PD-L2 amplification and durable disease stabilization in patient with urothelial carcinoma receiving pembrolizumab

ABSTRACT

We report the immunological profile of a patient with upper-tract urothelial carcinoma experiencing stable disease on pembrolizumab for 20 months. The tumor exhibited extensive infiltration by CD8⁺ cytotoxic T lymphocytes, low-to-moderate mutational burden, no PD-L1 staining by commercially available immunohistochemical assays, but amplification of CD274 (coding for PD-L1) and/or PDCD1LG2 (encoding PD-L2) by fluorescence in situ hybridization. RNA-seq revealed multiple biomarkers of an ongoing immune response and compensatory immune evasion, including moderate PD-L1 levels coupled with robust PD-L2 expression. Pending validation in additional patients, these findings suggest that PD-L2 expression levels may constitute a biomarker of response to immune checkpoint blockade in urothelial carcinoma.

KEYWORDS:

• 22C3 assay
• ADORA2A
• atezolizumab
• immunohistochemistry
• PD-1
• SP142 assay

Introduction

Immunotherapy with immune checkpoint blockers (ICBs) has recently gained momentum for the treatment of urothelial carcinoma.^1-3 In particular, two monoclonal antibodies (mAbs) targeting programmed cell death 1 (PDCD1; best known as PD-1), i.e., pembrolizumab (KEYTRUDA®) and nivolumab (OPDIVO®), and three mAbs targeting the main PD-1 ligand CD274 (best known as PD-L1), i.e., durvalumab (IMFINZI®), avelumab (BAVENCIO®), and atezolizumab (TECENTRIQ®), demonstrated robust clinical activity in subjects with urothelial carcinoma and have been approved by the US Food and Drug Administration for first-line therapy in cisplatin-ineligible patients or as second-line therapeutic strategies.^4-14 Nonetheless, only a minority of patients with urothelial carcinoma respond to ICB-based immunotherapy, calling for the development of reliable predictive biomarkers.

In this setting, considerable attention is currently attracted by mutational burden (MuB), which is generally assessed by whole-exon DNA-seq, and PD-L1 expression levels, which are normally monitored by immunohistochemistry (IHC).^15-17 Specifically, the IMvigor 210 trial (NCT02108652) demonstrated that urothelial carcinoma patients treated with atezolizumab exhibit an increased objective response rate (ORR) when their lesions stain positively (>5% of cells) for PD-L1.^10,18 Nonetheless, ORR never exceeded 26%, even amongst patients with the highest IHC score for PD-L1 expression.^10,18 In the same setting, whole-exon DNA-seq on a subset of patients demonstrated an increased likelihood for response amongst subjects with high MuB, although a considerable overlap existed between this group and individuals with low MuB.^10,18 These findings led to the development of IHC-based companion diagnostics for the detection of PD-L1 expression levels in tumor biopsies, including the SP142 assay¹⁹ from Ventana Medical Systems (Tucson, AZ, USA) and the 22C3 assay²⁰ from Dako Inc. (Santa Clara, CA, USA). Neither of these assays, however, is currently approved by the US FDA as a companion diagnostic for predicting responses to ICBs amongst urothelial carcinoma patients (22C3 is approved for predicting responses to pembrolizumab amongst non-small cell lung carcinoma and gastroesophageal carcinoma patients; source https://www.fda.gov/MedicalDevices/ProductsandMedicalProcedures/InVitroDiagnostics/ucm301431.htm).

Here, we present a case of advanced upper-tract urothelial carcinoma experiencing prolonged disease stabilization on pembrolizumab treatment. The tumor was characterized by robust infiltration by CD8⁺ cytotoxic T lymphocytes (CTLs), low-to-moderate MuB, PD-L1 negativity on immunohistochemical assessment, but amplification of CD274 (coding for PD-L1) and PDCD1LG2 (encoding PD-L2), as well as by multiple biomarkers of an ongoing immune response and compensatory immune evasion (including moderate PD-L1 levels coupled with robust PD-L2 expression).

Case presentation

A 79 years-old woman with high-grade invasive urothelial carcinoma of the right kidney (T3NxMx) presented for a second opinion in 2012. Imaging over the next few months showed multiple foci of metastatic disease in the liver and urinary bladder. The patient received 6 cycles of intravenous carboplatin (AUC 5) and gemcitabine (1000 mg/m²) on a 4 week regimen with minimal tumor shrinkage consistent with stable disease until 2015. At this time, the patient experienced progressive disease (increase in size and number of metastatic lesions) and pembrolizumab treatment was initiated (i.v., every 3 weeks; 2 mg/Kg) (Fig. 1A). Pembrolizumab enabled disease stabilization for 15 months (Fig. 1B), but had to be discontinued for moderate (Grade 3) rash. At the latest available radiographic assessment (20 months after pembrolizumab initiation), the patient still exhibited stable disease. The patient was lost at follow-up and subsequently deceased due to other co-morbidities (Fig. 1A).

Figure 1. Immunological characterization of unexpectedly durable disease stabilization in urothelial carcinoma patient treated with pembrolizumab. A. Clinical timeline. B. Baseline and follow-up CT scan of hepatic metastasis. C. Design of FISH probes for CD274 and PDCD1LG2 copy number evaluation. D. Representative images for CD274 and PDCD1LG2 amplification by FISH, CD3 and CD8 detection by IHC, PD-L1 expression levels as monitored by the SP142 and 22C3 assays, and hematoxylin and eosin (H&E) stain. FISH, scale bar = 20 µm. IHC, scale bar = 100 µm.

Comprehensive immunological profiling was performed on archival formalin fixed paraffin embedded (FFPE) tumor tissue collected prior to pembrolizumab initiation, in the context of standard-of-care treatment, using a New York State CLEP approved assay (Immune Report Card^SM from OmniSeq® Inc., Buffalo, NY, USA).^21,22 This assay monitors (1) MuB, by whole-exon DNA-seq on 395 cancer-related genes; (2) CD274 (coding for PD-L1) and PDCD1LG2 (encoding PD-L2) amplification, by fluorescence in situ hybridization (FISH); (3) tumor infiltration by CD3⁺ and CD8⁺ T lymphocytes, by IHC; (4) PD-L1 expression levels, by IHC; as well as (5) the abundance of 398 transcripts linked to immunological status of the tumor microenvironment, by RNA-seq.^21,22

Mutational burden was close to the median of an internal reference population including 167 different neoplasm samples of various histological derivation (4.39 mutations/Mb), which is widely considered as low-to-moderate.^23,24 CD274 and/or PDCD1LG2 were highly amplified (Fig. 1C,D). IHC for CD3 and CD8 revealed elevated numbers of CD8⁺ CTLs exhibiting a highly infiltrating pattern (Fig. 1D). RNA-seq data confirmed high levels of CD3D, CD3E, CD3G, CD8A, CD8B, ranking in the top 10% of the abovementioned patient population (Table 1). IHC for PD-L1 expression with the SP142 and the 22C3 assays revealed infrequent cytoplasmic staining in small patches of neoplastic cells, but no membranous staining. Similarly, tumor-infiltrating cells did not stain positively for PD-L1 expression (Fig. 1D). RNA-seq exhibited a moderate abundance of the transcript encoding PD-L1 and high levels of the PD-L2-coding transcript (Table 1). RNA-seq also revealed a relative abundance of multiple biomarkers of an ongoing immune response and compensatory immune evasion, including (but not limited to) transcripts involved in T-cell effector functions (GZMA, IFNG, PRF1), T-cell priming (CD27, CD28, CD40, CD40LG, ICOSLG), checkpoint-driven immunosuppression (PDCD1, LAG3, VSIR, TNFRSF14, BTLA), myeloid immunosuppression (CCR2, CCL2, CD68), the regulation of inflammatory responses (IL10, CXCR6, STAT1, DDX58, MX1), and immune escape (ADORA2A) (Table 1).

Table 1. Immunological profiling of an urothelial carcinoma case by RNA-seq.

Official	Official		Main	Expression
Symbol	Name	Aliases	Function	Rank
ADORA2A	adenosine A2a receptor	A2aR, ADORA2, RDC8	Adenosine receptor	96
BTLA	B and T lymphocyte associated	BTLA1, CD272	Co-inhibitory receptor	94
CCL2	C-C motif chemokine ligand 2	GDCF-2, HC11, HSMCR30, MCAF, MCP-1, MCP1, SCYA2, SMC-CF	Myeloid infiltration-related cytokine	87
CCR2	C-C motif chemokine receptor 2	CC-CKR-2, CCR-2A, CCR2B, CD192, CKR2, CKR2A, CKR2B, CMKBR2, MCP-1-R, CCR2	Myeloid infiltration-related receptor	99
CD27	CD27 molecule	S152, S152. LPFS2, T14, TNFRSF7, Tp55	Co-stimulatory receptor	95
CD274	CD274 molecule	B7-H, B7H1, PD-L1, PDCD1L1, PDCD1LG1, PDL1	Co-inhibitory ligand	66
CD28	CD28 molecule	Tp44	Co-stimulatory receptor	94
CD3D	CD3d molecule	CD3-DELTA, IMD19, T3D	CD3 subunit	98
CD3E	CD3e molecule	IMD18, T3E, TCRE	CD3 subunit	93
CD3G	CD3g molecule	CD3-GAMMA, IMD17, T3G	CD3 subunit	99
CD40	CD40 molecule	Bp50, CDW40, TNFRSF5, p50	Co-stimulatory receptor	92
CD40LG	CD40 ligand	CD154, CD40L, HIGM1, IGM, IMD3, T-BAM, TNFSF5, TRAP, gp39, hCD40L	Co-stimulatory ligand	93
CD68	CD68 molecule	GP110, LAMP4, SCARD1	Macrophage biomarker	92
CD8A	CD8a molecule	CD8, Leu2, MAL, p32	CD8 subunit	93
CD8B	CD8b molecule	CD8B1, LEU2, LY3, LYT3, P37	CD8 subunit	95
CXCR6	C-X-C motif chemokine receptor 6	BONZO, CD186, STRL33, TYMSTR	Lymphoid infiltration-related receptor	91
DDX58	DExD/H-box helicase 58	RIG-I, RIGI, RLR-1, SGMRT2	Innate immune sensor	85
GZMA	granzyme A	CTLA3, HFSP	T-cell effector molecule	89
ICOSLG	inducible T cell costimulator ligand	B7-H2, B7H2, B7RP-1, B7RP1, CD275, GL50, ICOS-L, ICOSL, LICOS	Co-stimulatory ligand	88
IFNG	interferon gamma	IFG, IFI	T-cell effector molecule	90
IL10	interleukin 10	CSIF, GVHDS, IL-10A, TGIF, IL10	Anti-inflammatory cytokine	96
LAG3	lymphocyte activating 3	CD223	Co-inhibitory receptor	86
MX1	MX dynamin like GTPase 1	IFI-78K, IFI78, MX, MxA	Biomarker of interferon responses	86
PDCD1	programmed cell death 1	CD279, PD-1, PD1, SLEB2, hPD-1, hPD-l, hSLE1	Co-inhibitory receptor	86
PDCD1LG2	programmed cell death 1 ligand 2	B7DC, Btdc, CD273, PD-L2, PDCD1L2, PDL2, bA574F11.2	Co-inhibitory ligand	86
PRF1	perforin 1	HPLH2, P1, PFP	T-cell effector molecule	84
STAT1	signal transducer and activator of transcription 1	CANDF7, IMD31A, IMD31B, IMD31C, ISGF-3, STAT91	Transcription factor involved in interferon responses	94
TNFRSF14	TNF receptor superfamily member 14	TR2; ATAR; HVEA; HVEM; CD270; LIGHTR	Co-inhibitory receptor	86
VSIR	V-set immunoregulatory receptor	B7H5; GI24; B7-H5; PD-1H; SISP1; VISTA; PP2135; C10orf54; DD1alpha	Co-inhibitory receptor	99

* source https://www.ncbi.nlm.nih.gov/gene/;

** percentile rank of gene expression by RNA-seq as compared to a reference population of 167 patients. RNA quality complied with quality standards as defined in Ref. 22.

Discussion

While the 22C3 assay is approved by the US FDA as a companion diagnostic to identify non-small cell lung carcinoma patients and gastroesophageal carcinoma patients prone to respond to pembrolizumab,²⁵ the SP142 assay is currently employed as a complementary diagnostic to define the likelihood of urothelial carcinoma patients to obtain clinical benefits from atezolizumab.¹⁹ Previous clinical data indicate that an improved ORR to atezolizumab amongst urothelial carcinoma patients is associated with >5% positive staining for PD-L1 (as assessed by the SP142 assay) on tumor-infiltrating immune cells.^10,18 Conversely, PD-L1 positivity by neoplastic or immune cells (as assessed by the 22C3 assay) reportedly fails to correlate with improved objective responses to pembrolizumab in urothelial carcinoma patients.⁷ This patient exhibited a durable disease stabilization on pembrolizumab (associated with an increase in survival as compared to expectations) despite no PD-L1 positivity in tumor-infiltrating immune cells and no membranous PD-L1 expression by malignant cells.

FISH revealed considerable amplification of CD274 (coding for PD-L1) and/or PDCD1LG2 (encoding PD-L2), and RNA-seq exhibited moderate levels of PD-L1-coding transcripts. Potentially, such a discrepancy between CD274 gene dosage, PD-L1 abundance at the RNA level, and PD-L1 protein expression may reflect transcriptional, post-transcriptional as well as post-translational layers of regulation.²⁶ Interestingly, the progressing lesion (biopsy was taken before pembrolizumab initiation) was highly infiltrated by CD8⁺ CTLs, but the transcripts encoding PD-1 and PD-L2 were abundant, potentially highlighting the PD-L2/PD-1 axis as the major determinants of immunosuppression in this patient. The significance of these observations remains to be validated in additional cases, but PD-L2 levels may constitute a predictive biomarker for response to ICB in at least a subset of urothelial carcinoma patients.

Disclosure of potential conflicts of interest

APS, FLL, JMC, MKN, SP, STG, BB, JA, VG, MQ, YW, and CM are all employees of OmniSeq, Inc. (Buffalo, NY) and hold restricted stock in OmniSeq, Inc. SG is an employee of Roswell Park Comprehensive Cancer Center (Buffalo, NY). Roswell Park Comprehensive Cancer Center is the majority shareholder of OmniSeq, Inc. LG provides remunerated consulting to OmniSeq, Inc.