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Research Paper

Application of quality improvement approaches in health-care settings to reduce missed opportunities for childhood vaccination: a scoping review

ORCID Icon, ORCID Icon, ORCID Icon, & ORCID Icon
Pages 2650-2659 | Received 04 Feb 2019, Accepted 22 Mar 2019, Published online: 22 Apr 2019

ABSTRACT

Missed opportunities for vaccination (MOV) is a poor reflection of the quality of care for children attending health facilities. It also contributes to a reduction in overall immunization coverage. Although there is a growing interest in the use of quality improvement (QI) in complex health systems to improve health outcomes, the degree to which this approach has been used to address MOV is poorly understood. We conducted a scoping review using Arksey and O’Malley’s framework to investigate the extent to which QI has been used in health facilities to reduce MOV. The review followed five stages as follows: (1) identifying the research question; (2) identifying the relevant studies; (3) selecting the studies; (4) charting data; and (5) collating, summarizing, and reporting results. The search strategy included electronic databases and gray literature. A total of 12 literatures on QI projects focused on addressing MOV were identified. Eleven were published manuscripts, and one was a conference presentation. All the QI projects published were conducted in the United States and majority were between 2014 and 2018. In these projects, 45 change ideas targeting providers, clients, and health system were used. This study generated important evidence on the use of QI in health facilities to reduce MOV. In addition, the result suggests that there is a growing interest in the use of this approach to address MOV in recent years. However, no literature was found in low- and middle-income countries especially sub-Saharan Africa.

Introduction

Immunization is one of the most effective and cost-effective public health interventions for preventing morbidity and mortality from common childhood infectious diseases.Citation1Citation3 In addition to averting deaths, immunization also improves long-term productivity and has positive ecological externalities.Citation4 As a result childhood immunization is considered a priority child health service in health facilities.Citation5 Despite this, many children who are eligible for vaccination often make contact with health services and are still missed by the immunization sub-system thus resulting in missed opportunities for vaccination (MOV).Citation6 This MOV can occur during health care visits for curative or preventive services.Citation6,Citation7 Its prevalence in low- and middle-income (LMIC) countries is estimated to be 32.2%.Citation6 A recent review on MOV among African children from 14 countries found a pooled prevalence of 27.26%.Citation8 In the same study, the complexity of MOV was highlighted.Citation8 Using complex adaptive systems lens, it was shown that interrelated and interdependent factors which originate from multiple stakeholders including caregivers, health workers as well as health systems managers are responsible for MOV.Citation8 According to the World Health Organization, MOV contributes to a further reduction in childhood immunization coverage level at district and national level.Citation9 Its impact on this important public health indicator has reinvigorate WHO’s interest in address it across health systems.Citation9

Quality improvement (QI), which originated from industrial manufacturing, has emerged as one of the main approaches for improving health outcomes within complex health systems.Citation10-Citation13 This is because QI methodologies enable the use of multicomponent interventions concurrently to institute change at multiple levels and allows experiential learning.Citation12,Citation14,Citation15 Within the context of immunization programs, QI would differ from general implementation activities designed to improve uptake of immunization. This is because QI process would involve specific activities like baseline data collection, testing iterative cycles of intervention packages to improve immunization uptake, brainstorming on progress, and periodic reflections on the change packages supported by continuous data collection on the outcome of interest which can then be used to inform modifications. Several QI models exist; however, the most commonly used are Model for Improvement (MFI), lean, and six sigma.Citation16-Citation20 MFI is a hybrid of two frameworks: total quality management (TQM) and rapid cycle improvement (RCI).Citation21 It uses plan-do-study-act (PDSA) cycles to test change ideas.Citation21 Lean and six sigma are somewhat similar; however, lean is concerned with reducing wastage, while six sigma focuses on reducing process variation.Citation22 Lean six sigma is an integration of the two models which focuses on defect prevention and is usually used when wastage and process variation coexists.Citation23

At core, QI entails process change with resultant variation in outcomes.Citation10,Citation11 It has been used in health facilities in high-income countries to improve neonatal and child health outcomes.Citation24-Citation26 Similarly, there is also evidence of its use to strengthen health systems in LMIC.Citation27 Studies conducted in Rwanda, Ghana, and Nigeria have demonstrated the impact of QI on maternal health outcomes.Citation28-Citation30 However, there is scarcity of information on how QI has been applied within the immunization system to reduce MOV.

Therefore, in this study, we explored the extent to which QI has been used to address MOV using a scoping review methodology.Citation31 We adopted Arksey and O’Malley’s framework for conducting scoping review.Citation31 The review followed five stages as follows:Citation1 identifying the research questionCitation2; identifying the relevant studiesCitation3; selecting the studiesCitation4; charting data; andCitation5 collating, summarizing, and reporting results.Citation31 For this study, we defined a scoping review as a research synthesis technique for mapping literature on a particular field of study or topic to identify key concepts and gaps so as to inform further research, as well as policy and practice.Citation32

We chose to use a scoping review method as we intend to explore the degree to which QI has been applied in health-care setting to reduce MOV, rather than sum up available evidence on the effect of QI on MOV.Citation33 This review methodology is as transparent as a systematic review as it employs rigorous approaches to identify literature that are relevant to a research question.Citation33 It is suitable for broad questions that would likely combine diverse literature.Citation33 Using a scoping review will enable us to identify different types of change ideas for reducing MOV that have been used to broadly target stakeholders such as caregivers, health workers and health systems.Citation33 Our study filled existing knowledge gap by presenting a broad descriptive overview of the application of QI in health-care setting to reduce MOV. This study is relevant for researchers as it highlighted the nature and characteristics of available literature on the topic. It is also relevant for health practitioners and policy makers that are planning to use QI approach within their setting to address this problem. This scoping review was conducted before embarking on a QI project in primary health-care facilities in a resource constrained setting.

The objectives of this study were as follows:

  1. To map and describe existing literature on QI projects to reduce MOV within the context of routine childhood immunization.

  2. To identify the QI models, change ideas, and study designs used in QI projects to reduce MOV within the context of routine childhood immunization.

Results

A total of 12 publications met the eligibility criteria for this review. The total number of publications that were assessed for eligibility is 19, and 7 were excluded as shown in . In two of the excluded studies, the focus was on general pediatric care.Citation34,Citation35 Others focused on immunization coverage.Citation36-Citation40 The electronic databases search yielded nine publications. Manual search of the reference list of eligible publication yielded an additional two publications. While the gray literature search yielded one conference presentation. No publication was obtained from the organizations that were contacted.

Figure 1. Adapted PRISMA flow chart.

Figure 1. Adapted PRISMA flow chart.

Description of the characteristics of included publications

The country affiliation of all the first authors included in this review was the United States of America (USA). Their type of institutional affiliation varies with 50% affiliated with a university. Majority of included literature were published in the last 5 y (2014–2018). Other bibliometric characteristics of the publications are shown on .

Table 1. General features of publications on use of quality improvement to address missed opportunities for childhood vaccination.

QI interventions

Most of the QI projects that were conducted covered routine childhood immunization, while four focused solely on human papillomavirus (HPV) vaccine. In one of the projects, the age group of the target population for HPV vaccine extended till 26 y. This extension to 26 y of age is a function of United States recommendations for catch-up immunization for women who did not receive HPV vaccine as adolescents. In one of the projects, a QI intervention was instituted in a primary care clinic in Denver to reduce MOV among children up to 25 months of age.Citation41 This clinic is in an inner-city teaching hospital that serves low-income families.Citation41 Three difference change ideas chart prompts, provider education, and provider reminders were implemented.Citation41 The change ideas targeted nurses and clinicians.Citation41 Details of each literature with the vaccines and target population are presented on . Although all the QI projects were implemented within a health facility the level of health care vary across studies.Citation41-Citation51 The context within which these QI projects were implemented also varies from one another.Citation41-Citation51 One of the QI practices was implemented within a health center in an urban public university.Citation42 In another study, the QI practice was implemented in a clinic that serves mainly low-income families.Citation41

Table 2. Target population and vaccine(s) targeted in quality improvement practices to address missed opportunities for vaccination.

In all the QI projects conducted, QI teams implemented multiple change ideas (interventions) targeting various levels of stakeholders.Citation41-Citation51 The change ideas were about evenly divided between provider- and patient-focused strategies with few cross-cutting strategies. In , all the compiled change ideas are classified according to their level of influence.

Table 3. Classification of quality improvement interventions (change ideas) used in quality improvement projects to address missed opportunities for vaccination.

QI models, methods, and study designs

In three of the reviewed publications, continuous quality improvement (CQI) model was used.Citation44,Citation48,Citation49 Only one publication reported the use of collaborative QI model.Citation47 The use of PDSA as the method for QI was reported in four studies.Citation43,Citation44,Citation47,Citation48 In all the publications QI practice was implemented by QI teams.Citation41-Citation51 In the QI projects identified, quasi experimental designs like pre-post design, before and after studies, and time series designs were used to evaluate the effect of the interventions.Citation41,Citation44-Citation49

Discussion

Summary of results

We embarked on this scoping review to explore the extent to which QI has been used to address MOV within the context of routine childhood immunization. Our objective was to map and describe existing literature, and identify the QI models, change ideas, and study designs used in QI projects. Our search for published and gray literature yielded 12 publications (11 published literature, and 1 conference presentation). Based on the charted information from these publications, we found that all the QI projects were implemented in the United States and majority of them were conducted between 2014 and 2018. In the QI projects implemented, multicomponent change ideas were used. We identified 45 change ideas across all the projects and classified them into three namely interventions for providers, interventions for clients, and cross-cutting interventions. It was beyond the ambit of this scoping review to conduct an evaluation of the methodological quality of individual studies included.

Strengths and limitations of the study

A key strength of this review is that we employed a rigorous and transparent search strategy to identify existing literature on the use of QI to address MOV. In addition, we did not restrict our search to any language, date of publication or document type. Some limitations of this review should also be considered. Despite the comprehensiveness of our search strategy, we cannot conclude that we found all the publications due to the broad nature of QI as a field of practice. It is still possible that we missed some papers. We were also unable to obtain publications and reports from organizations engaged in QI projects for immunization, as such, it is possible that other non-public literature exist that have not been included in this review.

QI and MOV

Our study confirms the emerging interest in QI as majority of identified literature were published between 2014 and 2018. As practitioners increasingly understand and begin to view MOV from the complexity lens, a further rise in the use of QI to address it might occur. However, the overall volume of QI projects to address MOV, which is a health-care quality issue with substantial population health implications, was low. Furthermore, all the identified publications were for projects conducted in the United States. Although global organizations such as the WHO recognize the role of QI in health systems, its use in immunization systems in LMIC to reduce MOV seems low.Citation52 Many factors including paucity of skills to conduct and report QI interventions or failure to publish QI projects might be contributing to this.

Authors of the publications included in this review reported the use of multiple change ideas which is consistent with the science of improvement.Citation10 While some of these change ideas are targeted at providers, others focus on clients and the system, thus enabling a multipronged approach. However, the process of selection of these change ideas were rarely described enough to enable replication in other settings. In a resident-led clinical QI project to improve immunization rate, third year residents engage immunization stakeholders to implement a set of activities.Citation48 These activities include printing daily immunization reports, distributing them to health-care providers and discussion about immunization with parents and guardians.Citation48 However, it is unclear how the residents arrived at these choice of change ideas.Citation48

Most of the QI projects reviewed reported only the QI outcome measure and this practice is inconsistent with current guidance on QI in health care.Citation53 It is essential to include and report on process and balancing measures as well.Citation53 Process measures will enable QI practitioners to track whether the system is performing as planned.Citation53 While balancing measure will allow tracking of the influence of the QI project on other parts of the system.Citation53 Balancing measures are particularly important as it will provide information on whether the change ideas causing improvement in one unit, is decreasing a desirable outcome in others. In addition to these measures, more recent improvement models have also included implementation outcomes.Citation54

Due to the “real world” context within which QI are implemented, quasi experimental designs are sometimes more feasible.Citation55 As expected, most of the publications reported the use of these study designs. However, it is important to consider additional design features to these quasi-experimental designs or conduct pragmatic or hybrid trials to improve confidence in the effect measure attributed to QI interventions.Citation56-Citation59

Implications for research

In view of our findings, we recommend more research. Our research recommendations, which follow the EPICOT+ format, are presented in .Citation60

Box 1. Use of EPICOT+ to highlight research recommendations based on gaps identified in a scoping review on the use of quality improvement to address missed opportunities for vaccination.

We recommend the use of standardized guidance such as Standards for QUality Improvement Reporting Excellence – SQUIRE 2.0 to report future studies.Citation61 This would greatly enhance the sharing of best practices. Also, researcher and practitioners can place related gray literature on repositories that are accessible to wide range of audience.

Methodology

A review team was established comprising of the principal investigator and three supervisors with expertise in research synthesis, epidemiology, and vaccinology.Citation62 The team deliberated upon and agreed on the broad research question to be addressed as well as the review protocol.

Stage 1: identify the research question

The scoping review question was, “What is the nature and extent of use of QI approaches in health facilities to reduce missed opportunities for vaccination within the context of routine childhood immunization?” Due to the broad nature of this review question, with its main focus on mapping existing literature, a systematic review would not be appropriate.Citation63 Since emerging consensus on knowledge synthesis methodologies have made clearer the applicability of a broad range of other methods, we used this to inform our choice of scoping review methodology to answer this question.Citation64,Citation65

Since routine childhood immunization for children extend to those in the adolescent age group, they were included as part of the population of interest.Citation66 The detailed population intervention comparator and outcome (PICO) elements for the review question are shown in .

Box 2. PICO elements for scoping review question.

For this study, we adopted the Cochrane Effectiveness Practice and Organization of Care (EPOC) group’s definition of QI as “an iterative process to review and improve care that includes the involvement of health-care teams, analysis of a process or system, a structured process improvement method or problem-solving approach, and use of data analysis to assess change”.Citation67 Since our interest is in routine childhood immunization, the following antigens were considered: Bacillus Calmette-Guerin (BCG), hepatitis B, Polio, Diphtheria-Tetanus-Pertussis containing vaccine, Haemophillus influenzae type b, pneumococcal (conjugate), rotavirus, measles, rubella, and HPV.Citation66 Other antigens such as yellow fever, Japanese encephalitis, tick-borne encephalitis, typhoid, cholera, meningococcal, hepatitis A, rabies, dengue, mumps, seasonal influenza, and varicella that are indicated for children under certain conditions like place of residence, type of population, and immunization program were also considered.Citation66

Stage 2: identifying relevant studies

To identify literature (published and unpublished) appropriate for answering the research question, we employed a search strategy involving:

  1. ThreeCitation3 electronic databases and manual search of reference lists of relevant studies

  2. Google search

  3. Contacting networks and organizations involved in QI

Electronic databases

ThreeCitation3 electronic databases: PubMed, Scopus, and Web of Science were searched on 4th July 2018 on the Internet. These databases were selected to ensure a comprehensive inclusion of all published literature. To ensure that all possible publications were found, date, language, or document type restrictions were not specified during database search. Using the research question, we developed the following search terms: “quality improvement”, “implementation strategy”, “implementation process”, “Plan do study act”, “define measure analyze improve control”, “define measure analyze improve control”, “define measure analyze design verify”, “define measure analyze design verify”, ”lean six sigma”, “immunization”, “missed opportunities”, “infant”, “childhood”, “teenager”, and “adolescent” among others. These search terms are keywords that combine QI with missed opportunities for vaccination in children and adolescent. The search terms were tailored to each database. Detailed search strategy developed with input from an information specialist is attached as Appendix. All citations exported from databases were imported to Endnote X7.7.1. While on the reference manager, duplicate of citations were removed. The reference list of the selected manuscripts was also manually searched to identify any relevant paper that reported the use of QI approach to address missed opportunities for vaccination.

Grey literature

Advanced Google search using the following URL: https://www.google.com/advanced_search was implemented to identify gray literatures that are relevant to the review question.Citation68 The keywords that were used for electronic database search were also applied. The search filters were left at their default setting so as to include results in any language, from any geographical region, and without data limits among others. Since Google search has the tendency to produce high search volume, we limited our search to the first 50Citation47 results.Citation69

Networks and organizations

Experts at the American Academy of Pediatrics were contacted by email with a request for any published or unpublished report on the use of QI approaches to address missed opportunities for vaccination among children. The use of QI practices is part of the academy’s mission of ensuring high standards of health for children.Citation70

Stage 3: study selection

A set of eligibility criteria with inclusion and exclusion criteria were developed while preparing the protocol to help in removing studies that did not answer the review question. It was agreed that these eligibility criteria can be modified post hoc as the authors become more familiar with the studies.

Inclusion criteria were as follows:

  1. All literature reporting a QI approach aimed at reducing missed opportunities for vaccination for children and adolescents.

  2. Vaccines that are used for routine immunization

  3. QI approaches implemented in a health facility setting

Exclusion criteria were as follows:

  1. QI aimed at improving immunization rate in high-risk children with deficient immune system

  2. QI approaches implemented within a community setting

After identifying relevant literature, two authors independently screened the titles and abstracts of all publications obtained from the electronic databases. If the studies broadly described the use of QI in a health facility setting to reduce missed opportunities for vaccination, its full text was retrieved. There was no masking of reviewers involved in the screening to author name or journal. It was agreed apriori that the full text of publications without abstracts will automatically be considered. The prespecified inclusion and exclusion criteria were applied to the full text of the publications to identify the “best fit”. The assistance of librarians at the medicine and health sciences library of Stellenbosch University, South Africa, was sought to help retrieve articles that were published in journals that the university did not subscribe to. It was also agreed that if full text could not be retrieved, then abstract can used. During the study selection, the two reviewers resolved any disagreements through discussion. is a four-phased flow diagram from identification through inclusion.Citation71 The Google search results were also screened by the two authors.

Stage 4: charting the data

Two authors independently charted key information from the included publications. An Excel spreadsheet was used for this purpose. The charting approach used was similar to that of a narrative review as we obtained information about the QI projects.Citation72 The recorded information is presented in .

Table 4. Key information charted and their description.

Stage 5: collating, summarizing, and reporting the results

Charted information was collated using Microsoft Excel 2016. Same software was used for coding the data. Analysis was done using Microsoft Excel as well. Number of published literatures over the study periods were calculated. Descriptive statistics (frequency and percentage) of country affiliation, language of publication, publication type, and institutional affiliation of authors was also calculated. Vaccines targeted in each QI interventions were presented.

Conclusion

This scoping review identified and described the extent of current publications on use of QI approach to address MOV. There is a growing interest in the use of QI to improve health outcomes, and this was also observed for MOV. Given that only few publications were found, all of which were conducted in the United States, buttresses the need for this systematic appraisal of currently available literature. No published or gray literature was found in LMIC especially sub-Saharan Africa.

Disclosure of potential conflicts of interest

No potential conflict of interest was reported by the authors.

Contributors

AAA conceptualized the study, drafted the review protocol, conducted the literature search, screened publications and charted data, conducted the data analysis and interpretation, and wrote the first draft of the manuscript. CSW, OAU, MAG reviewed and approved the protocol, contributed to data analysis and interpretation, manuscript development and approved the final manuscript. EOW screened publication and charted of data and contributed to manuscript development.

Ethics approval

Not applicable

Acknowledgments

The authors would like to thank Joy Oliver of Cochrane South Africa, South African Research Council, Tygerberg, for reviewing the search strategy used in this review. They would also like to thank the following librarians: Tracey Louw and Pamela Nyokwana, at the Medicine and Health Science Library of Stellenbosch University, South Africa.

Additional information

Funding

The research reported in this publication was supported by the South African Medical Research Council with funds received from the National Research Foundation of South Africa through its competitive program for rated researchers. This work is based on research supported wholly/in part by the National Research Foundation of South Africa (Grant Number: 106035). OAU receives support from National Institute of Health’s Official Development Assistance (ODA) funding. The views expressed in this publication are solely those of the authors.

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APPENDIX

PUBMED

(infant[mh] OR infant[tiab] OR infants[tiab] OR infancy[tiab] OR toddler*[tiab] OR preterm*[tiab] OR prematur*[tiab] OR postmatur*[tiab] OR baby[tiab] OR babies[tiab] OR neonat*[tiab] OR newborn[tiab] OR preschool*[tiab] OR pre-school*[tiab] OR child[mh] OR child*[tiab] OR kindergar*[tiab] OR pupil*[tiab] OR schoolchild*[tiab] OR teen*[tiab] OR youth[tiab] OR youths[tiab] OR youngster*[tiab] OR young person*[tiab] OR young people[tiab] OR minors[mh] OR minors[tiab] OR puberty[mh] OR puberty[tiab] OR pubescen*[tiab] OR prepubescen*[tiab] OR paediatric*[tiab] OR pediatric*[tiab] OR peadiatric*[tiab] OR schools[mh:noexp] OR school*[tiab] OR kid[tiab] OR kids[tiab] OR boy*[tiab] OR girl*[tiab] OR creche*[tiab] OR highschool*[tiab] OR “secondary school”[tiab] OR juvenil*[tiab] OR adolescent[mh] OR adolescen*[tiab])

AND

quality improvement[mh] OR (quality[tiab] AND (system*[tiab] OR process*[tiab] OR improvement*[tiab] OR enhancement*[tiab] OR strateg*[tiab] OR intervention*[tiab] OR management[tiab])) OR implementation strateg*[tiab] OR implementation process*[tiab]

OR

Plan do study act[tiab] OR plan do check act[tiab] OR define measure analyze improve control[tiab] OR define measure analyse improve control[tiab] OR define measure analyse design verify[tiab] OR define measure analyze design verify[tiab] OR lean six sigma[tiab]

AND

Immunization[mh] OR immuni*[tiab] OR vaccin*[tiab] OR revaccin*[tiab] OR innoculat*[tiab] OR inoculat*[tiab]

AND

Missed[tiab] AND opportunit*[tiab]

WEB OF Science (1970–2018)

ts = (infant OR toddler* OR preterm* OR prematur* OR baby OR babies OR neonat* OR newborn OR preschool* OR pre-school* OR child OR child*OR kindergar* OR pupil* OR schoolchild* OR teen* OR youth OR youths OR youngster* OR young person* OR young people OR minors OR minors OR puberty OR pubescen* OR prepubescen* OR paediatric*] OR pediatric* OR peadiatric* OR kid OR boy* OR girl* OR creche* OR highschool* OR “secondary school” OR juvenil* OR adolescent OR adolescen*)

AND

ts = (“quality improvement” OR “quality system*” OR “quality network*” OR “quality process* OR “quality improvement*” OR “quality enhancement*” OR “quality strateg*” OR “quality intervention*” OR “quality management” OR “implementation strategy*” OR “implementation process*”)

OR

ts = (“Plan do study act” OR “plan do check act” OR “define measure analyze improve control” OR “define measure analyse improve control” OR “define measure analyse design verify” OR “define measure analyze design verify” OR lean OR “six sigma”)

AND

ts = (Immunization OR immuni* OR vaccin* OR revaccin* OR innoculat* OR inoculat*)

AND

ts = (“missed opportunities for vaccination” OR “missed opportunities for immunization” OR Missed near/3 opportunit*)

SCOPUS

TITLE-ABS-KEY (“quality improvement” OR “quality system*” OR “quality network*” OR “quality process*” OR “quality improvement*” OR “quality enhancement*” OR “quality strateg*” OR “quality intervention*” OR “quality management” OR “implementation strategy*” OR “implementation process*” OR “Plan do study act” OR “plan do check act” OR “define measure analyze improve control” OR “define measure analyse improve control” OR “define measure analyse design verify” OR “define measure analyze design verify” OR lean OR “six sigma”)

TITLE-ABS-KEY (infant OR toddler* OR preterm* OR prematur* OR baby OR babies OR neonat* OR newborn OR preschool* OR pre-school* OR child OR child*OR kindergar* OR pupil* OR schoolchild* OR teen* OR youth OR youths OR youngster* OR young person* OR young people OR minors OR minors OR puberty OR pubescen* OR prepubescen* OR paediatric*] OR pediatric* OR peadiatric* OR kid OR boy* OR girl* OR creche* OR highschool* OR “secondary school” OR juvenil* OR adolescent OR adolescen*)

TITLE-ABS-KEY (Immunization OR immuni* OR vaccin* OR revaccin* OR innoculat* OR inoculat*)

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