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Research Paper

Vaccination among HIV-infected, HIV-exposed uninfected and HIV-uninfected children: a systematic review and meta-analysis of evidence related to vaccine efficacy and effectiveness

ORCID Icon, ORCID Icon, ORCID Icon, ORCID Icon & ORCID Icon
Pages 2578-2589 | Received 26 Dec 2018, Accepted 16 Mar 2019, Published online: 22 May 2019

ABSTRACT

Evidence-based approaches were used in making recommendations for vaccination against vaccine-preventable diseases for HIV-infected and HIV-exposed individuals but with limited substantiation. We conducted a systematic review and meta-analysis with randomized-controlled trials (RCTs), cohort and case–control studies that have efficacy and effectiveness of vaccines in HIV-infected and HIV-exposed children as outcomes. Web of Science, Cochrane Library, PubMed and Scopus databases were searched for articles. Efficacy of 9-valent pneumococcal conjugate vaccine (PCV9) against total vaccine serotype invasive pneumococcal disease was 32% in HIV-infected children and 78% among HIV-uninfected children. Vaccine effectiveness of Bacillus Calmette–Guérin vaccine in preventing tuberculosis in HIV-infected children was zero compared to 59% protection in HIV-unexposed children. Likewise, HIV-uninfected children have better protection against invasive Haemophilus influenzae type b disease than the HIV-infected children. Effectiveness studies of rotavirus vaccines show that HIV-exposed uninfected children have similar protection against rotavirus gastroenteritis compared to the non-exposed children. Children who are severely immunosuppressed are poorly protected against invasive pneumococcal diseases. HIV-infected children tend to have lesser vaccine protection against vaccine-preventable diseases when compared to unexposed children. HIV-infected children who are immunocompetent are more likely to have better vaccine protection against vaccine-preventable diseases than those who are immunosuppressed. The overall quality of the observational studies was very low with very little confidence in the effect estimate. The overall quality of evidence for the RCT outcomes was mainly high. This study reveals a dearth of efficacy and effectiveness studies among HIV-infected and exposed children.

Background

Immunization is an essential aspect of preventive medicine and critical in reducing morbidity and mortality attributed to vaccine-preventable diseases in children, adolescents and adults.Citation1 The use of vaccines against various vaccine-preventable diseases is beneficial and an effective measure for protecting different age groups.Citation2,Citation3 The vaccination rates of children remain insufficient for vaccine-preventable diseases in many developing countries with only 86% of infants vaccinated with three doses of diphtheria-tetanus-pertussis containing vaccine in 2016.Citation4 Low vaccination uptake rate results in an increase in unvaccinated and under-vaccinated human immunodeficiency virus (HIV)-infected and HIV-exposed children who are more likely to die of preventable diseases than their immunocompetent age mates.Citation5,Citation6 Several care and treatment guidelines have identified vaccination as a crucial preventive strategy for people living with HIVCitation7,Citation8 but information on the use of certain vaccines in this population are still scanty.Citation9

Experts using evidenced-based approaches on the vaccination of immunocompromised individuals made specific recommendations for vaccination against major vaccine-preventable diseases for these patients but with limited proof.Citation8 Research gaps were also identified by this group for future investigation. One of these gaps was that of understanding the mediators of vaccine protection, adverse effects and basic aspects of the epidemiology of various vaccine-preventable diseases.Citation8

Vaccines stimulate immunity that protects against specific disease-causing organisms. However, the effectiveness of different recommended vaccines in HIV-infected children may be reduced as a result of the decline in vaccine-induced antibodies.Citation10 The changing pattern of some vaccine-preventable diseases is poorly understood, and this changing pattern and epidemiology make it important to better understand these diseases because of apparent resurgence and epidemics in the future.Citation11 The suboptimal uptake of vaccines in sub-Saharan Africa coupled with the high HIV burden are risk factors that may facilitate future epidemics.Citation11,Citation12

Previous reviews on the efficacy and effectiveness of vaccines in HIV-infected and exposed children were not specific on the vaccine efficacy/effectiveness against disease outcomes and were not conducted as systematic reviews.Citation13,Citation14 It is paramount to evaluate the available evidence by identifying high-quality literature and investigating the reliability of key findings as they relate to the pre-licensure efficacy and post-licensure effectiveness of vaccines in HIV-infected and HIV-exposed children compared to HIV unexposed children. The findings will provide the needed evidence to guide health-care policymakers, guideline developers, vaccinologists and health-care workers in developing improved long-term vaccination strategies for HIV-infected children. Current and reliable evidence-based data on the efficacy and effectiveness of vaccines in HIV-infected and HIV-exposed children are also vital to inform a better understanding of the prevention and management of vaccine-preventable diseases in these children.

This systematic review and meta-analysis summarised available data from studies which have efficacy or effectiveness of vaccines in HIV-infected and HIV-exposed children as outcomes.

Results

Description of included studies

The flow diagram in shows the studies identified and selected for this review. We identified 725 publications through databases and clinical trial registry search with 479 studies after removal of duplicates. A total of 14 publications were included in this review. These publications comprise five randomized-controlled trials (RCTs),Citation15Citation19 six case–control studies,Citation20Citation25 one cohort studyCitation26 and two cross-sectional studies.Citation27,Citation28 Three of the included studies were publications from a particular South African trial that reported different vaccine efficacy outcomes.Citation15,Citation17,Citation18 The included studies were published from 1993 to 2017. All the included studies were conducted in sub-Saharan Africa with 10 publications from South Africa, one each from Malawi, Angola and Zambia, and one multinational study conducted in Mali, Kenya and Ghana.

Figure 1. Flow diagram of the search and selection process for this review.

Figure 1. Flow diagram of the search and selection process for this review.

By outcomes, three studies reported rotavirus vaccine outcomes, six studies reported on pneumococcal vaccine, one study reported on Hib vaccine, two studies on Bacillus Calmette–Guérin (BCG) and two studies reported on Hepatitis B virus (HBV) vaccines (). Two studies compared vaccine strains with placebo among HIV-infected children while three studies compared vaccine strains with placebo among HIV-infected and HIV-unexposed children. Six studies compared HIV-infected children with HIV-unexposed children, while two studies compared HIV-exposed and uninfected children with HIV-unexposed children. In total, 66,220 children in comparative studies were involved in the included studies. The vaccine schedule and doses for the included studies were according to various national programme except for Madhi 2007Citation17 participants who were followed up for five years. Antiretroviral therapy (ART) usage varied between 22.5% and 67.0% among the HIV-infected children.

Table 1. Characteristics of included studies.

Quality of evidence

Risk of bias assessment of individual studies

Risk of bias assessment of the included studies is summarised separately for RCTs () and observational studies (). All the studies except one contained at least one domain classified as high risk of bias or with no clear information.

Figure 2. Risk of bias summary for the included randomized-controlled trials.

Figure 2. Risk of bias summary for the included randomized-controlled trials.

Figure 3. Risk of bias summary for the included observational studies.

Figure 3. Risk of bias summary for the included observational studies.

Randomized trials

Only three RCTs were assessed.Citation15,Citation16,Citation19 Klugman 2003Citation15 was used in assessing two other included studiesCitation17,Citation18 since the study participants were the same for all three publications. There was insufficient information on random sequence selection in the majority of the studies as shown in . Allocation concealment, performance and detection biases were low for most of the studies. Steele 2011Citation19 had an unclear risk of bias for most of the domains. Feikin 2012Citation16 had a high risk of bias for reporting and other bias domains for not reporting all the pre-specified primary outcomes and having numerous limitations.

Figure 4. Risk-of-bias graph: review authors‘ judgments about each risk-of-bias item presented as percentages across all included studies.

Figure 4. Risk-of-bias graph: review authors‘ judgments about each risk-of-bias item presented as percentages across all included studies.

Observational studies

All the observational studies had one high or unclear risk of bias across different domains except one study.Citation15,Citation20,Citation21,Citation23Citation28 The reasons for the high risk of bias varied and ranged from the use of hospital control instead of community controls, imbalanced missing participant numbers and unmeasured confounders ().

Figure 5. Risk of bias graph: review authors‘ judgments about each risk-of-bias item presented as percentages across all included studies.

Figure 5. Risk of bias graph: review authors‘ judgments about each risk-of-bias item presented as percentages across all included studies.

The quality of the evidence was also evaluated using the Grades of Recommendations, Assessment, Development and Evaluation (GRADE) approach. Overall quality for the observational studies was very low with very little confidence in the effect estimate. The overall quality of evidence for the RCT outcomes was mainly high. This makes our confidence in the effect estimate to be moderate. With these results, we are confident that the true effect lies close to that of the estimate of the effect and does not require further research. See Summary of findings in and .

Table 2. Summary of findings table for the efficacy of vaccines in HIV-infected, HIV-exposed and HIV-uninfected children (RCTs).

Table 3. Summary of findings table for the efficacy of vaccines in HIV-infected, HIV-exposed and HIV-uninfected children (Observational studies).

Vaccine efficacy for vaccine-preventable diseases outcomes

shows reported risk ratios and vaccine efficacy for vaccine-preventable diseases outcomes in vaccinated versus non-vaccinated participants in trials for several outcomes. Vaccine efficacy of 9-valent pneumococcal conjugate vaccine (PCV9) vs. placebo in preventing first episodes of invasive pneumococcal disease was 53% (95% CI 21–73) among HIV-infected children and 42% (95% CI −28–75) among HIV-uninfected children. Efficacy of PCV9 against total vaccine serotype invasive pneumococcal disease was 32% (95% CI −14–60) in HIV-infected and 78% (95% CI 34–92) among HIV-uninfected children.

Table 4. Reported risk ratios and vaccine efficacy for vaccine-preventable diseases outcomes in vaccinated vs. non-vaccinated participants in randomized-controlled trials.

There was similar response among HIV-infected children who were given RIX4414 vaccine and those given placebo for prevention of acute rotavirus diarrhea (RR = 1.00; 95% CI 0.26–3.78) (). The subset of HIV-infected children in a particular trial that compared pentavalent rotavirus vaccine (PRV) and placebo showed RR of 2.81 (95% CI 0.12–63.83) ().

Table 5. Calculated vaccine efficacy and effectiveness for various vaccine outcomes.

Vaccine effectiveness for vaccine-preventable diseases outcomes

reports vaccine effectiveness for vaccine-preventable diseases outcomes in vaccinated versus non-vaccinated participants in observational studies for different outcomes. The pooled odds ratio (OR) of two studies on the effectiveness of HBV vaccines between HIV-infected and HIV-uninfected children was OR = 6.02 (95% CI 0.93–38.83; ICitation2 = 0.00%) (; ). Vaccine effectiveness of BCG vaccine in preventing tuberculosis in HIV-infected children was zero compared to 59% protection in HIV-unexposed children (). Likewise, HIV-uninfected children have better protection against invasive Hib disease than HIV-infected children (97% versus 44%). Effectiveness studies of rotavirus vaccines show that HIV-exposed uninfected children have similar protection against rotavirus gastroenteritis comparable to the non-exposed children. The adjusted vaccine effectiveness of PCV13 against invasive pneumococcal disease was 78% (95% CI 46 to 91) in HIV-uninfected children, 17% (95% CI – 304–80) in HIV-infected and – 104% (95% CI – 1433–73) among HIV-infected children who were severely immunosuppressed.

Table 6. Reported vaccine effectiveness against vaccine-preventable diseases in observational studies.

Figure 6. Forest plot of comparison: Vaccine effectiveness comparing HIV-infected and HIV-uninfected – Hepatitis B vaccine, outcome: HBV/Hepatitis B vaccine.

Figure 6. Forest plot of comparison: Vaccine effectiveness comparing HIV-infected and HIV-uninfected – Hepatitis B vaccine, outcome: HBV/Hepatitis B vaccine.

Discussion

The findings of this systematic review show that various routine vaccines have varying levels of protective efficacy and effectiveness against different vaccine-preventable diseases among HIV-infected and HIV-exposed children. This study demonstrates that PCV9 and 13-valent pneumococcal conjugate vaccine (PCV13) vaccines are efficacious in preventing invasive pneumococcal disease, radiologically confirmed pneumonia and severe pneumonia.Citation15 PCV9 also reduced the incidence of antibiotic-resistant invasive and vaccine serotype pneumococcal disease in both HIV-infected and uninfected children.Citation15 However, PCV vaccines are less efficacious in preventing total vaccine serotype invasive pneumococcal disease in HIV-infected children compared to HIV-uninfected children.Citation16 Cohen et al. show that HIV-infected children have less protection against invasive pneumococcal disease when vaccinated with doses of PCV13.Citation21 HIV-infected children with severe immunosuppression are unprotected against invasive pneumococcal disease even at higher vaccine doses.Citation21

Vaccine-efficacy studies show that RIX4414 and PRV do not have protective activities against acute rotavirus diarrhea in HIV-infected children.Citation16,Citation19 The poor efficacy of PRV in children living with HIV may largely be as a result of the small sample size of the HIV-infected children subset in a Kenyan trial.Citation16 However, Feikin et al. show that PRV efficacy against severe rotavirus gastroenteritis was 63.9% (95% CI −5.9–89.8) in a study with a large number of both HIV-infected and uninfected children in the second year of life and 83% in the first year of life. The study on RIX4414 shows that there was no significant difference in the incidence of rotavirus diarrhea in the vaccine and placebo groups thereby deducing that the vaccine did not have any significant protective effect in HIV-infected children.Citation17 Monovalent rotavirus vaccines provided at least 40–60% protection against acute rotavirus gastroenteritis in both HIV-exposed uninfected and HIV-unexposed children, but the effectiveness in HIV-infected children is not yet known.Citation23,Citation26

Vaccine-effectiveness studies show that Hib conjugate vaccine provided more than 50% protection against invasive Hib disease in HIV-uninfected children when compared to HIV-infected children.Citation24 Hib conjugate vaccine has a protective effect of 83% in preventing overall invasive Hib disease in among HIV-infected children and very useful.Citation26 A study among Zambian children shows that BCG has 59% protective effect against tuberculosis in HIV-uninfected children and none in HIV-infected children.Citation24 The findings of a case–control study among Brazilian children also allude to the fact that BCG does not protect against tuberculosis in immunodeficient HIV-infected children.Citation20

Studies have shown that most of the vaccines included in this review are safe for use in all categories of children.Citation1,Citation15,Citation19,Citation29,Citation30 A number of reviews and safety studies on several routine vaccines among HIV-infected/exposed children and HIV-unexposed children show that there was no significant difference in these groups of children with respect to adverse events, serious adverse events and death.Citation26Citation33 Most of the serious adverse events and deaths were not vaccine related. Reviews also show that immune responses to primary vaccination in HIV-infected children were less likely compared to HIV-unexposed and HIV-exposed children and may require booster doses.Citation31Citation33

There is a dearth of vaccine efficacy and effectiveness studies against vaccine-preventable diseases among HIV-infected and exposed children. This review shows that some efficacy studies have been done for PCV, BCG, rotavirus vaccines and Hib vaccines in HIV-infected children. There is a need to close the knowledge gap in relation to pre-licensure vaccine efficacy and post-licensure vaccine effectiveness against key vaccine-preventable diseases among these groups of children. Closing the gaps will entail conducting efficacy and effectiveness studies for several routine vaccines in HIV-infected and exposed children.Citation13 Use of BCG vaccines in HIV-infected children can lead to disseminated tuberculosis hence it is contraindicated in immunocompromised children. It is, therefore, not advisable to do a BCG vaccine-efficacy study in these children.Citation34 BCG is safe in immunocompetent infants, however, immunocompromised infants are at high risk of developing disseminated BCG disease.Citation35

It is estimated that 1.8 M children are currently with living with HIV, most of them residing in sub-Saharan Africa.Citation36 This region also has the highest burden for most of the vaccine-preventable diseases such as tuberculosis.Citation37 It is, therefore, essential to have the children living with HIV and those exposed to HIV be protected against vaccine-preventable diseases despite possible lower vaccine efficacy among such populations.

Effectiveness research is essential and relevant for decision-making by policy makers, treatment guideline researchers, vaccine development researchers and health-care providers.Citation38 Vaccine-efficacy research is essential in making the necessary decisions to achieve the goals of the Global Health 2035 Grand Convergence.Citation39 The World Health Organization (WHO) has already recommended many vaccines for use in immunocompromised children especially those who have had exposure to HIV, however, most of these recommendations were made without specific vaccine-efficacy and effectiveness studies conducted in this population but rather from research findings on immunocompetent children or by using safety and immunogenicity studies.Citation1,Citation34 Advisory Committee on Immunization Practices (ACIP) also recommended various licensed vaccines for HIV-exposed children from birth through adolescence years except for BCG.Citation40 Knowing the vaccine efficacy and effectiveness against specific diseases will help steer guideline development and the need for better vaccines if the level of protection is low.

Strengths of this systematic review and meta-analysis are the comprehensive search conducted in several databases and the inclusion of several routine vaccines. This review also compiled evidence on efficacy and effectiveness of vaccines that could be of use in HIV-infected and HIV-exposed children, especially in sub-Saharan Africa. The outcomes reported and pooled for this review were based on clinical features and diagnostic methods that have not changed significantly over the last two decades and as such not a limitation for this study. Lack of direct comparisons between HIV-infected and unexposed children with respect to various clinical cases of vaccine-preventable diseases limited straightforward grading of the evidence for clinical case outcomes. Only seven studies could be included in the meta-analysis due to lack of data information on some clinical outcomes and reported efficacy and effectiveness as described by the authors. Most of the included papers did not relate the immune status of the children with the efficacy of the administered vaccines except for Cohen et al.Citation21 which shows that lesser efficacy in children with severe immunosuppression. The included studies also did not report on the time interval between vaccination and the onset of the vaccine-preventable diseases.

Conclusions

Efficacy and effectiveness studies on vaccination exhibit possibilities for direct and indirect protection against various vaccine-preventable diseases among HIV-infected and HIV-exposed children. HIV-infected children tend to have less protection against vaccine-preventable diseases when compared to unexposed children. HIV-infected children who are immunocompetent are more likely to have better vaccine protection against vaccine-preventable diseases than the immunosuppressed ones. There is also a need to bridge the knowledge gap on vaccine efficacy and effectiveness of several routine vaccines in HIV-infected and exposed children. The study suggests that only a few vaccine-efficacy and effectiveness studies have been done in HIV-infected and exposed children previously.

Methods

Search strategy and selection criteria

This review followed the Preferred Reporting Items for Systematic Review and Meta-Analysis Protocols (PRISMA) guideline.Citation41 The review was registered with PROSPERO (International prospective register of systematic reviews) (CRD42018095334).

Eligibility criteria

Inclusion criteria

We included randomized-controlled trials, cohort and case–control studies that included efficacy or effectiveness of vaccines in HIV-infected in comparison with HIV-exposed or HIV-uninfected children aged ≤18 years. The intervention group included those with standard vaccines or dosages while the comparison groups comprised placebo, non-vaccinated groups, groups that were vaccinated with other control vaccines or other dosages among HIV-infected and HIV-exposed children. For case–control studies, cases were HIV-infected while controls were HIV-exposed uninfected and HIV-uninfected children.

The review planned to include the following licensed vaccines: Bacillus Calmette–Guérin, hepatitis B vaccine, oral polio vaccine, inactivated polio vaccine, diphtheria-tetanus-pertussis containing vaccines, Haemophilus Influenzae type B vaccine (Hib), pneumococcal conjugate vaccine (PCV), rotavirus vaccine (RV), yellow fever vaccine and measles-containing vaccines. These vaccines were chosen because they are the frequently used childhood vaccines in countries most affected by the HIV epidemic.

Exclusion criteria

Studies having population aged ≥18 years old individuals were excluded. We also excluded non-human studies and reviews. Most of the excluded studies reported outcomes such as level of antibodies, duplicates, reviews, studies not involving human, studies not reporting confirmed cases of vaccine-preventable diseases, reported vaccine efficacy and reported vaccine effectiveness.

Outcomes

The following were the outcome measures of interest:

  1. Clinical and/or confirmed cases of vaccine-preventable diseases of interest.

  2. Pooled/reported vaccine efficacy.

  3. Pooled/reported vaccine effectiveness.

Data sources

One of the authors, OOA, searched the Web of Science, Cochrane Library, MEDLINE via PubMed and Scopus databases. Reference lists from identified papers and ClinicalTrials.gov trials registry platform were also checked. Relevant WHO position papers and documents on vaccines were also scrutinized. There was no language or date restriction.

Selection of studies

Two authors, OOA and DN, independently screened the search results using the abstract titles. They also independently went through the full text of potential studies to determine if the studies meet the inclusion criteria. Discrepancies in the selection process were resolved by consensus.

Data extraction

The two reviewers extracted data from selected articles using a pre-specified form. The extracts included information such as author, journal, year of publication, study design, country of study, participants‘ characteristics, intervention, comparator, type of vaccine and outcomes. Efficacy and effectiveness data were separately extracted for each vaccine group, target group (i.e. HIV-infected versus HIV-exposed/HIV-uninfected) and study type (interventional versus observational).

Quality assessment

The review quality assessment was guided by the use of Cochrane Collaboration’s tool for assessing the risk of bias for included trials and the use of adapted Cochrane tool for observational studies.Citation42,Citation43 Two authors, OOA and DN, independently assessed the methodological quality of all included studies that met the eligibility criteria. The researchers compared notes for each item and resolved discrepancies through discussion.

Synthesis of data

Synthesis of data was carried out using meta-analysis where applicable. Where meta-analysis was not possible, a narrative synthesis was used. We reported the dichotomous outcomes as risk ratios or odds ratio with their corresponding 95% confidence intervals (CI) while continuous outcomes were reported as mean differences.Citation44 We reported the vaccine effectiveness with the random-effects odds ratio (OR) using the formula (1 – OR) × 100 while vaccine efficacy was established with risk ratio (RR): (1 – RR) × 100. The efficacy and effectiveness of each vaccine in the intervention arm were compared with that of the control arm. We also planned to use funnel-plot regression to assess publication bias if we had up to 10 studies per vaccine type. RevMan statistical software was used to do all calculations, the meta-analysis and to generate the forest plot.Citation45

Sensitivity analysis

The certainty of the evidence regarding primary outcomes was determined by the use of the Grades of Recommendations, Assessment, Development and Evaluation (GRADE) approach.Citation46 The term relative effect as used in GRADE refers to either Relative risk or Odds Ratio. The risk with placebo is an assumed risk or score in a group of people who do not receive the intervention. The risk with the vaccine is a corresponding risk or score in a group of people who do receive the intervention. We planned to assess substantial heterogeneity if I2 exceeded 50%, and the meta-analysis had up to five studies and to perform subgroup analyses using pre-specified potential sources of heterogeneity such as: type of comparison (i.e. placebo or no vaccine), blinding of patients (only for trials); blinding of outcome assessors; and overall methodological quality.

Abbreviations

BCG=

Bacillus Calmette–Guérin

CI=

Confidence intervals

DTP=

Diphtheria, tetanus and pertussis

HI=

HIV-infected

HU=

HIV-uninfected

Hib=

Haemophilus influenzae type b

HIV=

Human immunodeficiency virus

PCV9=

9-valent Pneumococcal conjugate vaccine

PCV13=

13-valent pneumococcal conjugate vaccine

PRISMA=

Preferred Reporting Items for Systematic Review and Meta-Analysis

PRV=

Pentavalent rotavirus

RCT=

Randomised controlled trials

RV=

Rotavirus

WHO=

World Health Organization

Authors’ contributions

OOA developed the protocol, search strategy, data analysis and manuscript preparation. OOA and DN did the screening, study selection and data extraction. OAU and CSW guided the development of the study. All authors were involved in the interpretation of results, revision and approval of the final review manuscript.

Disclosure of potential conflicts of interest

No potential conflicts of interest were disclosed.

Additional information

Funding

OOA, DN and CSW are supported by the National Research Foundation of South Africa (Grant numbers: 106035 and 108571) and the South African Medical Research Council. OAU is supported by the National Institute of Health Research using Official Development Assistance funding. The views expressed in this publication are those of the authors and not necessarily those of the National Health Service, National Institute for Health.

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