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Review Article

Executive functions in trauma-exposed youth: a meta-analysis

创伤暴露青少年的执行功能:一个元分析

Funciones ejecutivas en jóvenes expuestos al trauma: un metanálisis

, , , &
Article: 1450595 | Received 05 Dec 2017, Accepted 26 Feb 2018, Published online: 03 May 2018

ABSTRACT

An earlier meta-analysis and review indicated that trauma exposure may be related to lower levels of executive functioning in youth. Since different developmental trajectories were found for three core executive functions, the present study focused on working memory, inhibition, and cognitive flexibility specifically. We conducted a multi-level meta-analysis on 55 studies and 322 effect sizes published between 2001 and 2017 that were retrieved from MEDLINE, Embase, and PsycINFO. The 8070 participants in selected studies were aged 2–25 years. We investigated whether the association between constructs would be moderated by trauma-specific moderators (onset, duration, and type), and study (age, gender, ethnicity, and socio-economic status) and measurement (quality) characteristics. We found small to medium effect sizes for working memory (= −0.49), inhibition (= −0.46), and cognitive flexibility (= −0.44). Moderator analyses showed that, for working memory, when studies used low-quality measurements the effect size was significantly stronger than when studies used high-quality measurements.Compared to single trauma-exposed youth, violence-exposed/abused and foster care/adopted youth showed more problems in inhibition, and foster care/adopted youth showed more problems in cognitive flexibility. Our findings imply that trauma-exposed youth have lower levels of executive functions. Clinical practice should incorporate problems in executive functioning, especially working memory, inhibition, and cognitive flexibility, in assessment and treatment guidelines.

Planteamiento: Un metanálisis y una revisión previos indicaron que la exposición al trauma podría estar relacionada con niveles más bajos de funcionamiento ejecutivo en los jóvenes.

Objetivo: A medida que se encontraron diferentes trayectorias de desarrollo para tres funciones ejecutivas centrales, nos enfocamos específicamente en la memoria de trabajo, la inhibición y la flexibilidad cognitiva.

Método: Realizamos un metanálisis multinivel con 55 estudios y 322 tamaños de efectos publicados entre 2001 y 2017, obtenidos de MEDLINE, Embase y PsycINFO. Los 8070 participantes en los estudios seleccionados tenían entre 2 y 25 años. Investigamos si la asociación entre los constructos sería moderada por los moderadores específicos del trauma (inicio, duración y tipo), y las características del estudio (edad, género, etnia, estatus socioeconómico) y características de medición (calidad).

Resultados: Encontramos tamaños de efecto de pequeño a mediano para la memoria de trabajo (d = −0.49), la inhibición (d = −0.46) y la flexibilidad cognitiva (d = −0.44). Los análisis del moderador mostraron que, para la memoria de trabajo, cuando los estudios utilizaron mediciones de baja calidad, el tamaño del efecto fue significativamente más fuerte que cuando los estudios utilizaron mediciones de alta calidad. En comparación con los jóvenes expuestos a un solo trauma, los jóvenes expuestos a violencia /abuso y los jóvenes que viven en condiciones de acogida o han sido adoptados mostraron más problemas en la inhibición y los jóvenes que viven en condi- ciones de acogida o han sido adoptados mostraron más problemas de flexibilidad cognitiva.

Conclusión: Nuestros hallazgos implican que los jóvenes expuestos a trauma tienen niveles más bajos de funciones ejecutivas. En sus guías de evaluación y tratamiento, la práctica clínica debe incorporar problemas en el funcionamiento ejecutivo, especialmente la memoria de trabajo, la inhibición y la flexibilidad cognitiva.

创伤暴露青少年的执行功能:一个元分析

背景:一个早期的元分析和综述指出创伤暴露可能和青少年的执行功能较弱有关。

目的:由于三个核心执行功能有不同的发展轨迹,我们的研究分别集中在工作记忆、抑 制功能和认知灵活性上。

方法:我们在55个研究和322个效应量上使用了多层元分析,这些研究发表于2001-2017之 间,来自于 MEDLINE, Embase和PsycINFO。在被选择的研究中,8070名被试的年龄范围在2- 25岁。我们考察了这些结构之间的联系是否会被创伤特异的调节变量(发病、持续时间、 类型),研究性质(年龄、性别、民族、社会经济地位)和测量特征(质量)所影响。

结果:我们发现对工作记忆(d = −0.49),抑制(d = −0.46)和认知灵活性(d = −0.44)但是调节分析显示对工作记忆来说,当研究使用低质量测量时,效应大小显着强于当研究使用高质量测量时。相比于单一创伤暴露青少年,暴露于暴 力/虐待和领养寄养的青少年表现出抑制功能的问题,领养寄养青少年表现出更多认知灵 活性的问题。

结论:我们研究发现暗示,创伤暴露青少年的执行功能更弱。临床实践应该也在评估和 治疗指导手册中也包含执行功能的问题,特别是工作记忆,抑制和认知灵活性。

1. Introduction

Many children and adolescents, approximately between 25% and 66%, are exposed to traumatic events during childhood (Copeland, Keeler, Angold, & Costello, Citation2007; Costello, Erkanli, Fairbank, & Angold, Citation2002). Trauma-exposed youth have a wide array of emotional and physical health problems. Previous meta-analyses showed that trauma exposure is associated with post-traumatic stress complaints, internalizing and externalizing problems (Fowler, Tompsett, Braciszewski, Jacques-Tiura, & Baltes, Citation2009), depression, suicide attempts, drug use, sexually transmitted diseases (Norman et al., Citation2012), and various physical health problems such as neurological, musculoskeletal, respiratory, cardiovascular, and metabolic problems (Wegman & Stetler, Citation2009). Besides these emotional and physical consequences of trauma exposure, results of previous reviews showed that cognitive functioning, more specifically executive functioning, is also affected by early life stress and trauma exposure in youth (Kavanaugh, Dupont-frechette, Jerskey, & Karen, Citation2017; Malarbi, Abu-Rayya, Muscara, & Stargatt, Citation2017). Whereas earlier research focused on the impact of trauma and maltreatment on overall executive skills in youth, we distinguish three core executive functions: working memory, inhibition, and cognitive flexibility.

1.1. Trauma exposure and executive functions

Executive functions cover multiple skills, such as inhibition, organization, cognitive flexibility, self-monitoring, regulation of emotions, working memory, and attention. These are essential in preparing and executing goal-directed behaviour (Diamond, Citation2013; Goldstein, Naglieri, Princiotta, & Otero, Citation2014). Most studies indicate that executive function processes in youth are distinct, albeit moderately associated with each other (Best, Miller, & Jones, Citation2009; Miyake et al., Citation2000). Some debate exists on whether separate executive functions can be subsumed in a single, central executive function. However, impairment in global executive functioning is rare. Different regions of the prefrontal cortex are activated in different executive function tasks, and distinct developmental pathways have been identified for different executive processes (Anderson, Citation2002; Best et al., Citation2009). Most empirical neuropsychological research differentiates between three core executive functions: inhibition, working memory, and cognitive flexibility. These three domains are considered core executive functions from which higher order functions such as reasoning, problem solving, and planning arise (e.g. Diamond, Citation2013; Miyake et al., Citation2000). Therefore, in this study we focus on working memory, inhibition, and cognitive flexibility.

The first core executive function, working memory, is a cognitive process of temporarily storing and manipulating information. Working memory is distinct from short-term memory, because short-term memory only stores information, without manipulating it (Baddeley, Citation2012; Goldstein et al., Citation2014). Verbal working memory (which ‘works’ with words, numbers, and letters) and visuospatial working memory (which ‘works’ with figures and spatial information) are commonly distinguished. Inhibition or inhibitory control, the second core executive function, refers to the ability to control attention, thoughts, and emotions, thereby suppressing dominant, automatic, or prepotent responses when necessary (Diamond, Citation2013; Miyake et al., Citation2000). Prepotent response inhibition and interference control are commonly distinguished aspects of inhibition (Friedman & Miyake, Citation2004; Miyake & Friedman, Citation2012). Prepotent response inhibition enables us to suppress a dominant motor response (Aron, Citation2011; Miyake et al., Citation2000), whereas interference control is the ability to ignore irrelevant information by resisting distractor interference (Friedman & Miyake, Citation2004; Nigg, Citation2000). The third core executive function, cognitive flexibility, refers to the ability to switch between tasks, demands, priorities, rules, and perspectives. It helps in thinking ‘outside the box’ and forming creative solutions (Best et al., Citation2009; Diamond, Citation2013). Being cognitively flexible enables learning from mistakes and generating alternative solutions. Inflexible individuals fail to adapt to new situations or demands; they continue making the same mistakes, showing rigid and ritualistic behaviour (Anderson, Citation2002).

A previous meta-analysis and a review showed that trauma-exposed and maltreated youth performed worse on executive functions than controls (Kavanaugh et al., Citation2017; Malarbi et al., Citation2017). Trauma exposure is thought to influence executive functions by impacting underlying neurobiological mechanisms. As brain development continues into adulthood, trauma exposure may impact the development of executive functions in youth. Empirical research in humans showed that early life stress such as maltreatment affects the hypothalamic–pituitary–adrenocortical axis, but also structures of the corticolimbic networks (De Bellis, Citation2001; De Bellis et al., Citation1999; Gunnar & Quevedo, Citation2007). Most affected brain regions in maltreated youth are the prefrontal cortex, orbitofrontal cortex, anterior cingulate cortex, and amygdala (Cowell, Cicchetti, Rogosch, & Toth, Citation2015; De Bellis & Thomas, Citation2003; Teicher & Samson, Citation2016). Atypicalities in structural connectivity between the anterior cingulate cortex and dorsolateral, orbitofrontal, and ventromedial prefrontal cortices are shown by brain imaging studies (Hart & Rubia, Citation2012). These brain networks are activated during response inhibition, working memory, and emotion processing tasks, which suggest that the neural networks for executive functioning are affected by trauma exposure in youth (Teicher & Samson, Citation2016).

Development of executive functions continues until young adulthood, with the most rapid development taking place during preschool and the early school years (Best & Miller, Citation2010; Friedman et al., Citation2015; Miyake & Friedman, Citation2012). However, the separate executive functions show slightly different developmental trajectories (Best & Miller, Citation2010; Huizinga, Dolan, & van der Molen, Citation2006). Working memory seems to follow a linear development from preschool to adolescence. Inhibition, on the other hand, improves most rapidly during the preschool years, followed by a modest linear improvement through adolescence. For cognitive flexibility, preschoolers are able to handle shifts of simple tasks and this increases during childhood to more unexpected shifts between complex tasks. Switching of complex tasks seems to mature by middle adolescence. All executive function skills show a developmental pattern of ‘rises and falls’, which is related to brain development (Best & Miller, Citation2010; Johnson & De Haan, Citation2011). These different developmental trajectories may suggest different effects of both timing and the duration of trauma exposure (Teicher & Samson, Citation2016) on executive functions.

1.2. Moderators

By performing moderator analyses, we can examine the influence of trauma-specific moderators, sample characteristics, and executive function task characteristics on the strength of the association between trauma exposure and executive functions. First, we tested whether trauma characteristics (i.e. type, onset, duration, and post-traumatic stress complaints) influenced the strength of the association between exposure and executive functions. Specifically, interpersonal, repeated trauma has more severe effects on the brain than single trauma. The earlier and the more prolonged the trauma exposure has been, the stronger the impact of trauma exposure is (e.g. Cook et al., Citation2005; Bruce et al., Citation2014; Cowell et al., Citation2015; Teicher & Samson, Citation2016). Consequently, we tested whether earlier onset and longer duration of trauma, trauma subtype (single trauma, violence/abuse, adoption/foster care), and post-traumatic stress disorder (PTSD) would be associated with significantly lower executive functions.

Sample characteristics (age, socio-economic status, gender, and ethnicity) could influence the strength of the association between trauma exposure and executive function in youth. Differential effects of trauma exposure have been established for gender (Alisic et al., Citation2014), age (e.g. Lupien, McEwen, Gunnar, & Heim, Citation2009; Weems et al., Citation2010), and ethnicity (López et al., Citation2017), with stronger effects of trauma exposure for girls, younger children, and Hispanic and black adolescents.

The strength of the association between trauma exposure and executive functions could also be influenced by the quality of the executive function measure. Working memory, inhibition, and cognitive flexibility are moderately associated (Best et al., Citation2009; Miyake & Friedman, Citation2012), complicating the clear assessment of executive functions (Diamond, Citation2013). For example, tasks such as the Digit Span, go/no-go tasks, and the Wisconsin Card Sorting Task have various outcome measures. These outcome measures vary in how purely they assess the different executive functions (Huizinga et al., Citation2006). Therefore, we tested whether the quality of the outcome measurement influences the strength of the association of trauma exposure with executive functions in youth.

In sum, we investigated whether trauma-specific characteristics (onset, duration, type, and PTSD complaints), sample characteristics (gender, age, and ethnicity), and executive function task characteristics (executive function measure) influenced the relationship between trauma exposure and executive functions in youth.

1.3. The present study

As our understanding of the mental health consequences of trauma exposure in youth has increased considerably (e.g. Alisic, Jongmans, van Wesel, & Kleber, Citation2011; Jonkman, Verlinden, Bolle, Boer, & Lindauer, Citation2013; Lamers-Winkelman, Willemen, & Visser, Citation2012), treatments for youth have been developed to treat these (Morina, Koerssen, & Pollet, Citation2016). However, the link between executive functions and trauma exposure in youth is less well understood. Only the Attachment, Regulation, and Competence model includes executive functions in its guidelines (Blaustein & Kinniburgh, Citation2015). Our aim is to inform clinical practice to allow for integration of executive functions in therapy protocols for traumatized youth. Therefore, we investigated the extent to which youth exposed to trauma suffer from problems with their executive functions. In addition, we investigated whether different moderators influence the strength of the relationship between trauma exposure and executive functions. To answer these questions, we conducted what is, to our knowledge, the first multi-level meta-analysis to investigate working memory, inhibition, and cognitive flexibility in trauma-exposed children and adolescents.

2. Methods

2.1. Selection of studies

This analysis included: (1) studies comparing working memory, inhibition, and/or cognitive flexibility between trauma exposed and non-exposed individuals, and studies that reported a correlation coefficient to assess the relationship between trauma exposure and these executive functions; (2) studies reported in English; and (4) studies with samples aged between 0 and 25 years old. We focused on this specific age range because of strong indications that the development of the prefrontal cortex is largely accomplished by around the age of 25 years (e.g. Arain et al., Citation2013). Exclusion criteria were: studies including participants with traumatic brain injury and current drug abuse, as these factors are known to influence executive functioning (Fernández-Serrano, Pérez-García, Schmidt Río-Valle, & Verdejo-García, Citation2010; Gioia, Isquith, Kenworthy, & Barton, Citation2002); studies that examined foster care or adopted youth but had no control group, as traumatic exposure varies widely in these samples and drawing conclusions is problematic without a reference group. Primary outcome measures pertained to working memory, cognitive flexibility, and inhibitory control. Trauma exposure was defined as exposure to events that, according to the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5) (American Psychiatric Association, Citation2013), are considered potentially traumatic. For example, a traffic accident, witnessing domestic violence or a shooting, living in a war environment, and neglect are considered traumatic events (American Psychiatric Association, Citation2013).

2.2. Information sources

The search covered PsycINFO, Embase, and MEDLINE (until August 2017), and was based on the Meta-Analysis Reporting Standards. Appendix A shows the full electronic search strategy.

2.3. Study selection

The eligibility assessment is displayed in , and was performed by two independent reviewers in a standardized manner (see Appendix B). In the title and abstract screening phase, 1000 of the 10,605 papers were screened by two reviewers (first author and screener 1), and disagreements were resolved by consensus. In the second screening phase, full text screening, 1162 papers were screened by two reviewers (screeners 1 and 2). Disagreements were resolved by consultation with the first author. Finally, we included 32, 32, and 30 papers on working memory, inhibition, and cognitive flexibility, respectively.

Figure 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) overview for eligibility assessment.

Figure 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) overview for eligibility assessment.

2.4. Data collection process

We developed a data-extraction sheet (Appendix C). The first author coded all studies, and the second author coded 15%, and disagreements were resolved by discussion. Interrater agreement was 1.00 for Cohen’s kappa and intraclass correlation ranged between 0.96 and 1.00. Of 64 authors contacted for further information, 15 responded and 12 provided data that were requested. We could not retrieve the full text for 262 papers. After further enquiries with authors we retrieved an additional 13 full text papers. However, none of these papers was eligible for inclusion. References for the included papers are listed in Appendix E.

2.5. Data items

Information was extracted from each included study on: (1) characteristics of participants (i.e. age, gender, socio-economic status, years of schooling, ethnicity); (2) study characteristics (i.e. research design, publication status, and overall study quality); (3) type of trauma exposure (i.e. trauma type, onset, and duration); (4) post-traumatic stress (post-traumatic stress complaints, PTSD diagnosis); and (5) type of outcome measure (e.g. Wechsler Intelligence Scale for Children Digit Span backwards, Trail Making Test-B).

For the participant characteristics, overall study quality (at study level) was assessed by two independent research assistants. We used the Quality Assessment Tool for Quantitative Studies of the Effective Public Health Practice Project (Thomas, Ciliska, Dobbins, & Micucci, Citation2004). This is an assessment tool for the quality of both randomized and case–control studies. A global quality rating of weak, moderate, or strong was assigned by both reviewers. There was 97.8% consensus between the two reviewers. Furthermore, discrepancies were at subscale level, not at the global rating level.

For trauma characteristics, type of trauma exposure was divided into three categories: single trauma exposure; exposure to violence, abuse, or neglect; and adopted or foster care youth. Onset and duration of trauma exposure were measured using reported information about the mean age of the start of trauma exposure and the mean duration (in years). See Appendix C for more detailed information about data extraction.

For studies reporting on working memory, inhibition, and/or cognitive flexibility, we coded type of outcome measure for each effect size in all data sets. With regard to the outcome measure used, we coded quality of the measurement instrument, based on the extent to which measurement of cognitive flexibility, inhibition, and working memory were confounded with the assessment of speed or other executive function elements and the level of cognitive load of the measures. These decision rules were based on the executive function research expertise of the third author and conform to recent literature specifications about quality of outcome measures of executive function (e.g. Tamminga, Reneman, Huizenga, & Geurts, Citation2016). The codes are described in Appendix D.

2.6. Strategy of analysis

In 65.5%, 68.8%, and 73.% of the papers about respectively working memory, inhibition, and cognitive flexibility, more than one relevant effect size was reported. Papers reported on multiple effect sizes for the following reasons: (1) different outcome measures were used to assess executive functions; (2) different aspects of executive functions were measured (e.g. verbal versus non-verbal working memory); (3) various assessments of the association between trauma exposure and executive functions in time were included; and (4) different groups were investigated to assess the association between trauma exposure and executive functions (e.g. comparisons between maltreated children with PTSD and a control group, and comparisons between maltreated children without PTSD and a control group). Cohen’s d was calculated using reported means and standard deviations, and reported correlations were transformed to Cohen’s d. The SPSS syntax for effect size calculation was double-checked by the second author.

We used a three-level meta-analytic random effects model as it increases power (Assink & Wibbelink, Citation2016). It gives us more information because effect sizes are not eliminated or averaged (Assink & Wibbelink, Citation2016; Cheung, Citation2014). We modelled three levels of variance: (1) variance in effect sizes due to random sampling; (2) variance in effect size due to differences within studies; and (3) variance in effect sizes between studies (Borenstein, Hedges, Higgins, & Rothstein, Citation2010). This multi-level approach allows dependency of effect sizes within studies. As a result, we can include multiple effect sizes per study and test whether there are between- or within-study differences in effect sizes when heterogeneity is assumed (Assink & Wibbelink, Citation2016). Moderator analyses can explain within- or between-study differences in effect sizes when there is heterogeneity (Borenstein et al., Citation2010). We used an expert tutorial (Assink & Wibbelink, Citation2016) for the software R to perform statistical analyses for our three-level meta-analyses with a random model using the Metafor package (Viechtbauer, Citation2006).

2.7. Publication bias

Publication selection bias is a common issue in meta-analyses (Borenstein et al., Citation2010). We used the PET-PEESE approach to investigate publication selection bias, as this approach has been shown to outperform the Fail Safe N analysis and Trim & Fill strategy (Stanley & Doucouliagos, Citation2014). The PET-PEESE approach consists of two steps. The first step, the precision-effect-test (PET), is based on results on the Egger test, an analysis in which the standard error is used as a moderator. When the intercept in this model is not significantly different from zero, a significant moderator implicates possible publication bias. When the intercept is significantly different from zero, we take the next step: PEESE (precision-effect estimate with standard error). However, instead of the standard error, the variance is included as a moderator. When the effect size varies significantly with the standard error, the analysis gives an implication for publication bias. However, it should be noted that all publication bias analyses have a low power to detect bias (Borenstein et al., Citation2010; Stanley & Doucouliagos, Citation2014). Furthermore, we used the PET-PEESE approach in a random model but, as in all other publication bias assessments, it is designed for a fixed effects model.

3. Results

3.1. Associations between trauma exposure and executive functions

We performed three separate multi-level meta-analyses. Overall effect sizes are displayed in . For working memory, we examined 26 samples and 102 effect sizes, reporting data on 5172 participants aged between 3 and 24 years. displays a forest plot showing the effect sizes and their confidence intervals. The analysis yielded a significant, small to medium effect size of = −0.49 in a random model. This indicated that trauma-exposed youth perform worse on working memory than non-exposed youth. For inhibition, we examined 29 samples with 119 effect sizes, reporting data on 3391 participants aged between 5 and 20 years. In , effect sizes and their confidence intervals are displayed. The analysis yielded a significant, small to medium effect size of = −0.46 in a random model. Thus, trauma-exposed youth also perform worse on inhibition tasks than non-exposed youth. For cognitive flexibility, we examined 27 samples with 101 effect sizes, reporting data on 2959 participants aged between 2 and 24 years. In , the forest plot displays the effect sizes and confidence intervals. This analysis yielded also a significant, small to medium effect size of d = −0.44 in a random model. When investigating outliers for the variables of interest, we found four outliers in the effect sizes: working memory (one outlier), inhibition (two outliers), and cognitive flexibility (one outlier). After trimming these outliers to the value of the highest/lowest effect size plus/minus one unit, we found that the mean effect size, although still significant, decreased to −0.37 for inhibition, but remained the same for working memory and cognitive flexibility.

Table 1. Effect sizes (ES) and confidence intervals (CI) for meta-analyses on the association between trauma exposure and working memory, inhibition, and cognitive flexibility.

Figure 2. Forest plot of the meta-analysis on the association between trauma exposure and working memory. RE, random effects.

Figure 2. Forest plot of the meta-analysis on the association between trauma exposure and working memory. RE, random effects.

Figure 3. Forest plot of the meta-analysis on the association between trauma exposure and inhibition. RE, random effects.

Figure 3. Forest plot of the meta-analysis on the association between trauma exposure and inhibition. RE, random effects.

Figure 4. Forest plot of the meta-analysis on the association between trauma exposure and cognitive flexibility. RE, random effects.

Figure 4. Forest plot of the meta-analysis on the association between trauma exposure and cognitive flexibility. RE, random effects.

3.2. Variation in effect sizes

To investigate whether moderator analyses were necessary, we analysed whether variation in effect sizes could be attributed to random sampling error, within-study variance (level 2), or between-study variance (level 3). For working memory, effect sizes were heterogeneous as both within-study variance (σ2v = 0.05), X2 (1) = 105.64, p < 0.001), and between-study variance were significant (σ2v = 0.16, X2 (1) = 69.00, p < 0.001). Of the total variance, 20.4% was attributable to within-study differences and 72.0% to between-study differences. For inhibition, both within-study variance (σ2v = 0.04), X2 (1) = 17.11, < 0.001) and between-study variance were significant (σ2v = 0.23, X2 (1) = 45.32, p < 0.001). Of the total variance, 13.3% was attributable to within-study differences and 76.4% to between-study differences. When we analysed the heterogeneity of effect sizes for cognitive flexibility, we found significant within-study variance (σ2v = 0.02), X2 (1) = 7.20, p = 0.007) and between-study variance (σ2v = 0.19, X2 (1) = 54.02, p < 0.001). Of the total variance, 7.2% was attributable to within-study differences and 75.6% to between-study differences. In sum, significant heterogeneity was found between and within studies for working memory, inhibition, and cognitive flexibility. To explain the variation in effect sizes on the second and third levels, we added moderators to the random effects model.

3.3. Moderator analyses

We examined the extent to which moderators influenced the association between trauma exposure and executive functions by adding moderators as covariates (separately) to the random effect models. displays the results of these analyses for working memory. We found that the quality of the measurement instrument (F (2,99) = 6.50, p = 0.002) influenced the association between trauma exposure and working memory significantly. The mean effect size for low-quality measurements was significantly  stronger than the effect size that was found for high-quality measurements. We found that study quality was not an overall significant moderator (F (2,99) = 2.43, p = 0.093). However, we found that studies with a weak quality had a mean effect size that was significantly stronger than studies with a strong quality.

Table 2. Moderator analyses for the association between trauma exposure and working memory.

For inhibition, only type of trauma exposure was a significant moderator (F (2,116) = 5.21, p = 0.007). The mean effect size for single trauma exposure did not differ significantly from zero. No significant differences were found between violence-exposed/abused and adopted/foster care youth, but the average effect sizes for these groups differed significantly from zero and from single trauma-exposed youth. Study quality was, overall, not a significant moderator (F (2,116) = 2.42, p = 0.092). However, studies with a moderate quality had a significantly stronger effect size than weak-quality studies. Results of moderator analyses are displayed in .

Table 3. Moderator analyses for the association between trauma exposure and inhibition.

Table 4. Moderator analyses for the association between trauma exposure and cognitive flexibility.

For cognitive flexibility, although the overall moderator of trauma type was not significant (F (2,101) = 2.62, p = 0.078), we found that the average effect size for single trauma exposure did not differ significantly from zero, but the mean effect sizes for violence-exposed/abused and adopted/foster care youth did, such that adopted/foster care youth performed significantly lower on cognitive flexibility than children who experienced single traumatic events, but not compared to abused youth. Results of moderator analyses for cognitive flexibility are displayed in .

3.4. Publication bias

We applied the PET-PEESE approach to examine publication bias in our meta-analyses. For all analyses, the PET was sufficient for assessment. The effect sizes varied significantly with the standard error for working memory (p < 0.001), inhibition (p < 0.001), and cognitive flexibility (p = 0.001), which makes publication selection bias likely. After assessment of the funnel plots, it seemed that there were few ‘small’ studies that reported positive effects sizes and relatively few ‘large’ studies that reported negative effect sizes. This indicates the presence of a file-drawer problem in research on trauma exposure and executive functioning in youth (Franco, Malhotra, & Simonovits, Citation2014).

4. Discussion

In the present study, we analysed the association between trauma exposure and executive functions in youth using multi-level meta-analyses. The results demonstrate small to moderate effect sizes for the association between trauma exposure and working memory (= −0.49), inhibition (= – 0.46), and cognitive flexibility (d = −0.44). These small to medium effect sizes indicate that approximately 68% of trauma-exposed youth will have a lower score on executive function tasks than youth in the control group. It is important to keep in mind, however, that we cannot draw strong conclusions about the clinical significance of the effect sizes. This is because not all outcome measures used standardized scores, and because the level of daily life impairments cannot readily be inferred from their executive functions. Executive functions work in complex ways to ultimately influence behaviour in daily life, with many factors (e.g. individual motivation, environmental support, compensatory strategies) potentially affecting this link. At the same time, because executive functions play a role in so many aspects of daily life, small to medium effect sizes can be expected to represent clinically relevant problems in trauma-exposed youth. Thus, our findings support the hypothesis that trauma exposure affects executive functions in youth.

We found that studies that used low-quality measurements showed a significantly larger effect size for the association between trauma-exposure and working memory than studies that used high-quality measurements. Researchers should be aware of the role of possible confounds when drawing conclusions based on low-quality outcome measures. Furthermore, we found that violence-exposed/abused and adopted/foster care youth demonstrated lower levels of inhibition and adopted/foster care youth showed lower levels of cognitive flexibility. Based on knowledge about early brain development and developmental trajectories of executive functions, we expected that early and prolonged exposure to traumatic events would result in problems in executive functioning compared to single trauma exposure. It is probable that adopted/foster care youth have spent these early years in an atypical, mostly emotionally unsafe environment (Merz, Harlé, Noble, & McCall, Citation2016), which explains why they experience more difficulties in inhibition and cognitive flexibility than single trauma-exposed youth.

Although our results suggest that trauma types influence the impact on inhibition and cognitive flexibility, we did not find that onset and duration of trauma exposure influence this relationship, and this gives us no direct indications for critical periods in the development of executive functions. This unexpected finding may be explained by the high amount of missing data (between 75% and 90%) on these moderator variables. As moderator analyses already have a lower power than the main effects analyses, this could have led to a failure to detect a meaningful difference in effect sizes across subgroups. In light of the debate about the existence of critical periods, it is interesting to note that age at testing was not a significant moderator. This goes against the widely held notion that the moderating effect of age would be stronger for younger children, as it is assumed that earlier trauma exposure has a more severe impact on cognitive function. Although at first sight perhaps counterintuitive, our findings could be explained by the fact that we did not have enough information about onset, duration, and time between cessation of trauma exposure and executive function assessment. An important suggestion for future research is, then, to clearly assess (and report) these aspects of trauma exposure to allow for further investigation of how they determine the degree of executive functioning impairments. In sum, our findings, that were based on a small amount of effect sizes should be interpreted very carefully. Based on our moderator variable for trauma type and previous neuroimaging studies, we still expect that timing and duration of trauma exposure may affect the impact of trauma exposure on executive functions (Teicher & Samson, Citation2016).

4.1. Strengths and limitations

Our study was the first meta-analysis to examine the relationship between trauma exposure and executive functions in youth with a three-level meta-analysis approach. Therefore, we could take into account the dependency among effect sizes. Our results give a systematic overview of available empirical research on this topic, and our focus on the three core executive functions (working memory, inhibition, and cognitive flexibility) added scientific and clinical value. Despite these strengths, our meta-analysis has several limitations. First, although we specifically attempted to decrease the presence of publication bias by searching for unpublished papers and dissertations, our contact attempts were mostly not answered. As our analyses indicated the presence of publication bias, our results should be interpreted carefully and ‘real’ effects may be smaller than the effects we found. Secondly, our meta-analysis was limited by missing data on theoretically important moderators such as trauma onset and duration. As there are strong indications from neuroimaging studies that the timing and duration of trauma exposure impact youth, we suggest that future research addresses these factors whenever possible. Thirdly, as both a strength and a limitation, we used various instruments that measured executive functions. This makes drawing conclusions on executive functioning in trauma-exposed youth more difficult. We handled this limitation by using a quality code on the measurement instrument, which makes us more confident about reliable outcomes. As we found that studies that used low-quality measurements showed a significantly larger effect size than studies that used high-quality measurements, future research that focuses on working memory should take this into account. As determining the quality of a task is difficult and can lead to discussion, one could, for example, combine a series of valid and reliable working memory measures in order to draw reliable conclusions instead of focusing on a sole outcome measure. Fourthly, 30–40% of studies were coded as low quality, which signals the importance for researchers to further increase the quality of their research by systematically reporting selection bias, study design, confounders, blinding, data collection methods, and withdrawal and dropouts. Fifthly, it should be noted that, as described in the introduction section, there are different types of working memory (verbal versus non-verbal) and inhibition (response inhibition and interference control). Although we aimed to investigate these differences, this was not possible because many studies used tasks that did not adequately distinguish between these different forms of working memory or inhibition. For example, many non-verbal working memory tasks do not exclude verbal working memory strategies, and there is little consensus about the categorization of Stroop-like tasks in response inhibition or interference control (e.g. Geurts, Van den Bergh, & Ruzzano, Citation2014). Finally, it is also important to note that we could not test causal pathways or investigate underlying neurobiological mechanisms in our meta-analysis. While exposure to trauma may impact executive functioning, it could also be that deficits in executive functions may make individuals more at risk for exposure to traumatic events (Aupperle, Melrose, Stein, & Paulus, Citation2012). Therefore, future research should investigate this possibility to prevent trauma exposure and, in turn, its severe consequences such as PTSD, and internalizing and externalizing problems.

4.2. Future research

The dissociative subtype of PTSD was recently added to DSM-5 (American Psychiatric Association, Citation2013). Furthermore, empirical evidence indicates a link between dissociative symptoms and executive functions (McKinnon et al., Citation2016; Parlar, Frewen, Oremus, Lanius, & McKinnon, Citation2016). The overlap between dissociation and cognitive problems such as attention and inhibition is not yet clearly established, however. This makes it highly (clinically) relevant to assess dissociative symptoms when investigating the link between trauma exposure and executive functioning. However, there were only three studies that assessed dissociative symptoms in participants and therefore we could not include this variable. As a result, we would like to point out this important limitation of existing work and therefore strongly suggest that future research addresses dissociation when investigating the link between trauma exposure and executive functioning.

In recent literature, ‘hot’ executive functions have gained increasing attention. These functions are used for motivationally or emotionally salient goal-directed behaviour (Prencipe et al., Citation2011; Zelazo & Carlson, Citation2012). Although this was beyond the scope of our meta-analysis, which focused on the three core executive functions, it would be very interesting for future studies to look at emotionally valent tasks as specifically trauma-exposed youth may suffer from chronic activation of the stress response in the brain and attention bias towards threatening stimuli (e.g. Gunnar & Quevedo, Citation2007; Pine et al., Citation2005).

The clear linkages between trauma exposure and executive functions indicate that it is pivotal for future intervention research to address executive functions as a possible moderator of intervention effects. For example, as working memory is assumed to be fully loaded in Eye Movement Desensitization and Reprocessing (EMDR), it could be that youth with lower working memory capacities may not be able to perform two tasks simultaneously and therefore would benefit less from treatment. Another possibility could be that techniques in trauma-focused cognitive behaviour therapy make an appeal to the basic capacity to inhibit emotions, thoughts, and action to regulate intrusive thoughts.

4.3. Conclusions

The results of our meta-analyses highlight the relationship between trauma exposure and working memory, inhibition, and cognitive flexibility in youth, especially for adopted and foster care youth. Future research on executive function in trauma-exposed youth should take into account the differential developmental pathways of executive functions and should investigate the onset and duration of trauma exposure. To draw reliable conclusions about the impact of trauma exposure in youth, researchers should use high-quality measurements. Our findings imply that clinical practice should use transdiagnostic models to incorporate problems with executive functions in their assessment and treatment guidelines for traumatized youth. Care in which trauma-exposed youth could benefit more from treatments that also focus on a broader spectrum of problems, such as executive functions, should be the next step in both research and clinical practice.

Disclosure statement

No potential conflict of interest was reported by the authors.

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Appendix A

Table A1. Search strategy for the Embase database.

Table A2. Search strategy for the MEDLINE database.

Table A3. Search strategy for the PsycINFO database.

Appendix B

Table B1. Eligibility assessment criteria.

Appendix C

Table C1. Coding scheme.

Appendix D

Table D1. Quality coding of included working memory outcome measures.

Table D2. Quality coding of included inhibition outcome measures.

Table D3. Quality coding of included cognitive flexibility outcome measures.

Table D4. Excluded tasks and outcome measures.

Appendix E

References of papers used in meta-analyses for working memory, inhibition, and cognitive flexibility

Almas, A. N., Degnan, K. A., Nelson, C. A., Zeanah, C. H., & Fox, N. A. (2016). IQ at age 12 following a history of institutional care: Findings from the Bucharest Early Intervention Project. Developmental Psychology, 52(11), 1858–1866. doi:10.1037/dev0000167

Augusti, E.-M., & Melinder, A. (2013). Maltreatment is associated with specific impairments in executive functions: A pilot study. Journal of Traumatic Stress, 26, 780–783. doi:10.1002/jts

Barrera, M., Calderon, L., Bell, V., Calderón, L., & Bell, V. (2013). The cognitive impact of sexual abuse and PTSD in children: A neuropsychological study. Journal of Child Sexual Abuse, 22(6), 625–638. doi:10.1080/10538712.2013.811141

Bauer, P. M., Hanson, J. L., Pierson, R. K., Davidson, R. J., & Pollak, S. D. (2009). Cerebellar volume and cognitive functioning in children who experienced early deprivation. Biological Psychiatry, 66(12), 1100–1106. doi:10.1016/j.biopsych.2009.06.014

Beers, S. R., & De Bellis, M. D. (2002). Neuropsychological function in children with maltreatment-related posttraumatic stress disorder. The American Journal of Psychiatry, 159, 483–486. doi:10.1176/appi.ajp.159.3.483

Bos, K. J., Fox, N., Zeanah, C. H., & Nelson III, C. A. (2009). Effects of early psychosocial deprivation on the development of memory and executive function. Frontiers in Behavioral Neuroscience, 3, 1–16. doi:10.3389/neuro.08.016.2009

Brett, Z. H., Sheridan, M., Humphreys, K., Smyke, A., Gleason, M. M., Fox, N., … Drury, S. (2014). A neurogenetics approach to defining differential susceptibility to institutional care. International Journal of Behavioral Development, 1–11. doi:10.1177/0165025414538557

Bruce, J., McDermott, J. M., Fisher, P. A., & Fox, N. A. (2009). Using behavioral and electrophysiological measures to assess the effects of a preventive intervention: A preliminary study with preschool-aged foster children. Prevention Science, 10(2), 129–140. doi:10.1007/s11121-008-0115-8

Bücker, J., Kapczinski, F., Post, R., Cereser, K. M., Szobot, C., Yatham, L. N., … Kauer-Sant’Anna, M. (2012). Cognitive impairment in school-aged children with early trauma. Comprehensive Psychiatry, 53, 758–764. doi:10.1016/j.comppsych.2011.12.006

Burgers, D. E., & Drabick, D. A. G. (2016). Community violence exposure and generalized anxiety symptoms: Does executive functioning serve a moderating role among low income, urban youth? Journal of Abnormal Child Psychology, 44, 1543–1557. doi:10.1007/s10802-016-0144-x

Cardona, J. F., Manes, F., Escobar, J., López, J., & Ibáez, A. (2012). Potential consequences of abandonment in preschool-age: Neuropsychological findings in institutionalized children. Behavioural Neurology, 25, 291–301. doi:10.3233/BEN-2012-110205

Carrion, V. G., Garrett, A., Menon, V., Weems, C. F., & Reiss, A. L. (2008). Posttraumatic stress symptoms and brain function during a response-inhibition task: An fMRI study in youth. Depression and Anxiety, 25, 514–526. doi:10.1002/da.20346

Cecil, C. A. M., Viding, E., McCrory, E. J., & Gregory, A. M. (2015). Distinct mechanisms underlie associations between forms of childhood maltreatment and disruptive nocturnal behaviors. Developmental Neuropsychology, 40(3), 181–199. doi:10.1080/87565641.2014.983636

Cowell, R. A., Cicchetti, D., Rogosch, F. A., & Toth, S. L. (2015). Childhood maltreatment and its effect on neurocognitive functioning: Timing and chronicity matter. Development and Psychopathology, 27, 521–533. doi:10.1017/S0954579415000139

De Bellis, M. D., Woolley, D. P., & Hooper, S. R. (2013). Neuropsychological findings in pediatric maltreatment. Child Maltreatment, 18(3), 171–183. doi:10.1177/1077559513497420

Dileo, J. F., Brewer, W., Northam, E., Yucel, M., Anderson, V., Brewer, W., … Anderson, V. (2017). Investigating the neurodevelopmental mediators of aggression in children with a history of child maltreatment: An exploratory field study. Child Neuropsychology, 23(6), 655–677. doi:10.1080/09297049.2016.1186159

Eigsti, I.-M., Weitzman, C., Schuh, J., de Marchena, A., & Casey, B. J. (2011). Language and cognitive outcomes in internationally adopted children. Development and Psychopathology, 23, 629–646. doi:10.1017/S0954579411000204

Fishbein, D., Warner, T., Krebs, C., Trevarthen, N., Falnnery, B., & Hammond, J. (2009). Differential relationships between personal and community stressors and children’s neurocognitive functioning. Child Maltreatment, 14(4), 299–315. doi:10.1177/1077559508326355

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