that the “sensitive period” for developing genetics related regulation is the next few years. If it is missed, societies will have to deal with a flood of negative consequences, including judges being faced with deciding cases for which there are no sufficiently developed laws. It is therefore important to evaluate views of key justice stakeholders on the urgency of amending relevant laws.

The present study

The present study addresses four core limitations of the previous research. 1. Low participation rates (e.g. 4% of the judges who were contacted participated in research [Berryessa Citation2016]). 2. Focus on single or small number of issues, usually asking judges to apply current laws to hypothetical scenarios, rather than judges’ views on how genetics data should be used, or if laws should be updated. 3. Lack of direct comparisons between judges and other groups. Such comparisons are needed to establish the extent to which judges’ and lawyers’ views are representative of the broader population. 4. Focus on Western samples (e.g. US, Germany [Berryessa Citation2016; Fuss, Dressing, and Briken Citation2015]). Genetic issues, dilemmas and controversies cannot be confined within one country – they are global and affect all people. There may also be hidden concerns or barriers to amending laws that are jurisdiction-specific, and these can be identified through cross-cultural comparisons. It is therefore important to examine the views of stakeholders in different countries.

The present study uses a targeted data collection, designed to achieve a good participation rate. The study is the first to explore opinions on a comprehensive set of issues. Participants responded to 51 items exploring their opinions and attitudes towards genetics and its applications across different contexts, including genetic testing, gene editing, use of genetic information, and the amending of relevant laws. The study also compares the views of Supreme Court judges with those of other lawyers and non-lawyers from the same jurisdiction.

The study is the first to explore the views of judges on genetics related issues in an Eastern European country (Romania). Romania is a civil law jurisdiction, where case law (law developed by the courts through judgements) is normally not a source of law. This contrasts with common law jurisdictions (e.g. the UK), where case law is also a source of law. However, in both civil and common law jurisdictions, supreme court judges’ views and attitudes provide an important insight into future directions in the regulation of genetic advances. The Supreme Court of Romania – The High Court of Cassation and Justice – is the highest court in the country, and therefore is the only judicial institution with the power to ensure the uniform interpretation and application of the law by other courts in the country. Moreover, judgments by the Supreme Court are reported to be an unquestionable secondary source of law (European e-Justice Portal Citation2022).

Methods

The study was approved by the Goldsmiths Department of Psychology Ethics Committee (PSY10102016). Data were collected via an online survey (iGLAS) using Qualtrics software. Informed consent is imbedded at the beginning of the survey. Participants were provided a link to the study and completed the questionnaire when they wished. Participants could skip any items and discontinue at any time.

Participants

The total sample included 283 participants, and was composed of three groups: Supreme Court judges (N = 73); lawyers (N = 94); and non-lawyers (N = 116). Descriptives for these groups can be found in .

Table 1. Gender and age descriptives per group.

All participants were educated (attended secondary school) and resided in Romania. Participants had to be at least 18 years of age (M = 42.08, SD = 11.09) to participate.

Data were collected as part of a large study conducted concurrently in 9 languages, including Romanian. The iGLAS survey (described below) collects extensive demographic information, which allows for exploration of knowledge and attitudes in different groups, stratified for example by country, occupation, and education. The study also uses targeted collection opportunities, such as assessing specific cohorts of students or representative samples of professionals. This approach was taken in the present study, collecting data from a sample of Romanian Supreme Court judges – the highest court in Romania. The collection was carried out with the help of a Supreme court judge, who provided general information about the study to their colleagues.

The samples of lawyers and non-lawyers were drawn from the general iGLAS on-line collection taking place over three months at approximately the same time. All participants who identified themselves as educated and resident in Romania were selected and split into two groups: Lawyers (identifying themselves as either lawyers, barristers, or solicitors); and Non-lawyers.

Measures and procedure

The International Genetic Literacy and Attitudes Survey (iGLAS), used to collect the data, is a dynamic instrument which is currently in its 10th edition. This instrument was first created and validated in English (Chapman et al. Citation2017), and is adapted to other languages reflecting the international composition and collaboration of the research team. To date, more than 14,000 participants from different countries completed the survey.

iGLAS in Romanian language was created by following the usual translation and back-translation procedure; and was additionally checked by a team of experts and piloted with a small sample of participants. Translation documentation is available from the authors. The survey takes approximately 15–20 min to complete.

This study analyzes 51 items grouped into the following four themes:

  1. genetic testing – 25 items, including 16 on Likert scales (SOM Table 1);

  2. gene editing – 3 items, all on Likert scales (SOM Table 2);

  3. the use of genetic data/information – 12 items, all on Likert scales (SOM Table 3);

  4. insufficient regulation and amending of relevant laws – 11 items, including 5 on Likert scales (SOM Table 4).

Of the 51 items, 11 were presented only to participants who identified themselves as either judge or lawyer, using adaptive branching. The number of responses varied for different analyses as participants could skip any items they did not wish to answer. Data screening was applied – retaining only data from participants with at least 70% completion of the survey.

Response options

36 of the 51 items were presented on 7-point scales, of which 23 items had the following response options: 1 = strongly disagree; 2 = disagree; 3 = somewhat disagree; 4 = neither agree nor disagree; 5 = somewhat agree; 6 = agree; 7 = strongly agree; and 13 items had the response options: 1 = very unlikely; 2 = unlikely; 3 = somewhat unlikely; 4 = undecided; 5 = somewhat likely; 6 = likely; 7 = very likely.

15 of the 51 items had categorical responses, with participants only being able to select one of them. 9 of these were a group of genetic testing concerns, with participants selecting each concern that applied to them ().

Figure 1. In deciding on whether to take a genetic test, which of the considerations below apply to you? Note. Judges N = 73, Lawyers N = 94, Non-lawyers N = 116. The bars represent the percentages responding “yes, this consideration applies to me.”

Figure 1. In deciding on whether to take a genetic test, which of the considerations below apply to you? Note. Judges N = 73, Lawyers N = 94, Non-lawyers N = 116. The bars represent the percentages responding “yes, this consideration applies to me.”

Analyses

Group comparisons were made using ANOVAs and post hoc analyses. Where groups were non-homogenous (as per Levene’s test), Welch’s ANOVA and Games-Howell post-hoc analyses were conducted. Post-hoc analyses are only reported where the overall ANOVA was significant. A p of < .001 was set to reduce Type 1 errors which may arise from multiple comparisons (.05/36 measures on Likert scale = .001). Inferential statistics for comparisons of all groups are available from the authors on request.

Post-hoc data collection

In order to better understand participants’ responses to one of the questions and to inform further research, we conducted a small post-hoc study, approximately one year from the initial data collection (following data analyses). Participants were an opportunistic sample of 5 lawyers and 5 judges in Romania. The participants were provided with the study information and consent information. After consent was given, participants were asked to provide their views on the following item. The session was not audio or video recorded, but detailed notes were made during the session.

The question (Item 31) explored participants’ views on the use of genetic information for crime prevention: “If we find that people with certain genetic mutations have a propensity for violence, the State should use this information for prevention of crime (e.g. through surveillance): Yes/No/I don’t know.” The main analysis (reported below) showed high endorsement of such use. Without further information it is difficult to ascertain what specific measures participants had in mind, in addition or instead of the provided example (surveillance). In the post-hoc study we asked participants to answer this question without providing any examples and invited them to elaborate on specific measures, asking: “What kind of measures did you think the State can take in this context?”

We report the results of the post-hoc study together with the main results for this item. Verbatim transcriptions of the responses are available from the authors.

Results

The judges’ participation rate was 91%: out of 80 judges approached, 73 provided full data – capturing almost 70% of all Supreme court judges in Romania.

The results are organized by the four themes. For the items presented to participants on Likert scales, detailed results are reported in SOM in four tables. Each table gives the item description, response options, N of participants, as well as the mean, standard deviation, and frequency responses for each group (Judges, Lawyers, Non-lawyers). Any items where non-lawyers and/or lawyers differed significantly from judges are indicated with an asterisk (*).

To simplify the discussion, in this section we refer to Likert scores of 1–3 as negative endorsement, 4 as a neutral endorsement, and 5–7 as a positive endorsement. Heatmapping has been applied to the frequency responses to aid visual inspection. Cells with darker shading represented higher values.

Genetic testing

Using 25 items we assessed participants’ willingness to have their genome sequenced (undergo genetic testing) in different scenarios. In addition, we assessed their concerns and considerations around genetic testing, as well as more general attitudes to using scientific advances for improving people’s lives. 16 of these (Items 1–16) were presented on Likert scales and can be found in SOM Table 1. The remaining 9 items are presented in (below).

100% of the judges were willing to undergo genetic testing when it allowed for improved treatment (Item 1). Willingness to undergo genetic testing (Item 2) differed, depending on whether family history of severe disease was absent (no relatives with a particular disease) −48%; moderate (some relatives with a particular disease) −94.5%; or definite (a clear pattern of a particular disease among first- and second-degree relatives) - 98.6%.

A smaller proportion of lawyers and non-lawyers were willing to have their genome sequenced across the scenarios: 90.5% and 68.4%, respectively were willing to undergo genetic testing when it allowed for improved treatment (Item 1); 10.9% and 21.9% if they had no history of severe disease in their family (Item 2); 64.1% and 46.1% when moderate history (Item 3); 84.1% and 51.6% when a definite history (Item 4) of severe disease in their family. The responses ranged from strongly disagree to strongly agree.

Group comparisons showed that the average agreement for genetic testing for treatment and research was significantly higher for judges than for non-lawyers. For family history items, judges were significantly more likely than lawyers and non-lawyers to consider genomic sequencing in all cases.

We then explored participants’ willingness to seek to improve wellbeing via different means: genetic testing with a private company; counseling support; advice of a psychic; courses in mindfulness and self-awareness; religious guidance; self-help literature; and alternative medicine (such as homeopathy) – rather than seeking treatment from conventional medicine (Items 5–11). Judges’ willingness to seek to improve wellbeing varied across different methods, with 97.2% being willing to seek to improve wellbeing through genetic testing via a private company – similarly high as other methods such as counseling (89.1%), mindfulness and self-awareness courses (98.6%); self-help literature (98.6%); and alternative medicine, such as homeopathy (83.5%,). In contrast, none opted for advice from a psychic; and only 4.8% opted for religious guidance.

A lower proportion of lawyers (53.9%) and non-lawyers (42.8%) were willing to seek to improve wellbeing through genetic testing with a private company – with similar proportions opting for counseling support; courses in mindfulness and self-awareness; self-help literature; and alternative medicine. These groups were more likely than judges to opt for advice from a psychic (15.3% of lawyers and 27.8% of non-lawyers); and religious guidance (7.9% of lawyers and 24.5% of non-lawyers).

Group comparisons showed that for 5 out of 6 measures, the average endorsement of judges was significantly greater than that of lawyers and non-lawyers. For religious guidance, judges and lawyers differed significantly from non-lawyers but not from each other.

We further evaluated participants’ views on genetic testing for research. 100% of the judges were willing to donate DNA for research (Item 12), despite the fact that 93.2% also expressed that they do not trust research institutions as they may misuse participants’ genetic data (Item 14). Fewer lawyers (83%) and non-lawyers (63.1%) than judges were willing to donate DNA for research, despite the fact that their trust in research institutions was greater than that of the judges’. 70.3% of lawyers and 47.8% of non-lawyers thought that research institutions may misuse participants’ genetic data.

Scientific development was viewed as essential for improving people’s lives (Item 13) by the majority of participants in each group: judges (100%), lawyers (96.8%), and non-lawyers (88.7%).

We also tested participants’ concerns (Items 15-16) associated with genetic testing. Across the three groups – judges, lawyers and non-lawyers – 15%, 26.6%, and 28%, respectively thought that establishing genetic influences on mental health problems increases stigma for people with conditions such as depression, schizophrenia, and bi-polar disorder; and 4.1%, 22.6%, and 43%, respectively felt suspicious about there being hidden political/economic agenda behind genetic studies. For these items we saw the whole range of variability in responses: substantial proportions of participants agreeing and disagreeing.

Additionally, we explored what participants consider relevant when deciding whether to take a genetic test (see ). Participants could select none, some or all of 9 considerations. The top three concerns across all three groups were not knowing who will have access to their genetic information; that data would not be stored securely; and that data would be used for other purposes without their permission. The results also showed some group differences in the pattern of responses. More non-lawyers (12.9%) than lawyers (3.2%) and judges (0%) worried about knowing something about themselves they would rather not know. The pattern was similar for two other concerns: 30.2% of non-lawyers, 18.1% of lawyers and 5.5% of judges worried that information about their physical or mental health could be used against them (e.g. employment; legal matters; obtaining insurance); and 12.9% of non-lawyers, 3.2% of lawyers and 0% of judges worried about learning of a potential future debilitating disease. Very few (N = 5) participants chose the “other” option and none offered any further information when prompted as part of the survey.

We further created a variable – “overall worry” in relation to genetic testing, based on the number of endorsed worries. Out of the 9 response options, 2 were excluded (“I am not interested” and “other”). The resulting variable ranged between 0 and 7 – indicating how many worries each participant endorsed. 15.2% of all participants reported no concerns. Three quarters (74.9%) reported 1 or 2 concerns. 9.9% reported between 3 and 6 concerns. No participants selected all 7 options. No significant differences in the mean “overall worry” scores were found between judges (M = 1.21, SD = 0.55), lawyers (M = 1.24, SD = 0.85) and non-lawyers (M = 1.37, SD = 1.43).

Gene editing

Using three items, we assessed participants’ views on whether societies should use gene editing in healthcare and to improve themselves and their children; and on safety of consuming genetically modified (GMO) food (Items 17-19). The three items were presented on Likert scales (see SOM Table 2).

Almost all of the judges (98.6%, only one judge undecided) agreed with using genetic manipulation/gene editing for prevention and treatment of disease; and that people should be allowed to opt for gene editing in order to improve themselves/their children. The range of responses was greater for the other two groups: 89.4% of lawyers and 72.1% of non-lawyers agreed with gene editing for prevention and treatment of disease; and 85.1% of lawyers and 56.1% of non-lawyers agreed with use of gene editing to improve oneself/one's children. The average endorsement was significantly greater for judges than for the other two groups.

In contrast, none of the judges agreed that it is perfectly safe to consume genetically modified (GMO) food. Variability in responses was greater for lawyers and non-lawyers, but the means were similarly low for all three groups (around 2.5).

Use of genetic data / information

12 items assessed participants’ views on the use of genetic data in different life aspects (Items 22-31, SOM Table 3).

We first assessed participants’ views on the usefulness of knowledge about genetic and environmental effects for personalizing education (Items 20-21). 100% of the judges agreed that understanding of both genetic and environmental factors can help personalize education. Views of the lawyers and non-lawyers were more varied on both matters – with, respectively, 93.6% and 92.5% of lawyers and 68.7% and 83.3% of non-lawyers agreeing. Judges’ endorsement was significantly greater than that of the other two groups.

We then assessed participants views on whether genetic information should be used to adapt environments to people's needs, for example through individualized health advise (Item 22). 100% of the judges agreed. A smaller proportion of lawyers (93.6%) and non-lawyers (69.6%) agreed, showing a greater variability in responses. Judges’ endorsement was significantly greater than that of the other two groups.

Further, we collected judges’ and lawyers’ views on whether employers, schools, and insurers should be allowed to use genetic data for hiring, admissions, and issuing of health and/or life insurance respectively. No data on these items were collected from non-lawyers. 84.7% of the judges and 73.4% of the lawyers disagreed with employers being allowed to use genetic data for hiring; 80.6% of the judges and 73.1% of the lawyers disagreed with schools being allowed to use genetic data for admissions; and 83.3% of the judges and 73.4% of the lawyers disagreed with insurance companies being allowed to request genetic data prior to issuing health and/or life insurance. Another item (Item 26) on insurance explicitly stated that the insurance industry would be disadvantaged if people do and insurers do not have access to genetic data. Most judges (84.9) and lawyers (59.4%) still disagreed with insurance companies having access to genetic data.

We further explored judges’ and lawyers’ views on how the insurance industry can be organized in the genomic era (Items 27-30). 22.2% of the judges and 23.7% of the lawyers thought governments should provide health insurance to people considering age only; 31.5% and 40.7% – considering medical records, but not genetic data; 50.7% and 59.3% – equally, not considering age, genetic data, medical records or lifestyle; and 58.9% and 53.4% – without consideration of medical records or genetic data (but considering other factors such as lifestyle). Responses regarding all four alternatives were similarly varied for judges and lawyers. Overall, participants preferred that governments provide equal insurance to all people without considering personal data (means 4.3–4.6) over insurance provision based on personal data, including genetics (means 3.2–3.7).

Finally, we assessed judges’ and lawyers’ views on use of genetic information for crime prevention. 98.6% of the judges and 84.1% of the lawyers thought the State should use genetic information on propensity for violence for prevention of crime (e.g. through surveillance). The average endorsement of the judges was significantly higher than that of the lawyers. The judges’ almost unanimous agreement on this controversial issue was unexpected. We therefore decided to conduct a post-hoc study to obtain further insights. We asked 10 participants (5 judges and 5 lawyers) to complete this item – this time removing the example “e.g. through surveillance” – and to provide free text comments on what specific measures they think the State could take in this context. These results are presented in SOM Table 5. Six of the 10 participants endorsed the use of genetic information for crime prevention. The main motive was early identification and implementation of targeted educational interventions. For the four participants who did not agree with gene-based crime prevention, the main three reasons were that: (1) genetic testing by the State violates everyone’s privacy and can open the door to total control; (2) that only some of the people who show propensity for violence actually develop criminal behavior; and (3) that social factors outweigh genetics.

Insufficient regulation and amending of relevant laws

11 items assessed participants’ views related to amending of laws (9 of these were presented only to lawyers and judges).

We first assessed views on whether the existing laws are sufficient to protect individuals from misuses of genetic data by: (1) selective/private schools (e.g. for admission); (2) insurance companies; and (3) employers (e.g. for hiring or firing purposes). Over 80% of the judges and over 70% of the lawyers thought that (in their country) laws in place do not provide sufficient protection to individuals against misuses of genetic data in all three cases (Items 32-34; SOM Table 4). The average responses to these items did not differ significantly between judges and lawyers.

We further asked judges and lawyers when laws related to genetics should be updated, namely: data protection and privacy laws; discrimination laws (e.g. education, health benefits, race); insurance laws; and employment laws (see ). There was a strong agreement among the judges and lawyers that laws covering all four areas should be updated now (asap). 89% of the judges and 81.4% of the lawyers thought that updating of data protection laws was urgent; and a slightly lower proportions of participants (70–78%) viewed as urgent updating of laws concerning genetic discrimination, insurance, and employment.

Table 2. Responses to items about the need to amend relevant laws.

Two vignettes explored judges’ and lawyers’ views on who would be liable for harm resulting from misuses of genetic data. Vignette 1 (see ) described a hypothetical court case for compensation, where untraceable use of genetic data by the insurance provider has made health insurance inaccessible, with serious consequences for the individual. Data had been previously breached by the National Health Service (NHS). 42.5% of judges and 33% of lawyers found the Government responsible for not having updated laws in time – when it became apparent that genetic sequencing was becoming a routine – and decided that the Government is to pay compensation for the suffered loss. Around 50% of the judges and lawyers found the NHS responsible for the loss, deciding that the NHS is to pay compensation. Few judges (6.8%) and lawyers (13.8%) thought that compensation should be paid by the insurance company or by no one.

Table 3. Vignette 1: compensation for genetic data breaches.

Vignette 2 (see ) described a hypothetical case where employers were headhunting using genetic data they had obtained through untraceable sources. The data had been breached prior to the updating of laws which provide greater protection. 63% of the judges and 43.6% of the lawyers found the Government liable for not updating laws in time to prevent genetic data breaches; and 37% and 54.3% found the employers liable. None of the judges and only 2.1% of the lawyers thought that no-one should be held liable.

Table 4. Vignette 2: breaches of genetic data in employment.

Further, we asked the judges and lawyers whether genetic findings should be patented, considering that many people contribute data for research, but may not benefit from the findings due to the high costs (Item 35; SOM Table 4). 100% of the judges and 95% of the lawyers endorsed patenting genetic findings by companies.

We also asked judges and lawyers whether, to provide justice, the justice system should accommodate the wide variability among people, including in terms of ability, personality and level of education (Item 36 SOM Table 4). 100% of judges and 96.6% of lawyers agreed that, to provide justice for all, the legal system should accommodate the variability of the population it represents, including in terms of procedure and resources.

Discussion

The study is the most comprehensive and representative to date to investigate opinions of judges on the use of genetic information and application of genetic advances. The study assessed opinions of the judges of the Supreme Court - and compared them with opinions of lawyers and non-lawyers from the same country (Romania). The opinions of the Supreme Court judges are particularly informative as this group consists of some of the most experienced judges. The issues examined in this study are not limited to any one jurisdiction, but are universally pressing.

The results were mostly similar for judges, lawyers and non-lawyers, but some interesting group differences emerged. The judges tended to have decisive opinions even on controversial issues (rarely judges opted for the “undecided” option). There were significant average differences between the judges and at least one of the other two groups for 21 of the 36 matters assessed on a 1–7 scale. The judges also tended to show stronger agreement (smaller standard deviation) in all their responses when compared to both lawyers and non-lawyers.

Below we discuss the results for the 4 broad themes explored in this study.

Genetic testing

All of the judges were willing to undergo genetic testing when it allowed for improved treatment. Genetic testing received similar endorsement as counseling, courses in mindfulness and self-awareness, self-help literature and alternative medicine (which may include a range of measures, such as herbal teas and healthy foods). This pattern of results suggests that the judges view genetic testing as one of the elements in a system of wellbeing measures. Other lawyers and non-lawyers were also mostly willing to undergo genetic testing for improved treatment, although their responses were more varied, and the average willingness was lower. The willingness of lawyers (5.7 out of 7 on a Likert scale) and non-lawyers (5.1) in our study were very similar to those reported in a large international general population sample (5.6) (N∼4300; Likhanov et al. Citation2023).

The judges also almost unanimously endorsed genetic testing in the case of definite and clear family history of disease. This strong endorsement stands out from the other two groups and from other unselected samples. Previous research has shown very wide variability in people’s readiness to find out their status for conditions for which no treatment is currently available. For example, many people whose parents have Huntington’s disease choose not to undergo predictive testing (Chapman et al. Citation2018).

All participants in our study indicated that they would be more likely to have their genome sequenced in the case of definite or moderate history of severe disease in their family than in the case of no history of severe disease in the family. This pattern of results suggests that many participants may not be aware of the distinction between “genome sequencing” and other “genetic testing.” For many genetic conditions with high penetrance (affected relatives having the disease variant of the gene), testing for just one or few specific genes is sufficient (e.g. BRCA 1 and 2 for breast cancer; or huntingtin (HTT) gene for Huntington’s disease). In contrast, screening for many DNA makers is required for polygenic illnesses (Yanes et al. Citation2020). Therefore, it may be more advantageous to undergo DNA sequencing in cases where no family risks are known, opting for other types of genotyping in other cases.

The judges also showed unanimous willingness to provide a DNA sample (have genetic testing) for research, even though almost all of them expressed concerns about potential misuse of genetic data by institutions. The other two groups showed more variability in willingness to provide DNA for research, with lower average willingness (5.6 for lawyers and 4.7 for non-lawyers) – very similar to that reported in an international general population sample (5.2) (N∼4300; Likhanov et al. Citation2023). The willingness of many participants to give DNA for research is consistent with the finding that most participants also viewed science as essential for improving people’s lives.

The present study showed that potential benefits of genetic testing seem to outweigh risk considerations, such as data protection. The number of concerns endorsed by participants was low and did not differ between the judges and the other two groups. There were some interesting differences between the judges and the other groups in what risks they deemed unimportant. Most of the judges did not select risks of stigmatization, discrimination, and psychological effects of finding out risk information – all important and currently unresolved issues. These concerns were identified by more participants in the other two groups, particularly by non-lawyers. This is consistent with results from an unselected international sample (Likhanov et al. Citation2023) that showed that substantial proportions of participants were concerned about their data being misused and about learning some information regarding their health that they would rather not know.

Previous research has found that genetic information, when incorrectly interpreted, may lead to stigmatization because many people are affected by essentialist biases. These biases include beliefs in immutability (e.g. genetic influences cannot be changed); discreteness (genetic risk is either present or not); inherence and uniformity (e.g. people who share genetic aetiology are similar or essentially the same); invariance (e.g. related behavioral characteristics will always be demonstrated); and informativeness (that knowing a genetic risk has a strong predictive power) (Berryessa Citation2019). Given these and other biases and low genetic literacy (Chapman et al. Citation2019; Selita et al. Citation2020), genetic information may be used against people, for example if it is viewed immutable in criminal trials. Our results suggest a need for greater awareness of how genetic testing may lead to positive and negative consequences in different contexts. As genetic testing providers are becoming new “oracles,” it is important to evaluate how people will act on their “prophecies” and how the prophecies may become self-fulfilling or self-defeating (Kovas and Selita Citation2021b).

Gene editing

An unexpectedly high degree of agreement among the judges emerged for the controversial issue of gene editing. Almost all the judges agreed with using genetic manipulation/gene editing for the prevention and treatment of disease. Almost all the judges also agreed that people should be allowed to opt for gene editing so that people can improve themselves or their children. Such strong endorsement of genetic engineering for “improvement” of traits is striking. In fact, endorsement of both items was significantly lower in the other two groups, with a full range of responses observed.

Further research is needed to understand this pattern of responses. For example, it is possible that judges are prepared to endorse genetic engineering only for health-related traits (such as cancer influenced by BRCA1 or BRCA2 mutations), rather than traits such as intelligence and athleticism. Additionally, the endorsement of improving own traits and traits of children could be different if these were presented in separate items.

The strong endorsement of gene editing in humans in this study contrasted sharply with the participants’ attitude to GMO. Most participants did not view consuming GMO as safe. This pattern of results is interesting, because much research has demonstrated safety of GMO foods (Bawa and Anilakumar Citation2013; Gbashi et al. Citation2021; Teferra Citation2021), whereas long-term consequences of genetically modifying humans are currently unknown. We are conducting further research into sources of such views.

Use of genetic data / information

Overall, participants showed strong support for uses of genetic information in some contexts and low support in other contexts.

Endorsement was high for using genetic information to adapt environments to people’s needs, for example through individualized health advice. Such uses of genetics are growing, for example for selecting appropriate medication based on genotypes, or receiving more frequent screening for people at genetic risk for certain conditions (Forgetta et al. Citation2020; Meisel et al. Citation2015; NHS, UK Citation2017; Thomas et al. Citation2021). However, wide implementation of gene-based advice remains controversial, with many currently unresolved ethical, economic and practical issues (Godard et al. Citation2003). For example, gene-based treatments may be prohibitively expensive, further exacerbating inequalities in access to medical care. An extreme but telling example of this is a $3.5-million, one-time gene therapy treatment that was recently approved by the US Food and Drug Administration (FDA) (Naddaf Citation2022). In addition, results of genetic testing are relevant to family members, and it is unresolved whether family members should be informed of the identified risks (Chapman et al. Citation2018). Moreover, as genetic literacy is generally low (Chapman et al. Citation2019), gene-based advice may be incorrectly interpreted which, as discussed above, may trigger a cascade of psychological and behavioral changes that may amount to “self-fulfilling prophecy” (Kovas and Selita Citation2021a).

Adapting environments to people’s needs based on genetic information in non-medical contexts may be even more controversial as it may lead to discrimination. For example, controversies exist in regards to using genetic information of individuals in education, including for tracking and streaming; early diagnostics and prevention of perceptual and learning deficits; and early identification of talent (Larsen, Little, and Byrne Citation2022).

In our study, most judges and other lawyers disagreed with allowing employers and schools to use people’s genetic information. Participants were more supportive of gaining greater understanding of genetic and environmental influences in order to help personalize education. This pattern of responses highlights the great challenge facing education: to use the emergent knowledge about gene-environment processes in ways that provide nuanced personalized support to each learner rather than segregate and stigmatize people (Butterworth and Kovas Citation2013; Thomas et al. Citation2015).

The judges were almost unanimous in endorsing the State’s use of genetic information on propensity for violence for prevention of crime. The lawyers also showed overall endorsement for this use, although their responses were more varied. The example provided to participants was “crime prevention through surveillance.” Surveillance based on genetic information would violate human rights. It is therefore surprising to see such a level of endorsement for gene-based surveillance by legal professionals. It is possible that the participants viewed gene-based methods as more reliable than many other controversial methods such as parole decisions based on machine learning algorithms (Larson et al. Citation2016; Shah, Bhagat, and Shah Citation2021); and keeping records of children from certain ethnic groups in the form of genealogical trees showing blood inter-relationships (so called lineage databases) (Ghosh Citation2013). However, given the probabilistic nature of genetic influences, gene-based selection for surveillance would never be precise or reliable.

It is also possible that the participants were not endorsing gene-based surveillance, but had in mind other ways of using genetic information for crime prevention. The results of our post-hoc qualitative study showed that participants endorsed measures such as early identification and implementation of targeted educational interventions, rather than State surveillance. However, such educational interventions, although they appear to benefit individuals and society, can also lead to stigmatization and discrimination from early childhood. Similar issues are posed by mandated psychological interventions and other treatments (e.g. (Hachtel, Vogel, and Huber Citation2019)).

Contrasting with the high endorsement for gene-based crime prevention, most participants were opposed to insurance companies having access to genetic information, even in circumstances when people themselves have their health-related genetic information. The judges’ views could mean that they do not believe that those already disadvantaged with higher genetic risks should be further disadvantaged by having restricted access to healthcare via insurance.

However, this situation may pose risks for the private insurance industry, because it depends on moneys collected from the more healthy (lower health risk) to cover the costs of those less healthy (higher health risks). The situation, where individuals have access to their genetic risks, and private insurers do not (known as anti-selection or adverse selection), is recognized as a threat for the industry (The Economist Citation2022), although it remains unclear how widespread this problem may become (Pugh Citation2021). In the light of the high and increasing level of genetic prediction, basing eligibility or premiums on genetic information, is clearly important for private insurers (Chapman et al. Citation2020). This has been acknowledged by the insurance industry. For example, the Association of British Insurers (ABI) and the UK Government have agreed that “unless otherwise agreed, insurance companies should have access to all relevant information to enable them to assess the price risk fairly in the interest of all their customers” (HM Government Citation2014; UK Department of Health Citation2022).

The issue of insurers’ access to predictive genetic information has received much attention - with a range of proposals being put forward since the completion of the human genome project (Rothstein Citation2009; Furrow et al. Citation2013; Selita Citation2020; Pugh Citation2021; Rodriguez-Rincon et al. Citation2022; Chapman et al. Citation2020). To-date, different countries have adopted different rules regarding use of genetic information in health insurance, with some European countries prohibiting taking into account genetic test results to determine the cost of obtaining insurance (Pugh Citation2021). In other countries, e.g. the UK, limited use of genetic test results is allowed.

In our study we explored participants’ views on alternative insurance provision models. Many participants endorsed insurance provision by the State (irrespective of genetic make-up), but opinions were mixed on factors that should be considered in determining insurance premiums. The responses for each option ranged across the entire scale. For example, 28.8% strongly agreed and 13.7% strongly disagreed that insurance should be provided equally, not considering age, genetic data, medical records or lifestyle.

Overall, our results highlight that, to prevent harmful applications of genetic information, societies need to take essential precautions. Potential uses of genetic information need to be continuously critically examined in a cross disciplinary framework; and there needs to be open debates on these matters. These steps are needed not only to prevent violations of people’s rights, but also to help individuals make more informed decisions in dealing with the fast-growing industry of consumer genetics.

Insufficient regulation and amending of the relevant laws

Most of the judges and lawyers expressed the view that laws in place do not provide sufficient protection from misuses of genetic data by schools, employers, and insurance companies. The majority of the judges and lawyers also agreed that the relevant laws should be updated now (as soon as possible). These views are justified given the high likelihood of misuses and that people cannot protect their genetic data because data breaches are now unpreventable and common (Selita Citation2020).

The participants also endorsed making the justice system more accessible to accommodate the large variability in population, including through updating dispute resolution procedures and resource allocation. These results are consistent with previous research that also found similar endorsement by lawyers (Selita, Chapman, and Kovas Citation2019). The views are also in line with the widely exposed inaccessibility to justice for most people (Moorhead et al. Citation2005; Selita Citation2018; The Lord Chief Justice Citation2015; Trinder et al. Citation2014).

The results further show that regulation of genetic findings present challenges. For example, the participants’ views differed significantly on who was liable for damages caused due to misuse of genetic data – those who had breached the data, those who misused them, or the Government for not having updated laws timely to prevent breaches. In one of the case scenarios, the national health services had breached the data, when data protection laws were not sufficiently effective. These data were then used by insurance providers to determine risk and premiums. Views were split as to who is liable: the NHS being found liable by 48–50%, the government by 33–43% and the insurance company by 7–14%.

The views were similarly divided on who would be liable if employers used genetic information from undisclosed sources for personnel selection: the employers (37–54%), and the government (44–63%). This pattern of results demonstrates that court decisions in these areas are likely to depend on individual judge’s views; and that passing effective laws will be impeded by the high disagreement. If this situation is left unaddressed, it is likely that Governments will face court actions, similar to already occurring actions against the Government for failing to act regarding climate change matters (Carrington and editor Citation2022). It is indisputable that privacy of genetic information cannot be fully protected, as even anonymized genetic data can be used to identify individuals (Gymrek et al. Citation2013). Therefore, the need for developing effective regulation of genetic information use is evident.

Beyond liability issues, another area of concern, that produced interesting results, is patenting of genetic findings. 100% of the judges and lawyers endorsed patenting genetic findings by companies, even if this would lead to related treatments becoming very expensive. This very high agreement on this controversial issue presumably reflects judges’ belief that progress in this area relies on commercial interest as the research is costly to conduct. Indeed, patenting of findings may be inevitable and some battles in this area have been raging from the start. These include: a race to be the first to sequence the human genome; patenting of naturally occurring segments of human DNA, banned by the US Supreme Court in 2013 and then sought to be overturned by law in Congress; and patenting gene based treatments (Andrews, Mehlman, and Rothstein Citation2015; Kesselheim et al. Citation2013; Ledford Citation2021; Servick Citation2019; YourGenome.org Citation2022).

However, commercial interests should not overshadow the main aims of genetic science - to prevent and cure diseases, and to improve quality of life for all. Genetic discoveries rely on contribution of genetic, medical and lifestyle data from millions of people. Acknowledging this, it should be at the forefront of societal efforts to ensure equal access to benefits of this science. Cross-disciplinary efforts are essential to develop new models of fair access, including caps on prices, appropriate taxation on business profits and State subsidies. Perhaps a starting point is to assess what we learned during COVID-19 pandemic regarding costs of protective equipment, vaccines, and treatments, profits made by different providers and inequalities in access.

Limitations and conclusions

This study explored the views of participants from a civil law jurisdiction. More research is needed to investigate whether the current results apply to other countries, especially those with common law systems (Hay Citation2001; Tetley Citation1999). For example, the need for amending laws may be more pressing in countries with a legal system based on Roman law (civil law jurisdiction). This is because, in these jurisdictions all laws are codified and therefore new issues, not covered by legislation, cannot be reliably resolved. On the other hand, the need for amending laws may be greater in common law countries. In these jurisdictions, in addition to the codified statutes, laws can also be developed by judges (judge-made law), allowing for one individual’s views to have a strong impact on society.

In addition, attitudes towards controversial issues, such as gene editing, may vary as to cultural norms, religious beliefs, availability of information and other factors. However, there is some indication that the results of this study are broadly generalizable, as results were similar in a large international general population sample – for the items that were common for the two studies (Likhanov et al. Citation2023). Therefore, opinions on these matters of legal professionals in one jurisdiction can inform those in other countries, regardless of type of legal system in place.

The study showed that judges, lawyers, and non-lawyers see potential in genetic science to improve people’s lives, but also show awareness of problems and urgent need for amending laws. Judges, compared to the other groups, focused more on the benefits that can be gained from genetic science than on potential societal risks of genetics applications. They overall showed stronger agreement (less variability in views) than other lawyers and non-lawyers on how genetic information should be used and by whom, including on controversial matters. Consensus on controversial issues may not be desirable at this stage, particularly given that genetic literacy remains low. Previous research found that even highly educated people, including judges, have significant gaps in their understanding of key genetic concepts (Selita et al. Citation2020).

As some of the results were particularly surprising (e.g. high endorsement of gene-based crime prevention), we considered a possibility of a framing effect. For example, phrasing of the item as “the state should use this information” rather than “the state should not use this information” may have had some effect. However, another item, using identical phrasing “Insurance companies should be allowed” generated a high degree of disagreement. Overall, it is unlikely that phrasing of the questions could have significantly affected the views of these professionals. In our previous work, we showed no effect of phrasing on how deterministic participants’ views of genetics were (Gallop et al. Citation2017). Moreover, the formulations of the questions chosen for this study reflect real world practice, where issues are not uniformly presented.

To conclude, the present study highlights the need for more in-depth research, public discussion, as well as cross-disciplinary assessment of the use and regulation of genetic information. Moreover, as issues related to using genetic information transcend borders and affect all people, these discussions and assessments need to become international.

Availability of data and material

All data are available upon request from the corresponding author ([email protected]).

Compliance with ethics guidelines

All procedures followed were in accordance with the ethical standards of the responsible committee on human experimentation (institutional and national) and with the Helsinki Declaration of 1975, as revised in 2000 (5). Informed consent was obtained from all participants for being included in the study.

Declarations

We are grateful to all participants for taking time from their busy schedules to complete a lengthy survey and to provide additional comments. Their contribution is invaluable for development of justice in this complex area.

Supplemental material

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Disclosure statement

No potential conflict of interest was reported by the author(s).

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