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Abstract
Poincaré maps and suspension flows are examples of fundamental constructions in the study of dynamical systems. This study aimed to show that these constructions define an adjoint pair of functors if categories of dynamical systems are suitably set. First, we consider the construction of Poincaré maps in the category of flows on topological manifolds, which are not necessarily smooth. We show that well-known results can be generalized and the construction of Poincaré maps is functorial, if a category of flows with global Poincaré sections is adequately defined. Next, we consider the construction of suspension and its functoriality. Finally, we consider the adjointness of the constructions of Poincaré maps and suspension flows. By considering the naturality, we can conclude that the concepts of topological equivalence or topological conjugacy of flows are not sufficient to describe the correspondence between map dynamical systems and flows with global Poincaré sections. We define another category of flows with global Poincaré sections and show that the suspension functor and the Poincaré map functor form an adjoint equivalence if these categories are considered. Hence, a categorical correspondence is obtained. This will enable us to better understand the connection between map dynamical systems and flows.
1. Introduction
Poincaré map and suspension flow constructions are fundamental tools employed in the study of dynamical systems. They are used to reduce a problem concerning continuous-time systems to one of discrete-time systems or vice versa, thereby connecting the two major types of dynamical systems [Citation6,Citation8,Citation13].
Results on their relationship are scattered across the literature, and systematic treatments are scarce. However, by collecting these results, we can easily observe that a categorical relationship may exist between them. For example, the following properties are known:
If two diffeomorphisms are topologically conjugate, then their suspensions are topologically conjugate (Proposition 5.38 in [Citation7]).
A flow with a Poincaré section is locally topologically equivalent to the suspension of its Poincaré map (Theorem 5.40 in [Citation7]).
Every diffeomorphism on a compact manifold is topologically conjugate with the Poincaré map of its suspension (Proposition 3.7 in [Citation10]).
In the case of flows with global sections, stronger properties hold because Poincaré maps can be defined globally:
Topological equivalence of two flows can be determined in terms of Poincaré maps (Theorem 1 in [Citation1], Proposition 1.11 in [Citation14]).
A flow with a global section is topologically equivalent to the suspension of its Poincare map (Theorem 3.1 in [Citation15]).
In loose terms, these results can be summarized as follows: isomorphisms are preserved under the constructions of Poincaré maps and suspension flows, and a Poincaré map of a suspension or a suspension of a Poincaré map can be identified with the original map or flow. These statements suggest the existence of categorical equivalence between a category of map dynamical systems and one of flows.
Some categorical aspects of these constructions have been considered in the case of isomorphisms with topological conjugacy [Citation5]. However, their relation remains unclear because it depends on the choice of categories. For example, some of the results mentioned above are not true if one uses topological conjugacy instead of topological equivalence to define isomorphisms.
This study aimed to perform a categorical treatment of the constructions of Poincaré maps and suspension flows in order to describe the exact relationship between them. This will enable us to unify the known results listed above and also ‘prove’ the folklore correspondence of various notions between discrete-time and continuous-time systems, such as that of topological conjugacy and topological equivalence.
The main result of this paper is a theorem on the adjointness of constructions of Poincaré maps and suspension flows. To formulate these constructions in the categorical setting, we define categories of map dynamical systems and flows. A category of map dynamical systems can be defined by setting map dynamical systems as objects and continuous maps satisfying the condition of conjugacy as morphisms. For a category of flow dynamical systems, we consider flows with global Poincaré sections as objects so that the construction of Poincaré maps is possible. However, in the case of flows, morphisms can be defined more than one way because we may change the requirement on the preservation of parametrization of orbits. Here we consider three cases: (i) the parametrization is completely preserved, (ii) morphisms are rate-preserving in the sense of Definition 5.10, or (iii) the parametrization is ignored except for orientation. Correspondingly, we define three categories of flows with global Poincaré sections
and
Using these categories, it is shown that there are Poincaré map functor
and suspension functor
, each representing the corresponding construction. If we define inclusion functors
and
we have the following result, which describes the exact relationship between two constructions.
Proof
Main Theorem A
The functor is left adjoint to
Further, the functors and
form an adjoint equivalence. Therefore, the category
is equivalent to the category
. Thus, the constructions of Poincaré maps and suspension flows give a categorical correspondence between flow dynamical systems and map dynamical systems.
To develop the results outlined above, we generalize the construction of Poincaré maps to the flows without smoothness assumptions.
Proof
Main Theorem B
Let be a flow and
be topologically transversal to Φ. If
and there exists
such that
there exist a neighbourhood U of
in X and continuous maps
and
such that
for each
and
for
Further, if S is a global Poincaré section,
is defined on the entire S, and it is a homeomorphism.
The rest of this paper is organized as follows. In Section 2, we introduce some basic concepts of the category theory to fix notation. In Section 3, we define several categories of dynamical systems. In Section 4, we first introduce the notion of topological transversality for topological manifolds and continuous flows. We show that Poincaré maps can be defined analogously to the smooth case. Then, we define categories of flows with global Poincaré sections to show that the construction of Poincaré maps is functorial. In Section 5, we study the categorical relationship between Poincaré maps and suspension flows. We show that these two form a pair of adjoint equivalence if the categories are selected properly. Finally, in Section 6, we present some concluding remarks.
2. Preliminaries
In this section, we introduce the concepts of category theory to fix notation. For details, we refer to [Citation4,Citation9,Citation12].
Definition 2.1
Category
A category consists of the following data.
The class of objects
The class
of morphisms from X to Y for each pair
of objects. A morphism f in
is denoted as
The composition of morphisms. That is, for each triple
of objects and pair of morphisms
and
a morphism
is specified.
These data are required to satisfy the following axioms.
The composition is associative. That is, we have
for each triple of morphisms
,
and
For every object X, there exists an identity morphism
such that
and
for all
and
.
We denote a category by bold fonts. For example, the category of sets and maps is denoted as .
A morphism in
is an isomorphism if there exists a morphism
such that
and
A functor is a mapping between categories which preserves the structure.
Definition 2.2
Functor
Let and
be categories. A functor F from
to
consists of the following data.
For each object X in
an object
in
is specified.
For each morphism
in
a morphism
is specified.
These data are required to satisfy the following axioms.
For each object X in
we have
For each pair of morphisms
and
in
we have
We denote a functor from to
by
For each category
there exists an identity functor
defined by
for each object X and
for each morphism f. The composition of two functors can be defined in an obvious manner.
The notion of natural transformation describes the correspondence between functors.
Definition 2.3
Natural transformation
Let and
be functors. A natural transformation η from F to G is a family of morphisms in
indexed by the objects in
such that the following diagram is commutative for each morphism
in
A natural transformation η from F to G is denoted by A natural transformation η is a natural isomorphism if
is an isomorphism in
for each X in
The notion of adjointness describes the situation where two functors are inverse in a weak sense.
Definition 2.4
Adjoint
Let and
be functors. F is left adjoint to G, denoted by
, if there exist natural transformations
and
such that
for each X in
and Y in
The equivalence of categories can be described in terms of adjoint functors.
Definition 2.5
Adjoint equivalence of categories
Let and
be categories. A pair of functors
and
is an adjoint equivalence if
by natural isomoprhisms
and
If an adjoint equivalence exists, the categories and
are equivalent.
3. Categories of dynamical systems
In this section, we define various categories of dynamical systems to set up for the discussion later.
In what follows, topological manifolds are assumed to be second countable and Hausdorff.
Definition 3.1
A map dynamical system is a pair of a topological manifold (without boundary) X and a homeomorphism
A morphism
between map dynamical systems is a continuous map
such that
Definition 3.2
A flow is a pair of a topological manifold (without boundary) X and a continuous map
such that
For each
For each
and
A morphism between flows is a continuous map
such that
for all
and
A weak morphism between flows is a pair of a continuous map
and a map
such that
for all
and
For all
is an increasing homeomorphism with
Lemma 3.3
Each of the following forms a category if the composition of morphisms is defined by the composition of maps.
Map dynamical systems and their morphisms.
Flows and their morphisms.
Flows and weak morphisms.
Proof.
The proof is obvious for (1) and (2). For (3), we need to verify that the ‘time-part’ composition of the morphism satisfies the conditions of weak morphism. Let and
be morphisms and define
Then, for all
and
is a composition of homeomorphisms.
We call the above a category of map dynamical systems , a category of flows
, and a category of flows with weak morphisms
, respectively. We note that
can be regarded as a subcategory of
as there is an obvious inclusion functor defined by
and
where
is the projection defined by
Isomorphisms in and
are called topological conjugacies and isomorphic objects are called topologically conjugate. In
, isomorphism is called topological equivalence and isomorphic objects are called topologically equivalent. These definitions coincide with the usual ones.
Remark 3.4
The categories in [Citation5] correspond to or
in this paper.
Remark 3.5
Each of the categories defined above has a weakly initial element similar to the ‘universal dynamical system’ of [Citation12]. For example, the system defined by
for all
is weakly initial in the category
Further, the set
is isomorphic to the set of all orbits of
In particular, a morphism
corresponds to an orbit with period
if and only if h admits the following factorization:
Similar constructions can be carried out for or
4. Topological transversality and global Poincaré section
In this section, we define the concept of topological transversality for continuous flows on topological manifolds. Based on this definition, we show that Poincaré maps can be defined in a manner similar to the classical smooth case. Additionally, we introduce categories of flows with global Poincaré sections to consider the functoriality of the construction of Poincaré maps.
We adopt the definition of topological transversality given in [Citation2,Citation14] with a certain modification.
Definition 4.1
Let be a flow, where X is an n-dimensional topological manifold. A submanifold
without a boundary is topologically transversal to Φ if
S is codimension one and locally flat.
For each
there exists a neighbourhood U of x in X and a homeomorphism
where B is the unit ball such that
Further, there exist
and
such that
and
are contained in different connected components of
and
Here,
and
can be taken locally uniformly, that is, there exist a neighbourhood
of x and
such that
and
for all
For each set of the form
where
and
is compact in S.
Lemma 4.2
Let be a flow and
be topologically transversal to Φ. Then, for each
and
there exists an open neighbourhood V of x in X such that
for all
Proof.
Let U be a neighbourhood of x satisfying the condition of (2) in Definition 4.1. By the continuity of Φ, there exist a neighbourhood of x and
such that
and
Then, we have
We take neighbourhoods
and
of
and
respectively, such that
and
Let
By considering the nth coordinate of the homeomorphism ϕ, we obtain that
for all
The next lemma excludes the possibility of sequences that return to the section very frequently.
Lemma 4.3
Let be a flow and
be topologically transversal to Φ. If
, there exist no sequences
and
such that
and
as
and
Proof.
Let U be a neighbourhood of x satisfying condition (2) in Definition 4.1. Let be a neighbourhood of x such that there exists
with
for all
If
and
are sequences such that
and
as
and
then
and consequently
for a sufficiently large n. This is a contradiction.
Definition 4.4
Let be a flow. A submanifold
is a global Poincaré section if
S is topologically transversal to Φ.
For each
there exists
and
such that
and
.
Remark 4.5
If the phase space is compact, condition (2) can be weakened to the condition that each has
such that
Indeed, let
and consider the ω-limit set of x. Then,
is nonempty by the invariance of the limit set. By Lemma 4.2, we observe that there exists
such that
The existence of
is proved similarly.
Remark 4.6
By definition, a flow with a global Poincaré section has no equilibrium points. By using the argument in [Citation1], we can show that a smooth flow without equilibrium points has a global Poincaré section if the phase space is compact.
According to these definitions, we have the following generalization of well-known results.
Theorem 4.7
Main Theorem B
Let be a flow and
be topologically transversal to Φ. If
and there exists
such that
there exist a neighbourhood U of
in X and continuous maps
and
such that
for each
and
for
Further, if S is a global Poincaré section,
is defined on the entire S, and it is a homeomorphism.
Proof.
First, we show the existence of and
for each
where U is a neighbourhood of
in X. Let
and take a neighbourhood V of
by applying Lemma 4.2 with
and
Let
Then, we have
for all
We define
for each
By the choice of U,
is nonempty. If we set
we have
Let
be a sequence with
as
For a sufficiently large
we have
for all n. Therefore,
from the continuity of Φ and the compactness of
These results indicate that
has the desired properties. We set
Let us now show that is continuous. Let
and ϵ be an arbitrary positive number less than
.
By Lemma 4.2, there exists an open neighbourhood of
such that
for all
By the continuity of Φ, there exists an open neighbourhood
of x such that
. Therefore, we have
for all
We show that there exists an open neighbourhood of x such that
for all
If this is not the case, we may take sequences
and
so that
and
as
As
we may take a convergent subsequence
as
Using the continuity of Φ, we observe that
Thus, we obtain sequences
and
so that
and
as
However, this is impossible by Lemma 4.3.
Therefore, there exists an open neighbourhood of x such that
and
for all
Together, these imply
for all
Therefore,
is continuous and consequently
is also continuous.
If S is a global Poincaré section, it is clear that and
are defined on the entire S. By the definition of a global Poincaré section, the same constructions can be carried out for
Then, we have
These are established as follows. For
we have
by definition. Therefore,
On the other hand, we have
for
by definition of
. This implies
for
Therefore,
The other relation is obtained by symmetry. Now, we have
because
for all
Corollary 4.8
Let be a flow with a global Poincaré section S. If
we have
Proof.
As we have , it is sufficient to prove the first formula. Suppose the series is convergent and let the sum
and
Because we have
for each
converges to
For all n,
is contained in
which is compact by the definition of topological transversality. Therefore,
If we set
the convergence of the sum implies
and
for all n by definition. Thus, we have a pair of sequences
which does not exist by Lemma 4.3. This is a contradiction.
A flow may admit many different global Poincaré sections, and consequently, a pair of a flow and a section may not necessarily be preserved under a weak morphism. If the sections are preserved by a weak morphism as sets, we have the following correspondence of the first return times between two flows.
Lemma 4.9
Let and
be flows with global Poincaré sections S and
respectively, and
be a weak morphism. Then,
If
for all
If
for all
In particular, if we have
for all
Proof.
(1) Let As we have
Because
it follows that
(2) Let We have
and
for some
because
is a homeomorphism. Therefore, we have
which implies
Thus, we obtain
Because
is monotonically increasing, we conclude that
which is the desired property.
As a consequence of this lemma, we have the following result.
Lemma 4.10
Let and
be flows with global Poincaré sections S and
respectively, and
be a weak morphism such that
Then, we have a morphism of map dynamical systems
where
is the restriction of h to S.
Proof.
As and
are homeomorphisms, they define map dynamical systems. For each
we have
Therefore,
is a morphism of map dynamical systems.
Thus, we may define the following:
Definition 4.11
Let and
be flows with global Poincaré sections S and
respectively. A morphism
in
is said to preserve the global Poincaré sections if
The category of flows with global Poincaré sections is the category whose objects are flows with global Poincaré sections and whose morphisms are morphisms in
, which preserves the global Poincaré sections.
Similarly, we may define a category whose objects are flows with global Poincaré sections and whose morphisms are morphisms in
, which preserves the global Poincaré sections.
Objects in or
are denoted by a triple of the form
where
is a flow with a global Poincaré section S.
From Lemma 4.10, we immediately obtain the following:
Theorem 4.12
The construction of a Poincaré map is functorial for That is, there exists a functor
defined by setting
for each object
in
For each morphism
Corollary 4.13
The construction of a Poincaré map is functorial for
Proof.
Take the composition of with the inclusion functor
5. Poincaré maps and suspension flows
In this section, we consider the categorical relationship between a Poincaré map and a suspension.
To establish the notation, we recall the definition of a suspension flow.
Definition 5.1
Let be a homeomorphism on a topological manifold X. The mapping torus
of f is the manifold defined by
where ∼ is the smallest equivalence relation with
for each
There is a natural surjection
which sends each point to the corresponding equivalence class. We denote a point in
by
where
Definition 5.2
Let be a map dynamical system. The suspension flow
of
is defined by
where
and
is a unique integer satisfying
Theorem 5.3
The construction of a suspension flow is functorial. That is, there exists a functor defined by setting
for each object
in
For each morphism
we set
where
and
and
Proof.
Let be a morphism in
First, we show that
is well-defined and continuous. Well-definedness is verified by a direct calculation using
The continuity follows from the commutativity of the following diagram and the universal property of the quotient topology:
We show that commutes with suspension flows. This is verified by a direct calculation:
where
and
is a unique integer satisfying
We show that preserves the sections, that is,
By definition, we have
so
Conversely, if
with
then t = 0 and therefore,
Finally, we show that Σ is a functor. It is clear that If
and
are morphisms in
we have
Now, we have three categories and three functors between them:
Inclusion functor
.
Poincaré map functor
.
Suspension functor
.
From the existence of these functors, we immediately recover some known results on the preservation of isomorphisms.
Theorem 5.4
Each of the following statements holds.
If two flows with global Poincaré sections are topologically equivalent, there is a pair of global Poincaré sections such that the Poincaré maps are topologically conjugate.
If two maps are topologically conjugate, their suspension flows are topologically conjugate.
At this point, we must consider the degree of difference between the original flow and the suspension flow of the Poincaré map. First, we note that there is a pair of flows that are topologically equivalent but not topologically conjugate. The following is a modification of an example in [Citation11].
Example 5.5
We define two flows on by
Then, they are topologically equivalent but not topologically conjugate.
Proof.
Topological equivalence is obvious. Suppose there is a homeomorphism such that
and
are topologically conjugate, that is,
for all
and
By considering
we obtain
for all
which contradicts the condition that h is injective.
Note that we may take as a global Poincaré section for these flows. With this choice, the Poincaré map is the identity
in either case. Further, the suspension flow for
coincides with
Thus, the suspension flow of a Poincaré map is not necessarily topologically conjugate with the original flow. On the other hand, topological equivalence can be established.
Lemma 5.6
There is a natural transformation defined by the following for each
in
where
and
where
is the indicator function of
Proof.
First, we show that is well-defined as a weak morphism in
. Well-definedness and continuity of
follow from the commutativity of the following diagram:
where is defined by
for each
By definition, we have Because
is a positive-valued function,
is strictly monotonous. By Corollary 4.8, it is also a surjection. Thus,
is a homeomorphism.
We check that commutes with the flows by a direct calculation. When
where
is a unique integer satisfying
we have
Noting that
we calculate the following for
:
The condition that
can be verified by a direct calculation.
Finally, we show that is natural. Let
be a morphism in
Then, we have
where
and
We also have
using
Remark 5.7
The map is bijective. Surjectivity is obvious. For injectivity, if
for
and
we have
If
then it follows that
Because
this is a contradiction. Therefore,
By interchanging t and x with
and
, we also have
Therefore, we conclude that
and consequently
Using the invariance of domain theorem, we observe that is a natural isomorphism. In ordinary terms, this observation can be phrased as follows.
Corollary 5.8
If is a flow with a global Poincaré section, then
is topologically equivalent to
Another natural transformation can be constructed.
Lemma 5.9
There is a natural transformation defined by
for each
Proof.
First, we show that is well-defined as a morphism in
As
is a composition of continuous maps, it is well-defined and continuous. Additionally, we have
for all
We show that l is natural. Let be a morphism in
Then,
for all
These results suggest that there is another category larger than and smaller than
for which the constructions of Poincaré maps and suspensions become adjoint.
Definition 5.10
A weak morphism in
is rate-preserving if
for all
and
where
and
are the same as in Lemma 5.6.
Lemma 5.11
If in
is rate-preserving, we have
for all
and
Proof.
We show this by a direct calculation. Let and
Then, we have
Here, we used the result of Lemma 4.9.
Lemma 5.12
The identity morphism in is rate-preserving. The composition of two rate-preserving morphisms is again rate-preserving.
Proof.
The first statement is obvious. Let and
be rate-preserving morphisms. Then, we have
for all
and
Therefore, we can define a category whose objects are flows with global Poincaré sections and whose morphisms are rate-preserving morphisms. If we denote the inclusion functors by
and
, it is clear that
Lemma 5.13
Let be an object in
Then, the weak morphism
is rate-preserving.
Proof.
First, we note that
for all
and
because
for all
We calculate the following:
for all
and
Thus, we have the following result:
Lemma 5.14
There is a natural transformation given by the restriction of the natural transformation
defined in Lemma 5.6.
Proof.
It is sufficient to verify the naturality conditions. Let be a morphism in
If with
we have
Further, for all
with
and
where
is the time part of
Combining the results above, we obtain the desired result, which gives us the exact relation between the constructions of Poincaré maps and suspension flows.
Theorem 5.15
Main Theorem A
Proof.
We verify that the triangle identities are satisfied by and
In what follows, we omit or
for ease of notation.
Let be an object in
Then, we have
for all
and
Further, we have
for all
and
These results show that the following diagram commutes in
Let be an object in
Then, we have
for all
Therefore, the following diagram commutes in
Thus, we conclude that
The next corollary is an immediate consequence of Remark 5.7 and the injectivity of
Corollary 5.16
The categories and
are equivalent.
We remark that the rate-preserving condition can always be assumed for topologically equivalent flows.
Theorem 5.17
Let and
be isomorphic in
Then, they are isomorphic in
Proof.
By the functoriality of
and
are isomorphic in
Because
gives isomorphisms, we conclude that
and
are isomorphic in
6. Concluding remarks
The categorical equivalence of Corollary 5.16 enables us to obtain correspondences between various concepts of flows and map dynamical systems. For example, Theorem 5.17 implies that the topological conjugacy of map dynamical systems is categorically equivalent to the topological equivalence of flows. This provides further justification for the use of topological equivalence in the study of flows, in addition to the usual argument that topological conjugacy is too strict.
We also observe a lack of correspondence for some notions. As flows with global Poincaré sections do not have equilibria, it follows that map dynamical systems do not have a concept corresponding to them under the equivalence obtained here. It would be interesting to consider whether there exists another pair of functors under which fixed points correspond to equilibria. A candidate will be the time-one map because it corresponds to the discretization functor, which has been considered in [Citation5]. However, it is known that this construction is not very expressive, and it is unclear whether an interesting equivalence can be found [Citation3].
Acknowledgements
The author would like to thank the anonymous reviewers for valuable comments and suggestions.
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No potential conflict of interest was reported by the author(s).
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