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Review Article

An overview of the potential environmental impacts of large-scale microalgae cultivation

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Abstract

Cultivation of microalgae for applications such as fuel, food, pharmaceuticals and farming is a rapidly developing area of research and investment. Whilst microalgae promises to deliver many environmental benefits compared with existing biofuel technology, there are also issues to overcome in relation to wastewater management, emissions control, land use change and responsible development of genetically modified organisms. This review seeks to highlight both the positive and negative impacts of microalgae cultivation, focusing on impacts to the aquatic, atmospheric and terrestrial biospheres that may occur and would need to be managed should the microalgae cultivation industry continue to grow.

In a world where natural resources are being extracted and consumed at an ever increasing rate, there is also a growing need to seek alternatives to provide nutrients, chemicals and energy for mankind. Microalgae have gained attention due to their fast growing nature, adaptability to their environment and an ability to concentrate useful chemicals and capture nutrients in an economical way.

Microalgae are unicellular organisms found in marine and freshwater environments. They constitute the most fundamental positions in aquatic ecosystems, and therefore form the basis of food chains. The total biomass they represent is large enough to influence global climate systems. Estimates suggest that over 800,000 species of microalgae exist, yet of these only 50,000 are documented [Citation1]. Each species has adapted to a particular environment, for example extreme climates, salt levels, pH or light levels [Citation2].

This demonstrates the enormous potential for modification of microalgae, which in turn may lead to an alternative resource pool for today's resource limited world.

As with all resources that are produced on a large scale, there are positive and negative impacts on the environment. There has been a broad scope of research based on microalgae, from microalgae as a biological resource to microalgae as a source of industrial and domestic wastewater clean-up, and from microalgae for the production of biofuels and fertiliser to microalgae for the production of food and pharmaceuticals. Fewer studies have looked into environmental impacts that could occur, should cultivation systems be scaled up. Some of the emerging research considers greenhouse gas emissions [Citation3,4], water consumption [Citation5–7], and wastewater treatment [Citation8–11]. There have been several recent reviews discussing the potential environmental impacts of different aspects of microalgal cultivation, for example the designing of pond-based cultivation systems using ecological principles to reduce environmental impacts [Citation12], identification of environmental impacts and their social acceptance and perceived and actual health impacts [Citation13].

The aim of this paper is to trace the impacts of large scale microalga cultivation systems through both primary and secondary stages and to highlight where there are uncertainties in estimating these impacts, as well as possible mitigation strategies. The focus of this review is on large open cultivation systems such as open raceway ponds.

This review begins with an overview of recent and current developments in the microalgae industry and an assessment of how biofuel policy will aid its development. Next, a comprehensive assessment of potential aquatic, atmospheric and terrestrial impacts is presented. A wide range of literature is reviewed in order to explore the potential complexities of interactions involved within and between each system. This review seeks to provide more detail on the specific impacts than has been provided previously, in particular identifying pollutants and uptake pathways in aquatic environments, specifying potential primary and secondary atmospheric emissions and investigating terrestrial impacts that could arise from large-scale microalgae cultivation in open systems. The impact of energy consumption and nutrient supply is discussed and the limitations in knowledge and understanding identified in the future perspectives. It brings together up to date academic and industrial research from these disciplines, enabling both researchers and policy makers to identify how to manage the impacts of large-scale microalgae growth in a way that will minimize further harm to the environment.

Current situation

Governments around the world are already legislating for the inclusion of biofuels within the transport fuel sector. Since 2008, EU policy has had a target of 10% of road transport fuel to be from renewable sources [Citation14], although the UK government have only obliged retailers to include 5% with no plans to increase this further [Citation15]. Brazil, one of the largest producers of bioethanol and biodiesel, has reached 25% ethanol in gasoline blends as of May 2013 [Citation16] and 5% biodiesel in diesel blends since the beginning of 2013, eight years after first legislating for biodiesel inclusion into the fuel mix [Citation17]. The US included 34 billion litres of renewable ethanol fuel in their gasoline blend in 2012, and have targets to increase this to 164 billion litres by 2022 [Citation18]. By 2050, the IEA estimates 20% of liquid fuels will come from biofuels [Citation19]. This level of demand for biofuels places enormous stress on biofuel producers in terms of land availability and resources for cultivation. A source of biofuel is sought, which may relieve some of these pressures.

The area of microalgae biotechnology is rapidly developing, attracting funding and investment worldwide. Examples shown in indicate the range of products from large-scale microalgae cultivation and include a description of the different cultivation methods, sectors and location. Large-scale cultivation facilities for the production of nutritional supplements are predominant as these are economically feasible due to the high value end product (e.g. pigments and nutrients). Over 80% of the world's green algae producers are currently located in Taiwan, with Inner Mongolia in China and Israel being the top three producers of Dunaliella worldwide [Citation20]. The use of large-scale microalgae cultivation for wastewater treatment is being developed in some regions and this is discussed in more detail later. There is funding from governments in the US, EU, Brazil, China, India, Canada and other countries worldwide in both universities and commercial facilities. Many petro-based companies including Exxon, Shell, BP, Statoil, ENAP, Chevron are investing in biofuel R&D for production of methanol, ethanol, bio-butanol, biodiesel, and biocrude as well as bio-based chemicals [Citation21].

Table 1. Some examples of industries investing in large scale microalgae cultivation.

Production of biofuels from microalgae will require a scale of production that will inevitably have impacts on the environment. Various components of the microalgae structure can be used to produce different fuel types, using similar technology to that which is currently used for other bioenergy crops. Microalgae have cultivation benefits compared with other bioenergy crops because of their high growth rates and the option to use marginal land for cultivation. A report produced for the US DOE in 1984 looked at the chemical composition of eight strains of microalgae and calculated fuel production options based on their carbohydrate/protein/lipid content, demonstrating a combination of fuels that can be feasibly produced from an algal crop [Citation23]. It is possible to produce biodiesel, bioethanol, biogas, bio-oil and even bio-hydrogen, as shown in [Citation24]. The energy content of biofuels from microalgae is comparable to those from other bio-crops and also fossil fuels. A summary of the energy contents is given in , based on an assumption of the following energy values for each characteristic: 38.93 MJ/kg for lipids, 23.86 MJ/kg for proteins and 15.92 MJ/kg for carbohydrates [Citation23]

Table 2. Energy content of fuels from microalgae compared with existing biofuels.

In order to identify the research needs for the successful production of microalgal biofuels, the US DOE developed a roadmap for algae biofuels. Within it, they described the need to understand the scale of benefits microalgae could bring if it were to be included into a fuel mix. It also looked at how microalgal biofuels can be introduced, taking into account the challenges still to be overcome [Citation25]. The main conclusions reached demonstrated the need for far more research but also highlight the potential for microalgae to be developed into a competitive feedstock for biofuels.

Potential environmental impacts

Aquatic impacts

When evaluating the environmental sustainability of an aquatic-biomass based cultivation system, indicators such as water quality requirements and water consumption need to be considered. For microalgae cultivation, water quality requirements vary depending on alga strains. It is possible to use low-grade wastes as a water source, in order to reduce pressure on natural water resources (i.e., industrial and/or domestic wastewater) [Citation8,9,Citation11,Citation24,Citation31–35]. Sewage is abundant in most countries, although collection and treatment methods vary; generally speaking, 75% of all wastewater generated worldwide is discharge without treatment into surface water bodies with high negative impacts to the environment and human health [Citation36]. In the UK for instance, domestic water consumption is about 150 l/person/day, resulting in 120 l/person/day of wastewater going into sewers, to nearly 9000 wastewater treatment plants and returning to surface water sources [Citation37]. Using domestic and industrial wastewater sources could be economically and environmentally beneficial for large-scale microalgae cultivation, as this practice could provide low-cost water and nutrients as well as wastewater remediation.

Microalgae are highly adaptive to their environment and thrive by utilising nutrients available in the water body. A high surface area to volume ratio gives algae the potential to absorb large amounts of nutrients across their surface, enhancing photosynthesis. The demand and rate of uptake of a nutrient depends on the strain and environmental conditions (e.g. temperature, light, limiting nutrients, etc.).

Carbon is an essential nutrient required for biomass formation. It can be acquired by photosynthetic microalgae in an inorganic form from carbon dioxide via carboanhydrase activity. However, carbon dioxide has low solubility in water and the poor net mass transfer from the atmosphere makes it a limiting nutrient for microalgae cultivation. The use of flue gas has been considered as an alternative to overcome that hurdle, but could create additional concerns on aquatic environments due to the dissolution of other pollutants. On the other hand, heterotrophic microalgae cannot assimilate carbon in the same way and requires an organic carbon source. In wastewater streams this would generally be by-products from bacterial degradation of organic matter like acetate, or other highly biodegradable organic compounds such as sugars from industrial sources – e.g. wastewater from food or drink industries.

Nitrogen is a key nutrient required by microalgae. Nitrogen assimilation is required for the formation of genetic material, energy transfer molecules, proteins, enzymes, chlorophylls and peptides. Most microalgae will assimilate inorganic nitrogen in the form of ammonium nitrogen (NH4+), but when it runs out or is not available, they have the ability to utilise other inorganic nitrogen species such as nitrate (NO3) or nitrite (NO2) [Citation35]. Nitrogen can be sourced from fertilisers produced via the Haber–Bosch process, or from wastewater streams from a range of industries, municipal and domestic sources. An excess of nitrogen in an aquatic environment can lead to uncontrollable microalgae blooms, which could develop toxic conditions (i.e., the presence of toxins from cyanobacteria, free ammonia which is toxic to fish and low oxygen concentrations during the night due to algal respiration); therefore, nitrogen recovery from wastewater via biological uptake for algal biomass production may contribute to alleviate such negative impacts. A limited nitrogen supply however can limit algal growth and could affect lipid accumulation [Citation1,Citation38–41]. The compromise between growth and lipid accumulation has to be addressed and is significant as biodiesel production from microalgae generally requires high lipid content. Phosphorus is also required for energy metabolism. In many freshwater bodies phosphorus is a limiting nutrient, therefore excess phosphorus can lead to eutrophication [Citation42], compared with marine environments where nitrogen is the growth limiting nutrient [Citation43]. Phosphorus is a non-renewable resource which only exists in an inorganic form and must be either mined or recovered from waste. Phosphorus supplies are controlled by a handful of countries, meaning supply is influenced by international policy. Therefore phosphorus recovery will become essential for fertiliser due to limited resources and for the sake of geopolitical stability [Citation44–47].

Phosphorus recovery by microalgae could present a particular environmental advantage for microalgae over other methods of P recovery. The use of microalgae could allow the recovery of low levels of P from sources in which other methods may be less economically viable.

Wastewater treatment

Microalgae cultivation can feasibly be used as a secondary treatment process for various wastewaters, as algae are able to cope with particular pollutants. A summary of the potential pollutants found in wastewater, and their impact on humans, animals and microalgae is given in . The use of microalgae as a treatment method reduces the need for energy intensive cleaning processes and chemical use as is standard in wastewater treatment across the world. The mechanisms for nutrient removal depend on species but are generalised here to give a sense of the extent to which microalgae can be used for wastewater clean-up, and the problems faced. Waste Stabilization Pond Systems are one of the most popular and well established technologies for wastewater treatment using microalgae.

Table 3. Compounds found in wastewater that can be assimilated by microalgae.

Algae from this system could potentially provide a low-cost feedstock for biofuels, as domestic wastewater contains valuable nutrients to support algae growth [Citation48]. Human waste (i.e., urine and faeces) represents an important source of nitrogen and phosphorus, which are produced at a rate of 4.5 and 0.75 kg per person per year, respectively [Citation49]. Considering the extensive use of P-rich detergents, phosphorus compounds appear in excess in raw sewage, making nitrogen a limiting nutrient for algae growth. The average composition of nitrogen in algal biomass varies between 6 and 10% dry weight [Citation50], resulting in a potential algal biomass production from domestic wastewater ranging between 45 and 75 kg per person per year (i.e., equivalent to a potential global production of 315–525 Mton of algal biomass per year) [Citation48].

Biological nutrient uptake by microalgae represents an added value to wastewater remediation. A recent study conducted in Taiwan showed complete N removal and 33% removal of P was achieved by Chlamydomonas sp. [Citation35] another study showed Chlorella sp. removed high levels of ammonia, total nitrogen, total phosphorus, and chemical oxygen demand (COD) in 14 days [Citation10]. The removal of BOD and COD is attributed to either heterotrophic or mixotrophic algae. A further study showed strains that could remove organic carbon from the water, under mixotrophic conditions, leading to higher growth rates and lipid yields [Citation33]. Cultivation of Euglena sp. in a wastewater facility in India yielded up to 28% lipids, composed of suitable fatty acids for biodiesel production [Citation34]. Some studies have shown however that lipid yields can reduce under mixotrophic conditions [Citation51].

Heavy metals, phenols, endocrine disruptors, antibiotics, polychlorinated biphenyls, viruses, antibiotics, pesticides, oils and greases, have all been detected in either industrial or domestic wastewater sources [Citation9,Citation52–54].

Microalgae respond to these in different ways, from bioaccumulation to biodegradation and inactivation [Citation54]. Compound uptake is highly species-specific, with toxic concentrations varying for different applications. Heavy metals can severely inhibit photosynthesis by blocking or replacing prosthetic metal atoms in enzyme active sites [Citation55]. On the other hand, it has long been known that microalgae can be used to remove pesticides from water sources [Citation56]. Bioengineering of microalgae and cyanobacteria could lead to further pollutant removal from water bodies [Citation54]. However, it could compromise the use of microalgae in further applications (e.g. fuel, food, pharmaceuticals, etc.) if toxic compounds were found to bioaccumulate leading to their release either through emission from combustion or ingestion [Citation13]. Examples include accumulation of heavy metals by Chlorella sp. and Scendesmus [Citation57] and uptake and biodegrading of organic pollutants by C. reinhardtii [Citation54].

Viruses, pathogens and parasites

Viruses affecting microalgae are thought to be ubiquitous in aquatic environments and function as an ecological mechanism for controlling microalgae populations [Citation66–68]. This could lead to two impacts for large-scale microalgae cultivation. On the one hand it may lead to a population collapse, thus resulting in loss of the product and knock on effect on the supply chain for which it was intended. On the other hand, viruses could be used to control algal blooms.

Pathogens will coexist with microalgae. Where water is sourced from waste streams, particularly municipal or animal waste, there is a high chance that pathogens may be present in the harvested biomass or in final process effluent, despite the fact that algae cultivation in open ponds has the capacity to inactivate pathogens [Citation69]. This will affect the end use of the microalgal product, or at least the post-treatment it must receive before it can be used in any product where it can present a potential health risk. There are also occupational health hazards for those managing the algal farms [Citation13]. Parasites may threaten the health of the microalgae culture. One such example is A. protococcarum which was identified as being a risk to microalgal cultures. Research found the parasite is diverse and requires further research to understand its behaviour in order to protect microalgal cultures [Citation70].

Water footprint (WF)

A water footprint is the total amount of fresh water embedded in the production of goods and services and includes both surface and groundwater (blue water footprint) and rainwater (green water footprint). Calculation of WF is highly sensitive to evaporation rates, hydraulic retention time and also the photosynthetic efficiency, which depends on climate, process design and cell biology. For example, the evaporation rate from an open system will vary depending on the local climate from 0.48 m3 m−1 yr−1 to 2.28 m3 m−1 yr−1 in arid regions [Citation7].

The WF of a closed photobioreactor for biofuel production was found to be lower for microalgae biofuels than for other biofuels such as soya or palm biodiesel, or bioethanol from sugarcane, as shown in . The range indicates values from wastewater and seawater (lowest values) to freshwater (highest value). This confirms wastewater is essential to uphold the sustainability, both environmentally and economically of microalgae-based biofuels, in terms of clean water consumption and nutrient provision [Citation5].

Table 4. Water footprint of different transport fuels.

Impacts to aquatic biodiversity

Mass cultivation of microalgae can be termed as a “controlled eutrophication process”, and as such needs to be well managed via adequate air supply and regular harvesting [Citation131]. However, eutrophication remains one of the main risks to biodiversity. Decomposition of dead algal biomass consumes oxygen from the water column, leading to the asphyxiation of organisms depending on oxygen for respiration. The impacts of eutrophication include reduction in biodiversity due to hypoxia, water toxicity and turbidity. Methane production can occur in the anaerobic layers leading to odorous emissions (e.g. H2S) and greenhouse gases (e.g. CH4, CO2, N2O) with a strong global warming potential, as shown in . Any organisms’ dependent on oxygenated waters can also be lost and replaced by other dominant species [Citation132]. Accidental release of water from cultivation sites into the wider environment could lead to eutrophication events on a larger scale, particularly if cultivation takes place near a large water body such as a lake or a coastal area. The impact depends on the size of the release and quality of the receiving water body. For example, nutrient rich marine waters can reduce seagrass communities, which are essential for stabilising sediment and providing habitats and food sources for much marine life [Citation12].

Open ponds are vulnerable to contamination. This risk can be minimised by altering culture conditions, making them unfavourable to native species. However, the release of non-native species could lead to problems particularly where they can out-compete native species. In some cases, introducing large volumes of water to otherwise arid regions could lead to a change in local climates. Higher evaporation rates would change humidity and temperature in these locations [Citation13], as well as changing the biodiversity in the area, for example attracting animals and birds for drinking water, as well as breeding grounds for insects and other water wildlife. In either case discussed here, it is crucial that cultivation systems are well maintained and managed.

Terrestrial impacts

Biofuel production has met with controversy regarding displacement of food crops for production of fuel. A key selling point for microalgal biofuels is the reduction of land needed to grow the same quantity of fuel given faster growth rates and higher yields per unit area than terrestrial crops. Many of the initial claims made for the amount of biofuels used prediction based on small-scale cultivation [Citation65]. Estimates by [Citation72] suggest an oil production rate of 5775 L ha−1 yr−1 (4620 L ha−1 yr−1of biofuel considering the 80% conversion efficiency) which is significantly lower than other published estimates. A study suggests that under current technology, microalgae have the potential to generate 220 × 109 L yr−1 of oil, equivalent to 48% of current US petroleum imports for transportation based on consumption in 2011 [Citation72]. It is estimated that to replace 50% of US transport fuels, 1540 M ha of land would be needed for biodiesel from corn, 594 M ha for biodiesel from soybean, yet around 43 M ha for biodiesel from microalgae [Citation72,73].

Land use change (direct and indirect)

The criteria for site selection for microalgae cultivation are defined by [Citation1] to be a water supply with appropriate salinity and chemistry, suitable land topography, geology and ownership, good climatic conditions and easy access to nutrients and carbon supply. A map has been developed illustrating where all these criteria can be met. All areas identified as suitable are within the tropics, where there is a critical mass of population to provide the nutrients required through wastewater, and varied between inland and coastal locations [Citation74]. Desert areas, such as southern Mediterranean countries, parts of the US and Africa could be used due to high ambient temperatures. There would however be a problem with freshwater supply. One study has evaluated the available water sources in the US in order to evaluate the land available for microalgae cultivation, and to assess how well the availability would meet with the demand for fuel. They conclude that within the US, despite higher productivities than other biocrops, land availability still challenges the ability to provide enough fuel from microalgae as a sole feedstock [Citation72,Citation75].

Whilst a good part of this could be on marginal land as described above, there would inevitably be changes to existing land use including pasture and forested areas. Direct land use change measures the direct GHG emissions caused from changing from one land use to another, for example how building raceway ponds on arable land leads to changes in gas fluxes. Indirect land use change occurs where land previously used to cultivate food is used to grow fuel crops, hence displacing food production to another area of land. The indirect change is the change in use of the land the food will now be grown on and any associated emissions. In 2012 EU member states agreed to report indirect land use change by fuel suppliers into GHG figures [Citation76]. Off-shore cultivation of algae would avoid displacement of any land for biofuel or food production. Whilst few systems have been trialled to date, research group “Submariner” have been investigating the possibilities of linking both macro- and microalgae cultivation containment infrastructure with an existing offshore wind farm in the Baltic Sea as a way of reducing pressure on land availability [Citation77–79].

Contamination and leaks

There are many designs for reactors. Open ponds allow large scale cultivation at lower cost. However, the open design makes them vulnerable to contamination. This risk can be minimised by altering culture conditions, making them unfavourable to native species. Ponds that are not correctly designed or constructed could pose a threat to the direct environment from leaching of the pond contents into the ground. Examples include salinisation in situations where marine algae are cultivated on land, or loss of toxicants where microalgae are also being used as a wastewater treatment facility [Citation13]. Whilst the content of the ponds would not necessarily be toxic, it may lead to contamination of ground water. Photobioreactors (PBRs) are translucent containers that allow light to penetrate to the microalgae. PBRs are closed, therefore are less susceptible to contamination. Depending on the volume, a leak from these containers could also have a significant impact, for example if located near a natural source of water. However, it would be potentially easier to detect and therefore easier to rectify.

Impacts to terrestrial diversity

The construction of ponds could also lead to the displacement of local fauna through destruction of habitat. Environmental Impact Assessment surveys can be used to assess the level of impact the construction of large-scale ponds would have. The NRC identified the effects on terrestrial biodiversity from changing the landscape pattern as a result of infrastructure development for algal biofuels [Citation13]. An example of a how a large water project has affected local biodiversity is that of reservoir construction. Whilst the size of reservoir construction is greater than the expected change from microalgal ponds, it provides a guide as to what some of the changes could be. For example, a scoping resort for the proposed development of the Havant Thicket Winter Storage Reservoir in Hampshire (UK) found ecological issues to include loss of ancient woodland and other flora, losses of individual species during site clearance or construction, damage to habitats as a result of accidental pollution, disturbance of species from the presence of traffic, machinery or humans and fragmentation of habitat with loss of connectivity between habitats [Citation80]. It is likely the development of a large-scale facility would also face some of these challenges, in particular damage to habitats, including pollution, and disturbance by the presence of human activity.

Atmospheric impacts

Whilst the direct impacts of microalgae cultivation are most apparent to water and land systems, large-scale microalgae cultivation also has a range of potential impacts on the atmosphere. The scale of the impact will depend largely on the type of cultivation system. This section looks at potential gaseous and aerosol emissions from microalgae cultivation as well as the potential to reduce greenhouse gas emissions by their uptake during cultivation. It also looks at direct impacts and further atmospheric reactions that can take place as a result of the pollutant species emitted. A summary of the main species emitted is given in Table 5.

Carbon dioxide

Large-scale cultivation of microalgae could potentially enhance the biological fixation of CO2 via photosynthesis. A number of studies have quantified the scale at which microalgae can contribute to carbon uptake from the atmosphere and have found the uptake rate varies between organisms. For example, [Citation81] found the diatom P. tricornutum had a low carbon uptake rate of 1.5 mg l−1 min−1 compared with a 28 mg l−1 min−1 by cyanobacteria A. microcopia Nageli. Microalgae will also produce CO2 via respiration. A surface response methodology developed by [Citation82] quantified the contribution microalgae could have for CO2 uptake, if grown at optimum conditions. Using these figures and updating to 2013 levels of global CO2 emissions; to remove 2.5% of emissions from the atmosphere (that is 900m tCO2) requires 65,800 km2 land, equivalent to 0.43% global arable land (as defined at 15.3m km2 by the UN/FAO in 2009).

Using microalgae as a CO2 treatment method for flue gases has also been investigated. A study looked into the possibility of using the CO2 produced from an ethanol factory for microalgae cultivation in Iowa, demonstrating it was technically possible [Citation83]. Microalgae can be used to separate the CO2 out of the gas stream, rather than using an expensive chemical method [Citation55]. When paired with another industry, this becomes economically attractive, particularly if carbon trading becomes a significant economic driver. However, other components of the flue gas could be problematic, for example NOx and PAHs, in a similar way as discussed in Table 3.

Methane emissions

There are only a few studies of methane emissions from large-scale microalgae facilities. Basic measurements from wastewater treatment plants, lakes or oceanic emissions could give an indication of potential levels of emissions [Citation4,Citation84,Citation85]. However, due to the limited research in this area we are unable to give a reasonable estimate. Methane (CH4) is another potent greenhouse gas with a global warming potential over a 20 year period of 84 and therefore large-scale emissions are of concern in the context of climate change. Methane also contributes to the formation of background ozone which has both air quality and climate implications [Citation86].

It is widely acknowledged that methane is produced via anaerobic decomposition by methanogenic bacteria. In a well-managed microalgae system, it would not be expected that any anaerobic conditions would exist due to constant aeration of the water. Therefore the production of aerobic methane is of particular interest when calculating the potential greenhouse gas emissions from microalgae cultivation. However, aerobic production of methane was discovered in 2006, and is not a microbial process but rather an in situ process in living plants [Citation87]. Studies have found that CH4 is usually supersaturated above the surface water across the planet with respect to atmospheric levels, and have demonstrated that it is produced by the water under oxic conditions [Citation85,Citation88]. Therefore, any scale of microalgal cultivation facility is likely to make some contribution to CH4 emissions to the atmosphere.

N2O production

N2O emissions from microalgae are of concern if they can be proved to be significant. N2O is 264 times more powerful than CO2 as a greenhouse gas over a 20-year period [Citation86], and therefore of concern, should the emissions prove to be significant during cultivation.

Traditionally, two main routes have been proposed for N2O production during microalgal biomass cultivation under non-axenic conditions; this is either from autotrophic bacteria, which can use either hydrogen or sulphur compounds as the electron donor, or from heterotrophic denitrifiers, which can use organic compounds instead [Citation89–91].

Generation of N2O by bacterial denitrification occurs through a series of reduction reactions, shown in equation (1) [Citation3]: (1)

However, there has only been a few studies into the production of N2O from microalgae cultivation. In open ponds of N. Salina, N2O levels were found to be negligible under oxic conditions, but they were increased where anoxic conditions develop [Citation3]. The suggested route for N2O production was from denitrifying bacteria in the culture. Another study from raceway ponds in Hawaii found that when NO3 was depleted in a raceway pond cultivating Staurosira sp., the water body would become a sink of N2O rather than a source [Citation88]. However, the same study concluded that the net N2O mass transfer from the atmosphere represented an insignificant fraction of the overall CO2 equivalent uptake by the microalgae culture. Whilst others suggest it may be possible to use antibiotic treatment to reduce N2O fluxes to the atmosphere due to bacterial denitrification, this would inevitably lead to water quality concerns in relation to antibiotic immunity [Citation3].

More recently, fieldwork using stable nitrogen isotopes (15NO2) and conducted by [Citation92] confirmed the importance of denitrification processes in wastewater algal ponds under UK winter conditions and suggested the role that microalgae may play in N2O production. In agreement with [Citation93], it is very interesting that pioneering work confirming the potential release of N2O from axenic cultures of green algae by [Citation94] and [Citation95], has been forgotten for decades. Indeed, the evidence reported by [Citation93] using Chlorella vulgaris to study the mechanisms controlling microalgae-mediated N2O production strongly suggests that nitrite intracellular accumulation and its reduction by Nitrate reductase trigger N2O emissions, which correlates with nitrite and nitrate concentrations and photosynthesis repression. These results also indicate the significant contribution that large-scale microalgae cultivation can make to GHG emissions (e.g. 1.38–10.1 kg N2O-N ha−1 yr−1 in a 0.25 m deep raceway pond operated under Mediterranean climatic conditions) and reports a net carbon footprint for algal biofuel of 1.96–14.4 g CO2 equivalent MJ fuel−1 [Citation93].

A further source of N2O exists where microalgal biomass (either lipid extracted or digestate from biogas production) is used as a fertiliser for nutrient recycling [Citation96]. A study, following methods suggested in the IPCC AR4 report, calculated that the use of microalgae digestate as a fertiliser can cancel any GHG saving benefits gained from displacing mineral fertilisers [Citation84].

Ammonia volatilisation

Ammonia (NH3) is a reactive gas in the atmosphere as well as in water bodies. A recent European report on nitrogen pollution and the European environment suggests ammonia to be “a neglected pollutant” which is difficult to control [Citation84]. Ammonia emissions across Europe are expected to decline by only 7% by 2020 compared with 2000, whilst SO2 emissions are expected to reduce by 72%. Emissions of ammonia can contribute to the formation of ammonium salts and nitrate aerosols within the atmosphere and thus to the formation of PM2.5 (particulate matter that passes through a size-selective inlet with a 50% efficiency cut-off at 2.5 μm aerodynamic diameter) [Citation85]. Via deposition processes, atmospheric ammonia can lead to water pollution through surface run-off in the form of nitrites (NO2), nitrates (NO3), and ammonium (NH4+) and dissolved organic nitrogen potentially contributing to soil acidification, the leaching of soil nutrients, eutrophication and ground water pollution. Ammonia emissions could therefore be of potential concern for microalgae cultivation systems.

In aqueous solution, ammonia gas (NH3) remains in equilibrium with its ionised form, ammonium (NH4+) and the relative concentration of ammonia increases over the concentration of ammonium when pH increases. Ammonia volatilisation has generally been reported as a main concern in open algal ponds, as it is assumed that ammonia nitrogen is lost to the atmosphere as a consequence of high in-pond pH values (>9, even >10) [Citation97,98]. However, such an assumption does not consider the role of nitrogen algal uptake and algae-mediated denitrification (N2O emissions).

Theoretical ammonia volatilisation rates have been calculated based on numerical models; however, none of these models have been calibrated or validated by means of direct measurements of ex-pond ammonia volatilisation rates in situ, and ignore simultaneous biochemical processes affecting total ammonium concentrations. The work conducted in open wastewater algal ponds by [Citation99–102] presents strong evidence supporting the fact that ammonia emissions due to volatilisation are likely to make a small contribution towards ammonia losses as most nitrogen is removed via biological uptake and or algal/bacterial denitrification.

Another factor to be considered in this analysis is the poor conditions found in open algal ponds for gas mass transfer from in-pond water column to the atmosphere. In order to illustrate such conditions, it is valid to use the binary system oxygen–water for comparison with the system ammonia–water. In algal ponds, oxygen is produced by photosynthesis and when primary productivity reaches its maximum, it is very common to register oxygen concentrations higher than the saturation concentration (> 100% dissolved oxygen saturation), as mixing conditions in open ponds are not vigorous and gas mass transfer is affected, resulting in gas accumulation in the water column. Considering that ammonia gas solubility in water (480g NH3/kg water at 25°C, 1 Atm) is much higher that oxygen solubility (0.04g O2/kg water at 25°C, 1 Atm), it is expected that ammonia mass transfer from the bulk of the liquid would be even lower (i.e., ammonia and oxygen diffusivity in water are 1.24 × 10−1 and 2.10 × 10−1 cm2 s−1, respectively at 25°C, 1 Atm) [Citation103]. However, it is expected that conditions in PBRs would be more favourable to gas mass transfer rates as they are vigorously mixed, but the lack of experimental data requires further research in that field.

Biogenic halogenated emissions

Organohalogens are derived from methane emissions, and therefore the level of methane emitted by a cultivation site may have a direct impact on the level of halogenated species. Whilst the majority of halogenated compounds are thought to be produced by macroalgae on coastlines, microalgae have also been shown to emit a range of brominated and iodinated species[Citation104,105]. The mechanism by which organohalogens are formed is biomethylation with a halogen ion, where sulphonium compounds are considered to be the main CH3+ donor [Citation106]. Emissions could include dihalo- and trihalomethanes and further brominated and iodinated compounds [Citation107].

Reactive halogen compounds can then be formed via the breakdown of organohalogens and impact on the oxidising capacity of the troposphere, as well as contributing to ozone depletion in the stratosphere [Citation108,109]. Studies have also suggested that biogenic iodocarbon emissions may play a role in new particle formation in the atmosphere, thus contributing to secondary aerosol production [Citation110]. The size of the flux of halogenated compounds has only been reported from a few sources and requires further investigation, but these studies prove that large-scale cultivation of microalgae, particularly on saline water, would have a certain degree of influence on the total halogenated species emission budget globally [Citation111,Citation105].

Biogenic sulphur emissions

Dimethylsulfoniopropionate (DMSP) is produced from marine algae, and degraded by marine bacteria to dimethylsulfide (DMS). The total flux of biogenic DMS to the atmosphere is between 28–45 Tg of sulphur a year, the majority of this coming from the world oceans [Citation112]. It acts as a precursor to sulphate aerosol production, which subsequently leads to a higher number of cloud condensation nuclei (CCN). More CCN leads to cloud formation and this in turn can affect local and even global climates by changing the global radiation budget [Citation111,Citation113]. Sulphate aerosol and cloud adjustments due to aerosols both have negative radiative forcing potentials relative to 1750, in the Fifth Assessment Report by the IPCC, although the stated uncertainties are large [Citation86]. The possible extent of large-scale microalgae cultivation systems may not be sufficient to contribute more than a small fraction of future emissions of DMS [Citation86]. Whilst this may not be enough even to affect local climates, should there be a leakage from a cultivation site causing widespread algal blooms, the production could be enhanced.

Other volatile organic carbon (VOC) emissions

The production of isoprene by microalgae has been observed from microalgae cultivated in seawater [Citation105,Citation114]. Isoprene is formed via enzymatic catalysis by isoprene synthase [Citation115]. Isoprene is highly reactive due to the presence of a double bond and its effects on the global climate have been modelled with increasing interest over the past decade [Citation116–121]. For example, high concentrations of isoprene consume hydroxyl radicals, thus reducing their capacity to oxidize volatile organic compounds. This can lengthen the atmospheric lifetime (and hence climate change effects) of key global warming gases such as methane [Citation122]. The presence of sunlight and NOx links VOCs to the production of tropospheric ozone (O3), which has a positive radiative forcing potential [Citation86].

Isoprene oxidation products have also been suggested to contribute to the formation and particle growth of secondary organic aerosols (SOA) which potentially have both air quality and climate impacts [Citation111,Citation123]. The amount of SOA formed is dependent of the level of oxidation, NO× levels and organic aerosol loading. This could have an impact on the location of cultivation sites. If located near a source of NO×, for example road links or industry, the levels of SOA could be higher [Citation118]. However, this cannot currently be estimated and further work on the link between NO× and cultivation is required.

Emissions from application of pest controls

In order to maintain a healthy microalgae crop, particularly where an axenic culture is required, the use of herbicides, insecticides or fumigants may be employed. Pesticides contain organochlorine compounds which, as mentioned above, lead to ozone destruction in the stratosphere [Citation124]. However, it would be expected that the use of pest control would be lower compared with terrestrial agricultural crops [Citation12] as some species produce metabolites that act as natural pest control mechanisms [Citation125].

Figure 1. Energy ratio for production of biodiesel from different feedstocks. Data taken from Citation[61,Citation121,Citation125,Citation126]

Figure 1. Energy ratio for production of biodiesel from different feedstocks. Data taken from Citation[61,Citation121,Citation125,Citation126]

Impacts of emissions to biodiversity

Particulate emissions can lead to impacts on human health by affecting the air quality as well as impacts to crops, trees and fragile micro-ecosystems. For example, tropospheric O3, a by-product of  VOCs has adverse effects for humans and wildlife, for example damaging effects for crops, adverse health impacts such as respiratory problems, and so on [Citation126]. Ammonia is another problematic species for health and can pose a real threat to biodiversity. In particular the dry deposition of ammonia is suggested to be detrimental to sensitive ecosystems such as lichens and bryophytes.

Energy and nutrient supply

The use of energy in microalgae cultivation has been referred to throughout the paper, as it is essential that the production of biofuel from microalgae has a positive energy balance. The associated GHG emissions are also of upmost importance as discussed earlier. GHGs are emitted if fossil fuels are used to provide the energy for conversion, for the supply of nutrients to sustain growth and for onsite operations. The source and quantity of energy needed for cultivation is key to making it a sustainable and low carbon technology.

Lifecycle assessments that consider energy use, fail to agree on an absolute figure for the amount of energy required to produce a certain quantity of biomass. Eight life cycle assessments from a range of authors were compared in terms of fossil energy input (MJ) per kg dry biomass from raceway ponds [Citation132]. Each study used different conditions, and hence the energy requirement varied considerably. Figure 1 shows the relative energy requirements for biodiesel produced from different feedstock. Greenhouse gas emissions also depend on cultivation methods, and can range from lower than terrestrial crops to considerably higher than terrestrial crops. Typical values reported range from 0.4–4.4 kgCO2eq kg−1 feedstock for microalgae compared with 0.4–0.5 kgCO2eq kg−1 feedstock for soybean for example [Citation133–139].

In terms of energy demand for microalgal growth there is not a clear difference between the use of saline or freshwater sources [Citation136–138]. However, there are significant energy input implications, associated with water use. The water–energy nexus is a relationship between the energy required to supply water and water required to produce energy. The energy to clean water is in the range of 5.4–25.55 kwh m−1 [Citation140]. A study of the water requirements for biodiesel production from microalgae estimates between 1–11 billion m3 would be needed to achieve the target of 1 million m3 biodiesel [Citation5]. This would lead to an energy demand of up to 281 TWh if clean water were to be used, equal to 88% of the UK's electricity consumption for 2012. It is therefore likely that untreated wastewater will be used and this has the added benefit of supplying nutrients. The large-scale cultivation of fresh water microalgae for biofuels is likely to be limited in many regions due to the competing markets for water such as domestic and agricultural use. In which cases, the large scale cultivation of marine microalgae may be more feasible. The cultivation of marine microalgae however will still require water to compensate for the losses due to evaporation and this is likely to come from untreated fresh water to compensate for increases in salinity.

The choice of cultivator will affect the energy usage, affecting the overall GHG emissions associated with microalgae cultivation. A study comparing cultivation of C. Vulgaris in raceway ponds with PBRs in the UK found raceway ponds could be self-sufficient in terms of power generated from biogas to operate the ponds [Citation139]. In contrast, PBR's would consume more energy than fossil-fuel derived fuels due to the production of the containers in which the microalgae would grow. A study used seawater to cultivate N. Salina in raceways and PBRs in Brazil, and found PBRs consumed over 15 times more energy for water pumping and cooling than raceways [Citation136]. Other cultivation systems include algal turf scrubbers (water filtering devices used to cultivate algae) which are operated at full scale for wastewater treatment using filamentous algae, biofilm designs which aim to reduce energy and water use [Citation141,142] and heterotrophic fermentation systems. These are emerging technologies and are beyond the scope of this review.

Cultivation will have to take different forms depending on location. The climatic conditions within the tropics make outdoor cultivation more suitable due to longer sunshine hours throughout the year and higher temperatures. This can lead to cultivation at low costs as there is no need for heating or covering, and cultivation can continue year round. Outside of the tropics, productivity levels will fall where algae is cultivated outdoors during winter months. Other factors to take into consideration are co-location with nutrient or CO2 sources. As mentioned above, a map demonstrating where there were sufficient nutrients, CO2 and good climatic conditions to ensure productive growth was produced [Citation74]. However, all suitable areas were within the tropics. Therefore, countries at higher latitudes may be better placed to develop heterotrophic systems where the environment can be controlled more carefully but yields are higher, making it more economically feasible.

The source of nutrients can vary by region maximising on a region's natural asset. Nutrient sources can include animal sludge, winery waste, distilleries, coffee plantations, textile factories or [domestic] wastewater among others [Citation8]. Sources of organic carbon for mixotrophic or heterotrophic cultivation include sweet sorghum [Citation143], rice hydrolyase [Citation144] and sugar mills [Citation145]. The use of waste streams has the joint environmental benefit of reducing energy and emissions required to produce virgin resources, and reducing energy requirements for water treatment.

LCAs have been carried out in countries around the world to quantify the environmental impacts of microalgae cultivation. In China, microalgae were found to beat soybean as a biodiesel feedstock in all environmental impact categories [Citation146]. However a study in America contradicted this, stating that microalgae only perform more favourably in terms of eutrophication reduction than terrestrial crops, with higher greenhouse gas emissions, energy use and water consumption. The same study also looked at the use of wastewater and flue gases and demonstrated the need for waste resources to be used as inputs by modelling the impact of wastewater offsets [Citation134]. Work in France found microalgae had lower impacts than terrestrial crops in some categories, such as eutrophication and land use, but it exceeded other crops’ impacts in the categories of ionizing and photochemical oxidation, marine toxification, ozone depletion and biotic depletion when used as a biodiesel feedstock. Again, the increase in some of these impact categories is associated with fertiliser use [Citation41].

Future perspectives

Microalgae could certainly provide potential environmental benefits when used instead of petrochemicals and terrestrial crops. Environmental benefits range from clean water from water treatment, to the substitution of fossil-fuel derived materials with microalgae components in fuels, foods and pharmaceuticals. There are however many potential disadvantages too, and the scale of these impacts remains unknown due to large gaps in the literature. A summary of some of the main potential environmental impacts is given here, along with identification of further research needed.

There is the issue of atmospheric emissions from the cultivation of microalgae at a large scale. The scale of the emissions is largely unknown, while the secondary reactions in the atmosphere remain as best guesses in many cases. However, the consensus is emissions will occur, and therefore they must be monitored and managed accordingly. There is the potential for uptake of CO2 by algae during the growth phase. Where the algae will be used for biofuel production, this can lead to a more neutral level of CO2 emissions compared with fossil fuel sources, reducing the contribution of CO2 to global climate change. The atmospheric impacts of an open system are expected to be significantly higher than closed systems as trapping of gaseous emissions may be possible. The trapping of gaseous emissions from photobioreactors is beyond the scope of this review.

Microalgae could be used as a wastewater treatment option. The issue arises whether microalgae are a more environmentally friendly and sustainable method of wastewater treatment than existing methods. Existing water treatment demands high levels of energy and chemicals and as a result is an expensive process, with significant environmental impacts. Microalgae can provide a lower cost alternative, whilst removing the demand for chemical use. However, a number of problems will arise as a result. The first is the potential of nutrient release in case of failure, leading to eutrophication in water bodies. There is also a link with the emmisios, in particular methane and N2O, as discussed earlier. Further work is needed to identify triggers for methane production and quantify the fluxes.

Much work is needed to assess the accumulation of toxins in the biomass when it is grown on wastewater, as this could limit its use both in food and pharmaceuticals, as a fertiliser (in particular if it is used for the fertilisation of food crops) and also as a fuel feedstock where heavy metals or bioaccumulators could affect fuel properties and the composition of emissions, for example PCB accumulation in lipids as mentioned in Table 3.

The impact of large-scale microalgae cultivation on terrestrial biodiversity has not been extensively researched as noted by [Citation13]. Displacement of wildlife for construction of ponds and changes to natural water quality caused by contamination from ponds are the main threats, but further assessment of the impacts are needed.

Genetic modification of microalgae has been appealing to some groups of scientists, especially due to the relative simplicity of the microalgae cell compared with higher plants, which have cell differentiation. So far a lot of attention has been paid to photosynthetic and metabolic pathways, particularly for antibody production and soil bioremediation. These species have been grown under controlled and concealed autotrophic and heterotrophic conditions [Citation124]. Concerns about biological contamination restrict development of this area. Because of microalgae being one of the most fundamental parts of the ecosystem, a change in the natural ecosystem could have devastating effects for the whole food chain and beyond [Citation126].

Finally, the question of whether it is feasible to produce fuel from microalgae from an energy balance standpoint needs to be addressed. The energy balance for fuel produced from microalgae looks promising, despite contradictions between many studies. Where biomass production is integrated with biogas production, a cultivation facility can become self-sufficient with respect to heat [Citation138]. As mentioned, nutrient sources already exist in many countries that should be capitalised on to avoid unwanted eutrophication or disposal of these resources into landfill. Linking of industries is also essential to maximise environmental gain from microalgae, for example obtaining nutrients from waste streams in terms of flue gases, sewage or process waters, or heating from industrial processing. The location of microalgae farms is also an important factor and will depend on the availability of resources, land ownership and economic feasibility as well as taking into account the environmental effects.

There will inevitably be environmental impacts of large-scale microalgae cultivation, as this will require changes in land use and consumption of natural resources. The question is whether these impacts can be managed, and whether they will prove more or less damaging than the crops we currently produce for food, materials and fuel. There is a role for environmental policy to play in ensuring feedstock are well managed and therefore are a positive attribute in agricultural production. Certification will help guide producers and consumers as to which products are best to support, and educate the public and policy makers in the diverse uses microalgae can have [Citation140]. It is also important to extend upon existing LCA work to define how best to measure the environmental impacts of microalgae, with more clarity given to system boundaries and allocation methods. Expansion of commercial and academic research networks will allow information to be shared to ensure progress is made in expanding microalgae cultivation and developing best practice for environmental management. Development of genetically modified organisms requires a joint effort between researchers, policy makers, industries and public stakeholders to avoid both poor public perception and irresponsible use.

References